$526 Million is the total value of KNOTT DAVID M's 112 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 20.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LGND | Ligand Pharmaceuticals Incorporated | $58,726,504,000 | -24.6% | 1,249,766 | 0.0% | 11.17% | -19.9% | |
| PFE | Pfizer Inc. | $34,282,748,000 | -0.4% | 1,159,376 | 0.0% | 6.52% | +5.7% | |
| APC | Buy | Anadarko Petroleum Corporation | $29,884,731,000 | +13.9% | 294,605 | +23.0% | 5.69% | +20.9% |
| WLL | Buy | Whiting Petroleum Corporation | $21,714,000,000 | +2.1% | 280,000 | +5.7% | 4.13% | +8.3% |
| SLB | Schlumberger Limited | $21,354,900,000 | -13.8% | 210,000 | 0.0% | 4.06% | -8.5% | |
| HAL | Halliburton Company | $19,998,100,000 | -9.2% | 310,000 | 0.0% | 3.80% | -3.6% | |
| PXD | Buy | Pioneer Natural Resources Company | $19,697,000,000 | -4.8% | 100,000 | +11.1% | 3.75% | +1.1% |
| NBL | Buy | Noble Energy, Inc. | $18,799,000,000 | +7.9% | 275,000 | +22.2% | 3.58% | +14.5% |
| XEC | Buy | Cimarex Energy Co. | $18,346,850,000 | +6.6% | 145,000 | +20.8% | 3.49% | +13.1% |
| CXO | Buy | Concho Resources Inc. | $18,181,550,000 | +4.9% | 145,000 | +20.8% | 3.46% | +11.3% |
| HES | Hess Corporation | $16,977,600,000 | -4.6% | 180,000 | 0.0% | 3.23% | +1.2% | |
| CAM | Buy | Cameron International Corporation | $16,595,000,000 | +2.1% | 250,000 | +4.2% | 3.16% | +8.4% |
| SWN | Sell | Southwestern Energy Company | $15,727,500,000 | -24.8% | 450,000 | -2.2% | 2.99% | -20.2% |
| SM | Buy | SM Energy Company | $15,600,000,000 | +3.1% | 200,000 | +11.1% | 2.97% | +9.4% |
| CNQ | Canadian Natural Resources Ltd. | $15,149,990,000 | -15.4% | 389,950 | 0.0% | 2.88% | -10.3% | |
| RRC | Buy | Range Resources Corporation | $14,918,200,000 | +7.2% | 220,000 | +37.5% | 2.84% | +13.8% |
| COG | Buy | Cabot Oil & Gas Corporation | $13,729,800,000 | +0.5% | 420,000 | +5.0% | 2.61% | +6.7% |
| FTI | New | FMC Technologies, Inc. | $13,034,400,000 | – | 240,000 | +100.0% | 2.48% | – |
| BHI | Baker Hughes Incorporated | $13,012,000,000 | -12.6% | 200,000 | 0.0% | 2.48% | -7.2% | |
| GPORQ | Buy | Gulfport Energy Corporation | $12,282,000,000 | -6.9% | 230,000 | +9.5% | 2.34% | -1.1% |
| HP | Buy | Helmerich & Payne, Inc. | $12,233,750,000 | -4.2% | 125,000 | +13.6% | 2.33% | +1.7% |
| DVN | Buy | Devon Energy Corp. | $11,931,500,000 | +0.2% | 175,000 | +16.7% | 2.27% | +6.3% |
| CLR | Buy | Continental Resources, Inc. | $11,301,600,000 | +2.2% | 170,000 | +142.9% | 2.15% | +8.4% |
| PBR | Buy | Petroleo Brasileiro SA | $10,500,600,000 | +43.5% | 740,000 | +48.0% | 2.00% | +52.4% |
| RLOGQ | Rand Logistics, Inc. | $8,223,145,000 | -5.0% | 1,442,657 | 0.0% | 1.56% | +0.8% | |
| CFFN | Sell | Capitol Federal Financial, Inc. | $8,186,532,000 | -7.5% | 692,600 | -4.8% | 1.56% | -1.8% |
