$490 Million is the total value of KNOTT DAVID M's 93 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 15.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LGND | Ligand Pharmaceuticals Incorporated | $67,988,972,000 | +21.5% | 1,292,566 | 0.0% | 13.87% | +29.7% | |
| PFE | Sell | Pfizer Inc. | $35,621,955,000 | -4.5% | 1,162,976 | -10.4% | 7.27% | +1.9% |
| SLB | Schlumberger Limited | $21,626,400,000 | +2.0% | 240,000 | 0.0% | 4.41% | +8.8% | |
| WLL | Sell | Whiting Petroleum Corporation | $19,798,400,000 | -17.3% | 320,000 | -20.0% | 4.04% | -11.8% |
| COG | Buy | Cabot Oil & Gas Corporation | $19,767,600,000 | +39.4% | 510,000 | +34.2% | 4.03% | +48.7% |
| NBL | Sell | Noble Energy, Inc. | $19,411,350,000 | -3.4% | 285,000 | -5.0% | 3.96% | +3.0% |
| SM | Sell | SM Energy Company | $19,115,300,000 | -4.8% | 230,000 | -11.5% | 3.90% | +1.6% |
| APC | Sell | Anadarko Petroleum Corporation | $19,104,222,000 | -43.0% | 240,850 | -33.2% | 3.90% | -39.2% |
| SWN | Buy | Southwestern Energy Company | $18,485,100,000 | +198.9% | 470,000 | +176.5% | 3.77% | +218.8% |
| HES | Buy | Hess Corporation | $18,260,000,000 | +18.1% | 220,000 | +10.0% | 3.72% | +25.9% |
| HAL | Buy | Halliburton Company | $17,762,500,000 | +15.3% | 350,000 | +9.4% | 3.62% | +23.0% |
| CXO | Sell | Concho Resources Inc. | $17,280,000,000 | -18.6% | 160,000 | -17.9% | 3.52% | -13.1% |
| XEC | Sell | Cimarex Energy Co. | $15,736,500,000 | -16.3% | 150,000 | -23.1% | 3.21% | -10.7% |
| PXD | Sell | Pioneer Natural Resources Company | $14,725,600,000 | -29.1% | 80,000 | -27.3% | 3.00% | -24.4% |
| NOV | Buy | National Oilwell Varco Inc. | $13,520,100,000 | +33.1% | 170,000 | +30.8% | 2.76% | +42.0% |
| HP | Sell | Helmerich & Payne, Inc. | $13,452,800,000 | +8.4% | 160,000 | -11.1% | 2.74% | +15.6% |
| CNQ | Sell | Canadian Natural Resources Ltd. | $13,193,020,000 | +1.9% | 389,950 | -5.3% | 2.69% | +8.7% |
| FTI | FMC Technologies, Inc. | $13,052,500,000 | -5.8% | 250,000 | 0.0% | 2.66% | +0.5% | |
| NEBLQ | New | Noble Corporation PLC | $9,742,200,000 | – | 260,000 | +100.0% | 1.99% | – |
| WPX | WPX Energy Inc. | $9,578,600,000 | +5.8% | 470,000 | 0.0% | 1.95% | +12.9% | |
| BHI | Buy | Baker Hughes Incorporated | $9,394,200,000 | +27.6% | 170,000 | +13.3% | 1.92% | +36.1% |
| CAM | Sell | Cameron International Corporation | $8,929,500,000 | -47.2% | 150,000 | -48.3% | 1.82% | -43.7% |
| CFFN | Sell | Capitol Federal Financial, Inc. | $8,787,016,000 | -5.2% | 725,600 | -2.7% | 1.79% | +1.2% |
| RLOGQ | Sell | Rand Logistics, Inc. | $8,324,131,000 | +13.9% | 1,442,657 | -3.6% | 1.70% | +21.5% |
| MOS | Buy | The Mosaic Company | $6,693,431,000 | +14.9% | 141,600 | +4.6% | 1.36% | +22.5% |
| AREXQ | Sell | Approach Resources, Inc. | $6,176,000,000 | -41.2% | 320,000 | -20.0% | 1.26% | -37.3% |
| CLR | Sell | Continental Resources, Inc. | $5,626,000,000 | -12.6% | 50,000 | -16.7% | 1.15% | -6.7% |
