This page lists the SEC filings reported by PIPER SANDLER & CO..
Type | Filed | |
---|---|---|
MA-I/A | 2020-04-20 | EDGAR |
MA-A | 2020-03-17 | EDGAR |
MA-I | 2020-03-13 | EDGAR |
FOCUSN | 2020-03-02 | EDGAR |
X-17A-5 | 2020-03-02 | EDGAR |
MA-I | 2020-02-25 | EDGAR |
MA-I/A | 2020-02-19 | EDGAR |
13F-HR | 2020-02-14 | EDGAR |
MA-I/A | 2020-02-10 | EDGAR |
MA-I | 2020-02-10 | EDGAR |
MA-I/A | 2020-01-23 | EDGAR |
MA-I/A | 2020-01-23 | EDGAR |
MA-I/A | 2020-01-23 | EDGAR |
MA-I/A | 2020-01-23 | EDGAR |
MA-I/A | 2020-01-22 | EDGAR |
MA-I | 2020-01-21 | EDGAR |
MA-I/A | 2020-01-07 | EDGAR |
MA-I/A | 2020-01-07 | EDGAR |
MA-I/A | 2020-01-07 | EDGAR |
MA-I/A | 2020-01-07 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.