$241 Million is the total value of PIPER SANDLER & CO.'s 114 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 108.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $46,860,000 | +186.8% | 227,000 | +185.5% | 19.46% | +144.3% |
| Sell | GENCORP INCsdcv 4.062%12/3 | $19,951,000 | +6.0% | 7,750,000 | -16.4% | 8.28% | -9.7% | |
| Buy | ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $19,303,000 | +49.4% | 6,372,000 | +21.4% | 8.01% | +27.2% | |
| OCRPRB | Buy | OMNICARE CAP TR IIpfd b tr 4.00% | $19,030,000 | +16.0% | 200,000 | +9.3% | 7.90% | -1.2% |
| Buy | MEDIVATION INCnote 2.625% 4/0 | $19,018,000 | +104.3% | 7,575,000 | +57.8% | 7.90% | +74.0% | |
| Buy | WESCO INTL INCdbcv 6.000% 9/1 | $16,529,000 | +19.9% | 6,690,000 | +30.5% | 6.86% | +2.1% | |
| TEREX CORP NEWnote 4.000% 6/0 | $14,434,000 | -5.7% | 8,778,000 | 0.0% | 5.99% | -19.7% | ||
| New | SALIX PHARMACEUTICALS INCnote 1.500% 3/1 | $9,968,000 | – | 3,750,000 | +100.0% | 4.14% | – | |
| Buy | RITE AID CORPnote 8.500% 5/1 | $6,768,000 | +15.8% | 2,015,000 | +0.8% | 2.81% | -1.4% | |
| ANNALY CAP MGMT INCnote 5.000% 5/1 | $6,015,000 | -0.2% | 6,000,000 | 0.0% | 2.50% | -15.0% | ||
| New | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $5,404,000 | – | 1,500,000 | +100.0% | 2.24% | – | |
| New | MYLAN INCnote 3.750% 9/1 | $3,668,000 | – | 825,000 | +100.0% | 1.52% | – | |
| VXX | Buy | BARCLAYS BK PLCipath s&p500 vix | $3,076,000 | +1.0% | 120,000 | +24.1% | 1.28% | -14.0% |
| WFCPRL | New | WELLS FARGO & CO NEWperp pfd cnv a | $3,050,000 | – | 2,500 | +100.0% | 1.27% | – |
| TZA | Buy | DIREXION SHS ETF TRdly sc bear3xnew | $3,033,000 | +23.3% | 300,000 | +46.3% | 1.26% | +5.0% |
| NEOT | Sell | NEOTHETICS INC | $2,491,000 | -24.2% | 303,420 | -30.9% | 1.03% | -35.4% |
| Sell | SPECTRANETICS CORPmtnf 2.625% 6/0 | $2,136,000 | -44.2% | 1,650,000 | -44.7% | 0.89% | -52.5% | |
| SPXU | New | PROSHARES TRultrapro short s | $1,800,000 | – | 50,000 | +100.0% | 0.75% | – |
| OFIX | Buy | ORTHOFIX INTL N V | $1,292,000 | +95.5% | 36,000 | +63.6% | 0.54% | +66.5% |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $1,126,000 | – | 6,500 | +100.0% | 0.47% | – |
| IMPR | Buy | IMPRIVATA INC | $1,050,000 | +188.5% | 75,000 | +167.9% | 0.44% | +146.3% |
| WBMD | New | WEBMD HEALTH CORP | $1,030,000 | – | 23,500 | +100.0% | 0.43% | – |
| ATHN | New | ATHENAHEALTH INC | $1,015,000 | – | 8,500 | +100.0% | 0.42% | – |
| EVLV | Buy | EVINE LIVE INCcl a | $939,000 | +42.5% | 140,000 | +40.0% | 0.39% | +21.5% |
| ABCO | New | ADVISORY BRD CO | $852,000 | – | 16,000 | +100.0% | 0.35% | – |
| VCRA | New | VOCERA COMMUNICATIONS INC | $843,000 | – | 85,000 | +100.0% | 0.35% | – |
| SAAS | Buy | INCONTACT INC | $781,000 | +343.8% | 71,624 | +258.1% | 0.32% | +276.7% |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $781,000 | – | 9,000 | +100.0% | 0.32% | – |
