$243 Million is the total value of KNOTT DAVID M's 141 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 36.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LGND | Sell | Ligand Pharmaceuticals Incorporated | $91,340,000 | -12.6% | 553,041 | -27.5% | 37.65% | -9.4% |
| PFE | Sell | Pfizer Inc. | $20,941,000 | -38.0% | 590,076 | -36.8% | 8.63% | -35.8% |
| UPLD | Buy | Upland Software Inc. | $10,077,000 | +158.5% | 350,000 | +94.4% | 4.15% | +167.8% |
| CFFN | Capitol Federal Financial, Inc. | $8,526,000 | -7.9% | 690,400 | 0.0% | 3.52% | -4.6% | |
| FTAI | Buy | Fortress Trans & Infrastructure Inv. LLC | $7,992,000 | +55.5% | 501,064 | +94.3% | 3.29% | +61.2% |
| MIC | Buy | Macquarie Infrastructure Corporation | $6,732,000 | -20.7% | 182,300 | +37.8% | 2.78% | -17.9% |
| CLMT | New | Calumet Specialty Products Partners, LP | $6,666,000 | – | 945,558 | +100.0% | 2.75% | – |
| ABBV | AbbVie Inc. | $4,969,000 | -2.1% | 52,500 | 0.0% | 2.05% | +1.4% | |
| APC | Anadarko Petroleum Corporation | $4,879,000 | +13.0% | 80,760 | 0.0% | 2.01% | +17.1% | |
| AAPL | Apple Inc. | $4,203,000 | -0.9% | 25,050 | 0.0% | 1.73% | +2.8% | |
| IRDM | Iridium Communications, Inc. | $3,803,000 | -4.6% | 338,000 | 0.0% | 1.57% | -1.1% | |
| AOBC | New | American Outdoor Brands Corporation | $3,406,000 | – | 330,000 | +100.0% | 1.40% | – |
| HHC | Buy | The Howard Hughes Corporation | $3,242,000 | +23.5% | 23,300 | +16.5% | 1.34% | +28.0% |
| FB | New | Facebook, Inc. | $3,196,000 | – | 20,000 | +100.0% | 1.32% | – |
| DAL | Delta Air Lines, Inc. | $3,152,000 | -2.1% | 57,500 | 0.0% | 1.30% | +1.4% | |
| NWL | New | Newell Brands Inc. | $2,548,000 | – | 100,000 | +100.0% | 1.05% | – |
| JPM | JP Morgan & Chase Co. | $2,535,000 | +2.8% | 23,050 | 0.0% | 1.04% | +6.6% | |
| MPLX | New | MPLX LP | $2,478,000 | – | 75,000 | +100.0% | 1.02% | – |
| DWDP | DowDupont Inc. | $2,398,000 | -10.6% | 37,644 | 0.0% | 0.99% | -7.3% | |
| MITL | New | Mitel Networks Corp. | $2,320,000 | – | 250,000 | +100.0% | 0.96% | – |
| ORCL | New | Oracle Corporation | $2,288,000 | – | 50,000 | +100.0% | 0.94% | – |
| AMBC | Ambac Financial Group, Inc. | $2,280,000 | -1.9% | 145,426 | 0.0% | 0.94% | +1.7% | |
| LOW | New | Lowe's Companies Inc. | $2,194,000 | – | 25,000 | +100.0% | 0.90% | – |
| CHCT | Community Healthcare Trust Incorporated | $1,544,000 | -8.4% | 60,000 | 0.0% | 0.64% | -5.2% | |
| CXW | CoreCivic, Inc. | $1,464,000 | -13.3% | 75,000 | 0.0% | 0.60% | -10.1% | |
| STML | Buy | Stemline Therapeutics, Inc. | $1,377,000 | +17.7% | 90,000 | +20.0% | 0.57% | +22.2% |
| AB | AllianceBernstein Holdings LP Unit Ltd | $1,356,000 | +7.2% | 50,500 | 0.0% | 0.56% | +11.1% | |
| CPRX | Buy | Catalyst Pharmaceuticals, Inc. | $1,168,000 | -21.4% | 488,575 | +28.5% | 0.48% | -18.6% |
| CNCE | Concert Pharmaceuticals, Inc. | $1,135,000 | -11.5% | 49,557 | 0.0% | 0.47% | -8.2% | |
