$194 Million is the total value of PIPER SANDLER & CO.'s 132 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 144.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | GILEAD SCIENCES INCnote 1.625% 5/0 | $19,140,000 | – | 4,099,000 | +100.0% | 9.88% | – | |
| Buy | MASTEC INCnote 4.250%12/1 | $15,814,000 | +317.0% | 7,997,000 | +321.1% | 8.16% | +198.1% | |
| OCRPRB | OMNICARE CAP TR IIpfd b tr 4.00% | $14,009,000 | -6.2% | 183,000 | 0.0% | 7.23% | -32.9% | |
| New | TEREX CORP NEWnote 4.000% 6/0 | $13,834,000 | – | 7,000,000 | +100.0% | 7.14% | – | |
| Buy | EQUINIX INCnote 3.000%10/1 | $12,912,000 | +294.7% | 6,727,000 | +289.5% | 6.66% | +182.2% | |
| New | MYLAN INCnote 3.750% 9/1 | $12,862,000 | – | 3,765,000 | +100.0% | 6.64% | – | |
| SPY | SPDR S&P 500 ETF TRput | $12,314,000 | +0.7% | 62,500 | 0.0% | 6.35% | -28.0% | |
| VXX | Sell | BARCLAYS BK PLCipath s&p500 vix | $10,273,000 | +3.5% | 329,500 | -5.0% | 5.30% | -26.0% |
| Buy | GENCORP INCsdcv 4.062%12/3 | $9,692,000 | +101.0% | 5,464,000 | +141.3% | 5.00% | +43.7% | |
| Sell | HEALTH CARE REIT INCnote 3.000%12/0 | $8,641,000 | -40.4% | 7,025,000 | -40.2% | 4.46% | -57.4% | |
| Buy | WESCO INTL INCdbcv 6.000% 9/1 | $8,373,000 | -4.5% | 3,009,000 | +5.2% | 4.32% | -31.7% | |
| Buy | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $7,122,000 | -57.5% | 7,122,000 | +42.3% | 3.68% | -69.6% | |
| ANNALY CAP MGMT INCnote 5.000% 5/1 | $6,060,000 | -1.2% | 6,000,000 | 0.0% | 3.13% | -29.4% | ||
| TZA | Buy | DIREXION SHS ETF TRdly sc bear3xnew | $3,606,000 | +98.7% | 213,100 | +63.9% | 1.86% | +42.1% |
| New | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $1,973,000 | – | 2,000,000 | +100.0% | 1.02% | – | |
| Sell | ROYAL GOLD INCnote 2.875% 6/1 | $1,772,000 | -10.1% | 1,708,000 | -7.1% | 0.91% | -35.8% | |
| New | VOLCANO CORPORATIONnote 1.750%12/0 | $1,731,000 | – | 2,000,000 | +100.0% | 0.89% | – | |
| SBUX | New | STARBUCKS CORP | $1,509,000 | – | 20,000 | +100.0% | 0.78% | – |
| AAP | New | ADVANCE AUTO PARTS INC | $1,303,000 | – | 10,000 | +100.0% | 0.67% | – |
| New | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $1,193,000 | – | 482,000 | +100.0% | 0.62% | – | |
| GIII | Buy | G-III APPAREL GROUP LTD | $1,096,000 | +13600.0% | 13,230 | +13130.0% | 0.57% | +9333.3% |
| V | New | VISA INC | $1,067,000 | – | 5,000 | +100.0% | 0.55% | – |
| FINL | New | FINISH LINE INCcl a | $1,001,000 | – | 40,000 | +100.0% | 0.52% | – |
| EEFT | Buy | EURONET WORLDWIDE INC | $898,000 | +252.2% | 18,796 | +255.9% | 0.46% | +151.6% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $889,000 | – | 10,000 | +100.0% | 0.46% | – |
