$113 Million is the total value of Penn Mutual Asset Management, LLC's 75 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 62.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NLY | New | ANNALY CAPITAL MANAGEMENT INC | $12,631,000 | – | 1,494,800 | +100.0% | 11.16% | – |
| EMLC | VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | $11,767,000 | +7.9% | 353,693 | 0.0% | 10.40% | -32.5% | |
| FAX | New | ABERDEEN ASIA-PACIFIC INCOME FUND INC | $10,760,000 | – | 2,418,083 | +100.0% | 9.51% | – |
| AGNC | AGNC INVESTMENT CORP | $7,906,000 | +12.1% | 506,800 | 0.0% | 6.98% | -29.8% | |
| EDD | New | MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | $6,392,000 | – | 1,016,241 | +100.0% | 5.65% | – |
| FORTIVE CORPORATION 0.875 02/15/2022note | $5,555,000 | +2.7% | 5,400,000 | 0.0% | 4.91% | -35.7% | ||
| NRZ | NEW RESIDENTIAL INVESTMENT CORP | $5,278,000 | +25.0% | 531,000 | 0.0% | 4.66% | -21.7% | |
| EMD | WESTERN ASSET EMERGING MARKETS DEBT FUND INC | $4,853,000 | +12.8% | 349,101 | 0.0% | 4.29% | -29.3% | |
| DLY | DOUBLELINE YIELD OPPORTUNITIES FUND | $4,628,000 | +1.2% | 250,000 | 0.0% | 4.09% | -36.6% | |
| T | AT&T INC | $4,104,000 | +0.9% | 142,700 | 0.0% | 3.63% | -36.8% | |
| JPS | NUVEEN PREFERRED & INCOME SECURITIES FUND | $4,067,000 | +10.4% | 418,033 | 0.0% | 3.59% | -30.9% | |
| PHAT | PHATHOM PHARMACEUTICALS INC | $2,888,000 | -9.4% | 86,940 | 0.0% | 2.55% | -43.3% | |
| CMO | CAPSTEAD MORTGAGE CORP | $2,749,000 | +3.4% | 473,165 | 0.0% | 2.43% | -35.3% | |
| SPG | New | SIMON PROPERTY GROUP INC | $2,644,000 | – | 31,000 | +100.0% | 2.34% | – |
| GHY | PGIM GLOBAL HIGH YIELD FUND INC | $2,402,000 | +9.7% | 165,301 | 0.0% | 2.12% | -31.3% | |
| WFC | New | WELLS FARGO & CO | $2,022,000 | – | 67,000 | +100.0% | 1.79% | – |
| TWO | TWO HARBORS INVESTMENT CORP | $2,007,000 | +25.2% | 315,000 | 0.0% | 1.77% | -21.6% | |
| GOLD | New | BARRICK GOLD CORP COM | $1,709,000 | – | 75,000 | +100.0% | 1.51% | – |
| CLNY | COLONY CAPITAL INC | $1,698,000 | +76.1% | 352,939 | 0.0% | 1.50% | +10.3% | |
| GBIO | New | GENERATION BIO CO | $1,149,000 | – | 40,545 | +100.0% | 1.02% | – |
| BCX | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | $1,116,000 | +24.6% | 150,600 | 0.0% | 0.99% | -22.0% | |
| D | DOMINION ENERGY INC | $934,000 | -4.8% | 12,426 | 0.0% | 0.82% | -40.4% | |
| DEN | Sell | DENBURY INC | $769,000 | -50.8% | 29,946 | -66.3% | 0.68% | -69.2% |
| Buy | SUPERNUS PHARMACEUTICALS 0.625 04/01/2023note | $640,000 | +29.8% | 675,000 | +25.0% | 0.56% | -18.8% | |
| Buy | LIGAND PHARMACEUTICALS I 0.75 05/15/2023note | $626,000 | +12.8% | 665,000 | +8.1% | 0.55% | -29.4% | |
| Buy | CAMP 2 08/01/25note | $602,000 | +53.6% | 680,000 | +41.7% | 0.53% | -3.8% | |
| ET | New | ENERGY TRANSFER LP | $590,000 | – | 95,500 | +100.0% | 0.52% | – |
