$88.5 Million is the total value of Penn Mutual Asset Management, LLC's 82 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 41.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EMLC | VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | $10,851,000 | -7.8% | 353,693 | 0.0% | 12.26% | +17.9% | |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT INC | $6,450,000 | -48.9% | 750,000 | -49.8% | 7.29% | -34.7% |
| EDD | MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | $6,118,000 | -4.3% | 1,016,241 | 0.0% | 6.91% | +22.4% | |
| NRZ | NEW RESIDENTIAL INVESTMENT CORP | $5,974,000 | +13.2% | 531,000 | 0.0% | 6.75% | +44.7% | |
| New | FORTIVE CORPORATION 0.875 02/15/2022note | $5,474,000 | – | 5,400,000 | +100.0% | 6.18% | – | |
| DLY | DOUBLELINE YIELD OPPORTUNITIES FUND | $4,785,000 | +3.4% | 250,000 | 0.0% | 5.41% | +32.2% | |
| EMD | WESTERN ASSET EMERGING MARKETS DEBT FUND INC | $4,615,000 | -4.9% | 349,101 | 0.0% | 5.21% | +21.6% | |
| JPS | NUVEEN PREFERRED & INCOME SECURITIES FUND | $4,063,000 | -0.1% | 418,033 | 0.0% | 4.59% | +27.7% | |
| SPG | SIMON PROPERTY GROUP INC | $3,527,000 | +33.4% | 31,000 | 0.0% | 3.98% | +70.6% | |
| PHAT | PHATHOM PHARMACEUTICALS INC | $3,265,000 | +13.1% | 86,940 | 0.0% | 3.69% | +44.6% | |
| WFC | WELLS FARGO & CO | $2,618,000 | +29.5% | 67,000 | 0.0% | 2.96% | +65.6% | |
| GHY | PGIM GLOBAL HIGH YIELD FUND INC | $2,466,000 | +2.7% | 165,301 | 0.0% | 2.79% | +31.3% | |
| TWO | TWO HARBORS INVESTMENT CORP | $2,309,000 | +15.0% | 315,000 | 0.0% | 2.61% | +47.2% | |
| GBIO | Buy | GNERATION BIO COnote | $1,937,000 | +68.6% | 68,065 | +67.9% | 2.19% | +115.6% |
| New | CHENIERE ENERGY INC 4.25 03/15/45note | $1,825,000 | – | 2,236,000 | +100.0% | 2.06% | – | |
| CLNY | Sell | COLONY CAPITAL INC | $1,597,000 | -5.9% | 246,456 | -30.2% | 1.80% | +20.3% |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME FUND INC | $1,583,000 | -85.3% | 387,100 | -84.0% | 1.79% | -81.2% |
| KYMR | New | KYMERA THERAPEUTICS INC | $1,179,000 | – | 30,327 | +100.0% | 1.33% | – |
| D | Sell | DOMINION ENERGY INC | $944,000 | +1.1% | 12,425 | -0.0% | 1.07% | +29.2% |
| BCX | Sell | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | $872,000 | -21.9% | 98,300 | -34.7% | 0.98% | -0.1% |
| DEN | Sell | DENBURY INC | $839,000 | +9.1% | 19,946 | -33.4% | 0.95% | +39.6% |
| ET | ENERGY TRANSFER LP | $733,000 | +24.2% | 95,500 | 0.0% | 0.83% | +58.9% | |
| CMO | Sell | CAPSTEAD MORTGAGE CORP | $651,000 | -76.3% | 104,528 | -77.9% | 0.74% | -69.7% |
| New | SUPERNUS PHARMACEUTICALS 0.625 04/01/2023note | $651,000 | – | 675,000 | +100.0% | 0.74% | – | |
| Buy | CAMP 2 08/01/25note | $636,000 | +5.6% | 705,000 | +3.7% | 0.72% | +35.2% | |
| New | JAZZ INVESTMENTS I LTD 1.5 08/15/2024note | $557,000 | – | 515,000 | +100.0% | 0.63% | – | |
| Buy | IONS 0 1/8 12/15/24note | $531,000 | +46.3% | 556,000 | +56.2% | 0.60% | +86.9% | |
| IBRX | New | IMMUNITYBIO INC | $508,000 | – | 21,416 | +100.0% | 0.57% | – |
| VALE | VALE SA | $503,000 | +3.7% | 28,953 | 0.0% | 0.57% | +32.7% | |
| PCVX | Buy | VAXCYTE INC | $439,000 | +78.5% | 22,227 | +140.6% | 0.50% | +128.6% |
| New | LIGAND PHARMACEUTICALS I 0.75 05/15/2023note | $424,000 | – | 410,000 | +100.0% | 0.48% | – | |
| ETNB | 89BIO INC | $383,000 | -3.0% | 16,190 | 0.0% | 0.43% | +24.1% | |
