Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WUBA | New | 58 COM INCspon adr rep a | $109,000 | – | 2,625 | – | 0.30% | – |
| CSOD | Exit | CORNERSTONE ONDEMAND INC | $0 | – | -5,714 | – | -0.54% | – |
| MCEP | Exit | MID CON ENERGY PARTNERS LP | $0 | – | -9,039 | – | -0.54% | – |
| DATA | Exit | TABLEAU SOFTWARE INCcl a | $0 | – | -3,255 | – | -0.64% | – |
| SCTY | Exit | SOLARCITY CORP | $0 | – | -6,309 | – | -1.02% | – |
| CARA | Exit | CARA THERAPEUTICS INC | $0 | – | -63,409 | – | -1.45% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICEL | New | CELLULAR DYNAMICS INTL INC | $1,686,000 | – | 239,762 | – | 4.60% | – |
| CARA | New | CARA THERAPEUTICS INC | $532,000 | – | 63,409 | – | 1.45% | – |
| SCTY | Sell | SOLARCITY CORP | $376,000 | -15.9% | 6,309 | -0.4% | 1.02% | -5.7% |
| DATA | New | TABLEAU SOFTWARE INCcl a | $236,000 | – | 3,255 | – | 0.64% | – |
| MCEP | New | MID CON ENERGY PARTNERS LP | $198,000 | – | 9,039 | – | 0.54% | – |
| CMRX | Exit | CHIMERIX INC | $0 | – | -28,359 | – | -1.51% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEWS | New | NEWSTAR FINANCIAL INC | $21,870,000 | – | 1,555,459 | – | 53.16% | – |
| ZINCQ | New | HORSEHEAD HLDG CORP | $11,686,000 | – | 640,000 | – | 28.41% | – |
| GOGO | New | GOGO INC | $6,248,000 | – | 319,449 | – | 15.19% | – |
| CMRX | New | CHIMERIX INC | $622,000 | – | 28,359 | – | 1.51% | – |
| SCTY | New | SOLARCITY CORP | $447,000 | – | 6,337 | – | 1.09% | – |
| CSOD | New | CORNERSTONE ONDEMAND INC | $263,000 | – | 5,714 | – | 0.64% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LSI | Exit | LSI CORPORATION | $0 | – | -100 | – | 0.00% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -3 | – | 0.00% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -52 | – | 0.00% | – |
| WWE | Exit | WORLD WRESTLING ENTMT INCcl a | $0 | – | -22 | – | 0.00% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -4 | – | 0.00% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -20 | – | 0.00% | – |
| CMP | Exit | COMPASS MINERALS INTL INC | $0 | – | -1 | – | 0.00% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -50 | – | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -559 | – | -0.00% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -42 | – | -0.00% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -42 | – | -0.00% | – |
| PFE | Exit | PFIZER INC | $0 | – | -178 | – | -0.00% | – |
| CGEN | Exit | COMPUGEN LTDord | $0 | – | -500 | – | -0.00% | – |
| EFA | Exit | ISHARESmsci eafe etf | $0 | – | -68 | – | -0.00% | – |
| 6107SC | Exit | URS CORP NEW | $0 | – | -114 | – | -0.00% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -275 | – | -0.00% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -407 | – | -0.00% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -57 | – | -0.00% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -124 | – | -0.00% | – |
| UNG | Exit | UNITED STATES NATL GAS FUNDunit par $0.001 | $0 | – | -358 | – | -0.00% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -187 | – | -0.01% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -205 | – | -0.01% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -584 | – | -0.04% | – |
| MODN | Exit | MODEL N INC | $0 | – | -9,366 | – | -0.04% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -34,574 | – | -0.32% | – |
| MINI | Exit | MOBILE MINI INC | $0 | – | -19,451 | – | -0.32% | – |
| ZLTQ | Exit | ZELTIQ AESTHETICS INC | $0 | – | -85,625 | – | -0.38% | – |
| HYD | Exit | MARKET VECTORS ETF TRhg yld mun etf | $0 | – | -29,776 | – | -0.42% | – |
| SEM | Exit | SELECT MED HLDGS CORP | $0 | – | -157,979 | – | -0.62% | – |
| SHM | Exit | SPDR SERIES TRUSTnuvn br sht muni | $0 | – | -60,916 | – | -0.72% | – |
| VTIP | Exit | VANGUARD MALVERN FDSstrm infproidx | $0 | – | -35,403 | – | -0.86% | – |
| TFI | Exit | SPDR SERIES TRUSTnuvn brcly muni | $0 | – | -94,927 | – | -1.06% | – |
