$234 Million is the total value of KNOTT DAVID M's 166 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 57.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CLMT | Buy | Calumet Specialty Products Partners, LP | $17,355,000 | +109.6% | 2,845,000 | +7.6% | 7.42% | +98.1% |
| UPLD | Sell | Upland Software, Inc. | $14,157,000 | -24.1% | 300,000 | -26.2% | 6.06% | -28.3% |
| APO | Apollo Global Management, Inc. | $14,103,000 | -4.0% | 300,000 | 0.0% | 6.03% | -9.3% | |
| FTAI | Sell | Fortress Trans & Infrastructure Inv. LLC | $14,095,000 | -14.2% | 500,000 | -28.6% | 6.03% | -18.9% |
| GOOG | Alphabet Inc-Cl C | $11,584,000 | +18.1% | 5,600 | 0.0% | 4.96% | +11.6% | |
| LGND | Sell | Ligand Pharmaceuticals Incorporated | $11,434,000 | -53.6% | 75,000 | -69.8% | 4.89% | -56.2% |
| FSK | FS KKR Capital Corp. | $7,837,000 | +19.8% | 395,175 | 0.0% | 3.35% | +13.2% | |
| DNMR | Sell | Danimer Scientific, Inc. | $7,550,000 | -35.8% | 200,000 | -60.0% | 3.23% | -39.3% |
| MDWT | Buy | Midwest Holding Inc. | $7,499,000 | -2.7% | 150,000 | +4.4% | 3.21% | -8.0% |
| AGACU | New | African Gold Acquistion Corp. | $6,106,000 | – | 618,000 | +100.0% | 2.61% | – |
| TWLVU | New | Twelve Seas Investment Company II | $5,073,000 | – | 515,000 | +100.0% | 2.17% | – |
| GLHAU | New | Glass Houses Acquisition Corp. | $5,015,000 | – | 500,000 | +100.0% | 2.14% | – |
| KKR | KKR & Co. Inc. | $4,885,000 | +20.6% | 100,000 | 0.0% | 2.09% | +14.1% | |
| PFE | Pfizer Inc. | $4,344,000 | -1.6% | 119,900 | 0.0% | 1.86% | -7.0% | |
| KW | Kennedy-Wilson Holdings, Inc. | $4,244,000 | +13.0% | 210,000 | 0.0% | 1.82% | +6.8% | |
| EBC | Eastern Bankshares Inc | $3,858,000 | +18.3% | 200,000 | 0.0% | 1.65% | +11.8% | |
| HZNP | Sell | Horizon Therapeutics Public Ltd. Company | $3,738,000 | +19.9% | 40,614 | -4.7% | 1.60% | +13.3% |
| LOKMU | New | Live Oak Mobility Aquisition Corp. | $3,594,000 | – | 360,152 | +100.0% | 1.54% | – |
| GILD | Sell | Gilead Sciences, Inc. | $3,292,000 | -12.9% | 50,942 | -21.4% | 1.41% | -17.7% |
| BMY | Sell | Bristol-Myers Squibb Company | $3,245,000 | -0.2% | 51,409 | -1.9% | 1.39% | -5.6% |
| KDMN | Buy | Kadmon Holdings, Inc. | $2,964,000 | +1.8% | 762,000 | +8.5% | 1.27% | -3.8% |
| ABBV | Sell | AbbVie Inc. | $2,680,000 | -23.7% | 24,769 | -24.4% | 1.15% | -27.9% |
| XENE | Sell | Xenon Pharmaceuticals Inc. | $2,579,000 | -16.2% | 144,101 | -27.9% | 1.10% | -20.8% |
| KAIR | New | Kairos Acquisition Corp. | $2,546,000 | – | 261,374 | +100.0% | 1.09% | – |
| CAP | New | Capitol Investment Corp. V | $2,525,000 | – | 250,000 | +100.0% | 1.08% | – |
| TGTX | Buy | TG Therapeutics, Inc. | $2,505,000 | -5.1% | 51,973 | +2.4% | 1.07% | -10.3% |
