$613 Million is the total value of COWEN AND COMPANY, LLC's 440 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 114.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $150,007,000 | +91.4% | 539,905 | +70.6% | 24.49% | +87.9% |
| NKLA | Buy | NIKOLA CORP | $39,952,000 | -68.9% | 1,950,774 | +2.6% | 6.52% | -69.4% |
| SMFG | SUMITOMO MITSUI FINL GROUP Isponsored adr | $35,785,000 | -0.5% | 6,401,605 | 0.0% | 5.84% | -2.3% | |
| ALBO | New | ALBIREO PHARMA INC | $20,022,000 | – | 600,000 | +100.0% | 3.27% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $18,822,000 | +111.9% | 125,658 | +102.6% | 3.07% | +108.0% |
| APXT | Buy | APEX TECHNOLOGY ACQUISITION | $14,479,000 | +10242.1% | 1,365,974 | +9885.2% | 2.36% | +10178.3% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES N | $13,346,000 | +523.6% | 1,092,142 | +422.7% | 2.18% | +512.1% |
| MCD | New | MCDONALDS CORP | $10,686,000 | – | 48,686 | +100.0% | 1.74% | – |
| TREB | New | TREBIA ACQUISITION CORP | $10,180,000 | – | 1,000,000 | +100.0% | 1.66% | – |
| AVDL | Sell | AVADEL PHARMACEUTICALS PLCsponsored adr | $9,606,000 | -37.7% | 1,905,990 | -0.1% | 1.57% | -38.8% |
| PTON | Buy | PELOTON INTERACTIVE INCcall | $9,033,000 | +189.9% | 156,100 | +2.5% | 1.48% | +184.7% |
| XBI | SPDR SER TRs&p biotech | $8,914,000 | -0.5% | 80,000 | 0.0% | 1.46% | -2.3% | |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $7,497,000 | – | 43,038 | +100.0% | 1.22% | – |
| TELA | Sell | TELA BIO INC | $6,765,000 | +27.5% | 409,004 | -0.1% | 1.10% | +25.2% |
| ABB | New | ABB LTDsponsored adr | $6,363,000 | – | 250,000 | +100.0% | 1.04% | – |
| BIGC | New | BIGCOMMERCE HLDGS INC | $5,839,000 | – | 70,100 | +100.0% | 0.95% | – |
| ESTA | Sell | ESTABLISHMENT LABS HLDGS INC | $5,578,000 | -14.1% | 301,001 | -13.4% | 0.91% | -15.6% |
| CUB | New | CUBIC CORP | $5,235,000 | – | 90,000 | +100.0% | 0.86% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $5,124,000 | – | 30,773 | +100.0% | 0.84% | – |
| SBGU | New | SANDBRIDGE ACQUISITION CORPunit 99/99/9999 | $4,991,000 | – | 500,000 | +100.0% | 0.82% | – |
| RMG | Buy | RMG ACQUISITION CORPcl a | $4,978,000 | +2248.1% | 465,632 | +2149.3% | 0.81% | +2222.9% |
| BHP | Buy | BHP GROUP LTDsponsored ads | $4,902,000 | +219.1% | 94,800 | +207.0% | 0.80% | +213.7% |
| MESO | New | MESOBLAST LTDspons adr | $4,832,000 | – | 260,000 | +100.0% | 0.79% | – |
| GHIVU | Buy | GORES HLDGS IV INCunit 02/01/2023 | $4,815,000 | +521.3% | 451,701 | +506.1% | 0.79% | +509.3% |
| KLR | Sell | KALEYRA INC | $4,685,000 | +39.3% | 618,103 | -25.8% | 0.76% | +36.9% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $4,430,000 | +32.6% | 15,070 | -2.7% | 0.72% | +30.0% |
| GOACU | New | GO ACQUISITION CORPunit 08/31/2027 | $4,198,000 | – | 411,339 | +100.0% | 0.68% | – |
| QGEN | Sell | QIAGEN NV | $4,131,000 | +7.2% | 79,044 | -12.2% | 0.67% | +5.1% |