| Sell | ROYAL GOLD INCnote 2.875% 6/1 | $751,000 | -32.8% | 730,000 | -32.5% | 0.31% | -42.8% | |
| HWAY | New | HEALTHWAYS INC | $690,000 | – | 35,000 | +100.0% | 0.29% | – |
| MLNX | Buy | MELLANOX TECHNOLOGIES LTD | $680,000 | +112.5% | 15,000 | +100.0% | 0.28% | +80.8% |
| GPRO | New | GOPRO INCcl a | $651,000 | – | 15,000 | +100.0% | 0.27% | – |
| RKUS | Buy | RUCKUS WIRELESS INC | $644,000 | +329.3% | 50,000 | +300.0% | 0.27% | +265.8% |
| QSII | Buy | QUALITY SYS INC | $639,000 | +49.0% | 40,000 | +45.5% | 0.26% | +26.8% |
| TWTR | New | TWITTER INC | $626,000 | – | 12,500 | +100.0% | 0.26% | – |
| RNG | Sell | RINGCENTRAL INCcl a | $613,000 | -17.8% | 40,000 | -20.0% | 0.26% | -29.9% |
| UNIS | New | UNILIFE CORP NEW | $602,000 | – | 150,000 | +100.0% | 0.25% | – |
| SUNEQ | Buy | SUNEDISON INC | $600,000 | +104.8% | 25,000 | +66.7% | 0.25% | +74.1% |
| BNFT | New | BENEFITFOCUS INC | $570,000 | – | 15,500 | +100.0% | 0.24% | – |
| TNDM | Buy | TANDEM DIABETES CARE INC | $568,000 | +49.1% | 45,000 | +50.0% | 0.24% | +26.9% |
| PODD | New | INSULET CORP | $550,000 | – | 16,500 | +100.0% | 0.23% | – |
| OREX | New | OREXIGEN THERAPEUTICS INC | $548,000 | – | 70,000 | +100.0% | 0.23% | – |
| VSLR | Buy | VIVINT SOLAR INC | $546,000 | +136.4% | 45,000 | +80.0% | 0.23% | +100.9% |
| BDSI | New | BIODELIVERY SCIENCES INTL IN | $504,000 | – | 48,000 | +100.0% | 0.21% | – |
| CSIQ | Buy | CANADIAN SOLAR INC | $501,000 | +314.0% | 15,000 | +200.0% | 0.21% | +252.5% |
| PDFS | Buy | PDF SOLUTIONS INC | $493,000 | +66.0% | 27,500 | +37.5% | 0.20% | +41.4% |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $494,000 | – | 35,000 | +100.0% | 0.20% | – |
| AEGR | New | AEGERION PHARMACEUTICALS INC | $471,000 | – | 18,000 | +100.0% | 0.20% | – |
| LHCG | New | LHC GROUP INC | $462,000 | – | 14,000 | +100.0% | 0.19% | – |
| ZU | New | ZULILY INCcl a | $455,000 | – | 35,000 | +100.0% | 0.19% | – |
| MKTO | New | MARKETO INC | $448,000 | – | 17,500 | +100.0% | 0.19% | – |
| HBIO | New | HARVARD BIOSCIENCE INC | $437,000 | – | 75,000 | +100.0% | 0.18% | – |
| ATRC | Buy | ATRICURE INC | $430,000 | +31.5% | 21,000 | +28.0% | 0.18% | +12.6% |
| TSEM | Buy | TOWER SEMICONDUCTOR LTD | $425,000 | +41.7% | 25,000 | +11.1% | 0.18% | +20.5% |
| OXFD | Buy | OXFORD IMMUNOTEC GLOBAL PLC | $419,000 | +18.4% | 29,750 | +14.4% | 0.17% | +0.6% |
| VG | New | VONAGE HLDGS CORP | $417,000 | – | 85,000 | +100.0% | 0.17% | – |
| TUBE | New | TUBEMOGUL INC | $416,000 | – | 30,113 | +100.0% | 0.17% | – |
| P | Buy | PANDORA MEDIA INC | $405,000 | +127.5% | 25,000 | +150.0% | 0.17% | +93.1% |
| HTWR | Sell | HEARTWARE INTL INC | $403,000 | -8.6% | 4,592 | -23.5% | 0.17% | -22.3% |
| KYTH | New | KYTHERA BIOPHARMACEUTICALS I | $401,000 | – | 8,000 | +100.0% | 0.17% | – |
| POWR | Buy | POWERSECURE INTL INC | $395,000 | +170.5% | 30,000 | +140.0% | 0.16% | +131.0% |
| JKS | Buy | JINKOSOLAR HLDG CO LTDsponsored adr | $385,000 | +288.9% | 15,000 | +200.0% | 0.16% | +233.3% |