| AVDL | Buy | Avadel Pharmaceuticals plc | $2,467,000 | +324.6% | 272,845 | +213.9% | 1.06% | +301.1% |
| EIGR | Sell | Eiger BioPharmaceuticals, Inc. | $2,447,000 | -32.5% | 276,535 | -6.3% | 1.05% | -36.2% |
| UTHR | New | United Therapeutics Corporation | $2,425,000 | – | 14,500 | +100.0% | 1.04% | – |
| JPM | Sell | JP Morgan Chase | $2,355,000 | -7.2% | 15,470 | -22.5% | 1.01% | -12.4% |
| ZGNX | Buy | Zogenix, Inc. | $2,297,000 | +2.0% | 117,688 | +4.4% | 0.98% | -3.6% |
| Buy | Trillium Therapeutics Inc. | $2,134,000 | -17.0% | 198,699 | +13.7% | 0.91% | -21.5% | |
| HZAC | Horizon Aquistion Corporation | $2,076,000 | -1.4% | 210,100 | 0.0% | 0.89% | -6.8% | |
| AB | AllianceBernstein Holdings PL Unit Ltd | $2,020,000 | +18.4% | 50,500 | 0.0% | 0.86% | +11.9% | |
| AUPH | Sell | Aurinia Pharmaceuticals Inc. | $2,011,000 | -18.1% | 154,840 | -12.8% | 0.86% | -22.6% |
| CNST | Buy | Constellation Pharmaceuticals, Inc. | $2,009,000 | +111.5% | 85,909 | +160.3% | 0.86% | +99.8% |
| MSACU | New | Medicus Science Acquisition, Corp. | $1,970,000 | – | 200,000 | +100.0% | 0.84% | – |
| TMKR | New | Tastemaker Acquisition Corp. | $1,948,000 | – | 200,000 | +100.0% | 0.83% | – |
| BRPMU | New | B. Riley Principal 150 Merger Corp. | $1,760,000 | – | 175,963 | +100.0% | 0.75% | – |
| IGT | International Gaming Technologies | $1,725,000 | -5.3% | 107,500 | 0.0% | 0.74% | -10.4% | |
| KAIRW | New | Kairos Acquisition Corp. Warrants | $1,503,000 | – | 130,687 | +100.0% | 0.64% | – |
| ASLN | New | ASLAN Pharmaceuticals Limited | $1,465,000 | – | 437,412 | +100.0% | 0.63% | – |
| CHRS | Sell | Coherus Biosciences, Inc. | $1,456,000 | -17.6% | 99,655 | -2.0% | 0.62% | -22.1% |
| QURE | Buy | uniQure N.V. | $1,407,000 | +11.2% | 41,766 | +19.3% | 0.60% | +5.2% |
| VKTX | Sell | Viking Therapeutics, Inc. | $1,316,000 | +7.2% | 208,102 | -4.6% | 0.56% | +1.3% |
| VRCA | Buy | Verrica Pharmaceuticals, Inc. | $1,188,000 | +34.8% | 78,424 | +2.4% | 0.51% | +27.3% |
| TMKRW | New | Tastemaker Acquisition Corp. Warrants | $1,150,000 | – | 100,000 | +100.0% | 0.49% | – |
| CDTX | Cidara Therapeutics, Inc. | $1,105,000 | +33.0% | 415,308 | 0.0% | 0.47% | +25.8% | |
| VZ | Sell | Verizon Communications | $1,030,000 | -4.3% | 17,711 | -3.3% | 0.44% | -9.4% |
| ROCRU | New | Roth CH Acquisition III Co. | $1,000,000 | – | 100,000 | +100.0% | 0.43% | – |
| JNJ | Johnson & Johnson | $999,000 | +4.5% | 6,080 | 0.0% | 0.43% | -1.4% | |
| RHP | Ryman Hospitality Ppty Inc. | $961,000 | +14.4% | 12,400 | 0.0% | 0.41% | +8.2% | |
| CAPWS | New | Capitol Investment Corp. V Warrants | $958,000 | – | 83,333 | +100.0% | 0.41% | – |
| DD | Dupont De Nemours Inc. | $936,000 | +8.7% | 12,118 | 0.0% | 0.40% | +2.6% | |
| Buy | Marinus Pharmaceuticals, Inc. | $933,000 | +205.9% | 60,266 | +141.1% | 0.40% | +189.1% | |
