$1.12 Billion is the total value of COWEN AND COMPANY, LLC's 394 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 120.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $242,711,000 | +61.8% | 773,606 | +43.3% | 21.69% | -11.4% |
| LQD | New | ISHARES TRiboxx inv cp etf | $113,957,000 | – | 825,000 | +100.0% | 10.18% | – |
| HYG | New | ISHARES TRiboxx hi yd etf | $113,490,000 | – | 1,300,000 | +100.0% | 10.14% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $80,385,000 | +327.1% | 410,000 | +226.3% | 7.18% | +133.8% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $72,882,000 | – | 194,933 | +100.0% | 6.51% | – |
| SMFG | SUMITOMO MITSUI FINL GROUP Isponsored adr | $39,498,000 | +10.4% | 6,401,605 | 0.0% | 3.53% | -39.6% | |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $38,570,000 | – | 340,000 | +100.0% | 3.45% | – |
| SMH | Buy | VANECK VECTORS ETF TRsemiconductor et | $28,423,000 | +279.1% | 130,130 | +202.4% | 2.54% | +107.5% |
| USAT | New | USA TECHNOLOGIES INC | $23,295,000 | – | 2,222,778 | +100.0% | 2.08% | – |
| DIS | New | DISNEY WALT CO | $23,063,000 | – | 127,295 | +100.0% | 2.06% | – |
| NGHC | New | NATIONAL GEN HLDGS CORP | $20,669,000 | – | 604,700 | +100.0% | 1.85% | – |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES N | $19,707,000 | +47.7% | 1,089,381 | -0.3% | 1.76% | -19.2% |
| SVOKU | New | SEVEN OAKS ACQUISITION CORPunit 12/18/2025 | $16,043,000 | – | 1,550,000 | +100.0% | 1.43% | – |
| AVDL | Sell | AVADEL PHARMACEUTICALS PLCsponsored adr | $12,639,000 | +31.6% | 1,892,043 | -0.7% | 1.13% | -28.0% |
| ESTA | Buy | ESTABLISHMENT LABS HLDGS INC | $11,924,000 | +113.8% | 316,801 | +5.2% | 1.06% | +16.9% |
| FUSE | Buy | FUSION ACQUISITION CORPcl a | $11,654,000 | +514.3% | 1,031,309 | +434.4% | 1.04% | +235.8% |
| XBI | SPDR SER TRs&p biotech | $11,262,000 | +26.3% | 80,000 | 0.0% | 1.01% | -30.9% | |
| TREB | TREBIA ACQUISITION CORP | $10,790,000 | +6.0% | 1,000,000 | 0.0% | 0.96% | -42.0% | |
| PS | New | PLURALSIGHT INC | $10,358,000 | – | 494,200 | +100.0% | 0.93% | – |
| PTON | Sell | PELOTON INTERACTIVE INCcall | $8,980,000 | -0.6% | 86,100 | -44.8% | 0.80% | -45.6% |
| ABB | ABB LTDsponsored adr | $6,990,000 | +9.9% | 250,000 | 0.0% | 0.62% | -39.8% | |
| LPX | New | LOUISIANA PAC CORP | $6,625,000 | – | 178,229 | +100.0% | 0.59% | – |
| TELA | Sell | TELA BIO INC | $6,043,000 | -10.7% | 401,776 | -1.8% | 0.54% | -51.1% |
| IFF | New | INTERNATIONAL FLAVORS&FRAGRA | $5,442,000 | – | 50,000 | +100.0% | 0.49% | – |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $5,438,000 | – | 230,900 | +100.0% | 0.49% | – |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $5,423,000 | +74.2% | 208,405 | +4.7% | 0.48% | -4.5% |
| BBVA | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $4,940,000 | +80.3% | 1,000,000 | 0.0% | 0.44% | -1.3% | |
| XGN | Buy | EXAGEN INC | $4,178,000 | +31.4% | 316,550 | +7.9% | 0.37% | -28.1% |
| CVNA | CARVANA COcall | $4,115,000 | +9.7% | 25,000 | 0.0% | 0.37% | -39.9% | |
| FB | New | FACEBOOK INCcl a | $3,891,000 | – | 14,243 | +100.0% | 0.35% | – |
| ASLE | New | AERSALE CORPORATION | $3,806,000 | – | 283,804 | +100.0% | 0.34% | – |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,763,000 | -15.1% | 16,171 | +7.3% | 0.34% | -53.5% |
| ACIA | New | ACACIA COMMUNICATIONS INC | $3,648,000 | – | 50,000 | +100.0% | 0.33% | – |
| APYX | Buy | APYX MEDICAL CORPORATION | $3,622,000 | +58.8% | 503,081 | +3.9% | 0.32% | -12.9% |
| SRSAU | New | SARISSA CAPITAL ACQUISITN COunit 10/23/2027 | $3,568,000 | – | 335,000 | +100.0% | 0.32% | – |
| FIT | New | FITBIT INCcl a | $3,332,000 | – | 490,000 | +100.0% | 0.30% | – |
| BHP | Sell | BHP GROUP LTDsponsored ads | $3,254,000 | -33.6% | 49,800 | -47.5% | 0.29% | -63.6% |
| BWAY | Buy | BRAINSWAY LTDsponsored ads | $3,189,000 | +30.9% | 422,980 | +1.3% | 0.28% | -28.4% |
| SAN | Buy | BANCO SANTANDER S.A.adr | $3,140,000 | +72.1% | 1,029,560 | +4.3% | 0.28% | -5.7% |
| CHNGU | CHANGE HEALTHCARE INCunit 99/99/9999 | $2,806,000 | +19.9% | 43,796 | 0.0% | 0.25% | -34.3% | |
| HAACU | New | HEALTH ASSURN ACQUISITION COunit 99/99/9999 | $2,755,000 | – | 250,035 | +100.0% | 0.25% | – |
| WORK | New | SLACK TECHNOLOGIES INC | $2,658,000 | – | 62,934 | +100.0% | 0.24% | – |
| PRPB | New | CC NEUBERGER PRIN HLDGS II | $2,600,000 | – | 250,000 | +100.0% | 0.23% | – |
| QSWS | New | QUANTUMSCAPE CORP*w exp 11/25/202 | $2,584,000 | – | 68,000 | +100.0% | 0.23% | – |
| IACAWS | New | ION ACQUISITION CORP 1 LTD*w exp 10/05/202 | $2,511,000 | – | 697,500 | +100.0% | 0.22% | – |
| BPR | Sell | BROOKFIELD PPTY REIT INCcl a | $2,322,000 | -39.3% | 155,410 | -50.2% | 0.21% | -66.8% |
| IFF | Buy | INTERNATIONAL FLAVORS&FRAGRAput | $2,261,000 | +2033.0% | 78,700 | +111.6% | 0.20% | +1088.2% |
| BAC | Buy | BK OF AMERICA CORP | $1,944,000 | +3711.8% | 64,140 | +2935.5% | 0.17% | +2075.0% |
| NMR | Buy | NOMURA HLDGS INCsponsored adr | $1,870,000 | +33.9% | 350,900 | +15.0% | 0.17% | -26.8% |
| FST | New | FAST ACQUISITION CORP | $1,833,000 | – | 179,029 | +100.0% | 0.16% | – |
| QS | New | QUANTUMSCAPE CORPput | $1,775,000 | – | 54,000 | +100.0% | 0.16% | – |
| NEM | Sell | NEWMONT CORP | $1,753,000 | -9.6% | 29,264 | -4.2% | 0.16% | -50.5% |
| UFS | New | DOMTAR CORP | $1,741,000 | – | 55,000 | +100.0% | 0.16% | – |
| PLTR | New | PALANTIR TECHNOLOGIES INCput | $1,723,000 | – | 230,900 | +100.0% | 0.15% | – |
| VXX | New | BARCLAYS BANK PLCipth sr b s&p | $1,689,000 | – | 100,585 | +100.0% | 0.15% | – |
| MESO | Sell | MESOBLAST LTDspons adr | $1,690,000 | -65.0% | 199,000 | -23.5% | 0.15% | -80.9% |
| ABUS | Sell | ARBUTUS BIOPHARMA CORP | $1,652,000 | +11.7% | 465,317 | -1.6% | 0.15% | -38.6% |
| CLF | Sell | CLEVELAND-CLIFFS INC NEWcall | $1,639,000 | +1300.9% | 218,200 | -44.1% | 0.15% | +668.4% |
| CRHC | New | COHN ROBBINS HOLDINGS CORP | $1,562,000 | – | 150,007 | +100.0% | 0.14% | – |
| CB | New | CHUBB LIMITED | $1,538,000 | – | 9,993 | +100.0% | 0.14% | – |
| SEAH | New | SPORTS ENTERTAINMENT ACQU CO | $1,518,000 | – | 150,000 | +100.0% | 0.14% | – |
| RPG | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt | $1,507,000 | -39.1% | 9,250 | -51.6% | 0.14% | -66.6% |
| VIG | New | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,468,000 | – | 10,400 | +100.0% | 0.13% | – |
| FLEX | New | FLEX LTDord | $1,335,000 | – | 74,251 | +100.0% | 0.12% | – |
| GNLN | GREENLANE HLDGS INCcl a | $1,333,000 | +76.6% | 336,686 | 0.0% | 0.12% | -3.3% | |
| SPCE | Buy | VIRGIN GALACTIC HOLDINGS INC | $1,307,000 | +389.5% | 55,081 | +296.2% | 0.12% | +165.9% |
| MPWS | New | MP MATERIALS CORP*w exp 05/04/202 | $1,296,000 | – | 84,325 | +100.0% | 0.12% | – |
| YACU | Buy | YUCAIPA ACQUISITION CORPunit 99/99/9999 | $1,285,000 | +68.0% | 126,028 | +68.0% | 0.12% | -8.0% |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,269,000 | – | 9,950 | +100.0% | 0.11% | – |
| PRQR | Sell | PROQR THRAPEUTICS N V | $1,200,000 | -16.0% | 285,696 | -4.1% | 0.11% | -54.1% |
| AHACU | Buy | ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027 | $1,149,000 | +131.7% | 108,698 | +117.4% | 0.10% | +27.2% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $1,157,000 | – | 8,895 | +100.0% | 0.10% | – |
| FXI | New | ISHARES TRchina lg-cap etf | $1,157,000 | – | 24,928 | +100.0% | 0.10% | – |
| GXGXW | Buy | GX ACQUISITION CORP*w exp 05/24/202 | $1,094,000 | +334.1% | 379,789 | +141.4% | 0.10% | +139.0% |
| HEC | Sell | HUDSON EXECUTIVE INVT CORP | $1,081,000 | -38.3% | 100,000 | -43.9% | 0.10% | -66.1% |
| CLF | Sell | CLEVELAND-CLIFFS INC NEW | $1,047,000 | -32.9% | 71,912 | -70.4% | 0.09% | -63.1% |
| GRUB | Sell | GRUBHUB INC | $1,049,000 | -16.1% | 14,120 | -18.4% | 0.09% | -53.9% |