| EVHC | New | ENVISION HEALTHCARE HLDGS IN | $384,000 | – | 10,000 | +100.0% | 0.16% | – |
| DGII | New | DIGI INTL INC | $374,000 | – | 37,500 | +100.0% | 0.16% | – |
| IG | New | IGI LABS INC | $367,000 | – | 45,000 | +100.0% | 0.15% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $363,000 | – | 30,000 | +100.0% | 0.15% | – |
| TASR | New | TASER INTL INC | $362,000 | – | 15,000 | +100.0% | 0.15% | – |
| RUBI | RUBICON PROJ INC | $358,000 | +10.8% | 20,000 | 0.0% | 0.15% | -5.1% | |
| ANET | New | ARISTA NETWORKS INC | $353,000 | – | 5,000 | +100.0% | 0.15% | – |
| AAOI | New | APPLIED OPTOELECTRONICS INC | $347,000 | – | 25,000 | +100.0% | 0.14% | – |
| JASO | Buy | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $335,000 | +308.5% | 35,000 | +250.0% | 0.14% | +247.5% |
| ENPH | New | ENPHASE ENERGY INC | $330,000 | – | 25,000 | +100.0% | 0.14% | – |
| JDSU | New | JDS UNIPHASE CORP | $328,000 | – | 25,000 | +100.0% | 0.14% | – |
| FNSR | New | FINISAR CORP | $320,000 | – | 15,000 | +100.0% | 0.13% | – |
| MWW | New | MONSTER WORLDWIDE INC | $317,000 | – | 50,000 | +100.0% | 0.13% | – |
| AWAY | Buy | HOMEAWAY INC | $302,000 | +102.7% | 10,000 | +100.0% | 0.12% | +71.2% |
| IDTI | Buy | INTEGRATED DEVICE TECHNOLOGY | $300,000 | +104.1% | 15,000 | +100.0% | 0.12% | +73.6% |
| OSIR | Buy | OSIRIS THERAPEUTICS INC NEW | $299,000 | +24.6% | 17,000 | +13.3% | 0.12% | +6.0% |
| ORBC | Buy | ORBCOMM INC | $299,000 | +91.7% | 50,010 | +109.4% | 0.12% | +63.2% |
| CLVS | New | CLOVIS ONCOLOGY INC | $297,000 | – | 4,000 | +100.0% | 0.12% | – |
| ATEC | Buy | ALPHATEC HOLDINGS INC | $290,000 | +14.2% | 200,000 | +11.1% | 0.12% | -3.2% |
| WEB | Buy | WEB COM GROUP INC | $284,000 | +49.5% | 15,000 | +50.0% | 0.12% | +26.9% |
| MXWL | New | MAXWELL TECHNOLOGIES INC | $282,000 | – | 35,000 | +100.0% | 0.12% | – |
| ADEP | Buy | ADEPT TECHNOLOGY INC | $277,000 | +6.5% | 45,000 | +50.0% | 0.12% | -9.4% |
| WIFI | New | BOINGO WIRELESS INC | $264,000 | – | 35,000 | +100.0% | 0.11% | – |
| ENT | New | GLOBAL EAGLE ENTMT INC | $266,000 | – | 20,000 | +100.0% | 0.11% | – |
| MCHX | Buy | MARCHEX INCcl b | $245,000 | +6.5% | 60,000 | +20.0% | 0.10% | -8.9% |
| ARC | Buy | ARC DOCUMENT SOLUTIONS INC | $231,000 | +51.0% | 25,000 | +66.7% | 0.10% | +28.0% |
| NMBL | New | NIMBLE STORAGE INC | $223,000 | – | 10,000 | +100.0% | 0.09% | – |
| CPRX | New | CATALYST PHARM PARTNERS INC | $217,000 | – | 50,000 | +100.0% | 0.09% | – |
| HIVE | New | AEROHIVE NETWORKS INC | $201,000 | – | 45,000 | +100.0% | 0.08% | – |
| QTM | Buy | QUANTUM CORP | $200,000 | +127.3% | 125,000 | +150.0% | 0.08% | +93.0% |
| MOBL | New | MOBILEIRON INC | $185,000 | – | 20,000 | +100.0% | 0.08% | – |
| IL | New | INTRALINKS HLDGS INC | $181,000 | – | 17,500 | +100.0% | 0.08% | – |
| XCRA | New | XCERRA CORP | $178,000 | – | 20,000 | +100.0% | 0.07% | – |
