$199 Million is the total value of KNOTT DAVID M's 100 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 16.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LGND | Ligand Pharmaceuticals Incorporated | $101,417,000 | -0.4% | 998,100 | 0.0% | 51.04% | -2.9% | |
| PFE | Sell | Pfizer Inc. | $31,624,000 | -5.9% | 973,676 | -1.9% | 15.92% | -8.3% |
| CFFN | Capitol Federal Financial, Inc. | $11,364,000 | +17.0% | 690,400 | 0.0% | 5.72% | +14.1% | |
| APC | Anadarko Petroleum Corporation | $5,632,000 | +10.1% | 80,760 | 0.0% | 2.83% | +7.3% | |
| ABBV | AbbVie Inc. | $4,684,000 | -0.7% | 74,800 | 0.0% | 2.36% | -3.2% | |
| MSFT | Microsoft Corporation | $4,272,000 | +7.9% | 68,750 | 0.0% | 2.15% | +5.2% | |
| AMBC | Ambac Financial Group, Inc. | $3,835,000 | +22.4% | 170,426 | 0.0% | 1.93% | +19.3% | |
| IRDM | Iridium Communications, Inc. | $3,245,000 | +18.4% | 338,000 | 0.0% | 1.63% | +15.4% | |
| AAPL | Apple Inc. | $2,902,000 | +2.5% | 25,050 | 0.0% | 1.46% | -0.1% | |
| JPM | JP Morgan Chase & Co | $1,989,000 | +29.6% | 23,050 | 0.0% | 1.00% | +26.4% | |
| ACAD | Buy | ACADIA Pharmaceuticals Inc. | $1,902,000 | -8.6% | 65,947 | +0.8% | 0.96% | -10.9% |
| AGN | Sell | Allergan plc | $1,837,000 | -9.4% | 8,746 | -0.6% | 0.92% | -11.7% |
| CXW | New | CoreCivic, Inc. | $1,835,000 | – | 75,000 | +100.0% | 0.92% | – |
| CHCT | Community Healthcare Trust Incorporated | $1,382,000 | +5.1% | 60,000 | 0.0% | 0.70% | +2.5% | |
| DAL | Delta Air Lines, Inc. | $1,377,000 | +25.0% | 28,000 | 0.0% | 0.69% | +21.8% | |
| DOC | Buy | Physicians Realty Trust | $1,058,000 | +7.2% | 55,800 | +21.8% | 0.53% | +4.5% |
| KHC | The Kraft Heinz Company | $1,039,000 | -2.5% | 11,900 | 0.0% | 0.52% | -4.9% | |
| AVDL | New | Avadel Pharmaceuticals plc | $1,035,000 | – | 99,587 | +100.0% | 0.52% | – |
| CNQ | Canadian Natural Resources Ltd. | $1,031,000 | -0.6% | 32,350 | 0.0% | 0.52% | -3.0% | |
| SGYPQ | Synergy Pharmaceuticals, Inc. | $965,000 | +10.5% | 158,400 | 0.0% | 0.49% | +7.8% | |
| NVLNF | New | Novelion Therapeutics, Inc. | $919,000 | – | 109,184 | +100.0% | 0.46% | – |
| GSK | GlaxoSmithKline plc | $870,000 | -10.8% | 22,600 | 0.0% | 0.44% | -12.9% | |
| JNJ | Johnson & Johnson | $838,000 | -2.6% | 7,280 | 0.0% | 0.42% | -5.0% | |
| ENFC | Entegra Financial Corp. | $829,000 | +12.2% | 40,250 | 0.0% | 0.42% | +9.4% | |
| FF | FutureFuel Corporation | $762,000 | +23.3% | 54,804 | 0.0% | 0.38% | +20.1% | |
| IBM | International Business Machines Corp | $711,000 | +4.4% | 4,284 | 0.0% | 0.36% | +1.7% | |
| WHLRD | Wheeler Real Estate Investment Trust, Inc. | $705,000 | -7.8% | 30,000 | 0.0% | 0.36% | -10.1% | |
| GMRE | Global Medical REIT, Inc | $687,000 | -8.6% | 77,000 | 0.0% | 0.35% | -10.8% | |
| RLOGQ | Rand Logistics, Inc. | $551,000 | +9.1% | 664,435 | 0.0% | 0.28% | +6.1% | |
| HTZGQ | New | Hertz Global Holdings Inc. | $539,000 | – | 25,000 | +100.0% | 0.27% | – |
| STND | Standard Financial Corp. | $504,000 | +10.5% | 20,000 | 0.0% | 0.25% | +8.1% | |
| CHEKW | Check Cap Ltd. @7.50 Exp. 2/28/20 | $495,000 | 0.0% | 66,059 | 0.0% | 0.25% | -2.7% | |
| DD | Du Pont E I De Nemours & Co | $492,000 | +9.1% | 6,700 | 0.0% | 0.25% | +6.4% | |
| SBCP | Sunshine Bancorp, Inc. | $476,000 | +15.5% | 27,800 | 0.0% | 0.24% | +12.7% | |