| BPR | New | BROOKFIELD PPTY REIT INCcl a | $3,823,000 | – | 312,370 | +100.0% | 0.62% | – |
| CVNA | CARVANA COcall | $3,751,000 | +173.8% | 25,000 | 0.0% | 0.61% | +168.4% | |
| UNP | New | UNION PAC CORP | $3,574,000 | – | 18,155 | +100.0% | 0.58% | – |
| VMACU | New | VISTAS MEDIA ACQUISITION COunit 08/03/2025 | $3,235,000 | – | 320,296 | +100.0% | 0.53% | – |
| XGN | Sell | EXAGEN INC | $3,180,000 | -40.7% | 293,339 | -32.2% | 0.52% | -41.8% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $3,113,000 | +78.1% | 199,030 | +31.7% | 0.51% | +74.6% |
| KSMTU | New | KISMET ACQUISITION ONE CORPunit 08/06/2025 | $2,778,000 | – | 277,796 | +100.0% | 0.45% | – |
| BBVA | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $2,740,000 | -19.4% | 1,000,000 | 0.0% | 0.45% | -20.9% | |
| BIGC | New | BIGCOMMERCE HLDGS INCput | $2,669,000 | – | 70,100 | +100.0% | 0.44% | – |
| PANAU | New | PANACEA ACQUISITION CORPunit 99/99/9999 | $2,600,000 | – | 216,658 | +100.0% | 0.42% | – |
| RPV | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 pur val | $2,500,000 | -14.1% | 51,000 | -16.4% | 0.41% | -15.7% |
| JIH | New | JUNIPER INDL HLDGS INC | $2,493,000 | – | 238,294 | +100.0% | 0.41% | – |
| RPG | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt | $2,474,000 | -6.9% | 19,100 | -47.4% | 0.40% | -8.6% |
| BWAY | Buy | BRAINSWAY LTDsponsored ads | $2,436,000 | +0.6% | 417,686 | +2.2% | 0.40% | -1.0% |
| CVX | New | CHEVRON CORP NEW | $2,340,000 | – | 32,503 | +100.0% | 0.38% | – |
| CHNGU | Buy | CHANGE HEALTHCARE INCunit 99/99/9999 | $2,340,000 | +13.6% | 43,796 | +2.3% | 0.38% | +11.7% |
| WMGI | New | WRIGHT MED GROUP N V | $2,306,000 | – | 75,500 | +100.0% | 0.38% | – |
| APYX | Buy | APYX MEDICAL CORPORATION | $2,281,000 | -9.3% | 484,246 | +6.8% | 0.37% | -11.0% |
| SMH | New | VANECK VECTORS ETF TRcall | $2,265,000 | – | 69,200 | +100.0% | 0.37% | – |
| NAV | Buy | NAVISTAR INTL CORP NEWcall | $2,184,000 | +204.6% | 164,600 | +70.7% | 0.36% | +200.0% |
| ETACU | New | E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025 | $2,101,000 | – | 208,411 | +100.0% | 0.34% | – |
| TARA | New | PROTARA THERAPEUTICS INC | $2,090,000 | – | 124,171 | +100.0% | 0.34% | – |
| TIF | Buy | TIFFANY & CO NEWput | $1,964,000 | +19.5% | 993,800 | +38.0% | 0.32% | +17.6% |
| NEM | Buy | NEWMONT CORP | $1,939,000 | +45.6% | 30,556 | +41.7% | 0.32% | +43.4% |
| CCX | Buy | CHURCHILL CAP CORP IIcl a | $1,935,000 | +83.6% | 183,365 | +96.6% | 0.32% | +80.6% |
| FUSE | New | FUSION ACQUISITION CORPcl a | $1,897,000 | – | 192,990 | +100.0% | 0.31% | – |
| NBAC | Buy | NEWBORN ACQUISITION CORP | $1,860,000 | +1.9% | 186,386 | +1.3% | 0.30% | +0.3% |
| SAN | Sell | BANCO SANTANDER S.A.adr | $1,825,000 | -34.0% | 986,663 | -14.0% | 0.30% | -35.2% |
| HEC | New | HUDSON EXECUTIVE INVT CORP | $1,752,000 | – | 178,237 | +100.0% | 0.29% | – |
