$237 Million is the total value of KNOTT DAVID M's 148 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 20.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LGND | Buy | Ligand Pharmaceuticals Incorporated | $40,299,000 | -6.8% | 353,041 | +2.6% | 17.00% | -1.4% |
| UPLD | Upland Software, Inc. | $19,942,000 | +7.5% | 438,000 | 0.0% | 8.41% | +13.8% | |
| FTAI | Buy | Fortress Trans & Infrastructure Inv. LLC | $13,190,000 | +2.8% | 873,509 | +16.5% | 5.56% | +8.8% |
| SRCL | Buy | Stericycle, Inc. | $12,849,000 | +5.4% | 269,083 | +20.1% | 5.42% | +11.5% |
| APO | Apollo Global Management, LLC | $11,069,000 | +21.4% | 322,708 | 0.0% | 4.67% | +28.5% | |
| MPLX | MPLX LP | $10,608,000 | -2.1% | 329,558 | 0.0% | 4.48% | +3.6% | |
| GOOG | Buy | Alphabet Inc-Cl C | $8,539,000 | +4.0% | 7,900 | +12.9% | 3.60% | +10.0% |
| CLMT | Buy | Calumet Specialty Products Partners, LP | $8,076,000 | +46.0% | 1,927,436 | +24.0% | 3.41% | +54.5% |
| TSG | The Stars Group Inc. | $8,037,000 | -2.5% | 470,800 | 0.0% | 3.39% | +3.2% | |
| LKQ | LKQ Corporation | $7,983,000 | -6.2% | 300,000 | 0.0% | 3.37% | -0.8% | |
| IGT | Buy | International Gaming Technologies | $7,879,000 | +427.4% | 607,500 | +428.3% | 3.32% | +458.7% |
| MIC | Macquarie Infrastructure Corporation | $7,131,000 | -1.7% | 175,900 | 0.0% | 3.01% | +4.1% | |
| PFE | Pfizer Inc. | $6,281,000 | +2.0% | 145,000 | 0.0% | 2.65% | +7.9% | |
| AAPL | Apple Inc. | $4,958,000 | +4.2% | 25,050 | 0.0% | 2.09% | +10.2% | |
| LOW | Lowe's Companies, Inc. | $4,541,000 | -7.8% | 45,000 | 0.0% | 1.92% | -2.4% | |
| AOBC | American Outdoor Brands Corporation | $3,514,000 | -3.5% | 390,000 | 0.0% | 1.48% | +2.1% | |
| DAL | Delta Air Lines, Inc. | $3,263,000 | +9.9% | 57,500 | 0.0% | 1.38% | +16.2% | |
| MIK | The Michaels Companies, Inc. | $2,610,000 | -23.8% | 300,000 | 0.0% | 1.10% | -19.4% | |
| JPM | JP Morgan & Chase | $2,577,000 | +10.4% | 23,050 | 0.0% | 1.09% | +16.9% | |
| CHCT | Community Healthcare Trust Incorporated | $2,365,000 | +9.8% | 60,000 | 0.0% | 1.00% | +16.3% | |
| EIGR | Buy | Eiger BioPharmaceuticals, Inc. | $2,300,000 | +25.3% | 216,969 | +65.2% | 0.97% | +32.5% |
| BDSI | Buy | BioDelivery Sciences International, Inc. | $2,106,000 | -0.8% | 452,802 | +13.1% | 0.89% | +5.0% |
| RDUS | Radius Health Inc. | $1,882,000 | +22.1% | 77,269 | 0.0% | 0.79% | +29.3% | |
| VKTX | Viking Therapeutics, Inc. | $1,810,000 | -16.5% | 218,102 | 0.0% | 0.76% | -11.6% | |
| XENE | Xenon Pharmaceuticals Inc. | $1,769,000 | -3.0% | 179,390 | 0.0% | 0.75% | +2.6% | |
| HHC | Sell | The Howard Hughes Corporation | $1,610,000 | -43.5% | 13,000 | -49.8% | 0.68% | -40.2% |
| QTNT | Quotient Limited | $1,590,000 | +3.8% | 170,000 | 0.0% | 0.67% | +9.8% | |