| SHOR | New | SHORETEL INC | $171,000 | – | 25,000 | +100.0% | 0.07% | – |
| EGHT | New | 8X8 INC NEW | $168,000 | – | 20,000 | +100.0% | 0.07% | – |
| SPCB | New | SUPERCOM LTD NEW | $168,000 | – | 20,000 | +100.0% | 0.07% | – |
| PXLW | Buy | PIXELWORKS INC | $151,000 | +32.5% | 30,000 | +20.0% | 0.06% | +12.5% |
| VCYT | Sell | VERACYTE INC | $146,000 | -40.2% | 20,000 | -20.8% | 0.06% | -48.7% |
| ZNGA | New | ZYNGA INCcl a | $143,000 | – | 50,000 | +100.0% | 0.06% | – |
| RBSPRLCL | New | ROYAL BK SCOTLAND GROUP PLCsp adr l rp pf | $140,000 | – | 5,757 | +100.0% | 0.06% | – |
| AIQ | New | ALLIANCE HEALTHCARE SRVCS IN | $111,000 | – | 5,000 | +100.0% | 0.05% | – |
| PETX | New | ARATANA THERAPEUTICS INC | $79,000 | – | 4,934 | +100.0% | 0.03% | – |
| New | OMNICARE INCdbcv 3.250%12/1 | $55,000 | – | 50,000 | +100.0% | 0.02% | – | |
| TRTLW | Buy | TERRAPIN 3 ACQUISITION CORP*w exp 06/27/201 | $25,000 | +66.7% | 78,980 | +33.9% | 0.01% | +42.9% |
| BIOAWS | Buy | BIOAMBER INC*w exp 05/09/201 | $23,000 | +21.1% | 14,330 | +25.4% | 0.01% | +11.1% |
| RALY | New | RALLY SOFTWARE DEV CORP | $11,000 | – | 694 | +100.0% | 0.01% | – |
| CSCO | New | CISCO SYS INC | $11,000 | – | 386 | +100.0% | 0.01% | – |
| XLNX | New | XILINX INC | $8,000 | – | 200 | +100.0% | 0.00% | – |
| CGBBW | Sell | CITIGROUP INC*w exp 10/28/201 | $6,000 | -72.7% | 273,197 | -66.6% | 0.00% | -81.8% |
| BRCM | New | BROADCOM CORPcl a | $3,000 | – | 76 | +100.0% | 0.00% | – |
| GPX | New | GP STRATEGIES CORP | $1,000 | – | 15 | +100.0% | 0.00% | – |
| Exit | DIGITAL RIV INCnote 2.000%11/0 | $0 | – | -14,000 | -100.0% | -0.01% | – | |
| MSTX | Exit | MAST THERAPEUTICS INCcall | $0 | – | -56,200 | -100.0% | -0.02% | – |
| GALE | Exit | GALENA BIOPHARMA INCcall | $0 | – | -20,000 | -100.0% | -0.02% | – |
| NVGS | Exit | NAVIGATOR HOLDINGS LTD | $0 | – | -1,500 | -100.0% | -0.02% | – |
| SUMR | Exit | SUMMER INFANT INC | $0 | – | -13,000 | -100.0% | -0.02% | – |
| SPDC | Exit | SPEED COMM INC | $0 | – | -25,000 | -100.0% | -0.04% | – |
| SONS | Exit | SONUS NETWORKS INC | $0 | – | -20,000 | -100.0% | -0.04% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -1,000 | -100.0% | -0.04% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -2,500 | -100.0% | -0.04% | – |
| TSL | Exit | TRINA SOLAR LIMITEDspon adr | $0 | – | -10,000 | -100.0% | -0.04% | – |
| MATR | Exit | MATTERSIGHT CORP | $0 | – | -15,000 | -100.0% | -0.05% | – |
| OTIVF | Exit | ON TRACK INNOVATION LTD | $0 | – | -65,000 | -100.0% | -0.05% | – |
| GCA | Exit | GLOBAL CASH ACCESS HLDGS INC | $0 | – | -15,000 | -100.0% | -0.05% | – |
| CTRL | Exit | CONTROL4 CORP | $0 | – | -7,500 | -100.0% | -0.06% | – |
| LIOX | Exit | LIONBRIDGE TECHNOLOGIES INC | $0 | – | -20,000 | -100.0% | -0.06% | – |
| SREV | Exit | SERVICESOURCE INTL LLC | $0 | – | -25,000 | -100.0% | -0.06% | – |
| JAKK | Exit | JAKKS PAC INC | $0 | – | -20,000 | -100.0% | -0.07% | – |
