$63.2 Million is the total value of Penn Mutual Asset Management, LLC's 73 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 33.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NRZ | Buy | NEW RESIDENTIAL INVESTMENT CORP | $6,791,000 | +63.2% | 627,000 | +48.2% | 10.74% | +106.4% |
| Buy | FORTIVE CORPnote | $5,414,000 | 0.0% | 5,000,400 | +9821.4% | 8.56% | +26.5% | |
| EDD | Sell | MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | $5,014,000 | -12.2% | 857,041 | -8.2% | 7.93% | +11.1% |
| SPG | SIMON PROPERTY GROUP INC | $3,930,000 | -0.4% | 30,240 | 0.0% | 6.22% | +26.0% | |
| UGIC | Buy | GSMS 2018-HULA B | $3,084,000 | +10.0% | 30,000 | +14.1% | 4.88% | +39.1% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT INC | $2,808,000 | +48.5% | 329,414 | +54.7% | 4.44% | +87.9% |
| PHAT | PHATHOM PHARMACEUTICALS INC | $2,791,000 | -5.2% | 86,940 | 0.0% | 4.41% | +20.0% | |
| JPS | Sell | NUVEEN PREFERRED & INCOME SECURITIES FUND | $2,692,000 | -12.7% | 274,709 | -11.3% | 4.26% | +10.4% |
| Buy | BED BATH BEYONDnote | $2,323,000 | +35.1% | 227,436 | +11209.6% | 3.67% | +70.9% | |
| OKTA | Sell | OKTA INCcla | $1,986,000 | -19.1% | 8,366 | -16.6% | 3.14% | +2.4% |
| GBIO | Sell | GENERATION BIO CO | $1,631,000 | -17.0% | 65,040 | -11.0% | 2.58% | +5.0% |
| TWO | Sell | TWO HARBORS INVESTMENT CORP | $1,566,000 | -16.5% | 247,000 | -0.4% | 2.48% | +5.7% |
| AGNC | New | AGNC INVESTMENT CORP | $1,506,000 | – | 95,480 | +100.0% | 2.38% | – |
| BCX | Buy | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | $1,456,000 | +1.9% | 163,094 | +7.5% | 2.30% | +28.9% |
| UNB | Buy | UNION BANKSHARES INC/VT | $1,300,000 | +499.1% | 30,663 | +411.0% | 2.06% | +658.7% |
| DLY | DOUBLELINE YIELD OPPORTUNITIES FUND | $1,292,000 | -4.4% | 67,612 | 0.0% | 2.04% | +20.9% | |
| DBRG | Sell | DIGITALBRIDGE GROUPcla | $1,216,000 | -50.2% | 201,609 | -34.7% | 1.92% | -37.0% |
| OLO | New | OLO INCcla | $986,000 | – | 32,832 | +100.0% | 1.56% | – |
| ET | New | ENERGY TRANSFER LP | $915,000 | – | 95,500 | +100.0% | 1.45% | – |
| D | DOMINION ENERGY INC | $907,000 | -0.8% | 12,425 | 0.0% | 1.43% | +25.6% | |
| CMO | Buy | CAPSTEAD MORTGAGE CORP | $813,000 | +24.9% | 121,478 | +31.6% | 1.29% | +58.0% |
| LIGAND PHARMACEUnote | $802,000 | +0.1% | 810 | 0.0% | 1.27% | +26.7% | ||
| IONS 0 1/8 12/15/24note | $788,000 | -0.3% | 856 | 0.0% | 1.25% | +26.2% | ||
| Sell | COINBASE GLOBAL INC | $704,000 | -53.1% | 3,096 | -47.8% | 1.11% | -40.7% | |
| SUPERNUS PHARMACnote | $672,000 | +0.9% | 675 | 0.0% | 1.06% | +27.8% | ||
| CALAMP CORPnote | $620,000 | -5.1% | 705 | 0.0% | 0.98% | +20.1% | ||
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME FUND INC | $592,000 | -18.0% | 142,600 | -12.5% | 0.94% | +3.8% |
| DYN | New | DYNE THERAPEUTICS INC | $567,000 | – | 34,886 | +100.0% | 0.90% | – |
| JAZZ INVT I LTDnote | $529,000 | -6.9% | 515 | 0.0% | 0.84% | +17.9% | ||
| LYTS | Buy | LSI INDUSTRIES INC | $324,000 | +6.6% | 40,840 | +7.8% | 0.51% | +34.7% |
| MIXT | Buy | MIX TELEMATICS LTD-SP ADRadr | $293,000 | +24.2% | 23,060 | +61.9% | 0.46% | +56.9% |
| HFC | Buy | HOLLYFRONTIER CO | $292,000 | +43.8% | 7,955 | +29.2% | 0.46% | +81.9% |