| DLR | Buy | DIGITAL RLTY TR INC | $1,667,000 | +135.5% | 11,360 | +127.9% | 0.27% | +130.5% |
| TLRY | Buy | TILRAY INCput | $1,656,000 | +0.7% | 1,168,600 | +37.1% | 0.27% | -1.1% |
| CLF | Sell | CLEVELAND-CLIFFS INC NEW | $1,561,000 | -35.8% | 243,205 | -44.8% | 0.26% | -36.9% |
| SAQN | Buy | SOFTWARE ACQUISITION GROUP I | $1,555,000 | +594.2% | 156,110 | +600.0% | 0.25% | +586.5% |
| SHLL | New | TORTOISE ACQUISITION CORPcl a | $1,519,000 | – | 30,480 | +100.0% | 0.25% | – |
| LSXMK | LIBERTY MEDIA CORP DEL | $1,512,000 | -3.9% | 45,700 | 0.0% | 0.25% | -5.7% | |
| MNCLU | MONOCLE ACQUISITION CORPunit 99/99/9999 | $1,510,000 | +8.8% | 126,166 | 0.0% | 0.25% | +6.5% | |
| IBB | New | ISHARES TRnasdaq biotech | $1,492,000 | – | 11,020 | +100.0% | 0.24% | – |
| EBAY | New | EBAY INC. | $1,486,000 | – | 28,531 | +100.0% | 0.24% | – |
| ABUS | Sell | ARBUTUS BIOPHARMA CORP | $1,479,000 | -81.2% | 472,649 | -89.1% | 0.24% | -81.6% |
| ALUS | Buy | ALUSSA ENERGY ACQUISITION CO | $1,463,000 | +1363.0% | 147,353 | +1344.8% | 0.24% | +1305.9% |
| SRNE | New | SORRENTO THERAPEUTICS INC | $1,441,000 | – | 129,200 | +100.0% | 0.24% | – |
| ADVM | Sell | ADVERUM BIOTECHNOLOGIES INC | $1,440,000 | -57.0% | 139,781 | -12.8% | 0.24% | -57.7% |
| PRQR | Sell | PROQR THRAPEUTICS N V | $1,428,000 | -21.7% | 298,022 | -0.7% | 0.23% | -23.1% |
| NMR | Sell | NOMURA HLDGS INCsponsored adr | $1,397,000 | -12.6% | 305,000 | -15.3% | 0.23% | -14.3% |
| DEH | New | D8 HOLDINGS CORP | $1,339,000 | – | 137,066 | +100.0% | 0.22% | – |
| XOM | New | EXXON MOBIL CORP | $1,299,000 | – | 37,828 | +100.0% | 0.21% | – |
| IWM | Sell | ISHARES TRcall | $1,272,000 | -69.6% | 841,500 | -25.2% | 0.21% | -70.1% |
| GRUB | Sell | GRUBHUB INC | $1,251,000 | -32.1% | 17,302 | -34.0% | 0.20% | -33.3% |
| PAEWW | Sell | PAE INC*w exp 09/11/202 | $1,251,000 | -10.3% | 568,470 | -1.8% | 0.20% | -12.1% |
| QDEL | New | QUIDEL CORP | $1,245,000 | – | 5,676 | +100.0% | 0.20% | – |
| DGNRU | New | DRAGONEER GROWTH OPPORTUN COunit 08/18/2027 | $1,226,000 | – | 100,100 | +100.0% | 0.20% | – |
| BPY | Buy | BROOKFIELD PROPERTY PARTRS Lput | $1,197,000 | +114.9% | 266,100 | +153.4% | 0.20% | +109.7% |
| SHLL | New | TORTOISE ACQUISITION CORPput | $1,168,000 | – | 123,400 | +100.0% | 0.19% | – |
| TIF | Buy | TIFFANY & CO NEWcall | $1,165,000 | -35.0% | 750,600 | +70.6% | 0.19% | -36.2% |
| SOACU | Buy | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $1,110,000 | +82.0% | 100,000 | +66.7% | 0.18% | +79.2% |
| STPKU | New | STAR PEAK ENERGY TRANSITIONunit 99/99/9999 | $1,101,000 | – | 107,457 | +100.0% | 0.18% | – |
| SHLLWS | New | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $1,056,000 | – | 41,396 | +100.0% | 0.17% | – |
| SHLL | New | TORTOISE ACQUISITION CORPcall | $1,037,000 | – | 84,300 | +100.0% | 0.17% | – |
| AMCI | New | AMCI ACQUISITION CORPclass a | $1,034,000 | – | 100,000 | +100.0% | 0.17% | – |