| FF | Sell | FutureFuel Corporation | $5,122,265,000 | -28.5% | 324,194 | -18.7% | 1.04% | -23.7% |
| AMBC | Buy | Ambac Financial Group, Inc. | $4,013,743,000 | +770.2% | 163,426 | +542.8% | 0.82% | +830.7% |
| HHC | Sell | The Howard Hughes Corporation | $3,482,900,000 | +3.3% | 29,000 | -3.3% | 0.71% | +10.2% |
| AFFX | Buy | Affymetrix, Inc. | $3,218,035,000 | +41.0% | 375,500 | +1.9% | 0.66% | +50.1% |
| MSFT | Sell | Microsoft Corporation | $2,534,527,000 | -30.1% | 67,750 | -37.8% | 0.52% | -25.4% |
| QLTI | QLT Inc. | $2,483,808,000 | +20.3% | 445,926 | 0.0% | 0.51% | +28.4% | |
| DVN | Devon Energy Corp. | $2,474,800,000 | +7.1% | 40,000 | 0.0% | 0.50% | +14.3% | |
| SWHC | Smith & Wesson Holding Corporation | $2,023,500,000 | +22.7% | 150,000 | 0.0% | 0.41% | +31.1% | |
| ESSX | Sell | Essex Rental Corporation | $1,728,708,000 | -49.8% | 528,657 | -47.7% | 0.35% | -46.4% |
| HPAC | Hyde Park Acquisition Corp. II | $1,458,550,000 | 0.0% | 145,855 | 0.0% | 0.30% | +6.8% | |
| DEPO | DepoMed, Inc. | $1,381,748,000 | +41.6% | 130,600 | 0.0% | 0.28% | +50.8% | |
| JPM | JP Morgan Chase & Co. | $1,245,624,000 | +13.1% | 21,300 | 0.0% | 0.25% | +20.4% | |
| ACAD | Sell | ACADIA Pharmaceuticals Inc. | $1,144,542,000 | -16.7% | 45,800 | -8.4% | 0.23% | -11.4% |
| CBRX | New | Columbia Laboratories, Inc. | $1,056,939,000 | – | 159,900 | +100.0% | 0.22% | – |
| KYTH | Sell | Kythera Biopharmaceuticals, Inc. | $855,315,000 | -25.0% | 22,900 | -8.4% | 0.17% | -20.2% |
| JNJ | Johnson & Johnson | $586,176,000 | +5.7% | 6,400 | 0.0% | 0.12% | +13.2% | |
| DOC | Buy | Physicians Realty Trust | $583,492,000 | +20.4% | 45,800 | +14.5% | 0.12% | +28.0% |
| CCCL | China Ceramics Co. Ltd. | $569,147,000 | -26.9% | 233,257 | 0.0% | 0.12% | -22.1% | |
| SIBC | State Investors Bancorp, Inc. | $450,000,000 | -9.0% | 30,000 | 0.0% | 0.09% | -3.2% | |
| STND | Standard Financial Corp. | $374,000,000 | +2.5% | 20,000 | 0.0% | 0.08% | +8.6% | |
| DD | Du Ponte I DE Nemouris & Co Inc. | $298,862,000 | +10.9% | 4,600 | 0.0% | 0.06% | +17.3% | |
| TTE | Total SA | $294,096,000 | +5.8% | 4,800 | 0.0% | 0.06% | +13.2% | |
| KO | Sell | Coca-Cola Company | $247,860,000 | -22.1% | 6,000 | -28.6% | 0.05% | -16.4% |
| TST | Sell | TheStreet Inc. | $242,272,000 | -0.9% | 107,200 | -8.4% | 0.05% | +4.3% |
| ANCB | Anchor Bancorp WA | $228,625,000 | +5.8% | 12,500 | 0.0% | 0.05% | +14.6% | |
| KRFT | Kraft Foods Group Inc. | $201,138,000 | +2.7% | 3,731 | 0.0% | 0.04% | +10.8% | |
| MDLZ | Buy | Mondelez Int'l Inc. | $176,500,000 | +87.2% | 5,000 | +66.7% | 0.04% | +100.0% |
| ORIT | Oritani Financial Corp | $128,400,000 | -2.5% | 8,000 | 0.0% | 0.03% | +4.0% | |
| GE | General Electric Co | $100,908,000 | +17.3% | 3,600 | 0.0% | 0.02% | +31.2% | |
| OBAF | Sell | OBA Financial Services Inc. | $91,000,000 | -84.0% | 5,000 | -83.3% | 0.02% | -82.6% |
