This page lists the SEC filings reported by NORTHWESTERN MUTUAL LIFE INSURANCE CO.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2023-10-26 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | Carlyle Tactical Private Credit Fund | 10 | 10.5% | EDGAR |
| SC 13G | 2023-06-30 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | CION Ares Diversified Credit Fund | 10 | 7.2% | EDGAR |
| SC 13G | 2021-09-13 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | Calamos Dynamic Convertible & Income Fund | 10 | 13.0% | EDGAR |
| SC 13G | 2021-09-13 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | CALAMOS GLOBAL TOTAL RETURN FUND | 10 | 29.4% | EDGAR |
| SC 13G/A | 2021-02-10 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | WideOpenWest, Inc. | - | - | EDGAR |
| SC 13G/A | 2020-02-12 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | Hostess Brands, Inc. | 0 | 0.0% | EDGAR |
| SC 13G | 2019-08-15 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | WideOpenWest, Inc. | 9,374,516 | 11.1% | EDGAR |
| SC 13G/A | 2018-11-05 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | TIDEWATER INC | 727,534 | 2.8% | EDGAR |
| SC 13G | 2018-01-31 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | TIDEWATER INC | 1,755,152 | 8.0% | EDGAR |
| SC 13G | 2017-01-31 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | Hostess Brands, Inc. | 8,169,644 | 8.4% | EDGAR |
| SC 13D | 2015-05-13 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | EXIDE TECHNOLOGIES | 2,364,846 | 23.7% | EDGAR |
| SC 13G/A | 2013-05-30 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | Rose Rock Midstream, L.P. | 232,500 | 2.0% | EDGAR |
| SC 13G/A | 2013-05-30 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | American Midstream Partners, LP | 200,000 | 4.3% | EDGAR |
| SC 13G/A | 2013-02-05 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | NewStar Financial, Inc. | 1,555,460 | 3.1% | EDGAR |
| SC 13G/A | 2013-02-05 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | Rose Rock Midstream, L.P. | 457,300 | 5.5% | EDGAR |
| SC 13G/A | 2013-02-05 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | American Midstream Partners, LP | 425,000 | 9.2% | EDGAR |
| SC 13G/A | 2013-02-05 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | TESORO LOGISTICS LP | 250,000 | 0.9% | EDGAR |
| SC 13G/A | 2012-01-25 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | American Midstream Partners, LP | 450,000 | 9.9% | EDGAR |
| SC 13G/A | 2012-01-25 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | STR HOLDINGS, INC. | 4,329 | 0.0% | EDGAR |
| SC 13G/A | 2012-01-25 | NORTHWESTERN MUTUAL LIFE INSURANCE CO | CARRIAGE SERVICES INC | 966,857 | 5.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.