| MDLZ | Mondelez Int'l Inc. | $931,000 | +0.1% | 15,900 | 0.0% | 0.40% | -5.5% | |
| KMB | Kimberly Clark Corporation | $834,000 | +3.1% | 6,000 | 0.0% | 0.36% | -2.5% | |
| QUOT | Quotient Technology Inc. | $817,000 | +73.5% | 50,000 | 0.0% | 0.35% | +64.3% | |
| DOW | Dow Inc. | $775,000 | +15.2% | 12,118 | 0.0% | 0.33% | +8.9% | |
| KO | Coca Cola | $707,000 | -3.8% | 13,400 | 0.0% | 0.30% | -9.3% | |
| CNQ | Canadian Natural Resources Inc. | $687,000 | +28.2% | 22,285 | 0.0% | 0.29% | +21.0% | |
| LGVU | New | Longview Acquisition Corp II | $642,000 | – | 63,900 | +100.0% | 0.28% | – |
| T | Sell | AT&T Inc. | $607,000 | -4.3% | 20,050 | -9.1% | 0.26% | -9.4% |
| IBM | International Business Machines | $571,000 | +5.9% | 4,284 | 0.0% | 0.24% | 0.0% | |
| CTVA | Sell | Corteva Inc. | $561,000 | +15.4% | 12,033 | -4.1% | 0.24% | +9.1% |
| Sell | Alimera Sciences, Inc. | $559,000 | +65.4% | 58,108 | -27.5% | 0.24% | +56.2% | |
| IMVT | New | Immunovant Inc. | $547,000 | – | 34,100 | +100.0% | 0.23% | – |
| XBI | New | SPDR S&P Biotech ETF | $515,000 | – | 3,800 | +100.0% | 0.22% | – |
| FLL | New | Full House Resort Inc. | $426,000 | – | 50,000 | +100.0% | 0.18% | – |
| WPC | WP Carey | $425,000 | +0.5% | 6,000 | 0.0% | 0.18% | -4.7% | |
| MIC | Macquarie Infrastructure Corporation | $418,000 | -15.4% | 13,150 | 0.0% | 0.18% | -20.1% | |
| CAG | Conagra Brands | $376,000 | +3.6% | 10,000 | 0.0% | 0.16% | -1.8% | |
| SEEL | New | Seelos Therapeutics, Inc. | $361,000 | – | 72,367 | +100.0% | 0.15% | – |
| IBERU | New | Ibere Pharmaceuticals | $355,000 | – | 36,000 | +100.0% | 0.15% | – |
| MSFT | Microsoft Corporation | $330,000 | +6.1% | 1,400 | 0.0% | 0.14% | 0.0% | |
| BCRX | Sell | BioCryst Pharmaceuticals, Inc. | $312,000 | -80.9% | 30,703 | -86.0% | 0.13% | -82.0% |
| BFLY | New | Butterfly Network, Inc. | $309,000 | – | 18,380 | +100.0% | 0.13% | – |
| FB | New | Facebook Inc. | $292,000 | – | 990 | +100.0% | 0.12% | – |
| GMED | Globus Medical, Inc. | $286,000 | -5.3% | 4,631 | 0.0% | 0.12% | -10.9% | |
| PSTX | New | Poseida Therapeutics, Inc. | $282,000 | – | 29,566 | +100.0% | 0.12% | – |
| AAPL | Apple Inc. | $257,000 | -7.9% | 2,100 | 0.0% | 0.11% | -12.7% | |
| WARRU | New | Warrior Technologies Acquisition Company | $248,000 | – | 25,000 | +100.0% | 0.11% | – |
| TIGR | New | Up Fintech Holdings | $244,000 | – | 13,736 | +100.0% | 0.10% | – |
| FSBW | FS Bancorp | $240,000 | +22.4% | 3,577 | 0.0% | 0.10% | +15.7% | |
| New | ALX Oncology Holdings Inc | $236,000 | – | 3,200 | +100.0% | 0.10% | – | |
| TARA | Protara Therapeutics, Inc. | $226,000 | -35.1% | 14,369 | 0.0% | 0.10% | -38.2% | |
| JMIA | New | Jumia Technologies AG | $202,000 | – | 5,700 | +100.0% | 0.09% | – |