| JBSAY | JBS S.A. | $1,105,000 | -4.3% | 195,500 | 0.0% | 0.46% | -0.9% | |
| VKTX | Buy | Viking Therapeutics, Inc. | $1,058,000 | +12.3% | 242,000 | +4.3% | 0.44% | +16.3% |
| New | Horizon Pharma plc | $1,046,000 | – | 73,640 | +100.0% | 0.43% | – | |
| ARNA | Buy | Arena Pharmaceuticals, Inc. | $1,029,000 | +51.1% | 26,042 | +29.9% | 0.42% | +56.5% |
| CNQ | Canadian Natural Resources Inc. | $1,018,000 | -11.9% | 32,350 | 0.0% | 0.42% | -8.5% | |
| RHP | Ryman Hospitality Ppty Inc. | $960,000 | +12.1% | 12,400 | 0.0% | 0.40% | +16.5% | |
| AIMT | Buy | Aimmune Therapeutics, Inc. | $948,000 | +211.8% | 29,780 | +270.8% | 0.39% | +223.1% |
| JNJ | Johnson & Johnson | $933,000 | -8.3% | 7,280 | 0.0% | 0.38% | -4.9% | |
| Sell | Global Blood Therapeutics, Inc. | $928,000 | -8.3% | 19,210 | -25.3% | 0.38% | -5.0% | |
| APO | Apollo Global Management LLC | $889,000 | -11.5% | 30,000 | 0.0% | 0.37% | -8.3% | |
| GSK | GlaxoSmithKline plc | $883,000 | +10.1% | 22,600 | 0.0% | 0.36% | +14.1% | |
| VZ | Verizon Communications Inc. | $876,000 | -9.6% | 18,311 | 0.0% | 0.36% | -6.2% | |
| GMREPRA | Global Medical REIT, Inc. Ser A Cum Pfd. | $861,000 | -2.8% | 35,000 | 0.0% | 0.36% | +0.9% | |
| IMMU | Immunomedics, Inc | $854,000 | -9.6% | 58,483 | 0.0% | 0.35% | -6.4% | |
| ZGNX | Buy | Zogenix, Inc. | $801,000 | +73.8% | 20,000 | +73.9% | 0.33% | +80.3% |
| T | AT&T Inc. | $786,000 | -8.4% | 22,050 | 0.0% | 0.32% | -5.0% | |
| QTNT | Buy | Quotient Limited | $754,000 | +53.9% | 160,000 | +61.6% | 0.31% | +59.5% |
| UAL | United Continental Holdings, Inc. | $695,000 | +3.1% | 10,000 | 0.0% | 0.29% | +6.7% | |
| AXGN | AxoGen, Inc. | $690,000 | +29.0% | 18,898 | 0.0% | 0.28% | +33.3% | |
| GILD | Sell | Gilead Sciences, Inc. | $671,000 | -5.4% | 8,901 | -10.1% | 0.28% | -1.8% |
| MDLZ | Mondelez Int'l Inc. | $663,000 | -2.5% | 15,900 | 0.0% | 0.27% | +1.1% | |
| KMB | Kimberly Clark Corporation | $661,000 | -8.7% | 6,000 | 0.0% | 0.27% | -5.6% | |
| IBM | International Business Machines | $657,000 | 0.0% | 4,284 | 0.0% | 0.27% | +3.8% | |
| HPT | Hospitality Properties Trust | $634,000 | -15.0% | 25,000 | 0.0% | 0.26% | -12.1% | |
| ENFC | Sell | Entegra Financial Corp. | $618,000 | -47.5% | 21,315 | -47.0% | 0.26% | -45.6% |
| EIGR | Buy | Eiger BioPharmaceuticals, Inc. | $609,000 | +98.4% | 61,857 | +181.2% | 0.25% | +105.7% |
| KO | Coca-Cola | $582,000 | -5.4% | 13,400 | 0.0% | 0.24% | -2.0% | |
| XENE | Buy | Xenon Pharmaceuticals Inc. | $563,000 | +111.7% | 114,900 | +22.2% | 0.23% | +118.9% |
| KHC | Sell | The Kraft Heinz Company | $554,000 | -55.2% | 8,900 | -44.0% | 0.23% | -53.7% |
| EW | Sell | Edwards Lifesciences Corporation | $543,000 | -1.5% | 3,891 | -20.4% | 0.22% | +2.3% |
| CDOR | Condor Hospitality Trust, Inc. | $500,000 | +0.4% | 50,000 | 0.0% | 0.21% | +4.0% | |