| MRK | New | MERCK & CO. INC | $1,027,000 | – | 12,381 | +100.0% | 0.17% | – |
| GME | New | GAMESTOP CORP NEWcl a | $1,020,000 | – | 100,000 | +100.0% | 0.17% | – |
| HCCO | Sell | HEALTHCARE MERGER CORP | $1,015,000 | -41.5% | 100,000 | -42.2% | 0.17% | -42.4% |
| ANDAU | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $1,014,000 | 0.0% | 92,157 | 0.0% | 0.17% | -1.8% | |
| CHPM | Buy | CHP MERGER CORP | $1,011,000 | +347.3% | 99,171 | +336.1% | 0.16% | +334.2% |
| TCO | New | TAUBMAN CTRS INC | $999,000 | – | 30,000 | +100.0% | 0.16% | – |
| ACEVU | New | ACE CONVERGENCE ACQU CORPunit 99/99/9999 | $998,000 | – | 97,400 | +100.0% | 0.16% | – |
| CVX | New | CHEVRON CORP NEWput | $948,000 | – | 450,000 | +100.0% | 0.16% | – |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored ads | $943,000 | -44.9% | 235,213 | -46.0% | 0.15% | -45.8% |
| IWM | Buy | ISHARES TRput | $943,000 | -8.3% | 233,600 | +195.7% | 0.15% | -9.9% |
| KODK | New | EASTMAN KODAK CO | $906,000 | – | 102,700 | +100.0% | 0.15% | – |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $866,000 | +85.8% | 25,500 | -91.9% | 0.14% | +83.1% |
| QD | QUDIAN INCput | $853,000 | -0.9% | 304,800 | 0.0% | 0.14% | -2.8% | |
| DERMTECH INC | $814,000 | -9.7% | 68,125 | 0.0% | 0.13% | -11.3% | ||
| ORSN | Sell | ORISUN ACQUISITION CORP | $814,000 | -71.3% | 80,000 | -71.4% | 0.13% | -71.8% |
| NPA | New | NEW PROVIDENCE ACQUISITION | $795,000 | – | 78,922 | +100.0% | 0.13% | – |
| LSAC | New | LIFESCI ACQUISITION CORP | $794,000 | – | 64,000 | +100.0% | 0.13% | – |
| RBACU | New | REDBALL ACQUISITION CORPunit 99/99/9999 | $793,000 | – | 75,000 | +100.0% | 0.13% | – |
| HZACU | New | HORIZON ACQUISITION CORPunit 99/99/9999 | $780,000 | – | 75,000 | +100.0% | 0.13% | – |
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $775,000 | – | 75,000 | +100.0% | 0.13% | – |
| DPHC | New | DIAMONDPEAK HLDGS COR | $773,000 | – | 30,000 | +100.0% | 0.13% | – |
| YACU | New | YUCAIPA ACQUISITION CORPunit 99/99/9999 | $765,000 | – | 75,000 | +100.0% | 0.12% | – |
| NKLA | Buy | NIKOLA CORPput | $758,000 | -9.9% | 50,000 | +26.3% | 0.12% | -11.4% |
| IGMS | New | IGM BIOSCIENCES INCcall | $761,000 | – | 45,000 | +100.0% | 0.12% | – |
| GNLN | GREENLANE HLDGS INCcl a | $755,000 | -43.7% | 336,686 | 0.0% | 0.12% | -44.8% | |
| PFE | New | PFIZER INC | $734,000 | – | 20,000 | +100.0% | 0.12% | – |
| HOLUU | New | HOLICITY INCunit 08/05/2025 | $727,000 | – | 70,200 | +100.0% | 0.12% | – |
| IPOBU | New | SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999 | $706,000 | – | 33,885 | +100.0% | 0.12% | – |
| MRTX | New | MIRATI THERAPEUTICS INC | $681,000 | – | 4,101 | +100.0% | 0.11% | – |
| NGAU | New | NORTHERN GENESIS ACQUISITIONunit 07/31/2027 | $674,000 | – | 67,500 | +100.0% | 0.11% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $676,000 | – | 66,973 | +100.0% | 0.11% | – |