| SIOX | New | Sio Gene Therapies, Inc. | $183,000 | – | 70,000 | +100.0% | 0.08% | – |
| VLY | Valley National Bancorp | $172,000 | +42.1% | 12,480 | 0.0% | 0.07% | +34.5% | |
| MLND | New | Millendo Therapeutics, Inc. | $165,000 | – | 137,900 | +100.0% | 0.07% | – |
| SSB | South Street Corporation | $164,000 | +8.6% | 2,082 | 0.0% | 0.07% | +2.9% | |
| LEGH | Legacy Housing Corporation | $160,000 | +17.6% | 9,000 | 0.0% | 0.07% | +9.7% | |
| KHC | Sell | The Kraft Company | $156,000 | +6.1% | 3,901 | -7.9% | 0.07% | 0.0% |
| CFFN | Capitol Federal S&L | $156,000 | +113.7% | 5,800 | 0.0% | 0.07% | +103.0% | |
| IBB | iShares Nasdaq Biotechnology ETF | $151,000 | 0.0% | 1,000 | 0.0% | 0.06% | -4.4% | |
| KAIRU | New | Kairos Acquisition Corp Units | $145,000 | – | 14,500 | +100.0% | 0.06% | – |
| MDT | Medtronics | $124,000 | +0.8% | 1,050 | 0.0% | 0.05% | -5.4% | |
| HRGG | Heritage NOLA Bancorp Inc. | $122,000 | +10.9% | 9,000 | 0.0% | 0.05% | +4.0% | |
| CUZ | Cousins Properties | $119,000 | +6.2% | 3,357 | 0.0% | 0.05% | 0.0% | |
| TTE | Sell | Total SA | $114,000 | -5.0% | 2,460 | -14.0% | 0.05% | -9.3% |
| FNB | FNB Corporation | $113,000 | +32.9% | 8,905 | 0.0% | 0.05% | +26.3% | |
| CRIS | New | Curis, Inc. | $113,000 | – | 10,000 | +100.0% | 0.05% | – |
| RLMD | Relmada Therapeutics, Inc. | $106,000 | +10.4% | 3,000 | 0.0% | 0.04% | +4.7% | |
| MRK | New | Merck & Co. Inc. | $101,000 | – | 1,300 | +100.0% | 0.04% | – |
| ACQRU | New | Independence Holdings Corp Units | $95,000 | – | 9,500 | +100.0% | 0.04% | – |
| TMUS | New | T-Mobil US Inc. | $88,000 | – | 700 | +100.0% | 0.04% | – |
| SAIL | New | Sailpoint Technologies | $86,000 | – | 1,700 | +100.0% | 0.04% | – |
| CLNY | Buy | Colony Cap Inc. | $81,000 | +1057.1% | 12,466 | +750.3% | 0.04% | +1066.7% |
| GLPG | New | Galapagos NV | $77,000 | – | 1,000 | +100.0% | 0.03% | – |
| OXY | Sell | Occidental Pete Corp | $64,000 | +25.5% | 2,387 | -19.7% | 0.03% | +17.4% |
| CTIC | CTI BioPharma Corp. | $58,000 | -9.4% | 20,000 | 0.0% | 0.02% | -13.8% | |
| LLY | Eli Lilly Inc. | $56,000 | +9.8% | 300 | 0.0% | 0.02% | +4.3% | |
| PRTS | New | Carparts.com Inc. | $53,000 | – | 3,700 | +100.0% | 0.02% | – |
| GE | Sell | General Electric | $46,000 | -9.8% | 3,480 | -25.6% | 0.02% | -13.0% |
| BCAC | New | Brookline Capital Acquisition Corp. | $39,000 | – | 4,000 | +100.0% | 0.02% | – |
| HCAQ | New | HealthCor Catalio Acquisition Corp. | $40,000 | – | 4,000 | +100.0% | 0.02% | – |
| EXP | Eagle Materials | $31,000 | +34.8% | 228 | 0.0% | 0.01% | +30.0% | |
| PBCT | Peoples United Financial | $27,000 | +42.1% | 1,500 | 0.0% | 0.01% | +33.3% | |
| CC | Sell | Chemours Co | $25,000 | -13.8% | 920 | -20.7% | 0.01% | -15.4% |
