$73.5 Million is the total value of PIPER SANDLER & CO.'s 30 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 156.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | TERADYNE INCnote 1.250%12/1 | $25,214,000 | +909.4% | 7,394,000 | +1151.1% | 34.30% | +1378.3% | |
| Buy | NICE SYS INCnote 1.250% 1/1 | $20,310,000 | +39.6% | 6,230,000 | +26.6% | 27.63% | +104.4% | |
| New | RHnote 6/1 | $13,070,000 | – | 3,803,000 | +100.0% | 17.78% | – | |
| New | FIREEYE INCnote 1.625% 6/0 | $5,437,000 | – | 5,443,000 | +100.0% | 7.40% | – | |
| New | NEW YORK MTG TR INCnote 6.250% 1/1 | $2,036,000 | – | 2,035,000 | +100.0% | 2.77% | – | |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $1,937,000 | – | 1,918,000 | +100.0% | 2.64% | – | |
| STTK | SHATTUCK LABS INC | $1,609,000 | -29.7% | 78,935 | 0.0% | 2.19% | +3.0% | |
| New | BLACKSTONE MORTGAGE TRUST INnote 4.375% 5/0 | $1,564,000 | – | 1,547,000 | +100.0% | 2.13% | – | |
| Sell | RHnote 9/1 | $779,000 | -93.0% | 250,000 | -92.9% | 1.06% | -89.7% | |
| New | OPPFI INC | $467,000 | – | 59,438 | +100.0% | 0.64% | – | |
| USWS | US WELL SERVICES INCcl a | $372,000 | -27.6% | 509,337 | 0.0% | 0.51% | +6.1% | |
| VICI | New | VICI PPTYS INC | $276,000 | – | 9,721 | +100.0% | 0.38% | – |
| PDCE | New | PDC ENERGY INC | $157,000 | – | 3,396 | +100.0% | 0.21% | – |
| PFF | New | ISHARES TRpfd and incm sec | $140,000 | – | 3,600 | +100.0% | 0.19% | – |
| GLUE | New | MONTE ROSA THERAPEUTICS INC | $51,000 | – | 2,300 | +100.0% | 0.07% | – |
| New | OPPFI INC*w exp 07/20/202 | $46,000 | – | 29,719 | +100.0% | 0.06% | – | |
| DSGN | New | DESIGN THERAPEUTICS INC | $37,000 | – | 2,500 | +100.0% | 0.05% | – |
| WBS | New | WEBSTER FINL CORP CONN | $8,000 | – | 138 | +100.0% | 0.01% | – |
| RPHM | New | RENEO PHARMACEUTICALS INC | $7,000 | – | 975 | +100.0% | 0.01% | – |
| DAN | Exit | DANA INC | $0 | – | -200 | -100.0% | -0.01% | – |
| Exit | SERVICENOW INCnote 6/0 | $0 | – | -86,000 | -100.0% | -0.30% | – | |
| FGNAU | Exit | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $0 | – | -59,437 | -100.0% | -0.63% | – |
| Exit | ZILLOW GROUP INCnote 1.500% 7/0 | $0 | – | -588,000 | -100.0% | -0.85% | – | |
| Exit | DOCUSIGN INCnote 0.500% 9/1 | $0 | – | -373,000 | -100.0% | -1.30% | – | |
| Exit | PROOFPOINT INCnote 0.250% 8/1 | $0 | – | -1,300,000 | -100.0% | -1.52% | – | |
| Exit | TESLA INCnote 2.000% 5/1 | $0 | – | -176,000 | -100.0% | -1.79% | – | |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -2,500,000 | -100.0% | -2.37% | – | |
| Exit | SYNAPTICS INCnote 0.500% 6/1 | $0 | – | -2,000,000 | -100.0% | -3.89% | – | |
| Exit | CANTEL MED CORPnote 3.250% 5/1 | $0 | – | -12,150,000 | -100.0% | -23.95% | – | |
| Exit | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $0 | – | -16,956,000 | -100.0% | -34.68% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SHATTUCK LABS INC | 12 | Q3 2023 | 4.1% |
| U S WELL SVCS INC | 12 | Q4 2021 | 3.7% |
| SPDR S&P 500 ETF TR | 11 | Q2 2016 | 81.8% |
| GENCORP INC | 10 | Q3 2016 | 32.4% |
| WELLPOINT INC | 9 | Q4 2022 | 25.5% |
| INCONTACT INC | 9 | Q1 2016 | 0.6% |
| WESCO INTL INC | 8 | Q3 2015 | 13.1% |
| SOUTH JERSEY INDS INC | 8 | Q4 2021 | 5.1% |
| OPPFI INC | 8 | Q3 2023 | 0.6% |
| OPPFI INC | 8 | Q3 2023 | 0.1% |
View PIPER SANDLER & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| FOCUSN | 2024-03-22 |
| MA-A | 2024-03-20 |
| MA-I/A | 2024-03-04 |
| X-17A-5 | 2024-02-27 |
| MA-I | 2024-02-26 |
| MA-I | 2024-02-26 |
| 13F-HR | 2024-02-12 |
| MA-I/A | 2024-01-31 |
| MA-I/A | 2024-01-30 |
| MA-I/A | 2024-01-24 |
View PIPER SANDLER & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.