$93.3 Million is the total value of Penn Mutual Asset Management, LLC's 56 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 30.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | FRANKLIN BSP RLTY TR INC | $15,513,000 | – | 1,038,322 | +100.0% | 16.62% | – | |
| WFCPRL | New | WELLS FARGO CO NEW | $8,943,000 | – | 6,000 | +100.0% | 9.58% | – |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FUND INC | $8,533,000 | +1341.4% | 2,233,755 | +1466.4% | 9.14% | +876.9% |
| Buy | FORTIVE CORPnote | $5,400,000 | -0.3% | 5,400,000 | +8.0% | 5.79% | -32.4% | |
| EDD | Buy | MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | $5,282,000 | +5.3% | 963,819 | +12.5% | 5.66% | -28.6% |
| SPG | SIMON PROPERTY GROUP INC | $4,831,000 | +22.9% | 30,240 | 0.0% | 5.18% | -16.7% | |
| AGNC | Buy | AGNC INVESTMENT CORP | $4,608,000 | +206.0% | 306,362 | +220.9% | 4.94% | +107.3% |
| NRZ | Sell | NEW RESIDENTIAL INVESTMENT CORP | $4,519,000 | -33.5% | 421,900 | -32.7% | 4.84% | -54.9% |
| T | Buy | AT&T INC | $3,756,000 | +1554.6% | 152,670 | +1603.9% | 4.02% | +1021.2% |
| DLY | Buy | DOUBLELINE YIELD OPPORTUNITIES FUND | $3,737,000 | +189.2% | 199,841 | +195.6% | 4.00% | +96.0% |
| BCX | Buy | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | $3,308,000 | +127.2% | 353,781 | +116.9% | 3.54% | +53.9% |
| JPS | Buy | NUVEEN PREFERRED & INCOME SECURITIES FUND | $3,010,000 | +11.8% | 309,650 | +12.7% | 3.23% | -24.2% |
| DBRG | Buy | DIGITALBRIDGE GROUPcla | $2,940,000 | +141.8% | 352,939 | +75.1% | 3.15% | +63.9% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT INC | $2,766,000 | -1.5% | 353,745 | +7.4% | 2.96% | -33.3% |
| GOLD | Buy | BARRICK GOLD CORP COM | $2,153,000 | +757.8% | 89,525 | +583.4% | 2.31% | +481.1% |
| TWO | Buy | TWO HARBORS INVESTMENT CORP | $1,431,000 | -8.6% | 248,000 | +0.4% | 1.53% | -38.1% |
| VIACP | New | VIACOMCBS INC | $1,126,000 | – | 22,430 | +100.0% | 1.21% | – |
| D | Buy | DOMINION ENERGY INC | $976,000 | +7.6% | 12,426 | +0.0% | 1.05% | -27.1% |
| LIGAND PHARMACEUnote | $806,000 | +0.5% | 810 | 0.0% | 0.86% | -31.9% | ||
| ET | ENERGY TRANSFER LP | $786,000 | -14.1% | 95,500 | 0.0% | 0.84% | -41.8% | |
| IONS 0 1/8 12/15/24note | $765,000 | -2.9% | 856 | 0.0% | 0.82% | -34.2% | ||
| SUPERNUS PHARMACnote | $665,000 | -1.0% | 675 | 0.0% | 0.71% | -32.9% | ||
| CALAMP CORPnote | $654,000 | +5.5% | 705 | 0.0% | 0.70% | -28.5% | ||
| JAZZ INVT I LTDnote | $515,000 | -2.6% | 515 | 0.0% | 0.55% | -34.1% | ||
| PAA | Buy | PLAINS ALL AMERICAN PIPELINE LP | $364,000 | +104.5% | 39,500 | +125.7% | 0.39% | +38.8% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME FUND INC | $364,000 | +313.6% | 17,256 | +310.7% | 0.39% | +180.6% |