| MUB | Exit | ISHARESnat amt free bd | $0 | – | -30,105 | – | -1.54% | – |
| BWX | Exit | SPDR SERIES TRUSTbrclys intl etf | $0 | – | -69,749 | – | -1.99% | – |
| TIP | Exit | ISHAREStips bd etf | $0 | – | -42,707 | – | -2.35% | – |
| IJR | Exit | ISHAREScore s&p scp etf | $0 | – | -52,492 | – | -2.56% | – |
| USIG | Exit | ISHAREScredit bd etf | $0 | – | -50,436 | – | -2.64% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -140,383 | – | -2.73% | – |
| VNQ | Exit | VANGUARD INDEX FDSreit etf | $0 | – | -109,375 | – | -3.54% | – |
| ZINCQ | Exit | HORSEHEAD HLDG CORP | $0 | – | -640,000 | – | -3.90% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -246,852 | – | -4.84% | – |
| IJH | Exit | ISHAREScore s&p mcp etf | $0 | – | -92,234 | – | -5.60% | – |
| BSV | Exit | VANGUARD BD INDEX FD INCshort trm bond | $0 | – | -148,005 | – | -5.81% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -269,595 | – | -10.66% | – |
| VEA | Exit | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $0 | – | -659,634 | – | -12.76% | – |
| NEWS | Exit | NEWSTAR FINANCIAL INC | $0 | – | -1,463,713 | – | -13.07% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -257,954 | – | -21.18% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $43,339,000 | +17.8% | 257,954 | +12.5% | 21.18% | -3.0% |
| VEA | New | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $26,108,000 | – | 659,634 | – | 12.76% | – |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $21,805,000 | +17.6% | 269,595 | +17.6% | 10.66% | -3.1% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $11,895,000 | +79.7% | 148,005 | +79.1% | 5.81% | +48.0% |
| IJH | Buy | ISHAREScore s&p mcp etf | $11,450,000 | +18.2% | 92,234 | +10.0% | 5.60% | -2.6% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $9,907,000 | +35.9% | 246,852 | +31.4% | 4.84% | +12.0% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $7,234,000 | +18.2% | 109,375 | +22.9% | 3.54% | -2.6% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $5,594,000 | +12.2% | 140,383 | +11.2% | 2.73% | -7.5% |
| USIG | Sell | ISHAREScredit bd etf | $5,404,000 | -33.7% | 50,436 | -33.5% | 2.64% | -45.4% |
| IJR | Buy | ISHAREScore s&p scp etf | $5,239,000 | +17.2% | 52,492 | +6.1% | 2.56% | -3.5% |
| TIP | Sell | ISHAREStips bd etf | $4,808,000 | -14.4% | 42,707 | -14.8% | 2.35% | -29.5% |
| BWX | Buy | SPDR SERIES TRUSTbrclys intl etf | $4,071,000 | +10.1% | 69,749 | +6.1% | 1.99% | -9.3% |
| MUB | Buy | ISHARESnat amt free bd | $3,146,000 | +75.1% | 30,105 | +75.9% | 1.54% | +44.2% |
| TFI | Buy | SPDR SERIES TRUSTnuvn brcly muni | $2,168,000 | +73.6% | 94,927 | +73.8% | 1.06% | +43.0% |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $1,750,000 | – | 35,403 | – | 0.86% | – |
| SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $1,475,000 | +70.3% | 60,916 | +68.2% | 0.72% | +40.3% |
| SEM | Buy | SELECT MED HLDGS CORP | $1,275,000 | +12.8% | 157,979 | +14.7% | 0.62% | -7.0% |
| HYD | Buy | MARKET VECTORS ETF TRhg yld mun etf | $870,000 | +78.3% | 29,776 | +86.5% | 0.42% | +47.1% |
| ZLTQ | New | ZELTIQ AESTHETICS INC | $772,000 | – | 85,625 | – | 0.38% | – |
| MINI | Sell | MOBILE MINI INC | $663,000 | -4.6% | 19,451 | -7.2% | 0.32% | -21.4% |
| NUAN | New | NUANCE COMMUNICATIONS INC | $646,000 | – | 34,574 | – | 0.32% | – |
| GS | Buy | GOLDMAN SACHS GROUP INC | $92,000 | +9100.0% | 584 | +11580.0% | 0.04% | +4400.0% |
| MODN | New | MODEL N INC | $93,000 | – | 9,366 | – | 0.04% | – |
| JNJ | New | JOHNSON & JOHNSON | $18,000 | – | 205 | – | 0.01% | – |
| AMP | New | AMERIPRISE FINL INC | $17,000 | – | 187 | – | 0.01% | – |
| GLD | New | SPDR GOLD TRUST | $7,000 | – | 57 | – | 0.00% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $6,000 | – | 407 | – | 0.00% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $6,000 | – | 275 | – | 0.00% | – |