| ICUI | New | ICU MED INC | $738,000 | – | 11,500 | +100.0% | 0.38% | – |
| TRNX | New | TORNIER N V | $657,000 | – | 27,500 | +100.0% | 0.34% | – |
| CSIQ | Buy | CANADIAN SOLAR INC | $626,000 | +100.0% | 17,500 | +75.0% | 0.32% | +42.9% |
| JASO | Buy | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $601,000 | +121.0% | 65,000 | +160.0% | 0.31% | +58.2% |
| JKS | Buy | JINKOSOLAR HLDG CO LTDsponsored adr | $591,000 | +56.8% | 21,500 | +72.0% | 0.30% | +12.1% |
| SKX | New | SKECHERS U S A INCcl a | $560,000 | – | 10,500 | +100.0% | 0.29% | – |
| Sell | SPECTRANETICS CORPmtnf 2.625% 6/0 | $561,000 | -58.5% | 500,000 | -61.5% | 0.29% | -70.4% | |
| LTM | New | LIFE TIME FITNESS INC | $555,000 | – | 11,000 | +100.0% | 0.29% | – |
| TSL | New | TRINA SOLAR LIMITEDspon adr | $513,000 | – | 42,500 | +100.0% | 0.26% | – |
| VVTV | Buy | VALUEVISION MEDIA INCcl a | $513,000 | +37.2% | 100,000 | +33.3% | 0.26% | -1.9% |
| JAKK | New | JAKKS PAC INC | $504,000 | – | 71,000 | +100.0% | 0.26% | – |
| GMED | New | GLOBUS MED INCcl a | $492,000 | – | 25,000 | +100.0% | 0.25% | – |
| DFRG | New | DEL FRISCOS RESTAURANT GROUP | $469,000 | – | 24,500 | +100.0% | 0.24% | – |
| RFMD | New | RF MICRODEVICES INC | $462,000 | – | 40,000 | +100.0% | 0.24% | – |
| MASI | New | MASIMO CORP | $458,000 | – | 21,500 | +100.0% | 0.24% | – |
| SCTY | New | SOLARCITY CORP | $447,000 | – | 7,500 | +100.0% | 0.23% | – |
| INFN | Buy | INFINERA CORPORATION | $427,000 | +85.7% | 40,000 | +60.0% | 0.22% | +32.5% |
| NXTM | New | NXSTAGE MEDICAL INC | $423,000 | – | 32,200 | +100.0% | 0.22% | – |
| KIRK | New | KIRKLANDS INC | $403,000 | – | 25,000 | +100.0% | 0.21% | – |
| WEB | Buy | WEB COM GROUP INC | $399,000 | +587.9% | 20,000 | +900.0% | 0.21% | +390.5% |
| WETF | New | WISDOMTREE INVTS INC | $387,000 | – | 34,000 | +100.0% | 0.20% | – |
| FRGI | Buy | FIESTA RESTAURANT GROUP INC | $381,000 | +174.1% | 7,677 | +155.9% | 0.20% | +97.0% |
| CAMP | New | CALAMP CORP | $352,000 | – | 20,000 | +100.0% | 0.18% | – |
| CSOD | New | CORNERSTONE ONDEMAND INC | $344,000 | – | 10,000 | +100.0% | 0.18% | – |
| DGI | Buy | DIGITALGLOBE INC | $342,000 | +714.3% | 12,001 | +700.1% | 0.18% | +486.7% |
| BEAT | New | BIOTELEMETRY INC | $336,000 | – | 50,000 | +100.0% | 0.17% | – |
| T107PS | New | WRIGHT MED GROUP INC | $333,000 | – | 11,000 | +100.0% | 0.17% | – |
| FSLR | FIRST SOLAR INC | $329,000 | -7.3% | 5,000 | 0.0% | 0.17% | -33.6% | |
| PXLW | New | PIXELWORKS INC | $323,000 | – | 50,000 | +100.0% | 0.17% | – |
| ASYS | New | AMTECH SYS INC | $321,000 | – | 30,000 | +100.0% | 0.17% | – |
| DQ | New | DAQO NEW ENERGY CORPspnsrd adr new | $321,000 | – | 7,500 | +100.0% | 0.17% | – |