| ABBV | Buy | ABBVIE INCcall | $1,038,000 | +8550.0% | 96,400 | +142.8% | 0.09% | +4550.0% |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $1,030,000 | – | 6,593 | +100.0% | 0.09% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $990,000 | – | 4,190 | +100.0% | 0.09% | – |
| TLRY | New | TILRAY INC | $969,000 | – | 117,263 | +100.0% | 0.09% | – |
| VYGG | New | VY GLOBAL GROWTH | $958,000 | – | 91,961 | +100.0% | 0.09% | – |
| DBVT | New | DBV TECHNOLOGIES S Asponsored adr | $964,000 | – | 368,114 | +100.0% | 0.09% | – |
| SCVX | New | SCVX CORP | $949,000 | – | 92,092 | +100.0% | 0.08% | – |
| ANDAU | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $948,000 | -6.5% | 92,157 | 0.0% | 0.08% | -48.8% | |
| WKHS | New | WORKHORSE GROUP INCcall | $946,000 | – | 177,300 | +100.0% | 0.08% | – |
| THCX | SPINNAKER ETF SERIEScannabis etf | $938,000 | +50.8% | 75,000 | 0.0% | 0.08% | -17.6% | |
| CNDU | New | CONCORD ACQUISITION CORPunit 12/28/2025 | $927,000 | – | 89,888 | +100.0% | 0.08% | – |
| LAZRW | New | LUMINAR TECHNOLOGIES INC*w exp 12/02/202 | $894,000 | – | 52,079 | +100.0% | 0.08% | – |
| NHICU | New | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $880,000 | – | 84,258 | +100.0% | 0.08% | – |
| BGNE | Buy | BEIGENE LTDcall | $847,000 | +43.8% | 13,900 | +152.7% | 0.08% | -20.8% |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $841,000 | – | 19,416 | +100.0% | 0.08% | – |
| QD | QUDIAN INCput | $815,000 | -4.5% | 304,800 | 0.0% | 0.07% | -47.5% | |
| TLRY | Sell | TILRAY INCput | $808,000 | -51.2% | 516,200 | -55.8% | 0.07% | -73.3% |
| LAZR | New | LUMINAR TECHNOLOGIES INCput | $797,000 | – | 30,000 | +100.0% | 0.07% | – |
| LCY | New | LANDCADIA HOLDINGS III INC | $786,000 | – | 75,000 | +100.0% | 0.07% | – |
| ALL | New | ALLSTATE CORP | $784,000 | – | 7,129 | +100.0% | 0.07% | – |
| NAV | Sell | NAVISTAR INTL CORP NEWcall | $746,000 | -65.8% | 53,300 | -67.6% | 0.07% | -81.2% |
| BAC | Buy | BK OF AMERICA CORPcall | $695,000 | +969.2% | 312,200 | +680.5% | 0.06% | +463.6% |
| BFTU | New | FOLEY TRASIMENE ACQUISITIONunit 99/99/9999 | $698,000 | – | 41,046 | +100.0% | 0.06% | – |
| DIS | New | DISNEY WALT COcall | $672,000 | – | 81,000 | +100.0% | 0.06% | – |
| QURE | Buy | UNIQURE NV | $643,000 | +10.9% | 17,799 | +13.0% | 0.06% | -40.0% |
| PANAU | Sell | PANACEA ACQUISITION CORPunit 99/99/9999 | $622,000 | -76.1% | 48,750 | -77.5% | 0.06% | -86.8% |
| FAST | FASTENAL COcall | $622,000 | +32.9% | 40,000 | 0.0% | 0.06% | -26.3% | |
| LFTR | New | LEFTERIS ACQUISITION CORP | $613,000 | – | 59,253 | +100.0% | 0.06% | – |
| ZION | New | ZIONS BANCORPORATION N A | $580,000 | – | 13,341 | +100.0% | 0.05% | – |
| HECCU | New | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $571,000 | – | 50,093 | +100.0% | 0.05% | – |
| OXY | New | OCCIDENTAL PETE CORPcall | $565,000 | – | 160,000 | +100.0% | 0.05% | – |
| CRHCU | Sell | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $538,000 | -20.4% | 50,000 | -25.3% | 0.05% | -56.4% |
| CHFWU | New | CONSONANCE HFW ACQUISITION Cunit 99/99/9999 | $524,000 | – | 50,000 | +100.0% | 0.05% | – |
| MP | New | MP MATERIALS CORPput | $524,000 | – | 90,300 | +100.0% | 0.05% | – |
| HZAC | New | HORIZON ACQUISITION CORP | $501,000 | – | 50,000 | +100.0% | 0.04% | – |
| YAC | Buy | YUCAIPA ACQUISITION CORP | $491,000 | +386.1% | 48,616 | +378.4% | 0.04% | +175.0% |
| LL | LUMBER LIQUIDATORS HLDGS INCcall | $495,000 | +64.5% | 23,700 | 0.0% | 0.04% | -10.2% | |
| ZGYH | New | YUNHONG INTL | $496,000 | – | 49,896 | +100.0% | 0.04% | – |
| GOEV | New | CANOO INC | $494,000 | – | 35,800 | +100.0% | 0.04% | – |
| FRXU | New | FOREST ROAD ACQUISITION CORPunit 99/99/9999 | $473,000 | – | 45,000 | +100.0% | 0.04% | – |
| C | New | CITIGROUP INC | $450,000 | – | 7,295 | +100.0% | 0.04% | – |
| ACIA | Buy | ACACIA COMMUNICATIONS INCcall | $452,000 | +11200.0% | 67,500 | +79.5% | 0.04% | +3900.0% |
| SEDG | New | SOLAREDGE TECHNOLOGIES INCcall | $448,000 | – | 19,200 | +100.0% | 0.04% | – |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $441,000 | +62.1% | 9,992 | +22.1% | 0.04% | -11.4% |
| COF | Buy | CAPITAL ONE FINL CORPcall | $428,000 | +323.8% | 26,900 | +21.7% | 0.04% | +137.5% |
| MRTX | Buy | MIRATI THERAPEUTICS INCcall | $430,000 | +405.9% | 59,600 | +1024.5% | 0.04% | +171.4% |
| MP | New | MP MATERIALS CORP | $430,000 | – | 13,361 | +100.0% | 0.04% | – |
| MCF | CONTANGO OIL & GAS CO | $412,000 | +71.0% | 180,000 | 0.0% | 0.04% | -5.1% | |
| SWCH | Buy | SWITCH INCcl a | $406,000 | +1060.0% | 24,775 | +990.4% | 0.04% | +500.0% |
| NKTR | New | NEKTAR THERAPEUTICS | $399,000 | – | 23,488 | +100.0% | 0.04% | – |
| SUM | New | SUMMIT MATLS INCcl a | $395,000 | – | 19,666 | +100.0% | 0.04% | – |
| UTHR | New | UNITED THERAPEUTICS CORP DELcall | $378,000 | – | 10,500 | +100.0% | 0.03% | – |
| GRSVU | Buy | GORES HLDGS V INCunit 99/99/9999 | $382,000 | +47.5% | 35,500 | +42.0% | 0.03% | -19.0% |
| MCD | Sell | MCDONALDS CORP | $372,000 | -96.5% | 1,733 | -96.4% | 0.03% | -98.1% |
| PANA | Sell | PANACEA ACQUISITION CORPcl a | $351,000 | -25.0% | 30,000 | -28.2% | 0.03% | -59.2% |
| VGAC | New | VG ACQUISITION CORP | $343,000 | – | 30,006 | +100.0% | 0.03% | – |
| UFS | New | DOMTAR CORPcall | $337,000 | – | 159,200 | +100.0% | 0.03% | – |
| FIT | Buy | FITBIT INCput | $332,000 | +281.6% | 1,214,100 | +121.7% | 0.03% | +114.3% |
| DGNR | New | DRAGONEER GROWTH OPPORTUN CO | $332,000 | – | 25,000 | +100.0% | 0.03% | – |
| C | New | CITIGROUP INCcall | $333,000 | – | 50,000 | +100.0% | 0.03% | – |
| CLNY | New | COLONY CAP INC NEW | $329,000 | – | 68,347 | +100.0% | 0.03% | – |
| New | TRILLIUM THERAPEUTICS INC | $325,000 | – | 22,070 | +100.0% | 0.03% | – | |
| NRG | New | NRG ENERGY INC | $324,000 | – | 8,632 | +100.0% | 0.03% | – |
| RP | New | REALPAGE INC | $320,000 | – | 3,673 | +100.0% | 0.03% | – |
| SVACU | New | STARBOARD VALUE ACQUISITN COunit 09/10/2025 | $312,000 | – | 30,321 | +100.0% | 0.03% | – |
| DGNRU | Sell | DRAGONEER GROWTH OPPORTUN COunit 08/18/2027 | $318,000 | -74.1% | 22,720 | -77.3% | 0.03% | -86.0% |
| ACB | New | AURORA CANNABIS INCcall | $298,000 | – | 299,400 | +100.0% | 0.03% | – |
| OXY | New | OCCIDENTAL PETE CORP | $298,000 | – | 17,230 | +100.0% | 0.03% | – |
| ALXN | Buy | ALEXION PHARMACEUTICALS INCput | $297,000 | +1550.0% | 32,000 | +18.5% | 0.03% | +800.0% |
| DSKEW | Sell | DASEKE INC*w exp 02/27/202 | $300,000 | -5.1% | 1,668,300 | -22.8% | 0.03% | -48.1% |
| PCPL | New | CC NEUBERGER PRINCIPAL HLDNG | $293,000 | – | 27,000 | +100.0% | 0.03% | – |
| ANIK | Buy | ANIKA THERAPEUTICS INCcall | $289,000 | +120.6% | 75,000 | +32.0% | 0.03% | +23.8% |
| ARGX | New | ARGENX SEcall | $291,000 | – | 5,000 | +100.0% | 0.03% | – |
| CZR | New | CAESARS ENTERTAINMENT INC NEput | $294,000 | – | 222,500 | +100.0% | 0.03% | – |
| GHIV | New | GORES HLDGS IV INC | $289,000 | – | 22,000 | +100.0% | 0.03% | – |
| GXGX | Sell | GX ACQUISITION CORP | $275,000 | -46.1% | 25,000 | -48.5% | 0.02% | -69.9% |
| PRSP | New | PERSPECTA INC | $279,000 | – | 11,597 | +100.0% | 0.02% | – |
| YSAC | New | YELLOWSTONE ACQUISITION CO | $280,000 | – | 27,680 | +100.0% | 0.02% | – |
| RBAC | New | REDBALL ACQUISITION CORP | $272,000 | – | 25,000 | +100.0% | 0.02% | – |
| AMC | Buy | AMC ENTMT HLDGS INCput | $274,000 | +3325.0% | 544,200 | +817.7% | 0.02% | +2300.0% |
| VHAQU | New | VIVEON HEALTH ACQUISITION COunit 99/99/9999 | $255,000 | – | 25,000 | +100.0% | 0.02% | – |
| TBPH | New | THERAVANCE BIOPHARMA INC | $260,000 | – | 14,622 | +100.0% | 0.02% | – |
| CCVU | New | CHURCHILL CAPITAL CORP Vunit 99/99/9999 | $257,000 | – | 24,518 | +100.0% | 0.02% | – |
| VACQ | New | VECTOR ACQUISITION CORP | $253,000 | – | 25,000 | +100.0% | 0.02% | – |
| PBR | PETROLEO BRASILEIRO SA PETROcall | $255,000 | +1059.1% | 196,300 | 0.0% | 0.02% | +475.0% | |