| ALL | New | ALLSTATE CORP | $6,000 | – | 124 | – | 0.00% | – |
| 6107SC | New | URS CORP NEW | $6,000 | – | 114 | – | 0.00% | – |
| UNG | New | UNITED STATES NATL GAS FUNDunit par $0.001 | $7,000 | – | 358 | – | 0.00% | – |
| PFE | New | PFIZER INC | $5,000 | – | 178 | – | 0.00% | – |
| EFA | Sell | ISHARESmsci eafe etf | $4,000 | -100.0% | 68 | -100.0% | 0.00% | -100.0% |
| CGEN | New | COMPUGEN LTDord | $5,000 | – | 500 | – | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP | $2,000 | – | 559 | – | 0.00% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $3,000 | -62.5% | 50 | -65.5% | 0.00% | -80.0% |
| TXN | New | TEXAS INSTRS INC | $2,000 | – | 42 | – | 0.00% | – |
| SHLDQ | New | SEARS HLDGS CORP | $2,000 | – | 42 | – | 0.00% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | 0 | – | 0.00% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $0 | – | 3 | – | 0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1 | – | 0.00% | – |
| 4305PS | New | ALCATEL-LUCENTsponsored adr | $0 | – | 4 | – | 0.00% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -1 | – | 0.00% | – |
| LSI | New | LSI CORPORATION | $1,000 | – | 100 | – | 0.00% | – |
| MRK | New | MERCK & CO INC NEW | $1,000 | – | 20 | – | 0.00% | – |
| NOK | New | NOKIA CORPsponsored adr | $0 | – | 52 | – | 0.00% | – |
| WWE | New | WORLD WRESTLING ENTMT INCcl a | $0 | – | 22 | – | 0.00% | – |
| C | Exit | CITIGROUP INC | $0 | – | -2 | – | 0.00% | – |
| AGG | Exit | ISHARES TRcore totusbd etf | $0 | – | -4 | – | 0.00% | – |
| VPU | Exit | VANGUARD WORLD FDSutilities etf | $0 | – | 0 | – | 0.00% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -1 | – | 0.00% | – |
| FXI | Exit | ISHARES TRftse china25 idx | $0 | – | -12 | – | 0.00% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -20 | – | 0.00% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -1 | – | 0.00% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -1 | – | 0.00% | – |
| CMP | New | COMPASS MINERALS INTL INC | $0 | – | 1 | – | 0.00% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -165 | – | -0.00% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -30 | – | -0.00% | – |
| TLK | Exit | P T TELEKOMUNIKASI INDONESIAsponsored adr | $0 | – | -30 | – | -0.00% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -33 | – | -0.00% | – |
| PEO | Exit | PETROLEUM & RES CORP | $0 | – | -34 | – | -0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -18 | – | -0.00% | – |
| DEF | Exit | CLAYMORE EXCHANGE TRD FD TRguggen defn eqty | $0 | – | -22 | – | -0.00% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -3 | – | -0.00% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -41 | – | -0.00% | – |
| RMRM | Exit | RMR REAL ESTATE INCOME FUND | $0 | – | -40 | – | -0.00% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -18 | – | -0.00% | – |
| DNY | Exit | DENALI FD INC | $0 | – | -46 | – | -0.00% | – |
| IP | Exit | INTL PAPER CO | $0 | – | -15 | – | -0.00% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -60 | – | -0.00% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -133 | – | -0.00% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -13 | – | -0.00% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQ | $0 | – | -78 | – | -0.00% | – |
| RCG | Exit | RENN GLOBAL ENTREPENRS | $0 | – | -366 | – | -0.00% | – |
| IWM | Exit | ISHARES TRrussell 2000 | $0 | – | -6 | – | -0.00% | – |
| EXPD | Exit | EXPEDITORS INTL WASH INC | $0 | – | -16 | – | -0.00% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -40 | – | -0.00% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -15 | – | -0.00% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -25 | – | -0.00% | – |
| HSA | Exit | HELIOS STRATEGIC INCOME FD I | $0 | – | -107 | – | -0.00% | – |
| WIW | Exit | WESTERN ASSET CLYM INFL OPP | $0 | – | -67 | – | -0.00% | – |