| SPAQU | New | SPARTAN ENERGY ACQUISITION Cunit 99/99/9999 | $648,000 | – | 40,102 | +100.0% | 0.11% | – |
| THBR | Sell | THUNDER BRDG ACQUISTION II L | $643,000 | -52.3% | 63,058 | -52.8% | 0.10% | -53.1% |
| INO | New | INOVIO PHARMACEUTICALS INC | $645,000 | – | 55,600 | +100.0% | 0.10% | – |
| INO | New | INOVIO PHARMACEUTICALS INCput | $639,000 | – | 154,000 | +100.0% | 0.10% | – |
| THCX | SPINNAKER ETF SERIEScannabis etf | $622,000 | -13.5% | 75,000 | 0.0% | 0.10% | -15.0% | |
| INVA | New | INNOVIVA INC | $619,000 | – | 59,258 | +100.0% | 0.10% | – |
| RPLA | New | REPLAY ACQUISITION CORP | $588,000 | – | 57,768 | +100.0% | 0.10% | – |
| BGNE | New | BEIGENE LTDcall | $589,000 | – | 5,500 | +100.0% | 0.10% | – |
| CLAU | New | COLONNADE ACQUISITION CORPunit 99/99/9999 | $580,000 | – | 58,200 | +100.0% | 0.10% | – |
| MCD | New | MCDONALDS CORPput | $582,000 | – | 75,100 | +100.0% | 0.10% | – |
| QURE | New | UNIQURE NV | $580,000 | – | 15,745 | +100.0% | 0.10% | – |
| PDLI | Sell | PDL BIOPHARMA INC | $567,000 | -3.6% | 180,000 | -11.0% | 0.09% | -5.1% |
| GWPH | New | GW PHARMACEUTICALS PLCads | $567,000 | – | 5,823 | +100.0% | 0.09% | – |
| GRPN | New | GROUPON INC | $559,000 | – | 27,400 | +100.0% | 0.09% | – |
| LGVWWS | New | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $556,000 | – | 572,848 | +100.0% | 0.09% | – |
| SIRI | New | SIRIUS XM HOLDINGS INC | $550,000 | – | 102,700 | +100.0% | 0.09% | – |
| IPOCU | New | SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999 | $551,000 | – | 40,101 | +100.0% | 0.09% | – |
| SNPRU | New | TORTOISE ACQUISITION CORP IIunit 06/14/2027 | $544,000 | – | 50,000 | +100.0% | 0.09% | – |
| FSRV | New | FINSERV ACQUISITION CORPcl a | $541,000 | – | 53,922 | +100.0% | 0.09% | – |
| RMGWS | Buy | RMG ACQUISITION CORP*w exp 02/21/202 | $528,000 | +467.7% | 246,594 | +158.7% | 0.09% | +473.3% |
| CPAA | Sell | CONYERS PK II ACQUISITION CO | $523,000 | -58.9% | 50,000 | -57.5% | 0.08% | -59.7% |
| FIIIU | New | FORUM MERGER III CORPunit 08/24/2027 | $522,000 | – | 50,000 | +100.0% | 0.08% | – |
| GXGX | New | GX ACQUISITION CORP | $510,000 | – | 48,554 | +100.0% | 0.08% | – |
| SMMCW | Buy | SOUTH MTN MERGER CORP*w exp 06/20/202 | $505,000 | +271.3% | 361,019 | +198.2% | 0.08% | +256.5% |
| XOM | New | EXXON MOBIL CORPput | $500,000 | – | 358,900 | +100.0% | 0.08% | – |
| AHACU | New | ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027 | $496,000 | – | 50,000 | +100.0% | 0.08% | – |
| JIHWS | Buy | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $491,000 | +546.1% | 283,716 | +224.1% | 0.08% | +515.4% |
| PTKU | New | PTK ACQUISITION CORPunit 99/99/9999 | $482,000 | – | 47,332 | +100.0% | 0.08% | – |
| SMH | New | VANECK VECTORS ETF TRput | $472,000 | – | 103,000 | +100.0% | 0.08% | – |
| CIIC | New | CIIG MERGER CORP | $473,000 | – | 47,243 | +100.0% | 0.08% | – |