| TLRY | Sell | TILRAY INCcall | $256,000 | +312.9% | 352,600 | -14.3% | 0.02% | +130.0% |
| SFTW | Sell | OSPREY TECHNLGY AQUISTION CO | $259,000 | -43.4% | 24,695 | -45.1% | 0.02% | -69.3% |
| BMYRT | New | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $242,000 | – | 350,000 | +100.0% | 0.02% | – |
| AMHC | Sell | AMPLITUDE HLTHCRE AQUSTIN CO | $250,000 | -28.0% | 25,000 | -28.6% | 0.02% | -61.4% |
| YOLO | New | ADVISORSHARES TRpure cannabis | $238,000 | – | 13,989 | +100.0% | 0.02% | – |
| ASLEW | New | AERSALE CORPORATION*w exp 11/04/202 | $235,000 | – | 126,166 | +100.0% | 0.02% | – |
| RTP | New | REINVENT TECHNOLOGY PARTNERScl a | $231,000 | – | 20,000 | +100.0% | 0.02% | – |
| XBI | Buy | SPDR SER TRcall | $236,000 | +807.7% | 49,600 | +125.5% | 0.02% | +425.0% |
| QD | Sell | QUDIAN INCadr | $209,000 | +10.6% | 151,470 | -0.5% | 0.02% | -38.7% |
| HECCW | Buy | HUDSON EXECUTIVE INVT CORP*w exp 06/21/202 | $214,000 | +448.7% | 124,199 | +276.5% | 0.02% | +216.7% |
| DFNS | New | LGL SYS ACQUISITION CORP | $196,000 | – | 19,400 | +100.0% | 0.02% | – |
| FITB | Buy | FIFTH THIRD BANCORP | $196,000 | +113.0% | 7,096 | +64.4% | 0.02% | +20.0% |
| VYGGWS | New | VY GLOBAL GROWTH*w exp 01/30/203 | $206,000 | – | 100,000 | +100.0% | 0.02% | – |
| AUPH | New | AURINIA PHARMACEUTICALS INCput | $204,000 | – | 54,400 | +100.0% | 0.02% | – |
| FITB | Buy | FIFTH THIRD BANCORPcall | $195,000 | +1850.0% | 15,000 | +89.9% | 0.02% | +750.0% |
| DCPH | Buy | DECIPHERA PHARMACEUTICALS INcall | $191,000 | +89.1% | 25,500 | +70.0% | 0.02% | +6.2% |
| EQIX | New | EQUINIX INCcall | $193,000 | – | 3,500 | +100.0% | 0.02% | – |
| TREBWS | Buy | TREBIA ACQUISITION CORP*w exp 99/99/999 | $191,000 | +43.6% | 91,700 | +3.6% | 0.02% | -22.7% |
| EMPWWS | New | EMPOWER LTD*w exp 11/30/202 | $183,000 | – | 159,492 | +100.0% | 0.02% | – |
| AMC | Buy | AMC ENTMT HLDGS INCcall | $165,000 | +1550.0% | 537,900 | +796.5% | 0.02% | +650.0% |
| BOACU | New | BLUESCAPE OPPORTUNITIES ACQUunit 99/99/9999 | $167,000 | – | 15,000 | +100.0% | 0.02% | – |
| FXI | New | ISHARES TRcall | $164,000 | – | 318,400 | +100.0% | 0.02% | – |
| ACTC | New | ARCLIGHT CLEAN TRANSITION COcl a | $166,000 | – | 15,000 | +100.0% | 0.02% | – |
| AVYA | AVAYA HLDGS CORPcall | $161,000 | +83.0% | 24,000 | 0.0% | 0.01% | 0.0% | |
| SEDG | New | SOLAREDGE TECHNOLOGIES INCput | $159,000 | – | 38,400 | +100.0% | 0.01% | – |
| EMPWU | New | EMPOWER LTDunit 99/99/9999 | $158,000 | – | 15,205 | +100.0% | 0.01% | – |
| FSTWS | New | FAST ACQUISITION CORP*w exp 08/25/202 | $156,000 | – | 89,514 | +100.0% | 0.01% | – |
| GME | New | GAMESTOP CORP NEWcall | $160,000 | – | 100,000 | +100.0% | 0.01% | – |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $155,000 | – | 5,269 | +100.0% | 0.01% | – |
| REV | New | REVLON INCput | $158,000 | – | 224,500 | +100.0% | 0.01% | – |
| FOLD | New | AMICUS THERAPEUTICS INCcall | $154,000 | – | 95,600 | +100.0% | 0.01% | – |
| ARNA | New | ARENA PHARMACEUTICALS INCcall | $145,000 | – | 11,800 | +100.0% | 0.01% | – |
| SAII | New | SOFTWARE ACQUISITN GRUP INC | $149,000 | – | 14,949 | +100.0% | 0.01% | – |
| NOACU | New | NATURAL ORDER ACQUISITION COunit 99/99/9999 | $149,000 | – | 13,776 | +100.0% | 0.01% | – |
| LPX | New | LOUISIANA PAC CORPcall | $149,000 | – | 126,200 | +100.0% | 0.01% | – |
| ALXN | Buy | ALEXION PHARMACEUTICALS INCcall | $151,000 | +84.1% | 31,600 | +134.1% | 0.01% | 0.0% |
| XOM | Buy | EXXON MOBIL CORPput | $134,000 | -73.2% | 390,900 | +8.9% | 0.01% | -85.4% |
| DISH | Sell | DISH NETWORK CORPORATIONcall | $136,000 | +2166.7% | 49,900 | -35.6% | 0.01% | +1100.0% |
| EQIX | New | EQUINIX INCput | $137,000 | – | 3,500 | +100.0% | 0.01% | – |
| PSACU | New | PROPERTY SOLUTIONS ACQUISITIunit 03/30/2027 | $136,000 | – | 12,331 | +100.0% | 0.01% | – |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INCcall | $120,000 | +287.1% | 35,000 | -13.2% | 0.01% | +120.0% |
| VRTX | New | VERTEX PHARMACEUTICALS INCput | $118,000 | – | 7,500 | +100.0% | 0.01% | – |
| AMRN | Sell | AMARIN CORP PLCspons adr new | $120,000 | -56.2% | 24,625 | -62.1% | 0.01% | -75.6% |
| BBBY | BED BATH & BEYOND INCcall | $118,000 | +15.7% | 35,500 | 0.0% | 0.01% | -35.3% | |
| CLVR | New | CLEVER LEAVES HOLDINGS INC | $126,000 | – | 14,204 | +100.0% | 0.01% | – |
| New | TRILLIUM THERAPEUTICS INCput | $120,000 | – | 81,400 | +100.0% | 0.01% | – | |
| BMRN | Buy | BIOMARIN PHARMACEUTICAL INCcall | $124,000 | +327.6% | 29,300 | +233.0% | 0.01% | +120.0% |
| PRVL | New | PREVAIL THERAPEUTICS INC | $127,000 | – | 5,523 | +100.0% | 0.01% | – |
| PANAWS | New | PANACEA ACQUISITION CORP*w exp 07/07/202 | $128,000 | – | 39,900 | +100.0% | 0.01% | – |
| MCD | Sell | MCDONALDS CORPput | $115,000 | -80.2% | 15,900 | -78.8% | 0.01% | -89.5% |
| XRAY | New | DENTSPLY SIRONA INCcall | $108,000 | – | 206,000 | +100.0% | 0.01% | – |
| TACAU | New | TREPONT ACQUISITION CORP Iunit 99/99/9999 | $114,000 | – | 11,019 | +100.0% | 0.01% | – |
| SCVXWS | Buy | SCVX CORP*w exp 01/24/202 | $110,000 | +340.0% | 64,827 | +292.9% | 0.01% | +150.0% |
| HOLUW | New | HOLICITY INC*w exp 08/04/202 | $116,000 | – | 86,253 | +100.0% | 0.01% | – |
| REV | New | REVLON INCcall | $108,000 | – | 71,000 | +100.0% | 0.01% | – |
| ACTCW | New | ARCLIGHT CLEAN TRANSITION CO*w exp 09/22/202 | $115,000 | – | 50,000 | +100.0% | 0.01% | – |
| KLRWS | Sell | KALEYRA INC*w exp 11/25/202 | $102,000 | -14.3% | 67,944 | -19.0% | 0.01% | -52.6% |
| SWCH | Buy | SWITCH INCput | $104,000 | +1633.3% | 104,300 | +1127.1% | 0.01% | +800.0% |
| GOACWS | New | GO ACQUISITION CORP*w exp 08/31/202 | $96,000 | – | 64,286 | +100.0% | 0.01% | – |
| LPX | New | LOUISIANA PAC CORPput | $104,000 | – | 108,700 | +100.0% | 0.01% | – |
| EXEL | New | EXELIXIS INC | $96,000 | – | 4,781 | +100.0% | 0.01% | – |
| SNDL | SUNDIAL GROWERS INC | $96,000 | +95.9% | 203,101 | 0.0% | 0.01% | +12.5% | |
| VFF | New | VILLAGE FARMS INTL INCcall | $85,000 | – | 42,500 | +100.0% | 0.01% | – |
| YSACW | New | YELLOWSTONE ACQUISITION CO*w exp 10/21/202 | $88,000 | – | 70,600 | +100.0% | 0.01% | – |
| RF | REGIONS FINANCIAL CORP NEWcall | $93,000 | +416.7% | 30,000 | 0.0% | 0.01% | +166.7% | |
| ACNDWS | New | ASCENDANT DIGITAL ACQUISITIO*w exp 07/28/202 | $86,000 | – | 50,200 | +100.0% | 0.01% | – |
| FB | New | FACEBOOK INCput | $89,000 | – | 15,000 | +100.0% | 0.01% | – |
| SGMO | New | SANGAMO THERAPEUTICS INCcall | $89,000 | – | 20,000 | +100.0% | 0.01% | – |
| SMH | Buy | VANECK VECTORS ETF TRput | $94,000 | -80.1% | 150,800 | +46.4% | 0.01% | -89.6% |
| TWNDWS | New | TAILWIND ACQUISITION CORP*w exp 09/07/202 | $87,000 | – | 62,257 | +100.0% | 0.01% | – |
| ZYME | New | ZYMEWORKS INCcall | $85,000 | – | 35,000 | +100.0% | 0.01% | – |
| NMMCW | New | NORTH MOUNTAIN MERGER CORP*w exp 09/16/202 | $88,000 | – | 65,000 | +100.0% | 0.01% | – |
| AUPH | New | AURINIA PHARMACEUTICALS INCcall | $90,000 | – | 34,800 | +100.0% | 0.01% | – |
| TWCTW | New | TWC TECH HLDGS II CORP*w exp 09/15/202 | $83,000 | – | 50,000 | +100.0% | 0.01% | – |
| SAIIW | New | SOFTWARE ACQUISITN GRUP INC*w exp 09/17/202 | $81,000 | – | 59,920 | +100.0% | 0.01% | – |
| CHPMW | Sell | CHP MERGER CORP*w exp 11/22/202 | $82,000 | -31.7% | 63,400 | -36.6% | 0.01% | -65.0% |
| ACIA | New | ACACIA COMMUNICATIONS INCput | $82,000 | – | 80,000 | +100.0% | 0.01% | – |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $76,000 | -77.6% | 4,820 | -82.6% | 0.01% | -87.5% |
| SFTWWS | Sell | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $81,000 | -57.1% | 55,000 | -59.4% | 0.01% | -77.4% |
| RARE | New | ULTRAGENYX PHARMACEUTICAL INput | $80,000 | – | 12,400 | +100.0% | 0.01% | – |
| GWPH | Buy | GW PHARMACEUTICALS PLCcall | $81,000 | +2600.0% | 37,500 | +400.0% | 0.01% | – |