| HURC | Buy | HURCO COMPANIES INC | $287,000 | +4.4% | 8,645 | +10.2% | 0.45% | +32.0% |
| AGX | Buy | ARGAN INC | $277,000 | +29.4% | 6,240 | +39.1% | 0.44% | +64.0% |
| UGI | Buy | UGI CORP | $261,000 | +4.8% | 5,905 | +9.9% | 0.41% | +32.8% |
| GOLD | Sell | BARRICK GOLD CORP COM | $251,000 | -85.7% | 13,100 | -84.5% | 0.40% | -81.9% |
| AEL | AMERICAN EQUITY INVT LIFE HL | $250,000 | -0.8% | 7,805 | 0.0% | 0.40% | +25.4% | |
| ERIC | ERICSSON (LM) TEL-SP ADRadr | $245,000 | -2.8% | 20,035 | 0.0% | 0.39% | +22.9% | |
| GILD | GILEAD SCIENCES INC | $241,000 | -2.0% | 3,570 | 0.0% | 0.38% | +24.1% | |
| COG | COTERRA ENERGY I | $231,000 | +16.7% | 11,360 | 0.0% | 0.36% | +47.8% | |
| IBM | IBM | $228,000 | -1.3% | 1,575 | 0.0% | 0.36% | +24.9% | |
| T | Buy | AT&T INC | $227,000 | -1.3% | 8,960 | +12.2% | 0.36% | +25.1% |
| RCKY | Buy | ROCKY BRANDS INC | $205,000 | -6.0% | 3,985 | +1.5% | 0.32% | +19.1% |
| EPC | EDGEWELL PERSONAL CARE CO | $203,000 | -20.1% | 5,795 | 0.0% | 0.32% | +1.3% | |
| GHY | PGIM GLOBAL HIGH YIELD FUND INC | $203,000 | -3.3% | 13,152 | 0.0% | 0.32% | +22.5% | |
| HII | Sell | HUNTINGTON INGALLS INDUSTRIE | $202,000 | -18.9% | 975 | -17.4% | 0.32% | +2.6% |
| SNA | SNAP-ON INC | $199,000 | -2.0% | 910 | 0.0% | 0.32% | +24.0% | |
| CWH | Buy | CAMPING WORLD HOLDINGS INC-Acla | $196,000 | +0.5% | 5,305 | +11.6% | 0.31% | +27.0% |
| DVN | Sell | DEVON ENERGY CORP | $185,000 | +11.4% | 4,620 | -18.7% | 0.29% | +41.5% |
| PAA | Sell | PLAINS ALL AMERICAN PIPELINE LP | $178,000 | -60.4% | 17,500 | -55.7% | 0.28% | -49.9% |
| KHC | KRAFT HEINZ CO/THE | $174,000 | -9.4% | 4,705 | 0.0% | 0.28% | +14.6% | |
| NS | NUSTAR ENERGY LP | $168,000 | -13.0% | 10,700 | 0.0% | 0.27% | +10.4% | |
| MOS | Sell | MOSAIC CO/THE | $167,000 | -7.2% | 4,020 | -28.6% | 0.26% | +17.3% |
| BWXT | BWX TECHNOLOGIES INC | $161,000 | -3.0% | 2,855 | 0.0% | 0.26% | +23.2% | |
| BAC | Sell | BANK OF AMERICA CORP | $155,000 | -38.7% | 3,340 | -45.6% | 0.24% | -22.5% |
| KIM | Sell | KIMCO REALTY CORP | $142,000 | -4.1% | 6,330 | -10.7% | 0.22% | +21.6% |
| FRT | Sell | FEDERAL REALTY INVS TRUSTsh | $140,000 | -36.4% | 1,130 | -39.9% | 0.22% | -19.6% |
| NUE | Sell | NUCOR CORP | $136,000 | -21.4% | 1,335 | -25.8% | 0.22% | -0.5% |
| SWBI | Sell | SMITH & WESSON BRANDS INC | $130,000 | -62.0% | 6,150 | -37.7% | 0.21% | -51.8% |
| XOM | New | EXXON MOBILE CORP | $130,000 | – | 2,080 | +100.0% | 0.21% | – |
| ARQT | New | ARCUTIS BIOTHERAPEUTICS INC | $129,000 | – | 5,413 | +100.0% | 0.20% | – |
| MGPI | Sell | MGP INGREDIENTS INC | $123,000 | -32.4% | 1,925 | -28.6% | 0.20% | -14.1% |
| EOG | Sell | EOG RESOURCES INC | $115,000 | -10.2% | 1,285 | -16.3% | 0.18% | +13.8% |
| NVEC | NVE CORP | $114,000 | -12.3% | 1,750 | 0.0% | 0.18% | +11.1% | |
| ACVA | Sell | ACV AUCTIONS INC | $109,000 | -45.5% | 6,087 | -22.0% | 0.17% | -31.2% |
| LEMB | ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF | $89,000 | -3.3% | 2,109 | 0.0% | 0.14% | +22.6% | |
| RA | Sell | BROOKFIELD REAL ASSETS INCOME FUND INC | $88,000 | -69.2% | 4,202 | -67.8% | 0.14% | -61.1% |
| SHYF | Sell | SHYFT GROUP INC/THE | $83,000 | -52.6% | 2,245 | -51.9% | 0.13% | -40.2% |
| IMKTA | INGLES MARKETS INC-CLASS Acla | $71,000 | +14.5% | 1,060 | 0.0% | 0.11% | +45.5% | |