| PANA | New | PANACEA ACQUISITION CORPcl a | $468,000 | – | 41,811 | +100.0% | 0.08% | – |
| JWS | New | JAWS ACQUISITION CORP | $463,000 | – | 44,432 | +100.0% | 0.08% | – |
| FAST | Sell | FASTENAL COcall | $468,000 | +10.4% | 40,000 | -5.0% | 0.08% | +8.6% |
| SFTW | Sell | OSPREY TECHNLGY AQUISTION CO | $458,000 | -53.3% | 44,970 | -53.9% | 0.08% | -54.0% |
| CCXXU | Sell | CHURCHILL CAP CORP IIIunit 03/01/2027 | $438,000 | -69.0% | 40,740 | -67.4% | 0.07% | -69.8% |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $428,000 | – | 13,125 | +100.0% | 0.07% | – |
| GSAH | New | GS ACQUISITION HLDGS CORP II | $412,000 | – | 38,320 | +100.0% | 0.07% | – |
| CCIVU | New | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $413,000 | – | 41,260 | +100.0% | 0.07% | – |
| GMHI | Sell | GORES METROPOULOS INC | $400,000 | -65.8% | 35,000 | -67.9% | 0.06% | -66.5% |
| AXTA | Buy | AXALTA COATING SYS LTD | $401,000 | +25.7% | 18,101 | +28.1% | 0.06% | +22.6% |
| ESSCU | Sell | EAST STONE ACQUISITION CORPunit 12/31/2026 | $393,000 | -29.6% | 38,546 | -29.9% | 0.06% | -31.2% |
| IONS | Sell | IONIS PHARMACEUTICALS INC | $382,000 | -70.3% | 8,061 | -63.0% | 0.06% | -71.0% |
| AAL | Buy | AMERICAN AIRLS GROUP INCput | $380,000 | -23.5% | 212,800 | +40.8% | 0.06% | -25.3% |
| MESO | New | MESOBLAST LTDcall | $365,000 | – | 100,000 | +100.0% | 0.06% | – |
| NBL | New | NOBLE ENERGY INC | $347,000 | – | 40,592 | +100.0% | 0.06% | – |
| AMHC | New | AMPLITUDE HLTHCRE AQUSTIN CO | $347,000 | – | 35,000 | +100.0% | 0.06% | – |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $340,000 | +60.4% | 27,633 | +70.2% | 0.06% | +60.0% |
| DISH | Buy | DISH NETWORK CORPORATIONcl a | $333,000 | +34.3% | 11,465 | +59.6% | 0.05% | +31.7% |
| WPFU | Buy | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $329,000 | +46.9% | 29,108 | +38.6% | 0.05% | +45.9% |
| CCXXWS | Buy | CHURCHILL CAP CORP III*w exp 03/01/202 | $328,000 | +28.6% | 163,900 | +92.8% | 0.05% | +28.6% |
| SCVXU | New | SCVX CORPunit 99/99/9999 | $331,000 | – | 30,802 | +100.0% | 0.05% | – |
| GLEO | Sell | GALILEO ACQUISITION CORP | $324,000 | -65.0% | 32,720 | -65.0% | 0.05% | -65.6% |
| CRON | New | CRONOS GROUP INC | $324,000 | – | 64,591 | +100.0% | 0.05% | – |
| EIDX | New | EIDOS THERAPEUTICS INC | $325,000 | – | 6,427 | +100.0% | 0.05% | – |
| LGVWU | Sell | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $321,000 | -94.7% | 31,670 | -94.7% | 0.05% | -94.8% |
| SRAC | New | STABLE RD ACQUISITION CORP | $316,000 | – | 31,362 | +100.0% | 0.05% | – |
| DSKEW | Sell | DASEKE INC*w exp 02/27/202 | $316,000 | +34.5% | 2,161,452 | -44.8% | 0.05% | +33.3% |
| LGC | New | LEGACY ACQUISITION CORP | $319,000 | – | 30,721 | +100.0% | 0.05% | – |
| TOL | New | TOLL BROTHERS INC | $308,000 | – | 6,334 | +100.0% | 0.05% | – |