| DEHWS | New | D8 HOLDINGS CORP*w exp 08/05/202 | $79,000 | – | 75,000 | +100.0% | 0.01% | – |
| YACWS | New | YUCAIPA ACQUISITION CORP*w exp 99/99/999 | $64,000 | – | 45,000 | +100.0% | 0.01% | – |
| FGNAWS | New | FG NEW AMER ACQUISITION CORP*w exp 08/31/202 | $72,000 | – | 50,000 | +100.0% | 0.01% | – |
| AGIO | New | AGIOS PHARMACEUTICALS INCcall | $63,000 | – | 10,000 | +100.0% | 0.01% | – |
| CRHCWS | New | COHN ROBBINS HOLDINGS CORP*w exp 08/28/202 | $63,000 | – | 35,000 | +100.0% | 0.01% | – |
| SLV | New | ISHARES SILVER TRishares | $72,000 | – | 2,943 | +100.0% | 0.01% | – |
| NGACW | New | NEXTGEN ACQUISITION CORP*w exp 10/06/202 | $67,000 | – | 45,000 | +100.0% | 0.01% | – |
| RARE | New | ULTRAGENYX PHARMACEUTICAL INcall | $61,000 | – | 12,400 | +100.0% | 0.01% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INCcall | $51,000 | – | 12,500 | +100.0% | 0.01% | – |
| NKTR | New | NEKTAR THERAPEUTICSput | $59,000 | – | 28,700 | +100.0% | 0.01% | – |
| PRPBWS | Buy | CC NEUBERGER PRIN HLDGS II*w exp 07/29/202 | $58,000 | +114.8% | 34,000 | +102.9% | 0.01% | +25.0% |
| LFTRW | New | LEFTERIS ACQUISITION CORP*w exp 10/23/202 | $51,000 | – | 23,843 | +100.0% | 0.01% | – |
| PIAIWS | New | PRIME IMPACT ACQUISITION I*w exp 10/01/203 | $54,000 | – | 35,000 | +100.0% | 0.01% | – |
| ITACW | New | INDUSTRIAL TECH ACQU INC*w exp 08/06/202 | $57,000 | – | 54,184 | +100.0% | 0.01% | – |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $52,000 | +85.7% | 35,840 | -10.9% | 0.01% | 0.0% |
| RBACWS | New | REDBALL ACQUISITION CORP*w exp 08/17/202 | $56,000 | – | 25,000 | +100.0% | 0.01% | – |
| CCACWS | Buy | CITIC CAPITAL ACQUISITION CO*w exp 01/17/202 | $60,000 | +42.9% | 35,000 | +4.4% | 0.01% | -28.6% |
| GME | GAMESTOP CORP NEWput | $56,000 | -30.9% | 100,000 | 0.0% | 0.01% | -61.5% | |
| UBER | Sell | UBER TECHNOLOGIES INCcall | $59,000 | -80.3% | 16,600 | -87.8% | 0.01% | -89.8% |
| DBDRW | New | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $61,000 | – | 50,000 | +100.0% | 0.01% | – |
| ETACW | Sell | E MERGE TECHNOLOGY ACQUISITI*w exp 07/30/202 | $53,000 | +32.5% | 35,000 | -17.5% | 0.01% | -28.6% |
| AHACW | New | ALPHA HEALTHCARE ACQUISTN CO*w exp 09/21/202 | $52,000 | – | 45,000 | +100.0% | 0.01% | – |
| SIOX | New | SIO GENE THERAPIES INC | $53,000 | – | 19,000 | +100.0% | 0.01% | – |
| CCIVWS | New | CHURCHILL CAPITAL CORP IV*w exp 08/04/202 | $53,000 | – | 34,986 | +100.0% | 0.01% | – |
| BIIB | New | BIOGEN INCcall | $52,000 | – | 10,400 | +100.0% | 0.01% | – |
| BCRX | New | BIOCRYST PHARMACEUTICALS INCcall | $55,000 | – | 30,900 | +100.0% | 0.01% | – |
| ASAQWS | New | ATLANTIC AVE ACQUISITION COR*w exp 10/06/202 | $55,000 | – | 50,000 | +100.0% | 0.01% | – |
| SPCE | Sell | VIRGIN GALACTIC HOLDINGS INCcall | $52,000 | -77.3% | 6,000 | -89.3% | 0.01% | -86.5% |
| CLNY | Buy | COLONY CAP INC NEWcall | $46,000 | +820.0% | 202,100 | +1035.4% | 0.00% | +300.0% |
| GSAT | Sell | GLOBALSTAR INC | $43,000 | -37.7% | 126,848 | -43.7% | 0.00% | -63.6% |
| SEAHWS | New | SPORTS ENTERTAINMENT ACQU CO*w exp 10/30/202 | $41,000 | – | 30,000 | +100.0% | 0.00% | – |
| SVACW | New | STARBOARD VALUE ACQUISITN CO*w exp 09/10/202 | $49,000 | – | 25,000 | +100.0% | 0.00% | – |
| NEM | Sell | NEWMONT CORPcall | $47,000 | -83.8% | 9,200 | -76.6% | 0.00% | -91.5% |
| AACQW | New | ARTIUS ACQUISITION INC*w exp 07/13/202 | $43,000 | – | 19,400 | +100.0% | 0.00% | – |
| GRUB | GRUBHUB INCput | $50,000 | +85.2% | 47,100 | 0.0% | 0.00% | 0.0% | |
| INSM | New | INSMED INCcall | $47,000 | – | 8,500 | +100.0% | 0.00% | – |
| TIF | Sell | TIFFANY & CO NEWput | $42,000 | -97.9% | 599,300 | -39.7% | 0.00% | -98.8% |
| ALUSWS | New | ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202 | $43,000 | – | 34,600 | +100.0% | 0.00% | – |
| BTAQW | New | BURGUNDY TECHNOLOGY ACQU COR*w exp 08/31/202 | $48,000 | – | 25,000 | +100.0% | 0.00% | – |
| VMACW | New | VISTAS MEDIA ACQUISITION CO*w exp 08/01/202 | $43,000 | – | 50,000 | +100.0% | 0.00% | – |
| VIHAW | New | VPC IMPACT ACQUISITION HLDNG*w exp 10/22/202 | $44,000 | – | 40,000 | +100.0% | 0.00% | – |
| CORT | Sell | CORCEPT THERAPEUTICS INCcall | $43,000 | +87.0% | 11,500 | -39.5% | 0.00% | 0.0% |
| CONXW | New | CONX CORP*w exp 10/30/202 | $49,000 | – | 32,292 | +100.0% | 0.00% | – |
| NGHC | New | NATIONAL GEN HLDGS CORPput | $45,000 | – | 603,000 | +100.0% | 0.00% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INCput | $42,000 | – | 12,500 | +100.0% | 0.00% | – |
| NYCB | New | NEW YORK CMNTY BANCORP INC | $40,000 | – | 3,803 | +100.0% | 0.00% | – |
| RIGL | Buy | RIGEL PHARMACEUTICALS INCcall | $43,000 | +126.3% | 59,700 | +59.2% | 0.00% | +33.3% |
| SMMCW | Sell | SOUTH MTN MERGER CORP*w exp 06/20/202 | $43,000 | -91.5% | 10,000 | -97.2% | 0.00% | -95.1% |
| TMTSW | New | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $45,000 | – | 40,000 | +100.0% | 0.00% | – |
| SPY | Sell | SPDR S&P 500 ETF TRput | $37,000 | -77.3% | 15,000 | -90.1% | 0.00% | -88.9% |
| SIOX | New | SIO GENE THERAPIES INCput | $31,000 | – | 19,000 | +100.0% | 0.00% | – |
| NEM | Buy | NEWMONT CORPput | $31,000 | +82.4% | 74,400 | +61.4% | 0.00% | 0.0% |
| RIGL | Buy | RIGEL PHARMACEUTICALS INCput | $32,000 | +39.1% | 64,700 | +72.5% | 0.00% | -25.0% |
| HPXWS | New | HPX CORP*w exp 07/14/202 | $32,000 | – | 30,000 | +100.0% | 0.00% | – |
| BMRN | Buy | BIOMARIN PHARMACEUTICAL INCput | $33,000 | -17.5% | 24,200 | +160.2% | 0.00% | -57.1% |
| OTRAW | New | OTR ACQUISITION CORP*w exp 11/30/202 | $35,000 | – | 35,000 | +100.0% | 0.00% | – |
| UTHR | New | UNITED THERAPEUTICS CORP DELput | $39,000 | – | 10,500 | +100.0% | 0.00% | – |
| BGNE | Sell | BEIGENE LTDput | $39,000 | +178.6% | 5,000 | -9.1% | 0.00% | +50.0% |
| AVANWS | New | AVANTI ACQUISITION CORP*w exp 99/99/999 | $38,000 | – | 25,000 | +100.0% | 0.00% | – |
| IMPXWS | New | AEA-BRIDGES IMPACT CORP*w exp 09/19/202 | $39,000 | – | 25,000 | +100.0% | 0.00% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORP II*w exp 06/30/202 | $38,000 | – | 15,000 | +100.0% | 0.00% | – |
| PRVL | New | PREVAIL THERAPEUTICS INCput | $39,000 | – | 22,000 | +100.0% | 0.00% | – |
| PS | New | PLURALSIGHT INCcall | $28,000 | – | 71,700 | +100.0% | 0.00% | – |
| DFNSWS | Sell | LGL SYS ACQUISITION CORP*w exp 11/12/202 | $32,000 | -44.8% | 20,000 | -62.7% | 0.00% | -66.7% |
| IBB | Sell | ISHARES TRnasdaq biotech | $19,000 | -98.7% | 127 | -98.8% | 0.00% | -99.2% |
| AGIO | New | AGIOS PHARMACEUTICALS INCput | $26,000 | – | 10,000 | +100.0% | 0.00% | – |
| AMHCW | AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202 | $22,000 | +22.2% | 15,000 | 0.0% | 0.00% | -33.3% | |
| CLIIWS | New | CLIMATE CHANGE CRISIS REAL I*w exp 09/15/202 | $18,000 | – | 10,000 | +100.0% | 0.00% | – |
| DFPHW | Sell | DFP HEALTHCARE ACQUISITNS CO*w exp 03/31/202 | $20,000 | +11.1% | 10,290 | -6.8% | 0.00% | -33.3% |
| DIS | New | DISNEY WALT COput | $20,000 | – | 126,700 | +100.0% | 0.00% | – |
| EXEL | New | EXELIXIS INCput | $22,000 | – | 15,000 | +100.0% | 0.00% | – |
| XOM | New | EXXON MOBIL CORPcall | $21,000 | – | 29,900 | +100.0% | 0.00% | – |
| GWPH | Sell | GW PHARMACEUTICALS PLCput | $26,000 | -72.0% | 5,500 | -26.7% | 0.00% | -86.7% |
| GNRSW | Sell | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $25,000 | +19.0% | 25,000 | -71.6% | 0.00% | -33.3% |
| SLV | New | ISHARES SILVER TRcall | $21,000 | – | 40,800 | +100.0% | 0.00% | – |
| MRSN | New | MERSANA THERAPEUTICS INCput | $23,000 | – | 8,500 | +100.0% | 0.00% | – |
| NBAWS | New | NEW BEGINNINGS ACQUISITION C*w exp 11/01/202 | $25,000 | – | 25,000 | +100.0% | 0.00% | – |
| PMVCWS | New | PMV CONSUMER ACQUISITION COR*w exp 08/31/202 | $17,000 | – | 15,000 | +100.0% | 0.00% | – |