| PAA | PLAINS ALL AMERICAN PIPELINE LP | $359,000 | +10.5% | 39,500 | 0.0% | 0.41% | +41.5% | |
| RCKY | Sell | ROCKY BRANDS INC | $282,000 | +52.4% | 5,225 | -20.7% | 0.32% | +95.7% |
| RA | Sell | BROOKFIELD REAL ASSETS INCOME FUND INC | $270,000 | -12.3% | 13,054 | -24.4% | 0.30% | +12.1% |
| HII | Sell | HUNTINGTON INGALLS INDUSTRIE | $269,000 | +15.0% | 1,305 | -5.1% | 0.30% | +46.9% |
| BAC | Buy | BANK OF AMERICA CORP | $265,000 | +33.2% | 6,840 | +4.3% | 0.30% | +69.9% |
| ELAT | New | ELANCO ANIMAL HEALTH INC | $262,000 | – | 5,700 | +100.0% | 0.30% | – |
| KHC | Sell | KRAFT HEINZ CO/THE | $256,000 | +12.3% | 6,390 | -2.7% | 0.29% | +43.8% |
| EPC | Buy | EDGEWELL PERSONAL CARE CO | $251,000 | +25.5% | 6,345 | +10.0% | 0.28% | +60.5% |
| LYTS | New | LSI INDUSTRIES INC | $248,000 | – | 29,085 | +100.0% | 0.28% | – |
| MMM | 3M CO | $247,000 | +10.3% | 1,280 | 0.0% | 0.28% | +40.9% | |
| AEL | Buy | AMERICAN EQUITY INVT LIFE HL | $246,000 | +41.4% | 7,805 | +24.2% | 0.28% | +80.5% |
| HIG | Sell | HARTFORD FINANCIAL SVCS GRP | $245,000 | +2.1% | 3,675 | -24.8% | 0.28% | +30.7% |
| UGI | Sell | UGI CORP | $243,000 | +9.0% | 5,935 | -6.8% | 0.28% | +39.6% |
| NPK | Sell | NATIONAL PRESTO INDS INC | $240,000 | +7.6% | 2,355 | -6.7% | 0.27% | +37.6% |
| MOS | Buy | MOSAIC CO/THE | $236,000 | +116.5% | 7,455 | +57.6% | 0.27% | +178.1% |
| OMC | Sell | OMNICOM GROUP | $234,000 | +14.1% | 3,160 | -3.8% | 0.26% | +45.9% |
| SNA | Sell | SNAP-ON INC | $233,000 | +23.9% | 1,010 | -8.2% | 0.26% | +58.4% |
| SWBI | Buy | SMITH & WESSON BRANDS INC | $229,000 | +16.2% | 13,120 | +18.0% | 0.26% | +48.9% |
| ERIC | Buy | ERICSSON (LM) TEL-SP ADRadr | $228,000 | +42.5% | 17,285 | +28.8% | 0.26% | +83.0% |
| BWXT | BWX TECHNOLOGIES INC | $226,000 | +9.7% | 3,425 | 0.0% | 0.26% | +40.1% | |
| NWL | Sell | NEWELL BRANDS INC | $220,000 | +3.8% | 8,200 | -18.0% | 0.25% | +33.2% |
| FF | Buy | FUTUREFUEL CORP | $219,000 | +57.6% | 15,080 | +38.2% | 0.25% | +100.8% |
| GILD | New | GILEAD SCIENCES INC | $219,000 | – | 3,385 | +100.0% | 0.25% | – |
| IFFT | New | INTL FLAVOR & FRAGRANCES | $216,000 | – | 4,400 | +100.0% | 0.24% | – |
| MGPI | Sell | MGP INGREDIENTS INC | $214,000 | -10.5% | 3,610 | -29.0% | 0.24% | +14.7% |
| HURC | New | HURCO COMPANIES INC | $212,000 | – | 6,010 | +100.0% | 0.24% | – |
| ALTA | Sell | ALTABANCORP | $203,000 | -3.3% | 4,835 | -35.7% | 0.23% | +23.1% |
| FRT | Buy | FEDERAL REALTY INVS TRUST | $191,000 | +92.9% | 1,880 | +61.4% | 0.22% | +148.3% |
| NS | NUSTAR ENERGY LP | $183,000 | +18.8% | 10,700 | 0.0% | 0.21% | +52.2% | |
| IMKTA | Sell | INGLES MARKETS INC-CLASS A | $180,000 | -26.5% | 2,925 | -49.0% | 0.20% | -6.0% |
| STC | Sell | STEWART INFORMATION SERVICES | $178,000 | -7.8% | 3,415 | -14.3% | 0.20% | +17.5% |
| SHYF | Sell | SHYFT GROUP INC/THE | $174,000 | -19.4% | 4,670 | -38.7% | 0.20% | +3.1% |
| NUE | New | NUCOR CORP | $155,000 | – | 1,930 | +100.0% | 0.18% | – |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $134,000 | -30.6% | 2,440 | -49.6% | 0.15% | -11.7% |
| MIXT | Sell | MIX TELEMATICS LTD-SP ADRadr | $134,000 | -10.7% | 9,705 | -18.4% | 0.15% | +13.5% |
| KIM | KIMCO REALTY CORP | $133,000 | +25.5% | 7,085 | 0.0% | 0.15% | +59.6% | |
| EOG | Sell | EOG RESOURCES INC | $126,000 | -38.2% | 1,735 | -57.6% | 0.14% | -21.1% |
