$23.3 Million is the total value of PIPER SANDLER & CO.'s 10 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 141.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $19,041,000 | -7.4% | 90,900 | -9.1% | 81.84% | +83.6% |
| VTVT | Sell | VTV THERAPEUTICS INCcl a | $2,558,000 | -19.5% | 441,006 | -28.4% | 11.00% | +59.4% |
| XLE | Sell | SELECT SECTOR SPDR TRput | $682,000 | -86.2% | 10,000 | -87.5% | 2.93% | -72.7% |
| NTRS | New | NORTHERN TR CORP | $532,000 | – | 8,022 | +100.0% | 2.29% | – |
| ECR | New | ECLIPSE RES CORP | $418,000 | – | 125,000 | +100.0% | 1.80% | – |
| CALD | New | CALLIDUS SOFTWARE INC | $20,000 | – | 1,000 | +100.0% | 0.09% | – |
| APPY | New | VENAXIS INC | $9,000 | – | 2,500 | +100.0% | 0.04% | – |
| PDEX | New | PRO-DEX INC COLO | $5,000 | – | 973 | +100.0% | 0.02% | – |
| CHMI | New | CHERRY HILL MTG INVT CORP | $1,000 | – | 40 | +100.0% | 0.00% | – |
| EARS | Exit | AURIS MED HLDG AG | $0 | – | -84 | -100.0% | 0.00% | – |
| PBT | New | PERMIAN BASIN RTY TRunit ben int | $0 | – | 1 | +100.0% | 0.00% | – |
| SYMX | Exit | SYNTHESIS ENERGY SYS INC | $0 | – | -41 | -100.0% | 0.00% | – |
| CSBK | Exit | CLIFTON BANCORP INC | $0 | – | -29 | -100.0% | 0.00% | – |
| OXFD | Exit | OXFORD IMMUNOTEC GLOBAL PLC | $0 | – | -65 | -100.0% | -0.00% | – |
| NTRA | Exit | NATERA INC | $0 | – | -96 | -100.0% | -0.00% | – |
| ZTS | Exit | ZOETIS INCcl a | $0 | – | -52 | -100.0% | -0.00% | – |
| LDRH | Exit | LDR HLDG CORP | $0 | – | -81 | -100.0% | -0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -489 | -100.0% | -0.01% | – |
| VCRA | Exit | VOCERA COMMUNICATIONS INC | $0 | – | -554 | -100.0% | -0.02% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -200 | -100.0% | -0.04% | – |
| WFCPRL | Exit | WELLS FARGO & CO NEWperp pfd cnv a | $0 | – | -20 | -100.0% | -0.05% | – |
| ADHD | Exit | ALCOBRA LTD | $0 | – | -11,641 | -100.0% | -0.16% | – |
| PRLB | Exit | PROTO LABS INC | $0 | – | -1,095 | -100.0% | -0.18% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -1,800 | -100.0% | -0.36% | – |
| SAAS | Exit | INCONTACT INC | $0 | – | -32,000 | -100.0% | -0.62% | – |
| Exit | GILEAD SCIENCES INCnote 1.625% 5/0 | $0 | – | -825,000 | -100.0% | -7.36% | – | |
| Exit | GENCORP INCsdcv 4.062%12/3 | $0 | – | -7,350,000 | -100.0% | -28.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SHATTUCK LABS INC | 12 | Q3 2023 | 4.1% |
| U S WELL SVCS INC | 12 | Q4 2021 | 3.7% |
| SPDR S&P 500 ETF TR | 11 | Q2 2016 | 81.8% |
| GENCORP INC | 10 | Q3 2016 | 32.4% |
| WELLPOINT INC | 9 | Q4 2022 | 25.5% |
| INCONTACT INC | 9 | Q1 2016 | 0.6% |
| WESCO INTL INC | 8 | Q3 2015 | 13.1% |
| SOUTH JERSEY INDS INC | 8 | Q4 2021 | 5.1% |
| OPPFI INC | 8 | Q3 2023 | 0.6% |
| OPPFI INC | 8 | Q3 2023 | 0.1% |
View PIPER SANDLER & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| MA-I/A | 2024-05-08 |
| MA-I/A | 2024-05-08 |
| MA-I/A | 2024-05-01 |
| FOCUSN | 2024-03-22 |
| MA-A | 2024-03-20 |
| MA-I/A | 2024-03-04 |
| X-17A-5 | 2024-02-27 |
| MA-I | 2024-02-26 |
| MA-I | 2024-02-26 |
| 13F-HR | 2024-02-12 |
View PIPER SANDLER & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.