| QS | New | QUANTUMSCAPE CORPcall | $18,000 | – | 25,300 | +100.0% | 0.00% | – |
| RDUS | New | RADIUS HEALTH INCcall | $18,000 | – | 15,000 | +100.0% | 0.00% | – |
| SBGWS | New | SANDBRIDGE ACQUISITION CORP*w exp 09/14/202 | $26,000 | – | 20,000 | +100.0% | 0.00% | – |
| SAND | SANDSTORM GOLD LTDcall | $22,000 | -53.2% | 28,300 | 0.0% | 0.00% | -75.0% | |
| XLF | New | SELECT SECTOR SPDR TRput | $27,000 | – | 540,700 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES INCcall | $17,000 | – | 31,300 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES INCput | $19,000 | – | 76,800 | +100.0% | 0.00% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INCcall | $18,000 | – | 7,500 | +100.0% | 0.00% | – |
| ADOCW | New | EDOC ACQUISITION CORP*w exp 11/30/202 | $17,000 | – | 25,000 | +100.0% | 0.00% | – |
| KSMTW | New | KISMET ACQUISITION ONE CORP*w exp 99/99/999 | $27,000 | – | 25,000 | +100.0% | 0.00% | – |
| UKOMW | New | UCOMMUNE INTERNATIONAL LTD*w exp 11/17/202 | $20,000 | – | 80,000 | +100.0% | 0.00% | – |
| DCPH | Buy | DECIPHERA PHARMACEUTICALS INput | $11,000 | 0.0% | 20,200 | +34.7% | 0.00% | -50.0% |
| CORT | Sell | CORCEPT THERAPEUTICS INCput | $16,000 | +33.3% | 11,500 | -39.5% | 0.00% | -50.0% |
| BSNWS | New | BROADSTONE ACQUISITION CORP*w exp 09/15/202 | $11,000 | – | 10,000 | +100.0% | 0.00% | – |
| BEAT | New | BIOTELEMETRY INCcall | $7,000 | – | 20,000 | +100.0% | 0.00% | – |
| MRSN | New | MERSANA THERAPEUTICS INCcall | $16,000 | – | 11,900 | +100.0% | 0.00% | – |
| METXW | Sell | METEN EDTECHX ED GROUP LTD*w exp 03/31/202 | $14,000 | -26.3% | 62,053 | -33.0% | 0.00% | -66.7% |
| PE | New | PARSLEY ENERGY INCcall | $16,000 | – | 50,000 | +100.0% | 0.00% | – |
| ARGX | New | ARGENX SEput | $15,000 | – | 5,000 | +100.0% | 0.00% | – |
| LCAPW | New | LIONHEART ACQUISITION CORP I*w exp 02/14/202 | $12,000 | – | 10,000 | +100.0% | 0.00% | – |
| ZGYHW | New | YUNHONG INTL*w exp 01/31/202 | $15,000 | – | 20,000 | +100.0% | 0.00% | – |
| ZGYHR | New | YUNHONG INTLright 01/31/2027 | $16,000 | – | 50,000 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS INcall | $11,000 | – | 20,300 | +100.0% | 0.00% | – |
| AAL | Sell | AMERICAN AIRLS GROUP INCput | $7,000 | -98.2% | 196,200 | -7.8% | 0.00% | -98.4% |
| AMRN | Sell | AMARIN CORP PLCput | $13,000 | -88.3% | 32,500 | -81.6% | 0.00% | -94.4% |
| AMRN | Buy | AMARIN CORP PLCcall | $10,000 | +66.7% | 32,500 | +20.4% | 0.00% | 0.0% |
| BABA | Sell | ALIBABA GROUP HLDG LTDput | $9,000 | -67.9% | 16,900 | -26.2% | 0.00% | -80.0% |
| GNW | Sell | GENWORTH FINL INCput | $10,000 | -92.9% | 20,000 | -89.6% | 0.00% | -95.7% |
| GLEOWS | Sell | GALILEO ACQUISITION CORP*w exp 10/31/202 | $13,000 | -48.0% | 15,000 | -62.1% | 0.00% | -75.0% |
| GNW | Sell | GENWORTH FINL INC | $8,000 | -90.5% | 2,100 | -91.6% | 0.00% | -92.9% |
| GSMGW | Sell | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $16,000 | +6.7% | 200,000 | -27.6% | 0.00% | -50.0% |
| FIT | Buy | FITBIT INCcall | $13,000 | -87.5% | 487,900 | +25.5% | 0.00% | -94.1% |
| RP | New | REALPAGE INCput | $9,000 | – | 123,400 | +100.0% | 0.00% | – |
| FSLY | New | FASTLY INCput | $6,000 | – | 10,000 | +100.0% | 0.00% | – |
| SGAMW | New | SEAPORT GLOBAL ACQUISITN COR*w exp 12/15/202 | $15,000 | – | 15,000 | +100.0% | 0.00% | – |
| EXEL | New | EXELIXIS INCcall | $8,000 | – | 15,000 | +100.0% | 0.00% | – |
| SMH | Sell | VANECK VECTORS ETF TRcall | $11,000 | -99.5% | 3,000 | -95.7% | 0.00% | -99.7% |
| FXI | New | ISHARES TRput | $15,000 | – | 50,000 | +100.0% | 0.00% | – |
| WKHS | New | WORKHORSE GROUP INCput | $1,000 | – | 52,500 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BANK PLCcall | $3,000 | – | 3,400 | +100.0% | 0.00% | – |
| BLDP | New | BALLARD PWR SYS INC NEWput | $3,000 | – | 18,800 | +100.0% | 0.00% | – |
| ARNA | New | ARENA PHARMACEUTICALS INCput | $4,000 | – | 8,200 | +100.0% | 0.00% | – |
| AQB | New | AQUABOUNTY TECHNOLOGIES INCput | $4,000 | – | 10,000 | +100.0% | 0.00% | – |
| MDB | Exit | MONGODB INCcall | $0 | – | -10,300 | -100.0% | 0.00% | – |
| MJ | Exit | ETF MANAGERS TRcall | $0 | – | -78,600 | -100.0% | 0.00% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEWcall | $0 | – | -39,800 | -100.0% | 0.00% | – |
| WFC | Exit | WELLS FARGO CO NEWcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| MRK | Exit | MERCK & CO. INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CLNY | Exit | COLONY CAP INC NEWput | $0 | – | -11,700 | -100.0% | 0.00% | – |
| KMI | Exit | KINDER MORGAN INC DELcall | $0 | – | -37,000 | -100.0% | 0.00% | – |
| V | Exit | VISA INCcall | $0 | – | -13,600 | -100.0% | 0.00% | – |
| ALBO | Exit | ALBIREO PHARMA INCput | $0 | – | -35,000 | -100.0% | 0.00% | – |
| TGNA | Exit | TEGNA INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| IMMR | Exit | IMMERSION CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| TIF | Sell | TIFFANY & CO NEWcall | $1,000 | -99.9% | 59,900 | -92.0% | 0.00% | -100.0% |
| TTCF | New | TATTOOED CHEF INCput | $2,000 | – | 35,000 | +100.0% | 0.00% | – |
| SIOX | New | SIO GENE THERAPIES INCcall | $4,000 | – | 19,000 | +100.0% | 0.00% | – |
| XLK | New | SELECT SECTOR SPDR TRput | $4,000 | – | 8,900 | +100.0% | 0.00% | – |
| SGMO | New | SANGAMO THERAPEUTICS INCput | $5,000 | – | 20,000 | +100.0% | 0.00% | – |
| RDUS | New | RADIUS HEALTH INCput | $2,000 | – | 5,000 | +100.0% | 0.00% | – |
| PRVL | New | PREVAIL THERAPEUTICS INCcall | $2,000 | – | 20,000 | +100.0% | 0.00% | – |
| PS | New | PLURALSIGHT INCput | $2,000 | – | 16,500 | +100.0% | 0.00% | – |
| PRSP | New | PERSPECTA INCput | $1,000 | – | 3,800 | +100.0% | 0.00% | – |
| PRSP | New | PERSPECTA INCcall | $4,000 | – | 7,100 | +100.0% | 0.00% | – |
| NYCB | New | NEW YORK CMNTY BANCORP INCput | $2,000 | – | 24,200 | +100.0% | 0.00% | – |
| NKTR | New | NEKTAR THERAPEUTICScall | $4,000 | – | 23,400 | +100.0% | 0.00% | – |
| NRG | New | NRG ENERGY INCput | $3,000 | – | 12,000 | +100.0% | 0.00% | – |
| M | Sell | MACYS INCput | $1,000 | -99.4% | 118,200 | -95.0% | 0.00% | -100.0% |
| SLV | New | ISHARES SILVER TRput | $1,000 | – | 4,000 | +100.0% | 0.00% | – |
| IBB | ISHARES TRput | $2,000 | -97.0% | 20,500 | 0.0% | 0.00% | -100.0% | |
| IRWD | New | IRONWOOD PHARMACEUTICALS INCcall | $4,000 | – | 10,000 | +100.0% | 0.00% | – |
| ANDA | ANDINA ACQUISITION CORP III | $4,000 | 0.0% | 409,967 | 0.0% | 0.00% | -100.0% | |
| INSM | New | INSMED INCput | $5,000 | – | 3,500 | +100.0% | 0.00% | – |
| GHIV | New | GORES HLDGS IV INCput | $4,000 | – | 59,900 | +100.0% | 0.00% | – |
| GNW | Sell | GENWORTH FINL INCcall | $4,000 | -98.1% | 16,000 | -96.3% | 0.00% | -100.0% |
| FCX | FREEPORT-MCMORAN INCput | $2,000 | -97.4% | 186,300 | 0.0% | 0.00% | -100.0% | |
| FAST | FASTENAL COput | $1,000 | -50.0% | 10,000 | 0.0% | 0.00% | – | |
| FB | New | FACEBOOK INCcall | $5,000 | – | 800 | +100.0% | 0.00% | – |
| DOW | Buy | DOW INCput | $4,000 | -97.1% | 338,700 | +5.8% | 0.00% | -100.0% |
| UFS | New | DOMTAR CORPput | $4,000 | – | 75,000 | +100.0% | 0.00% | – |
| CLF | Buy | CLEVELAND-CLIFFS INC NEWput | $1,000 | -90.9% | 43,200 | +45.5% | 0.00% | -100.0% |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INC | $0 | – | -83 | -100.0% | -0.00% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $0 | – | -24,000 | -100.0% | -0.00% | – |
| TCO | Exit | TAUBMAN CTRS INCcall | $0 | – | -19,000 | -100.0% | -0.00% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INCcall | $0 | – | -216,400 | -100.0% | -0.00% | – |
| CUB | Exit | CUBIC CORPput | $0 | – | -17,600 | -100.0% | -0.00% | – |
| CSIQ | Exit | CANADIAN SOLAR INCput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEWput | $0 | – | -44,300 | -100.0% | -0.00% | – |
| MRK | Exit | MERCK & CO. INCput | $0 | – | -7,000 | -100.0% | -0.00% | – |