| JAZZ INVESTMENTS I LTD 1.5 08/15/2024note | $547,000 | +5.6% | 515,000 | 0.0% | 0.48% | -33.9% | ||
| AVRO | AVROBIO INC | $520,000 | +7.0% | 37,306 | 0.0% | 0.46% | -33.1% | |
| VALE | New | VALE SA | $485,000 | – | 28,953 | +100.0% | 0.43% | – |
| ETNB | New | 89BIO INC | $395,000 | – | 16,190 | +100.0% | 0.35% | – |
| New | IONS 0 1/8 12/15/24note | $363,000 | – | 356,000 | +100.0% | 0.32% | – | |
| PAA | New | PLAINS ALL AMERICAN PIPELINE LP | $325,000 | – | 39,500 | +100.0% | 0.29% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOME FUND INC | $308,000 | – | 17,256 | +100.0% | 0.27% | – |
| ANAB | New | ANAPTYSBIO INC | $278,000 | – | 12,911 | +100.0% | 0.25% | – |
| New | CHENIERE ENERGY INC 4.25 03/15/2045note | $255,000 | – | 327,000 | +100.0% | 0.22% | – | |
| PCVX | New | VAXCYTE INC | $246,000 | – | 9,240 | +100.0% | 0.22% | – |
| IMKTA | New | INGLES MARKETS INC-CLASS A | $245,000 | – | 5,735 | +100.0% | 0.22% | – |
| HIG | Buy | HARTFORD FINANCIAL SVCS GRP | $240,000 | +135.3% | 4,890 | +75.3% | 0.21% | +47.2% |
| MGPI | Sell | MGP INGREDIENTS INC | $239,000 | +12.7% | 5,085 | -5.6% | 0.21% | -29.4% |
| HII | Sell | HUNTINGTON INGALLS INDUSTRIE | $234,000 | +15.3% | 1,375 | -4.2% | 0.21% | -27.6% |
| VST | Buy | VISTRA CORP | $233,000 | +12.0% | 11,875 | +5.7% | 0.21% | -29.7% |
| KHC | Buy | KRAFT HEINZ CO/THE | $228,000 | +125.7% | 6,565 | +92.2% | 0.20% | +40.6% |
| FLIR | Sell | FLIR SYSTEMS INC | $227,000 | +8.1% | 5,180 | -12.1% | 0.20% | -32.1% |
| MMM | Buy | 3M CO | $224,000 | +14.3% | 1,280 | +4.5% | 0.20% | -28.5% |
| UGI | Buy | UGI CORP | $223,000 | +9.3% | 6,365 | +1.6% | 0.20% | -31.6% |
| NPK | Buy | NATIONAL PRESTO INDS INC | $223,000 | +12.1% | 2,525 | +2.9% | 0.20% | -29.9% |
| SHYF | Sell | SHYFT GROUP INC/THE | $216,000 | +40.3% | 7,620 | -7.1% | 0.19% | -12.0% |
| NWL | Buy | NEWELL BRANDS INC | $212,000 | +123.2% | 9,995 | +79.9% | 0.19% | +39.6% |
| ALTA | New | ALTABANCORP | $210,000 | – | 7,520 | +100.0% | 0.19% | – |
| BWXT | Buy | BWX TECHNOLOGIES INC | $206,000 | +12.0% | 3,425 | +6.7% | 0.18% | -30.0% |
| OMC | Buy | OMNICOM GROUP | $205,000 | +105.0% | 3,285 | +61.0% | 0.18% | +28.4% |
| TWITTER INC 1 09/15/2021note | $204,000 | +2.5% | 200,000 | 0.0% | 0.18% | -35.9% | ||
| EOG | Buy | EOG RESOURCES INC | $204,000 | +38.8% | 4,095 | +0.9% | 0.18% | -13.0% |
| EPC | New | EDGEWELL PERSONAL CARE CO | $200,000 | – | 5,770 | +100.0% | 0.18% | – |
| BAC | New | BANK OF AMERICA CORP | $199,000 | – | 6,560 | +100.0% | 0.18% | – |
| MYE | Buy | MYERS INDUSTRIES INC | $198,000 | +98.0% | 9,525 | +26.6% | 0.18% | +24.1% |
| GORO | Buy | GOLD RESOURCE CORP | $197,000 | +1.0% | 67,645 | +20.3% | 0.17% | -36.7% |
| SWBI | New | SMITH & WESSON BRANDS INC | $197,000 | – | 11,115 | +100.0% | 0.17% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $193,000 | – | 4,840 | +100.0% | 0.17% | – |