| FLEX | Exit | FLEXTRONICS INTL LTDord | $0 | – | -12,500 | -100.0% | -0.07% | – |
| ZOES | Exit | ZOES KITCHEN INC | $0 | – | -5,000 | -100.0% | -0.07% | – |
| VTSS | Exit | VITESSE SEMICONDUCTOR CORP | $0 | – | -40,000 | -100.0% | -0.07% | – |
| MTSN | Exit | MATTSON TECHNOLOGY INC | $0 | – | -45,000 | -100.0% | -0.08% | – |
| ANGI | Exit | ANGIES LIST INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| ONE | Exit | HIGHER ONE HLDGS INC | $0 | – | -40,543 | -100.0% | -0.08% | – |
| AFAM | Exit | ALMOST FAMILY INC | $0 | – | -6,000 | -100.0% | -0.08% | – |
| SKUL | Exit | SKULLCANDY INC | $0 | – | -20,000 | -100.0% | -0.09% | – |
| CONN | Exit | CONNS INC | $0 | – | -10,000 | -100.0% | -0.09% | – |
| BACWSB | Exit | BANK AMER CORP*w exp 10/28/201 | $0 | – | -273,435 | -100.0% | -0.10% | – |
| KKD | Exit | KRISPY KREME DOUGHNUTS INC | $0 | – | -10,000 | -100.0% | -0.10% | – |
| CRY | Exit | CRYOLIFE INC | $0 | – | -17,500 | -100.0% | -0.10% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -10,000 | -100.0% | -0.10% | – |
| INFN | Exit | INFINERA CORPORATION | $0 | – | -15,000 | -100.0% | -0.11% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -7,500 | -100.0% | -0.12% | – |
| CRS | Exit | CARPENTER TECHNOLOGY CORP | $0 | – | -5,000 | -100.0% | -0.12% | – |
| HCCI | Exit | HERITAGE CRYSTAL CLEAN INC | $0 | – | -20,000 | -100.0% | -0.12% | – |
| TECH | Exit | BIO TECHNE CORP | $0 | – | -2,750 | -100.0% | -0.12% | – |
| LMAT | Exit | LEMAITRE VASCULAR INC | $0 | – | -33,500 | -100.0% | -0.12% | – |
| SPWR | Exit | SUNPOWER CORP | $0 | – | -10,000 | -100.0% | -0.13% | – |
| HTCH | Exit | HUTCHINSON TECHNOLOGY INC | $0 | – | -75,000 | -100.0% | -0.13% | – |
| BOOT | Exit | BOOT BARN HLDGS INC | $0 | – | -14,500 | -100.0% | -0.13% | – |
| CSOD | Exit | CORNERSTONE ONDEMAND INC | $0 | – | -7,500 | -100.0% | -0.13% | – |
| SCTY | Exit | SOLARCITY CORP | $0 | – | -5,000 | -100.0% | -0.13% | – |
| GIMO | Exit | GIGAMON INC | $0 | – | -15,000 | -100.0% | -0.13% | – |
| LCI | Exit | LANNET INC | $0 | – | -6,325 | -100.0% | -0.13% | – |
| DBC | Exit | POWERSHARES DB CMDTY IDX TRAunit ben int | $0 | – | -15,000 | -100.0% | -0.14% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -5,000 | -100.0% | -0.14% | – |
| LTM | Exit | LIFE TIME FITNESS INC | $0 | – | -5,000 | -100.0% | -0.14% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -2,000 | -100.0% | -0.14% | – |
| ADPTQ | Exit | ADEPTUS HEALTH INCcl a | $0 | – | -8,000 | -100.0% | -0.15% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -5,250 | -100.0% | -0.15% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -1,000 | -100.0% | -0.15% | – |
| BA | Exit | BOEING CO | $0 | – | -2,500 | -100.0% | -0.16% | – |
| GOGO | Exit | GOGO INC | $0 | – | -20,000 | -100.0% | -0.16% | – |
| GRPN | Exit | GROUPON INC | $0 | – | -40,000 | -100.0% | -0.16% | – |