| SLCA | Buy | U.S. Silica Holdings, Inc. | $7,188,650,000 | +29.7% | 115,000 | +15.0% | 1.37% | +37.6% |
| MOS | The Mosaic Company | $5,178,205,000 | -10.2% | 116,600 | 0.0% | 0.98% | -4.7% | |
| AMBC | Ambac Financial Group, Inc. | $3,832,715,000 | -19.1% | 173,426 | 0.0% | 0.73% | -14.1% | |
| AFFX | Affymetrix, Inc. | $3,331,650,000 | -10.4% | 417,500 | 0.0% | 0.63% | -4.9% | |
| ASPX | Buy | Auspex Pharmaceuticals, Inc. | $3,298,595,000 | +318.8% | 128,500 | +263.3% | 0.63% | +345.4% |
| MSFT | Microsoft Corporation | $3,140,890,000 | +11.2% | 67,750 | 0.0% | 0.60% | +18.2% | |
| IRDM | Iridium Communications, Inc. | $3,009,000,000 | +4.6% | 340,000 | 0.0% | 0.57% | +10.9% | |
| AREXQ | Approach Resources, Inc. | $2,900,000,000 | -36.2% | 200,000 | 0.0% | 0.55% | -32.3% | |
| FF | Sell | FutureFuel Corporation | $2,381,615,000 | -55.7% | 200,304 | -38.2% | 0.45% | -53.0% |
| ECR | Buy | Eclipse Resources Corp. | $2,077,500,000 | +106.7% | 125,000 | +212.5% | 0.40% | +119.4% |
| QLTI | QLT Inc. | $2,015,586,000 | -26.9% | 445,926 | 0.0% | 0.38% | -22.5% | |
| MUR | New | Murphy Oil Corporation | $1,991,850,000 | – | 35,000 | +100.0% | 0.38% | – |
| YPF | Buy | YPF Sociedad Anonima | $1,486,998,000 | +355.0% | 40,200 | +302.0% | 0.28% | +379.7% |
| SPPI | New | Spectrum Pharmaceuticals Inc. | $1,241,350,000 | – | 152,500 | +100.0% | 0.24% | – |
| ECA | New | EnCana Corp. | $1,167,870,000 | – | 55,000 | +100.0% | 0.22% | – |
| JPM | JP Morgan Chase & Co. | $1,167,451,000 | +4.5% | 19,380 | 0.0% | 0.22% | +11.0% | |
| ACAD | ACADIA Pharmaceuticals Inc. | $1,134,008,000 | +9.6% | 45,800 | 0.0% | 0.22% | +16.8% | |
| YUM | New | Yum! Brands, Inc. | $1,086,898,000 | – | 15,100 | +100.0% | 0.21% | – |
| ESSX | Essex Rental Corporation | $869,515,000 | -13.6% | 414,055 | 0.0% | 0.16% | -8.3% | |
| JNJ | Johnson & Johnson | $682,176,000 | +1.9% | 6,400 | 0.0% | 0.13% | +8.3% | |
| BOTA | Buy | Biota Pharmaceuticals, Inc. | $662,768,000 | +164.0% | 268,327 | +204.6% | 0.13% | +180.0% |
| DOC | Physicians Realty Trust | $628,376,000 | -4.7% | 45,800 | 0.0% | 0.12% | +1.7% | |
| SIBC | State Investors Bancorp, Inc. | $480,000,000 | 0.0% | 30,000 | 0.0% | 0.09% | +5.8% | |
| STND | Standard Financial Corp. | $411,000,000 | +5.4% | 20,000 | 0.0% | 0.08% | +11.4% | |
| CBRX | Sell | Columbia Laboratories, Inc. | $393,216,000 | -64.1% | 66,760 | -58.2% | 0.08% | -61.7% |
| DD | Du Pone E I De Nemours & Co. | $330,096,000 | +9.7% | 4,600 | 0.0% | 0.06% | +16.7% | |
| SBCP | New | Sunshine Bancorp, Inc. | $331,800,000 | – | 28,000 | +100.0% | 0.06% | – |
| TTE | Total SA | $309,360,000 | -10.7% | 4,800 | 0.0% | 0.06% | -4.8% | |