| STML | Sell | Stemline Therapeutics, Inc. | $1,542,000 | -24.0% | 100,634 | -36.2% | 0.65% | -19.6% |
| AB | AllianceBernstein Holdings PL Unit Ltd | $1,501,000 | +2.9% | 50,500 | 0.0% | 0.63% | +8.8% | |
| CELG | Buy | Celgene Corporation | $1,465,000 | +212.4% | 15,847 | +219.0% | 0.62% | +230.5% |
| CHRS | Buy | Coherus Biosciences, Inc. | $1,379,000 | +149.8% | 62,387 | +54.2% | 0.58% | +164.5% |
| CPRX | Sell | Catalyst Pharmaceuticals, Inc. | $1,318,000 | -49.4% | 343,347 | -32.8% | 0.56% | -46.4% |
| BMY | Buy | Bristol-Myers Squibb Company | $1,228,000 | +374.1% | 27,080 | +398.9% | 0.52% | +402.9% |
| HZNP | Buy | Horizon Therapeutics Public Ltd. Company | $1,204,000 | -4.7% | 50,046 | +4.6% | 0.51% | +0.8% |
| AIMT | Buy | Aimmune Therapeutics, Inc. | $1,196,000 | -2.8% | 57,456 | +4.4% | 0.50% | +2.9% |
| APC | Anadarko Petroleum Corporation | $1,126,000 | +55.1% | 15,960 | 0.0% | 0.48% | +64.4% | |
| Sell | Intec Pharma Ltd. | $1,126,000 | -47.1% | 259,377 | -10.7% | 0.48% | -44.1% | |
| ARNA | Sell | Arena Pharmaceuticals, Inc. | $1,075,000 | -34.6% | 18,332 | -50.0% | 0.45% | -30.8% |
| VZ | Verizon Communications Inc. | $1,046,000 | -3.4% | 18,311 | 0.0% | 0.44% | +2.1% | |
| JNJ | Johnson & Johnson | $1,014,000 | -0.4% | 7,280 | 0.0% | 0.43% | +5.4% | |
| RHP | Ryman Hospitality Ppty Inc. | $1,005,000 | -1.5% | 12,400 | 0.0% | 0.42% | +4.2% | |
| FNMAT | New | Fannie Mae 8.25 Series T | $996,000 | – | 85,000 | +100.0% | 0.42% | – |
| DD | New | Dupont DE Nemours Inc. | $942,000 | – | 12,545 | +100.0% | 0.40% | – |
| GMREPRA | Global Medical REIT, Inc. Ser A Cum Pfd. | $918,000 | +2.8% | 35,000 | 0.0% | 0.39% | +8.7% | |
| FOMX | Buy | Foamix Pharmaceuticals Ltd. | $883,000 | -32.0% | 371,046 | +7.1% | 0.37% | -28.2% |
| CNQ | Canadian Natural Resources Inc. | $873,000 | -1.9% | 32,350 | 0.0% | 0.37% | +3.7% | |
| MDLZ | Mondelez Int'l Inc. | $857,000 | +7.9% | 15,900 | 0.0% | 0.36% | +14.6% | |
| ABBV | Buy | AbbVie Inc. | $808,000 | +100.5% | 11,100 | +122.0% | 0.34% | +111.8% |
| EPRT | Essential Properties Realty Trust, Inc. | $802,000 | +2.7% | 40,000 | 0.0% | 0.34% | +8.7% | |
| KMB | Kimberly Clark Corporation | $800,000 | +7.7% | 6,000 | 0.0% | 0.34% | +13.9% | |
| T | AT&T Inc. | $739,000 | +6.9% | 22,050 | 0.0% | 0.31% | +13.5% | |
| XLRN | Buy | Acceleron Pharma, Inc. | $731,000 | -9.8% | 17,800 | +2.3% | 0.31% | -4.6% |
| KO | Coca Cola | $682,000 | +8.6% | 13,400 | 0.0% | 0.29% | +15.2% | |
| FMCKJ | New | Freddie Mac 8.375 Series Z | $662,000 | – | 53,350 | +100.0% | 0.28% | – |
| HPT | Hospitality Properties Trust | $625,000 | -5.0% | 25,000 | 0.0% | 0.26% | +0.8% | |
| DOW | New | Dow Inc. | $619,000 | – | 12,545 | +100.0% | 0.26% | – |