| PFE | Exit | PFIZER INCput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORPcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| GIXRT | Exit | GIGCAPITAL2 INCright 02/28/2026 | $0 | – | -17,400 | -100.0% | -0.00% | – |
| ESSCR | Exit | EAST STONE ACQUISITION CORPright 12/31/2026 | $0 | – | -16,458 | -100.0% | -0.00% | – |
| DRNA | Exit | DICERNA PHARMACEUTICALS INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| IMMU | Exit | IMMUNOMEDICS INCcall | $0 | – | -58,800 | -100.0% | -0.00% | – |
| M | Exit | MACYS INC | $0 | – | -1,436 | -100.0% | -0.00% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -227 | -100.0% | -0.00% | – |
| XLRN | Exit | ACCELERON PHARMA INCput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| TDACW | Exit | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $0 | – | -28,166 | -100.0% | -0.00% | – |
| BBIO | Exit | BRIDGEBIO PHARMA INCput | $0 | – | -5,000 | -100.0% | -0.00% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INCcall | $0 | – | -156,200 | -100.0% | -0.00% | – |
| DLR | Exit | DIGITAL RLTY TR INCcall | $0 | – | -4,200 | -100.0% | -0.00% | – |
| ATNX | Exit | ATHENEX INCcall | $0 | – | -18,500 | -100.0% | -0.00% | – |
| ANGI | Exit | ANGI HOMESERVICES INCcall | $0 | – | -78,500 | -100.0% | -0.00% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDcall | $0 | – | -61,100 | -100.0% | -0.00% | – |
| DRNA | Exit | DICERNA PHARMACEUTICALS INCput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| GIXWS | Exit | GIGCAPITAL2 INC*w exp 02/28/202 | $0 | – | -11,902 | -100.0% | -0.00% | – |
| AR | Exit | ANTERO RESOURCES CORPput | $0 | – | -275,000 | -100.0% | -0.00% | – |
| AMCIW | Exit | AMCI ACQUISITION CORP*w exp 05/20/202 | $0 | – | -14,939 | -100.0% | -0.00% | – |
| QDEL | Exit | QUIDEL CORPput | $0 | – | -15,900 | -100.0% | -0.00% | – |
| LACQW | Exit | LEISURE ACQUISITION CORP*w exp 12/05/201 | $0 | – | -25,060 | -100.0% | -0.00% | – |
| BWA | Exit | BORGWARNER INCput | $0 | – | -20,900 | -100.0% | -0.00% | – |
| V | Exit | VISA INC | $0 | – | -87 | -100.0% | -0.00% | – |
| NHICW | Exit | NEWHOLD INVESTMENT CORP*w exp 03/10/202 | $0 | – | -25,000 | -100.0% | -0.00% | – |
| CGROW | Exit | COLLECTIVE GROWTH CORP*w exp 04/30/202 | $0 | – | -28,058 | -100.0% | -0.00% | – |
| BBIO | Exit | BRIDGEBIO PHARMA INCcall | $0 | – | -24,300 | -100.0% | -0.00% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INCcall | $0 | – | -16,500 | -100.0% | -0.00% | – |
| CVX | Exit | CHEVRON CORP NEWcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DLR | Exit | DIGITAL RLTY TR INCput | $0 | – | -25,500 | -100.0% | -0.00% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INCcall | $0 | – | -98,400 | -100.0% | -0.00% | – |
| ANDAR | Exit | ANDINA ACQUISITION CORP IIIright 10/01/2025 | $0 | – | -49,995 | -100.0% | -0.00% | – |
| GIKWS | Exit | GIGCAPITAL3 INC*w exp 05/18/202 | $0 | – | -24,273 | -100.0% | -0.00% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -820 | -100.0% | -0.00% | – |
| XBI | Exit | SPDR SER TRput | $0 | – | -22,000 | -100.0% | -0.00% | – |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGScall | $0 | – | -558,500 | -100.0% | -0.00% | – |
| ORSNW | Exit | ORISUN ACQUISITION CORP*w exp 05/31/202 | $0 | – | -80,000 | -100.0% | -0.00% | – |
| NPAWW | Exit | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $0 | – | -19,917 | -100.0% | -0.00% | – |
| IMMU | Exit | IMMUNOMEDICS INCput | $0 | – | -21,600 | -100.0% | -0.00% | – |
| ALACW | Exit | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $0 | – | -125,757 | -100.0% | -0.00% | – |
| IFF | Exit | INTERNATIONAL FLAVORS&FRAGRAcall | $0 | – | -7,200 | -100.0% | -0.00% | – |
| QDEL | Exit | QUIDEL CORPcall | $0 | – | -1,500 | -100.0% | -0.00% | – |
| VEDL | Exit | VEDANTA LIMITEDcall | $0 | – | -44,700 | -100.0% | -0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCcall | $0 | – | -149,500 | -100.0% | -0.00% | – |
| FGEN | Exit | FIBROGEN INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -2,587 | -100.0% | -0.01% | – |
| FGEN | Exit | FIBROGEN INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ARYBW | Exit | ARYA SCIENCES ACQUISTION CO*w exp 06/09/202 | $0 | – | -16,323 | -100.0% | -0.01% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -7,400 | -100.0% | -0.01% | – |
| CGC | Exit | CANOPY GROWTH CORPput | $0 | – | -25,000 | -100.0% | -0.01% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INCcall | $0 | – | -20,500 | -100.0% | -0.01% | – |
| MCMJW | Exit | MERIDA MERGER CORP I*w exp 11/07/202 | $0 | – | -55,321 | -100.0% | -0.01% | – |
| GMHIW | Exit | GORES METROPOULOS INC*w exp 01/28/202 | $0 | – | -10,938 | -100.0% | -0.01% | – |
| ACAMW | Exit | ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202 | $0 | – | -35,869 | -100.0% | -0.01% | – |
| PFNX | Exit | PFENEX INCput | $0 | – | -70,000 | -100.0% | -0.01% | – |
| ANGI | Exit | ANGI HOMESERVICES INCput | $0 | – | -21,500 | -100.0% | -0.01% | – |
| SRACW | Exit | STABLE RD ACQUISITION CORP*w exp 05/15/202 | $0 | – | -30,060 | -100.0% | -0.01% | – |
| TRNEWS | Exit | TRINE ACQUISITION CORP*w exp 03/31/202 | $0 | – | -13,826 | -100.0% | -0.01% | – |
| WPFWS | Exit | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $0 | – | -15,300 | -100.0% | -0.01% | – |
| CNK | Exit | CINEMARK HLDGS INCcall | $0 | – | -94,300 | -100.0% | -0.01% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA PETROsponsored adr | $0 | – | -6,056 | -100.0% | -0.01% | – |
| CPSRWS | Exit | CAPSTAR SPL PURP ACQUISITION*w exp 99/99/999 | $0 | – | -52,752 | -100.0% | -0.01% | – |
| EIDX | Exit | EIDOS THERAPEUTICS INCput | $0 | – | -31,200 | -100.0% | -0.01% | – |
| CIICW | Exit | CIIG MERGER CORP*w exp 12/31/202 | $0 | – | -54,389 | -100.0% | -0.01% | – |
| NBACR | Exit | NEWBORN ACQUISITION CORPright 02/03/2025 | $0 | – | -184,000 | -100.0% | -0.01% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -10,294 | -100.0% | -0.01% | – |
| WPX | Exit | WPX ENERGY INC | $0 | – | -10,115 | -100.0% | -0.01% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INCput | $0 | – | -20,800 | -100.0% | -0.01% | – |
| SGRY | Exit | SURGERY PARTNERS INCcall | $0 | – | -25,000 | -100.0% | -0.01% | – |
| MIST | Exit | MILESTONE PHARMACEUTICALS INput | $0 | – | -27,600 | -100.0% | -0.01% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORPput | $0 | – | -25,000 | -100.0% | -0.01% | – |
| INVA | Exit | INNOVIVA INCcall | $0 | – | -234,100 | -100.0% | -0.01% | – |
| SCPEWS | Exit | SC HEALTH CORP*w exp 99/99/999 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INC | $0 | – | -1,417 | -100.0% | -0.01% | – |
| PCPLWS | Exit | CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999 | $0 | – | -30,949 | -100.0% | -0.01% | – |
| FGEN | Exit | FIBROGEN INC | $0 | – | -1,528 | -100.0% | -0.01% | – |
| PFNX | Exit | PFENEX INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| VAR | Exit | VARIAN MED SYS INCcall | $0 | – | -78,500 | -100.0% | -0.01% | – |
| TOL | Exit | TOLL BROTHERS INCcall | $0 | – | -115,200 | -100.0% | -0.01% | – |
| SNDX | Exit | SYNDAX PHARMACEUTICALS INCput | $0 | – | -20,200 | -100.0% | -0.01% | – |
| ORSNR | Exit | ORISUN ACQUISITION CORPright 05/31/2024 | $0 | – | -105,000 | -100.0% | -0.01% | – |
| AR | Exit | ANTERO RESOURCES CORPcall | $0 | – | -300,000 | -100.0% | -0.01% | – |
| DISH | Exit | DISH NETWORK CORPORATIONput | $0 | – | -35,000 | -100.0% | -0.01% | – |
| MRTX | Exit | MIRATI THERAPEUTICS INCput | $0 | – | -15,400 | -100.0% | -0.01% | – |
| RF | Exit | REGIONS FINANCIAL CORP NEW | $0 | – | -6,057 | -100.0% | -0.01% | – |
| DMYTWS | Exit | DMY TECHNOLOGY GROUP INC*w exp 02/21/202 | $0 | – | -23,000 | -100.0% | -0.01% | – |
| FSRVW | Exit | FINSERV ACQUISITION CORP*w exp 12/31/202 | $0 | – | -68,196 | -100.0% | -0.01% | – |
| MNCL | Exit | MONOCLE ACQUISITION CORP | $0 | – | -277,050 | -100.0% | -0.01% | – |