| FTT | Exit | FEDERATED ENHANC TREAS INCM | $0 | – | -52 | – | -0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -397 | – | -0.00% | – |
| BOND | Exit | PIMCO ETF TRtotl retn etf | $0 | – | -32 | – | -0.00% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -50 | – | -0.00% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -42 | – | -0.00% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -47 | – | -0.00% | – |
| T | Exit | AT&T INC | $0 | – | -130 | – | -0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -55 | – | -0.00% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -360 | – | -0.00% | – |
| MAT | Exit | MATTEL INC | $0 | – | -100 | – | -0.00% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -60 | – | -0.00% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -1,083 | – | -0.00% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -72 | – | -0.00% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -473 | – | -0.01% | – |
| RSP | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -151 | – | -0.01% | – |
| DTE | Exit | DTE ENERGY CO | $0 | – | -183 | – | -0.01% | – |
| CVS | Exit | CVS CAREMARK CORPORATION | $0 | – | -200 | – | -0.01% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -64 | – | -0.01% | – |
| OEF | Exit | ISHARES TRs&p 100 idx fd | $0 | – | -204 | – | -0.01% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -621 | – | -0.02% | – |
| LPI | Exit | LAREDO PETE HLDGS INC | $0 | – | -8,749 | – | -0.11% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -79,266 | – | -1.17% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRtr unit | $36,796,000 | – | 229,368 | – | 21.83% | – |
| EFA | New | ISHARES TRmsci eafe index | $20,333,000 | – | 354,849 | – | 12.06% | – |
| NEWS | New | NEWSTAR FINANCIAL INC | $19,497,000 | – | 1,463,713 | – | 11.56% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $18,545,000 | – | 229,295 | – | 11.00% | – |
| IJH | New | ISHARES TRcore s&p mcp etf | $9,689,000 | – | 83,864 | – | 5.75% | – |
| ZINCQ | New | HORSEHEAD HLDG CORP | $8,198,000 | – | 640,000 | – | 4.86% | – |
| USIG | New | ISHARES TRbarclys cr bd | $8,148,000 | – | 75,821 | – | 4.83% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $7,290,000 | – | 187,902 | – | 4.32% | – |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $6,621,000 | – | 82,657 | – | 3.93% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $6,118,000 | – | 89,014 | – | 3.63% | – |
| TIP | New | ISHARES TRbarclys tips bd | $5,616,000 | – | 50,104 | – | 3.33% | – |
| JNK | New | SPDR SERIES TRUSTbrc hgh yld bd | $4,985,000 | – | 126,235 | – | 2.96% | – |
| IJR | New | ISHARES TRcore s&p scp etf | $4,470,000 | – | 49,465 | – | 2.65% | – |
| BWX | New | SPDR SERIES TRUSTbrclys intl etf | $3,699,000 | – | 65,730 | – | 2.19% | – |
| FB | New | FACEBOOK INCcl a | $1,971,000 | – | 79,266 | – | 1.17% | – |
| MUB | New | ISHARES TRs&p ntl amtfree | $1,797,000 | – | 17,115 | – | 1.07% | – |
| TFI | New | SPDR SERIES TRUSTnuvn brcly muni | $1,249,000 | – | 54,626 | – | 0.74% | – |
| SEM | New | SELECT MED HLDGS CORP | $1,130,000 | – | 137,781 | – | 0.67% | – |
| SHM | New | SPDR SERIES TRUSTnuvn br sht muni | $866,000 | – | 36,227 | – | 0.51% | – |
| MINI | New | MOBILE MINI INC | $695,000 | – | 20,951 | – | 0.41% | – |
| HYD | New | MARKET VECTORS ETF TRhg yld mun etf | $488,000 | – | 15,963 | – | 0.29% | – |
| LPI | New | LAREDO PETE HLDGS INC | $180,000 | – | 8,749 | – | 0.11% | – |
| DIS | New | DISNEY WALT CO | $39,000 | – | 621 | – | 0.02% | – |
| OEF | New | ISHARES TRs&p 100 idx fd | $15,000 | – | 204 | – | 0.01% | – |
| CVS | New | CVS CAREMARK CORPORATION | $11,000 | – | 200 | – | 0.01% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $12,000 | – | 64 | – | 0.01% | – |
| DTE | New | DTE ENERGY CO | $12,000 | – | 183 | – | 0.01% | – |
| BLW | New | BLACKROCK LTD DURATION INC T | $8,000 | – | 473 | – | 0.01% | – |