| IDTI | Sell | INTEGRATED DEVICE TECHNOLOGY | $319,000 | -17.6% | 20,000 | -20.0% | 0.16% | -40.9% |
| DWCH | New | DATAWATCH CORP | $308,000 | – | 30,000 | +100.0% | 0.16% | – |
| TASR | New | TASER INTL INC | $309,000 | – | 20,000 | +100.0% | 0.16% | – |
| ENPH | New | ENPHASE ENERGY INC | $300,000 | – | 20,000 | +100.0% | 0.16% | – |
| OSUR | New | ORASURE TECHNOLOGIES INC | $289,000 | – | 40,000 | +100.0% | 0.15% | – |
| GLUU | Sell | GLU MOBILE INC | $284,000 | -24.3% | 55,000 | -26.7% | 0.15% | -45.8% |
| VDSI | New | VASCO DATA SEC INTL INC | $282,000 | – | 15,000 | +100.0% | 0.15% | – |
| TNDM | New | TANDEM DIABETES CARE INC | $272,000 | – | 20,300 | +100.0% | 0.14% | – |
| QLIK | New | QLIK TECHNOLOGIES INC | $270,000 | – | 10,000 | +100.0% | 0.14% | – |
| GIMO | New | GIGAMON INC | $262,000 | – | 25,000 | +100.0% | 0.14% | – |
| SPWR | Sell | SUNPOWER CORP | $254,000 | -38.0% | 7,500 | -25.0% | 0.13% | -55.7% |
| T102PS | New | SILICON IMAGE INC | $252,000 | – | 50,000 | +100.0% | 0.13% | – |
| XCRA | Sell | XCERRA CORP | $245,000 | -2.0% | 25,000 | -9.1% | 0.13% | -30.0% |
| HOLX | New | HOLOGIC INC | $243,000 | – | 10,000 | +100.0% | 0.12% | – |
| SONS | Buy | SONUS NETWORKS INC | $239,000 | +11.2% | 70,000 | +16.7% | 0.12% | -20.6% |
| 5100PS | New | VOLCANO CORPORATION | $239,000 | – | 22,500 | +100.0% | 0.12% | – |
| SUNEQ | Sell | SUNEDISON INC | $236,000 | -40.4% | 12,500 | -28.6% | 0.12% | -57.3% |
| TNAV | New | TELENAV INC | $235,000 | – | 35,000 | +100.0% | 0.12% | – |
| GTIV | New | GENTIVA HEALTH SERVICES INC | $233,000 | – | 13,910 | +100.0% | 0.12% | – |
| YGE | New | YINGLI GREEN ENERGY HLDG COadr | $233,000 | – | 75,000 | +100.0% | 0.12% | – |
| CODE | New | SPANSION INC | $228,000 | – | 10,000 | +100.0% | 0.12% | – |
| GPRE | New | GREEN PLAINS INC | $224,000 | – | 6,000 | +100.0% | 0.12% | – |
| QDEL | New | QUIDEL CORP | $215,000 | – | 8,000 | +100.0% | 0.11% | – |
| BIG | Buy | BIG LOTS INC | $215,000 | +4200.0% | 5,000 | +4900.0% | 0.11% | +2675.0% |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $214,000 | – | 4,000 | +100.0% | 0.11% | – |
| NOK | New | NOKIA CORPsponsored adr | $212,000 | – | 25,000 | +100.0% | 0.11% | – |
| OFIX | New | ORTHOFIX INTL N V | $201,000 | – | 6,500 | +100.0% | 0.10% | – |
| THS | New | TREEHOUSE FOODS INC | $201,000 | – | 2,500 | +100.0% | 0.10% | – |
| HILL | New | DOT HILL SYS CORP | $189,000 | – | 50,000 | +100.0% | 0.10% | – |
| CALD | Sell | CALLIDUS SOFTWARE INC | $180,000 | -45.1% | 15,000 | -45.5% | 0.09% | -60.8% |
| KKD | KRISPY KREME DOUGHNUTS INC | $172,000 | +7.5% | 10,000 | 0.0% | 0.09% | -22.6% | |