| CSCO | CISCO SYSTEMS INC | $68,000 | +4.6% | 1,231 | 0.0% | 0.11% | +33.3% | |
| MPX | New | MARINE PRODUCTS | $67,000 | – | 5,250 | +100.0% | 0.11% | – |
| FIREEYE INCnote | $3,000 | -99.4% | 500 | 0.0% | 0.01% | -99.2% | ||
| MGTA | Exit | MAGENTA THERAPEUTICS INC | $0 | – | -9,144 | -100.0% | -0.11% | – |
| GRTS | Exit | GRITSTONE ONCOLOGY INC | $0 | – | -10,952 | -100.0% | -0.12% | – |
| MYE | Exit | MYERS INDUSTRIES INC | $0 | – | -5,790 | -100.0% | -0.15% | – |
| OMC | Exit | OMNICOM GROUP | $0 | – | -1,585 | -100.0% | -0.16% | – |
| STC | Exit | STEWART INFORMATION SERVICES | $0 | – | -2,250 | -100.0% | -0.16% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -2,440 | -100.0% | -0.16% | – |
| VST | Exit | VISTRA CORP | $0 | – | -7,095 | -100.0% | -0.16% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -6,705 | -100.0% | -0.23% | – |
| MMM | Exit | 3M CO | $0 | – | -1,140 | -100.0% | -0.28% | – |
| AVRO | Exit | AVROBIO INC | $0 | – | -26,114 | -100.0% | -0.29% | – |
| IFFT | Exit | INTL FLAVOR & FRAGRANCES | $0 | – | -4,700 | -100.0% | -0.30% | – |
| Exit | SPIRIT AIRLINES | $0 | – | -250 | -100.0% | -0.30% | – | |
| NPK | Exit | NATIONAL PRESTO INDS INC | $0 | – | -2,355 | -100.0% | -0.30% | – |
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -13,480 | -100.0% | -0.38% | – |
| ETNB | Exit | 89BIO INC | $0 | – | -16,190 | -100.0% | -0.38% | – |
| ELAT | Exit | ELANCO ANIMAL HEALTH INC | $0 | – | -5,700 | -100.0% | -0.38% | – |
| Exit | DENBURY INC | $0 | – | -6,960 | -100.0% | -0.67% | – | |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -60,500 | -100.0% | -0.80% | – |
| VALE | Exit | VALE SA | $0 | – | -28,953 | -100.0% | -0.82% | – |
| WFC | Exit | WELLS FARGO & CO | $0 | – | -45,000 | -100.0% | -2.55% | – |
| EMD | Exit | WESTERN ASSET EMERGING MARKETS DEBT FUND INC | $0 | – | -349,101 | -100.0% | -6.11% | – |
| EMLC | Exit | VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | $0 | – | -229,593 | -100.0% | -9.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Janus Henderson Group Plc #1
- DIFA, Macquarie Investment Management #2
- AllianceBernstein L.P. #3
- American Century Investment Management, Inc. #4
- Cohen & Steers Capital Management, Inc. #5
- Goldman Sachs Asset Management, L.P. #6
- MFS Investment Management #7
- Morgan Stanley Investment Management, Inc. #8
- SSgA Funds Management, Inc. #9
- T. Rowe Price Associates, Inc. #10
- Vontobel Asset Management, Inc. #11
- Eaton Vance Management #12
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 21 | Q3 2023 | 7.4% |
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC | 21 | Q3 2023 | 3.1% |
| DOMINION ENERGY INC | 21 | Q3 2023 | 1.4% |
| ANNALY CAPITAL MANAGEMENT INC | 20 | Q3 2023 | 31.9% |
| MORGAN STANLEY EMERGING MKTS | 20 | Q3 2023 | 17.7% |
| WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | 19 | Q3 2023 | 7.6% |
| AT&T INC | 18 | Q3 2023 | 7.4% |
| RITHM CAPITAL CORP | 17 | Q3 2022 | 10.7% |
| SIMON PROPERTY GROUP INC | 17 | Q2 2023 | 6.2% |
| TWO HBRS INVT CORP | 17 | Q3 2022 | 3.9% |
View Penn Mutual Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-05 |
View Penn Mutual Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.