| IBM | International Business Machines | $591,000 | -2.2% | 4,284 | 0.0% | 0.25% | +3.3% | |
| WPC | WP Carey | $487,000 | +3.6% | 6,000 | 0.0% | 0.20% | +9.6% | |
| CHEKW | Check Cap Ltd. 7.50 | $482,000 | 0.0% | 64,309 | 0.0% | 0.20% | +5.7% | |
| BLCM | Buy | Bellicum Pharmaceuticals, Inc. | $435,000 | +2.4% | 255,703 | +102.7% | 0.18% | +8.3% |
| ALIM | Buy | Alimera Sciences, Inc. | $396,000 | -7.3% | 444,401 | +10.3% | 0.17% | -1.8% |
| AUPH | Buy | Aurinia Pharmaceuticals Inc. | $382,000 | +11.4% | 58,000 | +10.1% | 0.16% | +17.5% |
| CTVA | New | Corteva Inc. | $371,000 | – | 12,545 | +100.0% | 0.16% | – |
| CLBK | Columbia Financial, Inc. | $353,000 | -3.6% | 23,363 | 0.0% | 0.15% | +2.1% | |
| DELL | Dell Technologies Inc. | $326,000 | -13.5% | 6,426 | 0.0% | 0.14% | -8.0% | |
| ENFC | Entegra Financial Corporation | $308,000 | +33.9% | 10,250 | 0.0% | 0.13% | +41.3% | |
| TTE | Totol SA | $294,000 | +0.7% | 5,260 | 0.0% | 0.12% | +6.9% | |
| NVS | Novartis AG | $274,000 | -4.9% | 3,000 | 0.0% | 0.12% | +0.9% | |
| KHC | The Kraft Heinz Company | $276,000 | -4.8% | 8,900 | 0.0% | 0.12% | 0.0% | |
| CAG | Conagra Brands | $265,000 | -4.3% | 10,000 | 0.0% | 0.11% | +1.8% | |
| GILD | New | Gilead Sciences, Inc. | $236,000 | – | 3,500 | +100.0% | 0.10% | – |
| KRYS | Buy | Krystal Biotech, Inc. | $233,000 | +92.6% | 5,797 | +57.3% | 0.10% | +104.2% |
| WHLRD | Wheeler Real Estate Investment Trust, Inc. | $215,000 | +7.0% | 14,309 | 0.0% | 0.09% | +13.8% | |
| CDTX | New | Cidara Therapeutics, Inc. | $216,000 | – | 128,527 | +100.0% | 0.09% | – |
| GM | General Motors | $193,000 | +3.8% | 5,000 | 0.0% | 0.08% | +9.5% | |
| LXRX | Lexicon Pharmaceuticals, Inc. | $189,000 | +13.2% | 30,000 | 0.0% | 0.08% | +19.4% | |
| MSFT | Microsoft Corporation | $188,000 | +13.9% | 1,400 | 0.0% | 0.08% | +19.7% | |
| FSBW | FS Bancorp Inc. | $186,000 | +2.8% | 3,577 | 0.0% | 0.08% | +8.3% | |
| CSFL | Centerstate Banks Corp | $160,000 | -3.0% | 6,942 | 0.0% | 0.07% | +1.5% | |
| HRGG | Heritage NOLA Bancorp Inc. | $153,000 | 0.0% | 12,000 | 0.0% | 0.06% | +6.6% | |
| CBAY | New | CymaBay Therapeutics, Inc. | $150,000 | – | 21,000 | +100.0% | 0.06% | – |
| ORIT | Oritani Financial Corp | $137,000 | +6.2% | 7,800 | 0.0% | 0.06% | +13.7% | |
| CFFN | Sell | Capitol Federal Financial Inc. | $135,000 | -98.5% | 9,800 | -98.5% | 0.06% | -98.4% |
| VRCA | New | Verrica Pharmaceuticals, Inc. | $129,000 | – | 11,107 | +100.0% | 0.05% | – |
| CUZ | Sell | Cousins Properties | $121,000 | -6.9% | 3,357 | -75.0% | 0.05% | -1.9% |
| LEGH | Legacy Housing Corporation | $112,000 | +3.7% | 9,000 | 0.0% | 0.05% | +9.3% | |
| Merck & Co. Inc. | $109,000 | 0.0% | 1,300 | 0.0% | 0.05% | +7.0% | ||
| OFIX | Orthofix Medical Inc. | $106,000 | -6.2% | 2,000 | 0.0% | 0.04% | 0.0% | |
