This page lists the SEC filings reported by PIPER SANDLER & CO..
| Type | Filed | |
|---|---|---|
| MA-I/A | 2024-05-08 | EDGAR |
| MA-I/A | 2024-05-08 | EDGAR |
| MA-I/A | 2024-05-01 | EDGAR |
| FOCUSN | 2024-03-22 | EDGAR |
| MA-A | 2024-03-20 | EDGAR |
| MA-I/A | 2024-03-04 | EDGAR |
| X-17A-5 | 2024-02-27 | EDGAR |
| MA-I | 2024-02-26 | EDGAR |
| MA-I | 2024-02-26 | EDGAR |
| 13F-HR | 2024-02-12 | EDGAR |
| MA-I/A | 2024-01-31 | EDGAR |
| MA-I/A | 2024-01-30 | EDGAR |
| MA-I/A | 2024-01-24 | EDGAR |
| MA-I/A | 2024-01-24 | EDGAR |
| MA-I/A | 2024-01-24 | EDGAR |
| ATS-N/UA | 2024-01-23 | EDGAR |
| MA-I/A | 2024-01-18 | EDGAR |
| MA-I | 2024-01-10 | EDGAR |
| MA-I | 2024-01-10 | EDGAR |
| ATS-N/CA | 2023-12-21 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.