| UNP | Exit | UNION PAC CORPput | $0 | – | -32,400 | -100.0% | -0.01% | – |
| MIST | Exit | MILESTONE PHARMACEUTICALS IN | $0 | – | -11,990 | -100.0% | -0.01% | – |
| IAC | Exit | IAC INTERACTIVECORP NEWput | $0 | – | -30,300 | -100.0% | -0.02% | – |
| USB | Exit | US BANCORP DELcall | $0 | – | -254,900 | -100.0% | -0.02% | – |
| LSACW | Exit | LIFESCI ACQUISITION CORP*w exp 02/14/202 | $0 | – | -64,000 | -100.0% | -0.02% | – |
| NBACW | Exit | NEWBORN ACQUISITION CORP*w exp 02/03/202 | $0 | – | -328,689 | -100.0% | -0.02% | – |
| ROCHU | Exit | ROTH CH ACQUISITION I COunit 01/28/2025 | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ANGI | Exit | ANGI HOMESERVICES INC | $0 | – | -10,398 | -100.0% | -0.02% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INCput | $0 | – | -16,500 | -100.0% | -0.02% | – |
| MYOK | Exit | MYOKARDIA INC | $0 | – | -844 | -100.0% | -0.02% | – |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGS | $0 | – | -65,100 | -100.0% | -0.02% | – |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGSput | $0 | – | -19,300 | -100.0% | -0.02% | – |
| MJ | Exit | ETF MANAGERS TRput | $0 | – | -78,100 | -100.0% | -0.02% | – |
| BOWXU | Exit | BOWX ACQUISITION CORPunit 08/03/2025 | $0 | – | -12,542 | -100.0% | -0.02% | – |
| DRNA | Exit | DICERNA PHARMACEUTICALS INC | $0 | – | -7,133 | -100.0% | -0.02% | – |
| THBRW | Exit | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $0 | – | -100,015 | -100.0% | -0.02% | – |
| HPXU | Exit | HPX CORPunit 99/99/9999 | $0 | – | -13,087 | -100.0% | -0.02% | – |
| NOVSW | Exit | NOVUS CAP CORP*w exp 06/30/202 | $0 | – | -48,363 | -100.0% | -0.02% | – |
| MYOK | Exit | MYOKARDIA INCcall | $0 | – | -5,600 | -100.0% | -0.02% | – |
| MCD | Exit | MCDONALDS CORPcall | $0 | – | -75,100 | -100.0% | -0.02% | – |
| ARYB | Exit | ARYA SCIENCES ACQUISTION CO | $0 | – | -14,000 | -100.0% | -0.02% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -3,449 | -100.0% | -0.02% | – |
| JFKKW | Exit | 8I ENTERPRISES ACQUISITION C*w exp 10/29/202 | $0 | – | -122,000 | -100.0% | -0.03% | – |
| CCXWS | Exit | CHURCHILL CAP CORP II*w exp 07/02/202 | $0 | – | -78,885 | -100.0% | -0.03% | – |
| RPLAWS | Exit | REPLAY ACQUISITION CORP*w exp 03/01/202 | $0 | – | -183,249 | -100.0% | -0.03% | – |
| EXPCW | Exit | EXPERIENCE INVT CORP*w exp 09/01/202 | $0 | – | -141,698 | -100.0% | -0.03% | – |
| IPVU | Exit | INTERPRIVATE ACQUISITION CORunit 10/29/2024 | $0 | – | -16,812 | -100.0% | -0.03% | – |
| ACAM | Exit | ACAMAR PARTNERS ACQSITION COcl a | $0 | – | -16,685 | -100.0% | -0.03% | – |
| DMYDU | Exit | DMY TECHNOLOGY GROUP INC IIunit 99/99/9999 | $0 | – | -18,003 | -100.0% | -0.03% | – |
| DMYT | Exit | DMY TECHNOLOGY GROUP INC | $0 | – | -15,000 | -100.0% | -0.03% | – |
| IGMS | Exit | IGM BIOSCIENCES INCput | $0 | – | -45,000 | -100.0% | -0.03% | – |
| SNDX | Exit | SYNDAX PHARMACEUTICALS INC | $0 | – | -12,946 | -100.0% | -0.03% | – |
| FTAC | Exit | FINTECH ACQUISITION CORP III | $0 | – | -18,660 | -100.0% | -0.03% | – |
| INTC | Exit | INTEL CORPcall | $0 | – | -135,600 | -100.0% | -0.03% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INCput | $0 | – | -129,200 | -100.0% | -0.03% | – |
| BTAQU | Exit | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $0 | – | -19,760 | -100.0% | -0.03% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -2,881 | -100.0% | -0.03% | – |
| ROCH | Exit | ROTH CH ACQUISITION I CO | $0 | – | -20,496 | -100.0% | -0.03% | – |
| CNK | Exit | CINEMARK HLDGS INC | $0 | – | -21,353 | -100.0% | -0.04% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCput | $0 | – | -712,800 | -100.0% | -0.04% | – |
| IAC | Exit | IAC INTERACTIVECORP NEWcall | $0 | – | -45,300 | -100.0% | -0.04% | – |
| CGC | Exit | CANOPY GROWTH CORP | $0 | – | -15,694 | -100.0% | -0.04% | – |
| CLGX | Exit | CORELOGIC INCcall | $0 | – | -59,800 | -100.0% | -0.04% | – |
| FUSEWS | Exit | FUSION ACQUISITION CORP*w exp 06/01/202 | $0 | – | -206,401 | -100.0% | -0.04% | – |
| XLF | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -150,000 | -100.0% | -0.04% | – |
| CUB | Exit | CUBIC CORPcall | $0 | – | -200,300 | -100.0% | -0.04% | – |
| KODK | Exit | EASTMAN KODAK COput | $0 | – | -102,700 | -100.0% | -0.04% | – |
| VACQU | Exit | VECTOR ACQUISITION CORPunit 09/30/2027 | $0 | – | -23,588 | -100.0% | -0.04% | – |
| APXTW | Exit | APEX TECHNOLOGY ACQUISITION*w exp 09/18/202 | $0 | – | -126,691 | -100.0% | -0.04% | – |
| GLEOU | Exit | GALILEO ACQUISITION CORPunit 99/99/9999 | $0 | – | -24,000 | -100.0% | -0.04% | – |
| CIICU | Exit | CIIG MERGER CORPunit 12/31/2026 | $0 | – | -25,590 | -100.0% | -0.04% | – |
| XLRN | Exit | ACCELERON PHARMA INCcall | $0 | – | -15,000 | -100.0% | -0.04% | – |
| TZAC | Exit | TENZING ACQUISITION CORP | $0 | – | -24,600 | -100.0% | -0.04% | – |
| EXPC | Exit | EXPERIENCE INVT CORP | $0 | – | -26,843 | -100.0% | -0.04% | – |
| APXTU | Exit | APEX TECHNOLOGY ACQUISITIONunit 06/11/2026 | $0 | – | -23,900 | -100.0% | -0.05% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -3,222 | -100.0% | -0.05% | – |
| NOVS | Exit | NOVUS CAP CORP | $0 | – | -24,669 | -100.0% | -0.05% | – |
| TCO | Exit | TAUBMAN CTRS INCput | $0 | – | -93,600 | -100.0% | -0.05% | – |
| SMMC | Exit | SOUTH MTN MERGER CORP | $0 | – | -28,900 | -100.0% | -0.05% | – |
| TOL | Exit | TOLL BROTHERS INC | $0 | – | -6,334 | -100.0% | -0.05% | – |
| SRAC | Exit | STABLE RD ACQUISITION CORP | $0 | – | -31,362 | -100.0% | -0.05% | – |
| LGVWU | Exit | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $0 | – | -31,670 | -100.0% | -0.05% | – |
| LGC | Exit | LEGACY ACQUISITION CORP | $0 | – | -30,721 | -100.0% | -0.05% | – |
| EIDX | Exit | EIDOS THERAPEUTICS INC | $0 | – | -6,427 | -100.0% | -0.05% | – |
| GLEO | Exit | GALILEO ACQUISITION CORP | $0 | – | -32,720 | -100.0% | -0.05% | – |
| CRON | Exit | CRONOS GROUP INC | $0 | – | -64,591 | -100.0% | -0.05% | – |
| CCXXWS | Exit | CHURCHILL CAP CORP III*w exp 03/01/202 | $0 | – | -163,900 | -100.0% | -0.05% | – |
| WPFU | Exit | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $0 | – | -29,108 | -100.0% | -0.05% | – |
| DISH | Exit | DISH NETWORK CORPORATIONcl a | $0 | – | -11,465 | -100.0% | -0.05% | – |
| SCVXU | Exit | SCVX CORPunit 99/99/9999 | $0 | – | -30,802 | -100.0% | -0.05% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -40,592 | -100.0% | -0.06% | – |
| MESO | Exit | MESOBLAST LTDcall | $0 | – | -100,000 | -100.0% | -0.06% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INC | $0 | – | -8,061 | -100.0% | -0.06% | – |
| ESSCU | Exit | EAST STONE ACQUISITION CORPunit 12/31/2026 | $0 | – | -38,546 | -100.0% | -0.06% | – |
| GMHI | Exit | GORES METROPOULOS INC | $0 | – | -35,000 | -100.0% | -0.06% | – |
| AXTA | Exit | AXALTA COATING SYS LTD | $0 | – | -18,101 | -100.0% | -0.06% | – |
| GSAH | Exit | GS ACQUISITION HLDGS CORP II | $0 | – | -38,320 | -100.0% | -0.07% | – |
| CCIVU | Exit | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $0 | – | -41,260 | -100.0% | -0.07% | – |
| BLDR | Exit | BUILDERS FIRSTSOURCE INC | $0 | – | -13,125 | -100.0% | -0.07% | – |
| CCXXU | Exit | CHURCHILL CAP CORP IIIunit 03/01/2027 | $0 | – | -40,740 | -100.0% | -0.07% | – |
| JWS | Exit | JAWS ACQUISITION CORP | $0 | – | -44,432 | -100.0% | -0.08% | – |
| CIIC | Exit | CIIG MERGER CORP | $0 | – | -47,243 | -100.0% | -0.08% | – |
| PTKU | Exit | PTK ACQUISITION CORPunit 99/99/9999 | $0 | – | -47,332 | -100.0% | -0.08% | – |
| JIHWS | Exit | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $0 | – | -283,716 | -100.0% | -0.08% | – |
| FIIIU | Exit | FORUM MERGER III CORPunit 08/24/2027 | $0 | – | -50,000 | -100.0% | -0.08% | – |
| CPAA | Exit | CONYERS PK II ACQUISITION CO | $0 | – | -50,000 | -100.0% | -0.08% | – |