| FNB | FNB Coporation | $105,000 | +11.7% | 8,905 | 0.0% | 0.04% | +18.9% | |
| MDT | Medtronics Inc. | $102,000 | +12.1% | 1,050 | 0.0% | 0.04% | +19.4% | |
| MEIP | MEI Pharma, Inc. | $96,000 | -18.6% | 38,590 | 0.0% | 0.04% | -14.9% | |
| NVLNF | Novelion Therapeutics, Inc. | $85,000 | -36.6% | 109,135 | 0.0% | 0.04% | -32.1% | |
| GMED | Globus Medical, Inc. | $80,000 | -14.9% | 1,900 | 0.0% | 0.03% | -8.1% | |
| New | Ascendis Pharma A/S | $76,000 | – | 656 | +100.0% | 0.03% | – | |
| F | Ford Motor Company | $51,000 | +15.9% | 5,000 | 0.0% | 0.02% | +22.2% | |
| GE | General Electric | $50,000 | +6.4% | 4,680 | 0.0% | 0.02% | +10.5% | |
| New | Bellicum Pharm., Inc. 5 | $50,000 | – | 100 | +100.0% | 0.02% | – | |
| ALC | New | Alcon, Inc | $37,000 | – | 600 | +100.0% | 0.02% | – |
| LLY | Eli Lilly Inc. | $33,000 | -15.4% | 300 | 0.0% | 0.01% | -12.5% | |
| CC | Chemours Co. | $32,000 | -37.3% | 1,360 | 0.0% | 0.01% | -35.0% | |
| PBCT | Peoples United Financial | $25,000 | 0.0% | 1,500 | 0.0% | 0.01% | +10.0% | |
| BNS | Bank Nova Scotia Halifax | $22,000 | +4.8% | 400 | 0.0% | 0.01% | +12.5% | |
| EXP | Eagle Materials Inc. | $21,000 | +10.5% | 228 | 0.0% | 0.01% | +12.5% | |
| VIVE | Viveve Medical, Inc. | $17,000 | -58.5% | 43,649 | 0.0% | 0.01% | -56.2% | |
| STWD | Starwood Ppty | $9,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| CLNS | Colony Northstar Inc. | $7,000 | -12.5% | 1,466 | 0.0% | 0.00% | 0.0% | |
| AMLP | Alerian MLP | $6,000 | 0.0% | 600 | 0.0% | 0.00% | +50.0% | |
| CHEK | Check Cap Ltd. | $5,000 | -16.7% | 2,224 | 0.0% | 0.00% | 0.0% | |
| OZM | Och-Ziff Capital Management Group | $5,000 | +66.7% | 200 | 0.0% | 0.00% | +100.0% | |
| RMR | RMR Group Inc. | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| WAB | WABTEC | $1,000 | 0.0% | 23 | 0.0% | 0.00% | – | |
| ALNY | Exit | Alnylam Pharmaceuticals, Inc. | $0 | – | -500 | -100.0% | -0.02% | – |
| AFMD | Exit | Affimed N.V. | $0 | – | -16,037 | -100.0% | -0.03% | – |
| NUVA | Exit | NuVasive, Inc. | $0 | – | -2,000 | -100.0% | -0.04% | – |
| CARA | Exit | Cara Therapeutics Inc | $0 | – | -7,114 | -100.0% | -0.06% | – |
| BIIB | Exit | Biogen Inc. | $0 | – | -2,498 | -100.0% | -0.24% | – |
| CNCE | Exit | Concert Pharmaceuticals, Inc. | $0 | – | -83,607 | -100.0% | -0.40% | – |
| ZGNX | Exit | Zogenix, Inc. | $0 | – | -26,039 | -100.0% | -0.57% | – |
| CXW | Exit | CoreCivic, Inc. | $0 | – | -75,000 | -100.0% | -0.58% | – |
| DWDP | Exit | DowDupont Inc. | $0 | – | -37,644 | -100.0% | -0.80% | – |
| IRDM | Exit | Iridium Communications, Inc. | $0 | – | -113,399 | -100.0% | -1.20% | – |
| ORCL | Exit | Oracle Corporation | $0 | – | -150,000 | -100.0% | -3.21% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.