| AAPL | Apple Inc. | $84,154,000 | +17.7% | 150 | 0.0% | 0.02% | +21.4% | |
| PG | Proctor & Gamble Company | $43,473,000 | +7.7% | 534 | 0.0% | 0.01% | +12.5% | |
| HKFIQ | Sell | Hancock Fabrics, Inc. | $39,636,000 | -4.9% | 36,700 | -8.2% | 0.01% | 0.0% |
| EXP | Eagle Materials Inc. | $17,654,000 | +6.7% | 228 | 0.0% | 0.00% | +33.3% | |
| LLY | Lilly Eli & Co. | $15,300,000 | +1.3% | 300 | 0.0% | 0.00% | 0.0% | |
| RHP | Ryman Hospitality PPTYS Inc. | $16,712,000 | +21.1% | 400 | 0.0% | 0.00% | 0.0% | |
| AB | AllianceBernstein Holdings LP | $10,670,000 | +7.5% | 500 | 0.0% | 0.00% | 0.0% | |
| STWD | Starwood PPTY TR Inc. | $11,080,000 | +15.6% | 400 | 0.0% | 0.00% | 0.0% | |
| MRK | Exit | Merck & Co. Inc. | $0 | – | -400 | -100.0% | -0.00% | – |
| GCVRZ | Exit | Sanofi-Aventis RTS exp 12/31/20 | $0 | – | -92,000 | -100.0% | -0.04% | – |
| JCPNQ | Exit | J.C. Penney Company, Inc. | $0 | – | -40,000 | -100.0% | -0.07% | – |
| MRO | Exit | Marathon Oil Corporation | $0 | – | -100,000 | -100.0% | -0.67% | – |
| TOL | Exit | Toll Brothers, Inc. | $0 | – | -182,000 | -100.0% | -1.13% | – |
| MUR | Exit | Murphy Oil Corporation | $0 | – | -100,000 | -100.0% | -1.15% | – |
| PBR | Exit | Petroleo Brasileiro SA | $0 | – | -390,000 | -100.0% | -1.16% | – |
| GTY | Exit | Getty Realty Corporation | $0 | – | -316,000 | -100.0% | -1.17% | – |
| NE | Exit | Noble Corporation | $0 | – | -290,000 | -100.0% | -2.09% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ligand Pharmaceuticals Incorporated | 34 | Q3 2021 | 52.6% |
| Pfizer Inc. | 34 | Q3 2021 | 17.4% |
| Capitol Federal S&L | 34 | Q3 2021 | 5.7% |
| JP Morgan Chase& Co. | 34 | Q3 2021 | 1.3% |
| Apple Inc. | 34 | Q3 2021 | 2.1% |
| Microsoft Corporation | 34 | Q3 2021 | 2.3% |
| AllianceBernstein Holdings PL Unit Ltd. | 34 | Q3 2021 | 0.9% |
| Johnson & Johnson | 34 | Q3 2021 | 0.6% |
| Mondelez Int'lt Inc. | 34 | Q3 2021 | 0.5% |
| Ryman Hospitality PPTYS Inc. | 34 | Q3 2021 | 0.4% |
View KNOTT DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | February 13, 2018 | 865,500 | 4.1% |
| Rand Logistics, Inc. | November 15, 2017 | 1,432,660 | 7.2% |
| Essex Rental Corp. | August 16, 2013 | 1,124,472 | 4.5% |
| Westway Group, Inc. | February 01, 2013 | ? | ? |
| FutureFuel Corp. | February 01, 2012 | 1,838,000 | 4.5% |
| COLUMBIA LABORATORIES INC | January 31, 2012 | ? | ? |
| Essex Rental Corp. | February 16, 2011 | 2,805,666 | 13.0% |
| Pet DRx CORPSold out | February 09, 2011 | 0 | 0.0% |
| China Ceramics Co., Ltd | October 14, 2010 | 1,350,000 | 10.3% |
| NABI BIOPHARMACEUTICALS | June 22, 2010 | 2,344,597 | 4.8% |
View KNOTT DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-13 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-08-12 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-02-14 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
View KNOTT DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.