| New | AVIS BUDGET GROUPnote 3.500%10/0 | $160,000 | – | 160,000 | +100.0% | 0.08% | – | |
| VNCE | Buy | VINCE HLDG CORP | $151,000 | +18.0% | 5,000 | +42.9% | 0.08% | -15.2% |
| LHCG | New | LHC GROUP INC | $151,000 | – | 6,500 | +100.0% | 0.08% | – |
| CALX | New | CALIX INC | $145,000 | – | 15,100 | +100.0% | 0.08% | – |
| BDBD | New | BOULDER BRANDS INC | $146,000 | – | 10,700 | +100.0% | 0.08% | – |
| MNDL | New | MANDALAY DIGITAL GROUP INC | $137,000 | – | 30,000 | +100.0% | 0.07% | – |
| ORBC | Buy | ORBCOMM INC | $137,000 | +242.5% | 23,888 | +298.1% | 0.07% | +144.8% |
| SAAS | Buy | INCONTACT INC | $131,000 | – | 15,044 | +752100.0% | 0.07% | – |
| CTRL | New | CONTROL4 CORP | $129,000 | – | 10,000 | +100.0% | 0.07% | – |
| ONE | New | HIGHER ONE HLDGS INC | $120,000 | – | 48,500 | +100.0% | 0.06% | – |
| INWK | New | INNERWORKINGS INC | $121,000 | – | 15,000 | +100.0% | 0.06% | – |
| CRNT | New | CERAGON NETWORKS LTDord | $119,000 | – | 50,000 | +100.0% | 0.06% | – |
| SKUL | New | SKULLCANDY INC | $117,000 | – | 15,000 | +100.0% | 0.06% | – |
| MLNX | New | MELLANOX TECHNOLOGIES LTD | $112,000 | – | 2,500 | +100.0% | 0.06% | – |
| SANW | New | S&W SEED CO | $103,000 | – | 24,247 | +100.0% | 0.05% | – |
| AMPH | New | AMPHASTAR PHARMACEUTICALS IN | $98,000 | – | 8,428 | +100.0% | 0.05% | – |
| AFAM | New | ALMOST FAMILY INC | $98,000 | – | 3,598 | +100.0% | 0.05% | – |
| REGI | New | RENEWABLE ENERGY GROUP INC | $97,000 | – | 9,600 | +100.0% | 0.05% | – |
| New | WEB COM GROUP INCnote 1.000% 8/1 | $82,000 | – | 90,000 | +100.0% | 0.04% | – | |
| TLYS | New | TILLYS INCcl a | $75,000 | – | 10,000 | +100.0% | 0.04% | – |
| CGBBW | Sell | CITIGROUP INC*w exp 10/28/201 | $65,000 | -41.4% | 1,855,032 | -49.9% | 0.03% | -57.5% |
| SRPT | New | SAREPTA THERAPEUTICS INC | $53,000 | – | 2,500 | +100.0% | 0.03% | – |
| LPDX | LIPOSCIENCE INC | $45,000 | +50.0% | 8,701 | 0.0% | 0.02% | +4.5% | |
| GALE | New | GALENA BIOPHARMA INCcall | $41,000 | – | 20,000 | +100.0% | 0.02% | – |
| CNAT | Buy | CONATUS PHARMACEUTICALS INC | $38,000 | +322.2% | 6,287 | +555.6% | 0.02% | +233.3% |
| JCPNQ | Sell | PENNEY J C INC | $36,000 | -92.1% | 3,600 | -92.8% | 0.02% | -94.2% |
| MSTX | New | MAST THERAPEUTICS INCput | $31,000 | – | 56,200 | +100.0% | 0.02% | – |
| Sell | APOLLO INVT CORPnote 5.750% 1/1 | $31,000 | -88.3% | 30,000 | -88.0% | 0.02% | -91.6% | |
| RVNC | New | REVANCE THERAPEUTICS INC | $30,000 | – | 1,546 | +100.0% | 0.02% | – |
| FIVE | New | FIVE BELOW INC | $27,000 | – | 680 | +100.0% | 0.01% | – |
| MMSI | New | MERIT MED SYS INC | $28,000 | – | 2,362 | +100.0% | 0.01% | – |