| CHEKW | Check Cap Ltd. @7.50 Exp. 2/28/20 | $495,000 | 0.0% | 66,059 | 0.0% | 0.20% | +3.6% | |
| WHLRD | Wheeler Real Estate Investment Trust, Inc. | $469,000 | -22.2% | 30,000 | 0.0% | 0.19% | -19.6% | |
| CHRS | Buy | Coherus Biosciences, Inc. | $446,000 | +32.3% | 40,320 | +5.2% | 0.18% | +37.3% |
| BLCM | Buy | Bellicum Pharmaceuticals, Inc. | $444,000 | -11.9% | 67,653 | +12.8% | 0.18% | -8.5% |
| SGYPQ | Buy | Synergy Pharmaceuticals, Inc. | $412,000 | -8.2% | 225,400 | +11.9% | 0.17% | -5.0% |
| VIVE | Buy | Viveve Medical, Inc. | $402,000 | -19.0% | 109,748 | +10.0% | 0.17% | -15.7% |
| GE | Sell | General Electric | $387,000 | -45.2% | 28,680 | -14.8% | 0.16% | -43.1% |
| New | Intec Pharma Ltd. | $385,000 | – | 60,800 | +100.0% | 0.16% | – | |
| NVLNF | Novelion Therapeutics, Inc. | $382,000 | +12.0% | 109,184 | 0.0% | 0.16% | +15.4% | |
| WPC | Sell | WP Carey | $372,000 | -9.9% | 600 | -90.0% | 0.15% | -6.7% |
| CAG | Conagra Brands | $369,000 | -2.1% | 10,000 | 0.0% | 0.15% | +1.3% | |
| TTE | Total SA | $303,000 | +4.5% | 5,260 | 0.0% | 0.12% | +8.7% | |
| ANCB | Anchor Bancorp | $303,000 | -0.3% | 12,250 | 0.0% | 0.12% | +3.3% | |
| BDSI | New | Biodelivery Sciences Intl | $270,000 | – | 120,000 | +100.0% | 0.11% | – |
| ALIM | Buy | Alimera Sciences, Inc. | $235,000 | -13.0% | 228,000 | +12.3% | 0.10% | -9.3% |
| CSFL | New | Centerstate Banks Corp | $184,000 | – | 6,942 | +100.0% | 0.08% | – |
| GM | New | General Motors | $182,000 | – | 5,000 | +100.0% | 0.08% | – |
| GTXI | New | GTx, Inc. | $178,000 | – | 10,000 | +100.0% | 0.07% | – |
| TST | Sell | TheStreet Inc. | $162,000 | +11.0% | 90,600 | -9.9% | 0.07% | +15.5% |
| HRGG | Sell | Heritage NOLA Banorp Inc. | $144,000 | -30.4% | 12,000 | -29.4% | 0.06% | -28.0% |
| BMY | Bristol-Myers Squibb Company | $141,000 | +3.7% | 2,225 | 0.0% | 0.06% | +7.4% | |
| MSFT | Sell | Microsoft Corporation | $128,000 | -97.8% | 1,400 | -98.0% | 0.05% | -97.7% |
| ORIT | Oritani Financial Corp | $120,000 | -6.2% | 7,800 | 0.0% | 0.05% | -3.9% | |
| FNB | FNB Corporation | $120,000 | -2.4% | 8,905 | 0.0% | 0.05% | 0.0% | |
| CUZ | Cousins Properties | $117,000 | -5.6% | 13,428 | 0.0% | 0.05% | -2.0% | |
| ABEO | New | Abeona Therapeutics, Inc. | $101,000 | – | 7,029 | +100.0% | 0.04% | – |
| OVAS | OvaScience, Inc. | $91,000 | -42.0% | 112,000 | 0.0% | 0.04% | -38.7% | |
| CHEK | New | Check Cap Ltd. | $84,000 | – | 162,871 | +100.0% | 0.04% | – |
| MDT | Medtronics Inc. | $84,000 | -1.2% | 1,050 | 0.0% | 0.04% | +2.9% | |
| Merck & Co Inc. | $71,000 | -2.7% | 1,300 | 0.0% | 0.03% | 0.0% | ||
| CC | Chemours Co. | $66,000 | -2.9% | 1,360 | 0.0% | 0.03% | 0.0% | |
| F | Ford Motor Company | $55,000 | -11.3% | 5,000 | 0.0% | 0.02% | -8.0% | |
| AFMD | New | Affimed NV | $44,000 | – | 24,000 | +100.0% | 0.02% | – |
| CCCL | China Ceramics Co. Ltd | $37,000 | -39.3% | 25,493 | 0.0% | 0.02% | -37.5% | |