| AGX | Buy | ARGAN INC | $312,000 | +12.6% | 8,065 | +29.2% | 0.33% | -23.7% |
| MIXT | Buy | MIX TELEMATICS LTD-SP ADRadr | $310,000 | +5.8% | 24,610 | +6.7% | 0.33% | -28.3% |
| HURC | Buy | HURCO COMPANIES INC | $293,000 | +2.1% | 9,880 | +14.3% | 0.31% | -30.8% |
| LYTS | LSI INDUSTRIES INC | $280,000 | -13.6% | 40,840 | 0.0% | 0.30% | -41.4% | |
| AEL | Sell | AMERICAN EQUITY INVT LIFE HL | $277,000 | +10.8% | 7,105 | -9.0% | 0.30% | -24.8% |
| SNA | Buy | SNAP-ON INC | $263,000 | +32.2% | 1,220 | +34.1% | 0.28% | -10.5% |
| HFC | HOLLYFRONTIER CO | $261,000 | -10.6% | 7,955 | 0.0% | 0.28% | -39.4% | |
| GILD | GILEAD SCIENCES INC | $259,000 | +7.5% | 3,570 | 0.0% | 0.28% | -27.0% | |
| BWXT | Buy | BWX TECHNOLOGIES INC | $251,000 | +55.9% | 5,245 | +83.7% | 0.27% | +5.5% |
| CWH | Buy | CAMPING WORLD HOLDINGS INC-Acla | $240,000 | +22.4% | 5,930 | +11.8% | 0.26% | -17.1% |
| IBM | IBM | $211,000 | -7.5% | 1,575 | 0.0% | 0.23% | -37.4% | |
| UGIC | Sell | UGI CORP | $210,000 | -93.2% | 2,000 | -93.3% | 0.22% | -95.4% |
| UNB | Sell | UNION BANKSHARES INC/VT | $208,000 | -84.0% | 7,160 | -76.6% | 0.22% | -89.2% |
| EPC | Sell | EDGEWELL PERSONAL CARE CO | $203,000 | 0.0% | 4,435 | -23.5% | 0.22% | -32.1% |
| GHY | PGIM GLOBAL HIGH YIELD FUND INC | $198,000 | -2.5% | 13,152 | 0.0% | 0.21% | -34.0% | |
| COG | Sell | COTERRA ENERGY I | $184,000 | -20.3% | 9,660 | -15.0% | 0.20% | -46.0% |
| NS | NUSTAR ENERGY LP | $170,000 | +1.2% | 10,700 | 0.0% | 0.18% | -31.6% | |
| MOS | MOSAIC CO/THE | $158,000 | -5.4% | 4,020 | 0.0% | 0.17% | -36.0% | |
| UGI | Sell | UGI CORP | $137,000 | -47.5% | 2,990 | -49.4% | 0.15% | -64.4% |
| FRT | Sell | FEDERAL REALTY INVS TRUSTsh | $136,000 | -2.9% | 995 | -11.9% | 0.15% | -33.9% |
| KIM | Sell | KIMCO REALTY CORP | $135,000 | -4.9% | 5,465 | -13.7% | 0.14% | -35.6% |
| XOM | EXXON MOBILE CORP | $127,000 | -2.3% | 2,080 | 0.0% | 0.14% | -34.0% | |
| BAC | Sell | BANK OF AMERICA CORP | $125,000 | -19.4% | 2,820 | -15.6% | 0.13% | -45.3% |
| NVEC | NVE CORP | $120,000 | +5.3% | 1,750 | 0.0% | 0.13% | -28.3% | |
| MGPI | Sell | MGP INGREDIENTS INC | $106,000 | -13.8% | 1,250 | -35.1% | 0.11% | -41.5% |
| DVN | Sell | DEVON ENERGY CORP | $95,000 | -48.6% | 2,150 | -53.5% | 0.10% | -65.2% |
| LEMB | ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF | $83,000 | -6.7% | 2,109 | 0.0% | 0.09% | -36.9% | |
| MPX | Buy | MARINE PRODUCTS | $82,000 | +22.4% | 6,580 | +25.3% | 0.09% | -17.0% |
| EOG | Sell | EOG RESOURCES INC | $68,000 | -40.9% | 760 | -40.9% | 0.07% | -59.9% |
| NUE | Sell | NUCOR CORP | $64,000 | -52.9% | 560 | -58.1% | 0.07% | -67.9% |
| Exit | FIREEYE INCnote | $0 | – | -500 | -100.0% | -0.01% | – | |