| SGEN | New | SEATTLE GENETICS INC | $27,000 | – | 732 | +100.0% | 0.01% | – |
| AAOI | Buy | APPLIED OPTOELECTRONICS INC | $17,000 | – | 1,055 | +52650.0% | 0.01% | – |
| MNKD | Buy | MANNKIND CORP | $18,000 | – | 3,100 | +22042.9% | 0.01% | – |
| New | DIGITAL RIV INCnote 2.000%11/0 | $14,000 | – | 14,000 | +100.0% | 0.01% | – | |
| ATK | New | ALLIANT TECHSYSTEMS INC | $12,000 | – | 94 | +100.0% | 0.01% | – |
| VNDA | Sell | VANDA PHARMACEUTICALS INC | $10,000 | -68.8% | 1,000 | -50.0% | 0.01% | -78.3% |
| HEB | New | HEMISPHERX BIOPHARMA INC | $9,000 | – | 26,776 | +100.0% | 0.01% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $6,000 | – | 89 | +100.0% | 0.00% | – |
| ORB | New | ORBITAL SCIENCES CORP | $6,000 | – | 208 | +100.0% | 0.00% | – |
| COL | New | ROCKWELL COLLINS INC | $4,000 | – | 54 | +100.0% | 0.00% | – |
| DWA | New | DREAMWORKS ANIMATION SKG INCcl a | $3,000 | – | 100 | +100.0% | 0.00% | – |
| CRM | New | SALESFORCE COM INC | $1,000 | – | 22 | +100.0% | 0.00% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $2,000 | – | 46 | +100.0% | 0.00% | – |
| STJ | New | ST JUDE MED INC | $0 | – | 2 | +100.0% | 0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| HRTX | Exit | HERON THERAPEUTICS INC | $0 | – | -27 | -100.0% | 0.00% | – |
| PRGS | Exit | PROGRESS SOFTWARE CORP | $0 | – | -88 | -100.0% | -0.00% | – |
| RTRX | Exit | RETROPHIN INC | $0 | – | -337 | -100.0% | -0.00% | – |
| TPX | Exit | TEMPUR SEALY INTL INC | $0 | – | -100 | -100.0% | -0.00% | – |
| PCRX | Exit | PACIRA PHARMACEUTICALS INC | $0 | – | -100 | -100.0% | -0.01% | – |
| RNA | Exit | PROSENSA HLDG N V | $0 | – | -800 | -100.0% | -0.01% | – |
| EGRX | Exit | EAGLE PHARMACEUTICALS INC | $0 | – | -1,277 | -100.0% | -0.01% | – |
| GTATQ | Exit | GT ADVANCED TECHNOLOGIES INC | $0 | – | -1,000 | -100.0% | -0.01% | – |
| JMEI | Exit | JUMEI INTL HLDG LTDsponsored adr | $0 | – | -1,000 | -100.0% | -0.02% | – |
| MDT | Exit | MEDTRONIC INC | $0 | – | -500 | -100.0% | -0.02% | – |
| THRM | Exit | GENTHERM INC | $0 | – | -1,000 | -100.0% | -0.03% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -200 | -100.0% | -0.03% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -1,000 | -100.0% | -0.04% | – |
| RF | Exit | REGIONS FINL CORP NEW | $0 | – | -5,500 | -100.0% | -0.04% | – |
| JDSU | Exit | JDS UNIPHASE CORP | $0 | – | -5,000 | -100.0% | -0.04% | – |
| EGAN | Exit | EGAIN CORP | $0 | – | -10,000 | -100.0% | -0.05% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -1,700 | -100.0% | -0.05% | – |
| DECK | Exit | DECKERS OUTDOOR CORP | $0 | – | -900 | -100.0% | -0.06% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -2,000 | -100.0% | -0.06% | – |