| STC | Buy | STEWART INFORMATION SERVICES | $193,000 | +83.8% | 3,985 | +66.0% | 0.17% | +15.5% |
| SNA | Buy | SNAP-ON INC | $188,000 | +29.7% | 1,100 | +10.0% | 0.17% | -19.0% |
| RCKY | Sell | ROCKY BRANDS INC | $185,000 | +6.9% | 6,590 | -6.4% | 0.16% | -33.2% |
| AEL | New | AMERICAN EQUITY INVT LIFE HL | $174,000 | – | 6,285 | +100.0% | 0.15% | – |
| ERIC | Buy | ERICSSON (LM) TEL-SP ADR | $160,000 | +105.1% | 13,425 | +86.5% | 0.14% | +28.2% |
| NS | NUSTAR ENERGY LP | $154,000 | +35.1% | 10,700 | 0.0% | 0.14% | -15.5% | |
| MIXT | Buy | MIX TELEMATICS LTD-SP ADRsponsored adr | $150,000 | +45.6% | 11,895 | +1.3% | 0.13% | -8.3% |
| FF | Buy | FUTUREFUEL CORP | $139,000 | +43.3% | 10,910 | +26.9% | 0.12% | -10.2% |
| ENRPRA | New | ENERGIZER HOLDINGS INC | $134,000 | – | 1,500 | +100.0% | 0.12% | – |
| CSCO | CISCO SYSTEMS INC | $112,000 | +15.5% | 2,496 | 0.0% | 0.10% | -27.7% | |
| MOS | New | MOSAIC CO/THE | $109,000 | – | 4,730 | +100.0% | 0.10% | – |
| KIM | Sell | KIMCO REALTY CORP | $106,000 | +7.1% | 7,085 | -19.1% | 0.09% | -32.9% |
| FRT | New | FEDERAL REALTY INVS TRUST | $99,000 | – | 1,165 | +100.0% | 0.09% | – |
| LEMB | New | ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF | $95,000 | – | 2,109 | +100.0% | 0.08% | – |
| DVN | New | DEVON ENERGY CORP | $26,000 | – | 1,675 | +100.0% | 0.02% | – |
| REPL | Exit | REPLIMUNE GROUP INC | $0 | – | -15,877 | -100.0% | -0.52% | – |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -95,500 | -100.0% | -0.73% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -158,783 | -100.0% | -7.72% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Janus Henderson Group Plc #1
- Ivy Investment Management Co. #2
- AllianceBernstein L.P. #3
- American Century Investment Management, Inc. #4
- Cohen & Steers Capital Management, Inc. #5
- Goldman Sachs Asset Management, L.P. #6
- MFS Investment Management #7
- Morgan Stanley Investment Management, Inc. #8
- SSgA Funds Management, Inc. #9
- T. Rowe Price Associates, Inc. #10
- Vontobel Asset Management, Inc. #11
- Eaton Vance Management #12
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 21 | Q3 2023 | 7.4% |
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC | 21 | Q3 2023 | 3.1% |
| DOMINION ENERGY INC | 21 | Q3 2023 | 1.4% |
| ANNALY CAPITAL MANAGEMENT INC | 20 | Q3 2023 | 31.9% |
| MORGAN STANLEY EMERGING MKTS | 20 | Q3 2023 | 17.7% |
| WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | 19 | Q3 2023 | 7.6% |
| AT&T INC | 18 | Q3 2023 | 7.4% |
| RITHM CAPITAL CORP | 17 | Q3 2022 | 10.7% |
| SIMON PROPERTY GROUP INC | 17 | Q2 2023 | 6.2% |
| TWO HBRS INVT CORP | 17 | Q3 2022 | 3.9% |
View Penn Mutual Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-05 |
View Penn Mutual Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.