| SMMC | New | SOUTH MTN MERGER CORP | $302,000 | – | 28,900 | +100.0% | 0.05% | – |
| UBER | New | UBER TECHNOLOGIES INCcall | $299,000 | – | 135,900 | +100.0% | 0.05% | – |
| LL | LUMBER LIQUIDATORS HLDGS INCcall | $301,000 | +142.7% | 23,700 | 0.0% | 0.05% | +133.3% | |
| NEM | Sell | NEWMONT CORPcall | $290,000 | -22.0% | 39,400 | -6.6% | 0.05% | -24.2% |
| NOVS | New | NOVUS CAP CORP | $290,000 | – | 24,669 | +100.0% | 0.05% | – |
| TCO | Buy | TAUBMAN CTRS INCput | $289,000 | +3111.1% | 93,600 | +988.4% | 0.05% | +4600.0% |
| ABBV | New | ABBVIE INC | $282,000 | – | 3,222 | +100.0% | 0.05% | – |
| APXTU | New | APEX TECHNOLOGY ACQUISITIONunit 06/11/2026 | $282,000 | – | 23,900 | +100.0% | 0.05% | – |
| AMRN | New | AMARIN CORP PLCspons adr new | $274,000 | – | 65,028 | +100.0% | 0.04% | – |
| NUAN | New | NUANCE COMMUNICATIONS INC | $272,000 | – | 8,181 | +100.0% | 0.04% | – |
| SPCE | Sell | VIRGIN GALACTIC HOLDINGS INC | $267,000 | -90.2% | 13,904 | -91.7% | 0.04% | -90.3% |
| EXPC | New | EXPERIENCE INVT CORP | $270,000 | – | 26,843 | +100.0% | 0.04% | – |
| TZAC | New | TENZING ACQUISITION CORP | $264,000 | – | 24,600 | +100.0% | 0.04% | – |
| XLRN | New | ACCELERON PHARMA INCcall | $263,000 | – | 15,000 | +100.0% | 0.04% | – |
| CIICU | New | CIIG MERGER CORPunit 12/31/2026 | $261,000 | – | 25,590 | +100.0% | 0.04% | – |
| GRSVU | New | GORES HLDGS V INCunit 99/99/9999 | $259,000 | – | 25,000 | +100.0% | 0.04% | – |
| GXGXW | Sell | GX ACQUISITION CORP*w exp 05/24/202 | $252,000 | +15.1% | 157,323 | -20.8% | 0.04% | +13.9% |
| GLEOU | New | GALILEO ACQUISITION CORPunit 99/99/9999 | $253,000 | – | 24,000 | +100.0% | 0.04% | – |
| APXTW | Buy | APEX TECHNOLOGY ACQUISITION*w exp 09/18/202 | $246,000 | +1194.7% | 126,691 | +1013.9% | 0.04% | +1233.3% |
| VACQU | New | VECTOR ACQUISITION CORPunit 09/30/2027 | $239,000 | – | 23,588 | +100.0% | 0.04% | – |
| CUB | New | CUBIC CORPcall | $240,000 | – | 200,300 | +100.0% | 0.04% | – |
| KODK | New | EASTMAN KODAK COput | $241,000 | – | 102,700 | +100.0% | 0.04% | – |
| MCF | CONTANGO OIL & GAS CO | $241,000 | -41.5% | 180,000 | 0.0% | 0.04% | -42.6% | |
| XLF | New | SELECT SECTOR SPDR TRcall | $231,000 | – | 150,000 | +100.0% | 0.04% | – |
| SPCE | VIRGIN GALACTIC HOLDINGS INCcall | $229,000 | -2.6% | 56,000 | 0.0% | 0.04% | -5.1% | |
| CLGX | New | CORELOGIC INCcall | $227,000 | – | 59,800 | +100.0% | 0.04% | – |
| CGC | Sell | CANOPY GROWTH CORP | $225,000 | -92.8% | 15,694 | -91.9% | 0.04% | -92.9% |
| FUSEWS | New | FUSION ACQUISITION CORP*w exp 06/01/202 | $225,000 | – | 206,401 | +100.0% | 0.04% | – |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INCput | $222,000 | -64.1% | 712,800 | -10.0% | 0.04% | -65.0% |
| IAC | New | IAC INTERACTIVECORP NEWcall | $222,000 | – | 45,300 | +100.0% | 0.04% | – |
| CNK | New | CINEMARK HLDGS INC | $214,000 | – | 21,353 | +100.0% | 0.04% | – |