| BNS | Bank Nova Scotia Halifax | $25,000 | +13.6% | 400 | 0.0% | 0.01% | +10.0% | |
| BCACW | New | Brookline Capital Acq Corp. Warrants | $23,000 | – | 2,000 | +100.0% | 0.01% | – |
| SVC | Service Ppty Trust | $12,000 | +9.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| STWD | Starwood Ppty | $10,000 | +25.0% | 400 | 0.0% | 0.00% | 0.0% | |
| OXYWS | Occidental Pete Corp Wts exp 8/3/27 | $8,000 | 0.0% | 370 | 0.0% | 0.00% | -25.0% | |
| AMLP | Alerian MLP | $4,000 | +33.3% | 120 | 0.0% | 0.00% | +100.0% | |
| SCU | Sculptor Capital Management | $4,000 | +33.3% | 200 | 0.0% | 0.00% | +100.0% | |
| VTRS | Buy | Viatris Inc. | $3,000 | -40.0% | 248 | +210.0% | 0.00% | -50.0% |
| WAB | Sell | WABTEC | $1,000 | 0.0% | 17 | -26.1% | 0.00% | – |
| RMR | RMR Group Inc. | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| CHEK | Exit | Check Cap Ltd. | $0 | – | -2,224 | -100.0% | 0.00% | – |
| DFPHU | Exit | DFP Healthcare Acquistions Corp. | $0 | – | -1,000 | -100.0% | -0.01% | – |
| LPTX | Exit | Leap Therapeutics, Inc. | $0 | – | -9,700 | -100.0% | -0.01% | – |
| ACIU | Exit | AC Immune SA | $0 | – | -5,309 | -100.0% | -0.01% | – |
| ADMA | Exit | ADMA Biologics, Inc. | $0 | – | -21,457 | -100.0% | -0.02% | – |
| BMYRT | Exit | Bristol-Myers Squibb Company - CVR | $0 | – | -64,720 | -100.0% | -0.02% | – |
| Exit | Merck & Co. Inc. | $0 | – | -1,300 | -100.0% | -0.05% | – | |
| AXGT | Exit | Axovant Gene Therapeutic, Ltd | $0 | – | -40,000 | -100.0% | -0.05% | – |
| ALXO | Exit | ALX Oncology. Inc | $0 | – | -3,200 | -100.0% | -0.12% | – |
| LGVW | Exit | Longview Aquisition Corp. | $0 | – | -18,380 | -100.0% | -0.16% | – |
| FGEN | Exit | FibroGen, Inc. | $0 | – | -10,000 | -100.0% | -0.17% | – |
| EDIT | Exit | Editas Medicine Inc. | $0 | – | -6,000 | -100.0% | -0.19% | – |
| RDUS | Exit | Radius Health Inc. | $0 | – | -25,034 | -100.0% | -0.20% | – |
| Exit | Strongbridge Biopharma PLC | $0 | – | -266,194 | -100.0% | -0.29% | – | |
| VAPO | Exit | Vapotherm, Inc. | $0 | – | -49,000 | -100.0% | -0.60% | – |
| BDSI | Exit | BioDelivery Sciences International, Inc. | $0 | – | -370,230 | -100.0% | -0.70% | – |
| ALXN | Exit | Alexion Pharamaceuticals, Inc. | $0 | – | -10,545 | -100.0% | -0.75% | – |
| RTP | Exit | Reinvent Technology Partners | $0 | – | -176,226 | -100.0% | -0.92% | – |
| MPLX | Exit | MPLX LP | $0 | – | -100,000 | -100.0% | -0.98% | – |
| CAPU | Exit | Capitol Investment Corp. V | $0 | – | -250,000 | -100.0% | -1.16% | – |
| VXX | Exit | iPath Series B S&P 500 VIX Short-Term Fut | $0 | – | -200,000 | -100.0% | -1.52% | – |
| LKQ | Exit | LKQ Corporation | $0 | – | -120,000 | -100.0% | -1.91% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.