| ANCB | Anchor Bancorp | $257,354,000 | +7.9% | 12,500 | 0.0% | 0.05% | +14.0% | |
| KO | Coca Cola Inc. | $255,960,000 | +0.7% | 6,000 | 0.0% | 0.05% | +6.5% | |
| TST | TheStreet Inc. | $240,128,000 | -7.1% | 107,200 | 0.0% | 0.05% | 0.0% | |
| MIC | Macquarie Infrastructure | $233,450,000 | +6.9% | 3,500 | 0.0% | 0.04% | +12.8% | |
| CCCL | China Ceramics Co. Ltd. | $233,304,000 | +0.0% | 233,257 | 0.0% | 0.04% | +4.8% | |
| KRFT | Kraft Foods Group Inc. | $210,427,000 | -5.9% | 3,731 | 0.0% | 0.04% | 0.0% | |
| MDLZ | Mondelez Intl Inc. Class A | $171,325,000 | -8.9% | 5,000 | 0.0% | 0.03% | -2.9% | |
| ORIT | Oritani Financial Corp | $112,720,000 | -8.4% | 8,000 | 0.0% | 0.02% | -4.5% | |
| AAPL | Apple Inc. | $105,788,000 | +8.4% | 1,050 | 0.0% | 0.02% | +17.6% | |
| FNB | New | FNB Corp PA | $106,771,000 | – | 8,905 | +100.0% | 0.02% | – |
| T | AT&T Inc. | $98,672,000 | -0.3% | 2,800 | 0.0% | 0.02% | +5.6% | |
| GE | General Electric Co | $92,232,000 | -2.5% | 3,600 | 0.0% | 0.02% | +5.9% | |
| VZ | Verizon Communications | $69,986,000 | +2.2% | 1,400 | 0.0% | 0.01% | +8.3% | |
| PG | Proctor & Gamble Company | $44,717,000 | +6.6% | 534 | 0.0% | 0.01% | +12.5% | |
| MRK | Merck & Co. Inc. | $47,424,000 | +2.5% | 800 | 0.0% | 0.01% | +12.5% | |
| PE | Parsley Energy, Inc. | $42,660,000 | -11.4% | 2,000 | 0.0% | 0.01% | -11.1% | |
| AB | AllianceBernstein Holdings LP | $39,015,000 | +0.5% | 1,500 | 0.0% | 0.01% | 0.0% | |
| HKFIQ | Hancock Fabrics, Inc. | $26,029,000 | -14.7% | 32,138 | 0.0% | 0.01% | 0.0% | |
| EXP | Eagle Materials | $23,217,000 | +8.0% | 228 | 0.0% | 0.00% | 0.0% | |
| RHP | Ryman Hospitality PPTYS Inc. | $18,920,000 | -1.8% | 400 | 0.0% | 0.00% | +33.3% | |
| OZM | Och-Ziff Capital Management Group | $21,420,000 | -22.6% | 2,000 | 0.0% | 0.00% | -20.0% | |
| MDT | New | Medtronic Inc. | $18,585,000 | – | 300 | +100.0% | 0.00% | – |
| LLY | Eli Lilly & Co. | $19,455,000 | +4.3% | 300 | 0.0% | 0.00% | +33.3% | |
| STWD | Starwood PTY Tr Inc. | $8,784,000 | -7.6% | 400 | 0.0% | 0.00% | 0.0% | |
| OBAF | Exit | OBA Financial Services Inc. | $0 | – | -5,000 | -100.0% | -0.02% | – |
| SWHC | Exit | Smith & Wesson Holding Corporation | $0 | – | -17,200 | -100.0% | -0.04% | – |
| GM | Exit | General Motors Corporation | $0 | – | -17,600 | -100.0% | -0.12% | – |
| CRZO | Exit | Carrizo Oil & Gas | $0 | – | -10,000 | -100.0% | -0.12% | – |
| DEPO | Exit | DepoMed, Inc. | $0 | – | -108,600 | -100.0% | -0.27% | – |
| RLYP | Exit | Relypsa, Inc | $0 | – | -104,250 | -100.0% | -0.46% | – |
| HHC | Exit | The Howard Hughes Corporation | $0 | – | -25,000 | -100.0% | -0.71% | – |
| Exit | FMC Technologies, Inc. | $0 | – | -240,000 | -100.0% | -2.63% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.