| RMGWS | Exit | RMG ACQUISITION CORP*w exp 02/21/202 | $0 | – | -246,594 | -100.0% | -0.09% | – |
| FSRV | Exit | FINSERV ACQUISITION CORPcl a | $0 | – | -53,922 | -100.0% | -0.09% | – |
| SNPRU | Exit | TORTOISE ACQUISITION CORP IIunit 06/14/2027 | $0 | – | -50,000 | -100.0% | -0.09% | – |
| SIRI | Exit | SIRIUS XM HOLDINGS INC | $0 | – | -102,700 | -100.0% | -0.09% | – |
| IPOCU | Exit | SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999 | $0 | – | -40,101 | -100.0% | -0.09% | – |
| GRPN | Exit | GROUPON INC | $0 | – | -27,400 | -100.0% | -0.09% | – |
| LGVWWS | Exit | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $0 | – | -572,848 | -100.0% | -0.09% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -180,000 | -100.0% | -0.09% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -5,823 | -100.0% | -0.09% | – |
| CLAU | Exit | COLONNADE ACQUISITION CORPunit 99/99/9999 | $0 | – | -58,200 | -100.0% | -0.10% | – |
| RPLA | Exit | REPLAY ACQUISITION CORP | $0 | – | -57,768 | -100.0% | -0.10% | – |
| INVA | Exit | INNOVIVA INC | $0 | – | -59,258 | -100.0% | -0.10% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INCput | $0 | – | -154,000 | -100.0% | -0.10% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -55,600 | -100.0% | -0.10% | – |
| THBR | Exit | THUNDER BRDG ACQUISTION II L | $0 | – | -63,058 | -100.0% | -0.10% | – |
| SPAQU | Exit | SPARTAN ENERGY ACQUISITION Cunit 99/99/9999 | $0 | – | -40,102 | -100.0% | -0.11% | – |
| NGAU | Exit | NORTHERN GENESIS ACQUISITIONunit 07/31/2027 | $0 | – | -67,500 | -100.0% | -0.11% | – |
| MRTX | Exit | MIRATI THERAPEUTICS INC | $0 | – | -4,101 | -100.0% | -0.11% | – |
| IPOBU | Exit | SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999 | $0 | – | -33,885 | -100.0% | -0.12% | – |
| HOLUU | Exit | HOLICITY INCunit 08/05/2025 | $0 | – | -70,200 | -100.0% | -0.12% | – |
| PFE | Exit | PFIZER INC | $0 | – | -20,000 | -100.0% | -0.12% | – |
| IGMS | Exit | IGM BIOSCIENCES INCcall | $0 | – | -45,000 | -100.0% | -0.12% | – |
| NKLA | Exit | NIKOLA CORPput | $0 | – | -50,000 | -100.0% | -0.12% | – |
| DPHC | Exit | DIAMONDPEAK HLDGS COR | $0 | – | -30,000 | -100.0% | -0.13% | – |
| PRPBU | Exit | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.13% | – |
| HZACU | Exit | HORIZON ACQUISITION CORPunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.13% | – |
| RBACU | Exit | REDBALL ACQUISITION CORPunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.13% | – |
| LSAC | Exit | LIFESCI ACQUISITION CORP | $0 | – | -64,000 | -100.0% | -0.13% | – |
| NPA | Exit | NEW PROVIDENCE ACQUISITION | $0 | – | -78,922 | -100.0% | -0.13% | – |
| ORSN | Exit | ORISUN ACQUISITION CORP | $0 | – | -80,000 | -100.0% | -0.13% | – |
| Exit | DERMTECH INC | $0 | – | -68,125 | -100.0% | -0.13% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -25,500 | -100.0% | -0.14% | – |
| KODK | Exit | EASTMAN KODAK CO | $0 | – | -102,700 | -100.0% | -0.15% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -233,600 | -100.0% | -0.15% | – |
| MUFG | Exit | MITSUBISHI UFJ FINL GROUP INsponsored ads | $0 | – | -235,213 | -100.0% | -0.15% | – |
| CVX | Exit | CHEVRON CORP NEWput | $0 | – | -450,000 | -100.0% | -0.16% | – |
| ACEVU | Exit | ACE CONVERGENCE ACQU CORPunit 99/99/9999 | $0 | – | -97,400 | -100.0% | -0.16% | – |
| TCO | Exit | TAUBMAN CTRS INC | $0 | – | -30,000 | -100.0% | -0.16% | – |
| CHPM | Exit | CHP MERGER CORP | $0 | – | -99,171 | -100.0% | -0.16% | – |
| HCCO | Exit | HEALTHCARE MERGER CORP | $0 | – | -100,000 | -100.0% | -0.17% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -100,000 | -100.0% | -0.17% | – |
| MRK | Exit | MERCK & CO. INC | $0 | – | -12,381 | -100.0% | -0.17% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPcall | $0 | – | -84,300 | -100.0% | -0.17% | – |
| AMCI | Exit | AMCI ACQUISITION CORPclass a | $0 | – | -100,000 | -100.0% | -0.17% | – |
| SHLLWS | Exit | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $0 | – | -41,396 | -100.0% | -0.17% | – |
| STPKU | Exit | STAR PEAK ENERGY TRANSITIONunit 99/99/9999 | $0 | – | -107,457 | -100.0% | -0.18% | – |
| SOACU | Exit | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.18% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPput | $0 | – | -123,400 | -100.0% | -0.19% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTRS Lput | $0 | – | -266,100 | -100.0% | -0.20% | – |
| QDEL | Exit | QUIDEL CORP | $0 | – | -5,676 | -100.0% | -0.20% | – |
| PAEWW | Exit | PAE INC*w exp 09/11/202 | $0 | – | -568,470 | -100.0% | -0.20% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -841,500 | -100.0% | -0.21% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -37,828 | -100.0% | -0.21% | – |
| DEH | Exit | D8 HOLDINGS CORP | $0 | – | -137,066 | -100.0% | -0.22% | – |
| ADVM | Exit | ADVERUM BIOTECHNOLOGIES INC | $0 | – | -139,781 | -100.0% | -0.24% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -129,200 | -100.0% | -0.24% | – |
| ALUS | Exit | ALUSSA ENERGY ACQUISITION CO | $0 | – | -147,353 | -100.0% | -0.24% | – |
| EBAY | Exit | EBAY INC. | $0 | – | -28,531 | -100.0% | -0.24% | – |
| MNCLU | Exit | MONOCLE ACQUISITION CORPunit 99/99/9999 | $0 | – | -126,166 | -100.0% | -0.25% | – |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -45,700 | -100.0% | -0.25% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPcl a | $0 | – | -30,480 | -100.0% | -0.25% | – |
| SAQN | Exit | SOFTWARE ACQUISITION GROUP I | $0 | – | -156,110 | -100.0% | -0.25% | – |
| DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -11,360 | -100.0% | -0.27% | – |
| NBAC | Exit | NEWBORN ACQUISITION CORP | $0 | – | -186,386 | -100.0% | -0.30% | – |
| CCX | Exit | CHURCHILL CAP CORP IIcl a | $0 | – | -183,365 | -100.0% | -0.32% | – |
| TARA | Exit | PROTARA THERAPEUTICS INC | $0 | – | -124,171 | -100.0% | -0.34% | – |
| ETACU | Exit | E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025 | $0 | – | -208,411 | -100.0% | -0.34% | – |
| WMGI | Exit | WRIGHT MED GROUP N V | $0 | – | -75,500 | -100.0% | -0.38% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -32,503 | -100.0% | -0.38% | – |
| JIH | Exit | JUNIPER INDL HLDGS INC | $0 | – | -238,294 | -100.0% | -0.41% | – |
| RPV | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 pur val | $0 | – | -51,000 | -100.0% | -0.41% | – |
| BIGC | Exit | BIGCOMMERCE HLDGS INCput | $0 | – | -70,100 | -100.0% | -0.44% | – |
| KSMTU | Exit | KISMET ACQUISITION ONE CORPunit 08/06/2025 | $0 | – | -277,796 | -100.0% | -0.45% | – |
| VMACU | Exit | VISTAS MEDIA ACQUISITION COunit 08/03/2025 | $0 | – | -320,296 | -100.0% | -0.53% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -18,155 | -100.0% | -0.58% | – |
| QGEN | Exit | QIAGEN NV | $0 | – | -79,044 | -100.0% | -0.67% | – |
| GOACU | Exit | GO ACQUISITION CORPunit 08/31/2027 | $0 | – | -411,339 | -100.0% | -0.68% | – |
| KLR | Exit | KALEYRA INC | $0 | – | -618,103 | -100.0% | -0.76% | – |
| GHIVU | Exit | GORES HLDGS IV INCunit 02/01/2023 | $0 | – | -451,701 | -100.0% | -0.79% | – |
| RMG | Exit | RMG ACQUISITION CORPcl a | $0 | – | -465,632 | -100.0% | -0.81% | – |
| SBGU | Exit | SANDBRIDGE ACQUISITION CORPunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.82% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -30,773 | -100.0% | -0.84% | – |
| CUB | Exit | CUBIC CORP | $0 | – | -90,000 | -100.0% | -0.86% | – |
| BIGC | Exit | BIGCOMMERCE HLDGS INC | $0 | – | -70,100 | -100.0% | -0.95% | – |
| APXT | Exit | APEX TECHNOLOGY ACQUISITION | $0 | – | -1,365,974 | -100.0% | -2.36% | – |
| ALBO | Exit | ALBIREO PHARMA INC | $0 | – | -600,000 | -100.0% | -3.27% | – |
| NKLA | Exit | NIKOLA CORP | $0 | – | -1,950,774 | -100.0% | -6.52% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
| 4 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.