| CSCO | Exit | CISCO SYSTEMS INC | $0 | – | -1,231 | -100.0% | -0.11% | – |
| IMKTA | Exit | INGLES MARKETS INC-CLASS Acla | $0 | – | -1,060 | -100.0% | -0.11% | – |
| SHYF | Exit | SHYFT GROUP INC/THE | $0 | – | -2,245 | -100.0% | -0.13% | – |
| ACVA | Exit | ACV AUCTIONS INC | $0 | – | -6,087 | -100.0% | -0.17% | – |
| ARQT | Exit | ARCUTIS BIOTHERAPEUTICS INC | $0 | – | -5,413 | -100.0% | -0.20% | – |
| SWBI | Exit | SMITH & WESSON BRANDS INC | $0 | – | -6,150 | -100.0% | -0.21% | – |
| KHC | Exit | KRAFT HEINZ CO/THE | $0 | – | -4,705 | -100.0% | -0.28% | – |
| HII | Exit | HUNTINGTON INGALLS INDUSTRIE | $0 | – | -975 | -100.0% | -0.32% | – |
| RCKY | Exit | ROCKY BRANDS INC | $0 | – | -3,985 | -100.0% | -0.32% | – |
| ERIC | Exit | ERICSSON (LM) TEL-SP ADRadr | $0 | – | -20,035 | -100.0% | -0.39% | – |
| DYN | Exit | DYNE THERAPEUTICS INC | $0 | – | -34,886 | -100.0% | -0.90% | – |
| Exit | COINBASE GLOBAL INC | $0 | – | -3,096 | -100.0% | -1.11% | – | |
| CMO | Exit | CAPSTEAD MORTGAGE CORP | $0 | – | -121,478 | -100.0% | -1.29% | – |
| OLO | Exit | OLO INCcla | $0 | – | -32,832 | -100.0% | -1.56% | – |
| GBIO | Exit | GENERATION BIO CO | $0 | – | -65,040 | -100.0% | -2.58% | – |
| OKTA | Exit | OKTA INCcla | $0 | – | -8,366 | -100.0% | -3.14% | – |
| Exit | BED BATH BEYONDnote | $0 | – | -227,436 | -100.0% | -3.67% | – | |
| PHAT | Exit | PHATHOM PHARMACEUTICALS INC | $0 | – | -86,940 | -100.0% | -4.41% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Janus Henderson Group Plc #1
- DIFA, Macquarie Investment Management #2
- AllianceBernstein L.P. #3
- American Century Investment Management, Inc. #4
- Cohen & Steers Capital Management, Inc. #5
- Goldman Sachs Asset Management, L.P. #6
- MFS Investment Management #7
- Morgan Stanley Investment Management, Inc. #8
- SSgA Funds Management, Inc. #9
- T. Rowe Price Associates, Inc. #10
- Vontobel Asset Management, Inc. #11
- Eaton Vance Management #12
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 21 | Q3 2023 | 7.4% |
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC | 21 | Q3 2023 | 3.1% |
| DOMINION ENERGY INC | 21 | Q3 2023 | 1.4% |
| ANNALY CAPITAL MANAGEMENT INC | 20 | Q3 2023 | 31.9% |
| MORGAN STANLEY EMERGING MKTS | 20 | Q3 2023 | 17.7% |
| WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | 19 | Q3 2023 | 7.6% |
| AT&T INC | 18 | Q3 2023 | 7.4% |
| RITHM CAPITAL CORP | 17 | Q3 2022 | 10.7% |
| SIMON PROPERTY GROUP INC | 17 | Q2 2023 | 6.2% |
| TWO HBRS INVT CORP | 17 | Q3 2022 | 3.9% |
View Penn Mutual Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-05 |
View Penn Mutual Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.