| VST | Sell | VISTRA CORP | $125,000 | -46.4% | 7,095 | -40.3% | 0.14% | -31.6% |
| XPER | New | XPERI HOLDING CORP | $125,000 | – | 5,725 | +100.0% | 0.14% | – |
| MYE | Sell | MYERS INDUSTRIES INC | $114,000 | -42.4% | 5,790 | -39.2% | 0.13% | -26.3% |
| CSCO | Buy | COLLEGIUM PHARMACEUTICAL INC | $103,000 | -8.0% | 2,887 | +15.7% | 0.12% | +17.2% |
| GRTS | New | GRITSTONE ONCOLOGY INC | $103,000 | – | 10,952 | +100.0% | 0.12% | – |
| UNB | New | UNION BANKSHARES INC/VT | $99,000 | – | 3,300 | +100.0% | 0.11% | – |
| NVEC | New | NVE CORP | $97,000 | – | 1,380 | +100.0% | 0.11% | – |
| LEMB | ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF | $90,000 | -5.3% | 2,109 | 0.0% | 0.10% | +21.4% | |
| CWH | New | CAMPING WORLD HOLDINGS INC-A | $71,000 | – | 1,945 | +100.0% | 0.08% | – |
| DVN | Buy | DEVON ENERGY CORP | $63,000 | +142.3% | 2,875 | +71.6% | 0.07% | +208.7% |
| GORO | Sell | GOLD RESOURCE CORP | $59,000 | -70.1% | 22,285 | -67.1% | 0.07% | -61.5% |
| ENRPRA | Exit | ENERGIZER HOLDINGS INC | $0 | – | -1,500 | -100.0% | -0.12% | – |
| Exit | TWITTER INC 1 09/15/2021note | $0 | – | -200,000 | -100.0% | -0.18% | – | |
| FLIR | Exit | FLIR SYSTEMS INC | $0 | – | -5,180 | -100.0% | -0.20% | – |
| Exit | CHENIERE ENERGY INC 4.25 03/15/2045note | $0 | – | -327,000 | -100.0% | -0.22% | – | |
| ANAB | Exit | ANAPTYSBIO INC | $0 | – | -12,911 | -100.0% | -0.25% | – |
| AVRO | Exit | AVROBIO INC | $0 | – | -37,306 | -100.0% | -0.46% | – |
| Exit | JAZZ INVESTMENTS I LTD 1.5 08/15/2024note | $0 | – | -515,000 | -100.0% | -0.48% | – | |
| Exit | LIGAND PHARMACEUTICALS I 0.75 05/15/2023note | $0 | – | -665,000 | -100.0% | -0.55% | – | |
| Exit | SUPERNUS PHARMACEUTICALS 0.625 04/01/2023note | $0 | – | -675,000 | -100.0% | -0.56% | – | |
| GOLD | Exit | BARRICK GOLD CORP COM | $0 | – | -75,000 | -100.0% | -1.51% | – |
| T | Exit | AT&T INC | $0 | – | -142,700 | -100.0% | -3.63% | – |
| Exit | FORTIVE CORPORATION 0.875 02/15/2022note | $0 | – | -5,400,000 | -100.0% | -4.91% | – | |
| AGNC | Exit | AGNC INVESTMENT CORP | $0 | – | -506,800 | -100.0% | -6.98% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Janus Henderson Group Plc #1
- Ivy Investment Management Co. #2
- AllianceBernstein L.P. #3
- American Century Investment Management, Inc. #4
- Cohen & Steers Capital Management, Inc. #5
- Goldman Sachs Asset Management, L.P. #6
- MFS Investment Management #7
- Morgan Stanley Investment Management, Inc. #8
- SSgA Funds Management, Inc. #9
- T. Rowe Price Associates, Inc. #10
- Vontobel Asset Management, Inc. #11
- Eaton Vance Management #12
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 21 | Q3 2023 | 7.4% |
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC | 21 | Q3 2023 | 3.1% |
| DOMINION ENERGY INC | 21 | Q3 2023 | 1.4% |
| ANNALY CAPITAL MANAGEMENT INC | 20 | Q3 2023 | 31.9% |
| MORGAN STANLEY EMERGING MKTS | 20 | Q3 2023 | 17.7% |
| WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | 19 | Q3 2023 | 7.6% |
| AT&T INC | 18 | Q3 2023 | 7.4% |
| RITHM CAPITAL CORP | 17 | Q3 2022 | 10.7% |
| SIMON PROPERTY GROUP INC | 17 | Q2 2023 | 6.2% |
| TWO HBRS INVT CORP | 17 | Q3 2022 | 3.9% |
View Penn Mutual Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-05 |
View Penn Mutual Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.