| IIPR | New | Innovative Industrial Properties, Inc. | $455,000 | – | 25,000 | +100.0% | 0.23% | – |
| IRT | New | Independence Realty Trust, Inc. | $446,000 | – | 50,000 | +100.0% | 0.22% | – |
| CHEK | Check Cap Ltd. | $376,000 | +18.6% | 159,871 | 0.0% | 0.19% | +15.2% | |
| GILD | Gilead Sciences, Inc. | $370,000 | -9.5% | 5,170 | 0.0% | 0.19% | -11.8% | |
| ANCB | Anchor Bancorp | $333,000 | +6.4% | 12,250 | 0.0% | 0.17% | +3.7% | |
| MIC | Macquarie Infrastructure | $270,000 | -1.8% | 3,300 | 0.0% | 0.14% | -4.2% | |
| TTE | Total SA Sponsored ADR | $268,000 | +6.8% | 5,260 | 0.0% | 0.14% | +3.8% | |
| MDLZ | Mondelez Int'l Inc. | $260,000 | +0.4% | 5,900 | 0.0% | 0.13% | -2.2% | |
| KO | Coca Cola Inc. | $240,000 | -2.0% | 5,800 | 0.0% | 0.12% | -4.0% | |
| ADVM | Adverum Biotechnologies Inc. | $191,000 | -29.5% | 66,000 | 0.0% | 0.10% | -31.4% | |
| ARLZ | Aralez Pharmaceuticals Inc. | $166,000 | -9.3% | 37,698 | 0.0% | 0.08% | -10.6% | |
| ORIT | Oritani Financial Corp | $147,000 | +20.5% | 7,800 | 0.0% | 0.07% | +17.5% | |
| GE | General Electric | $148,000 | +6.5% | 4,680 | 0.0% | 0.07% | +2.8% | |
| FNB | FNB Corporation | $143,000 | +30.0% | 8,905 | 0.0% | 0.07% | +26.3% | |
| BCTF | New | Bancorp 34, Inc. | $126,000 | – | 10,000 | +100.0% | 0.06% | – |
| CUZ | Cousins Properties Inc. | $114,000 | -18.6% | 13,428 | 0.0% | 0.06% | -20.8% | |
| CCCL | New | China Ceramics Co. Ltd. | $108,000 | – | 47,195 | +100.0% | 0.05% | – |
| T | AT&T Inc. | $87,000 | +4.8% | 2,050 | 0.0% | 0.04% | +2.3% | |
| TST | TheStreet Inc. | $86,000 | -22.5% | 100,600 | 0.0% | 0.04% | -24.6% | |
| VZ | Verizon Communications Inc. | $84,000 | +1.2% | 1,583 | 0.0% | 0.04% | -2.3% | |
| MDT | Medtronics Inc. | $75,000 | -17.6% | 1,050 | 0.0% | 0.04% | -19.1% | |
| MRK | Merck & Co. Inc. | $76,000 | -6.2% | 1,300 | 0.0% | 0.04% | -9.5% | |
| AB | AllianceBernstein Holdings LP Unit Ltd | $58,000 | +1.8% | 2,500 | 0.0% | 0.03% | 0.0% | |
| DOW | Dow Chemical Company | $46,000 | +12.2% | 800 | 0.0% | 0.02% | +9.5% | |
| HPT | Hospitality Properties Trust | $32,000 | +6.7% | 1,000 | 0.0% | 0.02% | +6.7% | |
| PBCT | Peoples United Financial | $29,000 | +20.8% | 1,500 | 0.0% | 0.02% | +25.0% | |
| CC | Chemours Co. | $30,000 | +36.4% | 1,360 | 0.0% | 0.02% | +36.4% | |
| RHP | Ryman Hospitality Ppty Inc. | $25,000 | +31.6% | 400 | 0.0% | 0.01% | +30.0% | |
| LLY | Eli Lilly & Co. | $22,000 | -8.3% | 300 | 0.0% | 0.01% | -8.3% | |
| BNS | Bank Nova Scotia Halifax | $22,000 | +4.8% | 400 | 0.0% | 0.01% | 0.0% | |
| EXP | Eagle Materials Inc | $22,000 | +22.2% | 228 | 0.0% | 0.01% | +22.2% | |
| CLNY | Colony Financial Inc. | $20,000 | +11.1% | 1,000 | 0.0% | 0.01% | +11.1% | |
| STWD | Starwood Ppty Inc. | $9,000 | 0.0% | 400 | 0.0% | 0.01% | 0.0% | |
| OZM | Och-Ziff Capital Management Group | $7,000 | -22.2% | 2,000 | 0.0% | 0.00% | -20.0% | |
| AMLP | Alerian MLP | $8,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| RMR | RMR Group Inc. | $1,000 | 0.0% | 16 | 0.0% | 0.00% | 0.0% | |
| CCCL | Exit | China Ceramics Co. Ltd. | $0 | – | -47,195 | -100.0% | -0.08% | – |
| QLTI | Exit | QLT Inc. | $0 | – | -545,926 | -100.0% | -0.58% | – |
| FLML | Exit | Flamel Technologies S.A. | $0 | – | -99,587 | -100.0% | -0.64% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.