| CBKCQ | Exit | CHRISTOPHER & BANKS CORP | $0 | – | -9,397 | -100.0% | -0.06% | – |
| ROVI | Exit | ROVI CORP | $0 | – | -4,000 | -100.0% | -0.07% | – |
| TREE | Exit | TREE COM INC | $0 | – | -3,500 | -100.0% | -0.07% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -2,500 | -100.0% | -0.07% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| CROX | Exit | CROCS INC | $0 | – | -7,900 | -100.0% | -0.09% | – |
| MDXG | Exit | MIMEDX GROUP INC | $0 | – | -18,000 | -100.0% | -0.09% | – |
| CPRX | Exit | CATALYST PHARM PARTNERS INC | $0 | – | -50,000 | -100.0% | -0.09% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -15,000 | -100.0% | -0.10% | – |
| KOG | Exit | KODIAK OIL & GAS CORP | $0 | – | -10,000 | -100.0% | -0.10% | – |
| MCHX | Exit | MARCHEX INCcl b | $0 | – | -12,500 | -100.0% | -0.11% | – |
| ADEP | Exit | ADEPT TECHNOLOGY INC | $0 | – | -15,000 | -100.0% | -0.11% | – |
| NSPH | Exit | NANOSPHERE INC | $0 | – | -100,000 | -100.0% | -0.11% | – |
| ACTG | Exit | ACACIA RESH CORP | $0 | – | -10,000 | -100.0% | -0.13% | – |
| HK | Exit | HALCON RES CORP | $0 | – | -25,000 | -100.0% | -0.13% | – |
| KONAQ | Exit | KONA GRILL INC | $0 | – | -10,000 | -100.0% | -0.14% | – |
| TER | Exit | TERADYNE INC | $0 | – | -10,000 | -100.0% | -0.14% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lord | $0 | – | -25,000 | -100.0% | -0.15% | – |
| LOCK | Exit | LIFELOCK INC | $0 | – | -15,000 | -100.0% | -0.15% | – |
| CHGG | Exit | CHEGG INC | $0 | – | -30,000 | -100.0% | -0.15% | – |
| RKUS | Exit | RUCKUS WIRELESS INC | $0 | – | -20,000 | -100.0% | -0.17% | – |
| CTCT | Exit | CONSTANT CONTACT INC | $0 | – | -7,500 | -100.0% | -0.17% | – |
| TEAR | Exit | TEARLAB CORP | $0 | – | -50,000 | -100.0% | -0.18% | – |
| A104PS | Exit | HILTON WORLDWIDE HLDGS INC | $0 | – | -10,500 | -100.0% | -0.18% | – |
| JNPR | Exit | JUNIPER NETWORKS INC | $0 | – | -10,000 | -100.0% | -0.18% | – |
| FTNT | Exit | FORTINET INC | $0 | – | -10,000 | -100.0% | -0.18% | – |
| KEYW | Exit | KEYW HLDG CORP | $0 | – | -20,000 | -100.0% | -0.18% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -2,000 | -100.0% | -0.18% | – |
| RBCN | Exit | RUBICON TECHNOLOGY INC | $0 | – | -30,000 | -100.0% | -0.19% | – |
| ARUN | Exit | ARUBA NETWORKS INC | $0 | – | -15,000 | -100.0% | -0.19% | – |
| JD | Exit | JD COM INCspon adr cl a | $0 | – | -10,000 | -100.0% | -0.21% | – |
| POWR | Exit | POWERSECURE INTL INC | $0 | – | -30,000 | -100.0% | -0.21% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -500 | -100.0% | -0.21% | – |
| VECO | Exit | VEECO INSTRS INC DEL | $0 | – | -8,500 | -100.0% | -0.23% | – |