| EDIT | New | Editas Medicine Inc. | $33,000 | – | 1,000 | +100.0% | 0.01% | – |
| ALNY | Alnylam Pharmaceuticals, Inc | $30,000 | -6.2% | 249 | 0.0% | 0.01% | -7.7% | |
| PBCT | Peoples United Financial | $28,000 | 0.0% | 1,500 | 0.0% | 0.01% | +9.1% | |
| MEIP | MEI Pharma, Inc. | $29,000 | 0.0% | 14,000 | 0.0% | 0.01% | 0.0% | |
| BNS | Bank Nova Scotia Halifax | $25,000 | -3.8% | 400 | 0.0% | 0.01% | 0.0% | |
| EXP | Eagle Materials | $23,000 | -11.5% | 228 | 0.0% | 0.01% | -10.0% | |
| LLY | Eli Lilly Co. | $23,000 | -8.0% | 300 | 0.0% | 0.01% | -10.0% | |
| ABLX | New | Ablynx NV | $11,000 | – | 200 | +100.0% | 0.01% | – |
| CLNS | Colony Northstar Inc. | $8,000 | -52.9% | 1,466 | 0.0% | 0.00% | -57.1% | |
| STWD | Starwood Ppty Inc. | $8,000 | -33.3% | 400 | 0.0% | 0.00% | -40.0% | |
| AMLP | Alerian MLP | $6,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| OZM | Och-Ziff Capital Management Group | $5,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| RMR | RMR Group Inc. | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| RLOGQ | Exit | Rand Logistics, Inc. | $0 | – | -185,100 | -100.0% | -0.01% | – |
| JUNO | Exit | Juno Therapeutics Inc. | $0 | – | -1,029 | -100.0% | -0.02% | – |
| DBVT | Exit | DBV Technologies SA | $0 | – | -3,300 | -100.0% | -0.03% | – |
| CRME | Exit | Cardiome Pharma Corp. | $0 | – | -67,978 | -100.0% | -0.04% | – |
| IMMY | Exit | Imprimis Pharmaceuticals, Inc. | $0 | – | -66,601 | -100.0% | -0.04% | – |
| CHEK | Exit | Check Cap Ltd. | $0 | – | -162,871 | -100.0% | -0.06% | – |
| BCTF | Exit | Bancorp 34, Inc. | $0 | – | -10,000 | -100.0% | -0.06% | – |
| IRT | Exit | Independence Realty Trust, Inc. | $0 | – | -16,700 | -100.0% | -0.07% | – |
| Exit | Intec Pharma Ltd. | $0 | – | -35,000 | -100.0% | -0.07% | – | |
| HZNP | Exit | Horizon Pharma plc | $0 | – | -25,000 | -100.0% | -0.14% | – |
| PCSB | Exit | PCSB Financial Corporation | $0 | – | -20,000 | -100.0% | -0.15% | – |
| STND | Exit | Standard AVB Financial Corp. | $0 | – | -20,000 | -100.0% | -0.24% | – |
| GMRE | Exit | Global Medical REIT, Inc. | $0 | – | -77,000 | -100.0% | -0.25% | – |
| SBCP | Exit | Sunshine Bancorp, Inc. | $0 | – | -27,800 | -100.0% | -0.25% | – |
| WY | Exit | Weyerhaeuser Company | $0 | – | -20,000 | -100.0% | -0.28% | – |
| DERM | Exit | Dermira, Inc. | $0 | – | -25,936 | -100.0% | -0.29% | – |
| FF | Exit | FutureFuel Corporation | $0 | – | -54,804 | -100.0% | -0.31% | – |
| Exit | Seaspan Corporation | $0 | – | -140,000 | -100.0% | -0.38% | – | |
| DOC | Exit | Physicians Realty Trust | $0 | – | -55,800 | -100.0% | -0.40% | – |
| AVDL | Exit | Avadel Pharmaceuticals plc | $0 | – | -158,555 | -100.0% | -0.52% | – |
| RXDX | Exit | Ignyta, Inc. | $0 | – | -67,700 | -100.0% | -0.72% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.