| NEO | Exit | NEOGENOMICS INC | $0 | – | -80,000 | -100.0% | -0.16% | – |
| ARMH | Exit | ARM HLDGS PLCsponsored adr | $0 | – | -7,500 | -100.0% | -0.17% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -60,000 | -100.0% | -0.17% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -6,500 | -100.0% | -0.17% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUP | $0 | – | -15,360 | -100.0% | -0.18% | – |
| FRGI | Exit | FIESTA RESTAURANT GROUP INC | $0 | – | -6,000 | -100.0% | -0.18% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -3,000 | -100.0% | -0.18% | – |
| UAM | Exit | UNIVERSAL AMERN CORP NEW | $0 | – | -40,000 | -100.0% | -0.18% | – |
| FIVE | Exit | FIVE BELOW INC | $0 | – | -10,000 | -100.0% | -0.20% | – |
| CSII | Exit | CARDIOVASCULAR SYS INC DEL | $0 | – | -14,000 | -100.0% | -0.20% | – |
| 5100PS | Exit | VOLCANO CORPORATION | $0 | – | -25,000 | -100.0% | -0.22% | – |
| WFCWS | Exit | WELLS FARGO & CO NEW*w exp 10/28/201 | $0 | – | -21,242 | -100.0% | -0.22% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -3,550 | -100.0% | -0.24% | – |
| SQBG | Exit | SEQUENTIAL BRANDS GROUP INC | $0 | – | -40,980 | -100.0% | -0.26% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -20,000 | -100.0% | -0.26% | – |
| SKX | Exit | SKECHERS U S A INCcl a | $0 | – | -10,000 | -100.0% | -0.27% | – |
| MASI | Exit | MASIMO CORP | $0 | – | -22,000 | -100.0% | -0.28% | – |
| HSTM | Exit | HEALTHSTREAM INC | $0 | – | -20,000 | -100.0% | -0.29% | – |
| FTNT | Exit | FORTINET INC | $0 | – | -20,000 | -100.0% | -0.30% | – |
| PII | Exit | POLARIS INDS INC | $0 | – | -5,000 | -100.0% | -0.37% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -50,000 | -100.0% | -0.54% | – |
| Exit | GILEAD SCIENCES INCnote 1.625% 5/0 | $0 | – | -400,000 | -100.0% | -0.81% | – | |
| Exit | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $0 | – | -3,350,000 | -100.0% | -5.72% | – | |
| Exit | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $0 | – | -3,852,000 | -100.0% | -6.50% | – | |
| Exit | HEALTH CARE REIT INCnote 3.000%12/0 | $0 | – | -13,500,000 | -100.0% | -9.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SHATTUCK LABS INC | 12 | Q3 2023 | 4.1% |
| U S WELL SVCS INC | 12 | Q4 2021 | 3.7% |
| SPDR S&P 500 ETF TR | 11 | Q2 2016 | 81.8% |
| GENCORP INC | 10 | Q3 2016 | 32.4% |
| WELLPOINT INC | 9 | Q4 2022 | 25.5% |
| INCONTACT INC | 9 | Q1 2016 | 0.6% |
| WESCO INTL INC | 8 | Q3 2015 | 13.1% |
| SOUTH JERSEY INDS INC | 8 | Q4 2021 | 5.1% |
| OPPFI INC | 8 | Q3 2023 | 0.6% |
| OPPFI INC | 8 | Q3 2023 | 0.1% |
View PIPER SANDLER & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| MA-I/A | 2024-05-01 |
| FOCUSN | 2024-03-22 |
| MA-A | 2024-03-20 |
| MA-I/A | 2024-03-04 |
| X-17A-5 | 2024-02-27 |
| MA-I | 2024-02-26 |
| MA-I | 2024-02-26 |
| 13F-HR | 2024-02-12 |
| MA-I/A | 2024-01-31 |
| MA-I/A | 2024-01-30 |
View PIPER SANDLER & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.