| AWAY | Exit | HOMEAWAY INC | $0 | – | -10,000 | -100.0% | -0.25% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -42,500 | -100.0% | -0.25% | – |
| WB | Exit | WEIBO CORPsponsored adr | $0 | – | -17,500 | -100.0% | -0.26% | – |
| QUNR | Exit | QUNAR CAYMAN IS LTDspns adr cl b | $0 | – | -12,500 | -100.0% | -0.26% | – |
| SIMO | Exit | SILICON MOTION TECHNOLOGY COsponsored adr | $0 | – | -17,500 | -100.0% | -0.26% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -5,500 | -100.0% | -0.27% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -100,000 | -100.0% | -0.27% | – |
| AKRXQ | Exit | AKORN INC | $0 | – | -11,322 | -100.0% | -0.27% | – |
| ENTG | Exit | ENTEGRIS INC | $0 | – | -27,500 | -100.0% | -0.27% | – |
| HZNP | Exit | HORIZON PHARMA INC | $0 | – | -25,000 | -100.0% | -0.29% | – |
| EGHT | Exit | 8X8 INC NEW | $0 | – | -50,000 | -100.0% | -0.29% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -7,500 | -100.0% | -0.30% | – |
| LDRH | Exit | LDR HLDG CORP | $0 | – | -17,500 | -100.0% | -0.32% | – |
| P | Exit | PANDORA MEDIA INC | $0 | – | -15,000 | -100.0% | -0.32% | – |
| IMPV | Exit | IMPERVA INC | $0 | – | -17,500 | -100.0% | -0.33% | – |
| NMBL | Exit | NIMBLE STORAGE INC | $0 | – | -15,000 | -100.0% | -0.33% | – |
| AAPL | Exit | APPLE INC | $0 | – | -5,000 | -100.0% | -0.34% | – |
| WPRT | Exit | WESTPORT INNOVATIONS INC | $0 | – | -27,500 | -100.0% | -0.36% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -22,500 | -100.0% | -0.37% | – |
| Exit | ARES CAP CORPnote 5.750% 2/0 | $0 | – | -500,000 | -100.0% | -0.38% | – | |
| Exit | TRW AUTOMOTIVE INCnote 3.500%12/0 | $0 | – | -200,000 | -100.0% | -0.44% | – | |
| Exit | AGCO CORPnote 1.250%12/1 | $0 | – | -2,105,000 | -100.0% | -1.52% | – | |
| Exit | ENERSYSnote 3.375% 6/0 | $0 | – | -8,000,000 | -100.0% | -9.95% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SHATTUCK LABS INC | 12 | Q3 2023 | 4.1% |
| U S WELL SVCS INC | 12 | Q4 2021 | 3.7% |
| SPDR S&P 500 ETF TR | 11 | Q2 2016 | 81.8% |
| GENCORP INC | 10 | Q3 2016 | 32.4% |
| WELLPOINT INC | 9 | Q4 2022 | 25.5% |
| INCONTACT INC | 9 | Q1 2016 | 0.6% |
| WESCO INTL INC | 8 | Q3 2015 | 13.1% |
| SOUTH JERSEY INDS INC | 8 | Q4 2021 | 5.1% |
| OPPFI INC | 8 | Q3 2023 | 0.6% |
| OPPFI INC | 8 | Q3 2023 | 0.1% |
View PIPER SANDLER & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| MA-I/A | 2024-05-01 |
| FOCUSN | 2024-03-22 |
| MA-A | 2024-03-20 |
| MA-I/A | 2024-03-04 |
| X-17A-5 | 2024-02-27 |
| MA-I | 2024-02-26 |
| MA-I | 2024-02-26 |
| 13F-HR | 2024-02-12 |
| MA-I/A | 2024-01-31 |
| MA-I/A | 2024-01-30 |
View PIPER SANDLER & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.