| JPM | New | JPMORGAN CHASE & CO | $8,000 | – | 145 | – | 0.01% | – |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $9,000 | – | 151 | – | 0.01% | – |
| CAT | New | CATERPILLAR INC DEL | $6,000 | – | 72 | – | 0.00% | – |
| VVR | New | INVESCO SR INCOME TR | $6,000 | – | 1,083 | – | 0.00% | – |
| T | New | AT&T INC | $5,000 | – | 130 | – | 0.00% | – |
| IIM | New | INVESCO VALUE MUN INCOME TR | $5,000 | – | 360 | – | 0.00% | – |
| MAT | New | MATTEL INC | $5,000 | – | 100 | – | 0.00% | – |
| PM | New | PHILIP MORRIS INTL INC | $5,000 | – | 60 | – | 0.00% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $5,000 | – | 55 | – | 0.00% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $3,000 | – | 47 | – | 0.00% | – |
| BOND | New | PIMCO ETF TRtotl retn etf | $3,000 | – | 32 | – | 0.00% | – |
| PG | New | PROCTER & GAMBLE CO | $3,000 | – | 42 | – | 0.00% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $3,000 | – | 397 | – | 0.00% | – |
| WMT | New | WAL-MART STORES INC | $4,000 | – | 50 | – | 0.00% | – |
| TLK | New | P T TELEKOMUNIKASI INDONESIAsponsored adr | $1,000 | – | 30 | – | 0.00% | – |
| PEO | New | PETROLEUM & RES CORP | $1,000 | – | 34 | – | 0.00% | – |
| WIW | New | WESTERN ASSET CLYM INFL OPP | $1,000 | – | 67 | – | 0.00% | – |
| RCG | New | RENN GLOBAL ENTREPENRS | $1,000 | – | 366 | – | 0.00% | – |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $1,000 | – | 40 | – | 0.00% | – |
| DEF | New | CLAYMORE EXCHANGE TRD FD TRguggen defn eqty | $1,000 | – | 22 | – | 0.00% | – |
| LOW | New | LOWES COS INC | $1,000 | – | 25 | – | 0.00% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $1,000 | – | 41 | – | 0.00% | – |
| NRO | New | NEUBERGER BERMAN RE ES SEC F | $1,000 | – | 165 | – | 0.00% | – |
| IP | New | INTL PAPER CO | $1,000 | – | 15 | – | 0.00% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,000 | – | 3 | – | 0.00% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $1,000 | – | 15 | – | 0.00% | – |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $1,000 | – | 18 | – | 0.00% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $1,000 | – | 18 | – | 0.00% | – |
| DNY | New | DENALI FD INC | $1,000 | – | 46 | – | 0.00% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $2,000 | – | 133 | – | 0.00% | – |
| USB | New | US BANCORP DEL | $1,000 | – | 33 | – | 0.00% | – |
| ACN | New | ACCENTURE PLC IRELAND | $2,000 | – | 30 | – | 0.00% | – |
| MO | New | ALTRIA GROUP INC | $2,000 | – | 60 | – | 0.00% | – |
| KRFT | New | KRAFT FOODS GROUP INC | $1,000 | – | 13 | – | 0.00% | – |
| IWM | New | ISHARES TRrussell 2000 | $1,000 | – | 6 | – | 0.00% | – |
| HSA | New | HELIOS STRATEGIC INCOME FD I | $1,000 | – | 107 | – | 0.00% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $1,000 | – | 5 | – | 0.00% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $2,000 | – | 40 | – | 0.00% | – |
| FTT | New | FEDERATED ENHANC TREAS INCM | $1,000 | – | 52 | – | 0.00% | – |
| EXPD | New | EXPEDITORS INTL WASH INC | $1,000 | – | 16 | – | 0.00% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $1,000 | – | 78 | – | 0.00% | – |
| FXI | New | ISHARES TRftse china25 idx | $0 | – | 12 | – | 0.00% | – |
| VPU | New | VANGUARD WORLD FDSutilities etf | $0 | – | 0 | – | 0.00% | – |
| KMB | New | KIMBERLY CLARK CORP | $0 | – | 0 | – | 0.00% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $0 | – | 1 | – | 0.00% | – |
| AGG | New | ISHARES TRcore totusbd etf | $0 | – | 4 | – | 0.00% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $0 | – | 1 | – | 0.00% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $0 | – | 1 | – | 0.00% | – |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | 1 | – | 0.00% | – |
| LMT | New | LOCKHEED MARTIN CORP | $0 | – | 1 | – | 0.00% | – |
| C | New | CITIGROUP INC | $0 | – | 2 | – | 0.00% | – |
| CSCO | New | CISCO SYS INC | $0 | – | 20 | – | 0.00% | – |