| GNW | Buy | GENWORTH FINL INCcall | $212,000 | +5200.0% | 426,800 | +226.8% | 0.04% | +3400.0% |
| IJR | New | ISHARES TRcore s&p scp etf | $202,000 | – | 2,881 | +100.0% | 0.03% | – |
| ROCH | New | ROTH CH ACQUISITION I CO | $204,000 | – | 20,496 | +100.0% | 0.03% | – |
| INTC | New | INTEL CORPcall | $196,000 | – | 135,600 | +100.0% | 0.03% | – |
| SRNE | New | SORRENTO THERAPEUTICS INCput | $195,000 | – | 129,200 | +100.0% | 0.03% | – |
| BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $197,000 | – | 19,760 | +100.0% | 0.03% | – |
| IGMS | New | IGM BIOSCIENCES INCput | $191,000 | – | 45,000 | +100.0% | 0.03% | – |
| SNDX | Sell | SYNDAX PHARMACEUTICALS INC | $191,000 | -50.9% | 12,946 | -50.6% | 0.03% | -52.3% |
| FTAC | Sell | FINTECH ACQUISITION CORP III | $192,000 | -58.3% | 18,660 | -54.8% | 0.03% | -59.2% |
| QD | Buy | QUDIAN INCadr | $189,000 | +250.0% | 152,247 | +383.8% | 0.03% | +244.4% |
| SFTWWS | Sell | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $189,000 | -43.6% | 135,311 | -57.5% | 0.03% | -44.6% |
| DMYT | Sell | DMY TECHNOLOGY GROUP INC | $191,000 | -64.1% | 15,000 | -71.7% | 0.03% | -64.8% |
| DMYDU | New | DMY TECHNOLOGY GROUP INC IIunit 99/99/9999 | $184,000 | – | 18,003 | +100.0% | 0.03% | – |
| CCXWS | Sell | CHURCHILL CAP CORP II*w exp 07/02/202 | $172,000 | -25.2% | 78,885 | -0.9% | 0.03% | -26.3% |
| ACAM | Sell | ACAMAR PARTNERS ACQSITION COcl a | $171,000 | -55.1% | 16,685 | -55.1% | 0.03% | -55.6% |
| RPLAWS | Sell | REPLAY ACQUISITION CORP*w exp 03/01/202 | $174,000 | -52.6% | 183,249 | -55.0% | 0.03% | -54.1% |
| IPVU | New | INTERPRIVATE ACQUISITION CORunit 10/29/2024 | $174,000 | – | 16,812 | +100.0% | 0.03% | – |
| EXPCW | Buy | EXPERIENCE INVT CORP*w exp 09/01/202 | $173,000 | +203.5% | 141,698 | +125.1% | 0.03% | +211.1% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $163,000 | -86.0% | 151,000 | -79.8% | 0.03% | -86.1% |
| JFKKW | 8I ENTERPRISES ACQUISITION C*w exp 10/29/202 | $163,000 | +191.1% | 122,000 | 0.0% | 0.03% | +200.0% | |
| M | Buy | MACYS INCput | $162,000 | -6.9% | 2,342,200 | +2008.2% | 0.03% | -10.3% |
| FAST | New | FASTENAL CO | $156,000 | – | 3,449 | +100.0% | 0.02% | – |
| MCD | New | MCDONALDS CORPcall | $149,000 | – | 75,100 | +100.0% | 0.02% | – |
| MYOK | New | MYOKARDIA INCcall | $149,000 | – | 5,600 | +100.0% | 0.02% | – |
| ARYB | New | ARYA SCIENCES ACQUISTION CO | $146,000 | – | 14,000 | +100.0% | 0.02% | – |
| GNW | Sell | GENWORTH FINL INCput | $141,000 | -29.5% | 193,200 | -80.7% | 0.02% | -30.3% |
| DOW | New | DOW INCput | $140,000 | – | 320,000 | +100.0% | 0.02% | – |
| NOVSW | New | NOVUS CAP CORP*w exp 06/30/202 | $135,000 | – | 48,363 | +100.0% | 0.02% | – |
| THBRW | Sell | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $135,000 | -64.7% | 100,015 | -62.3% | 0.02% | -65.6% |
| HPXU | New | HPX CORPunit 99/99/9999 | $133,000 | – | 13,087 | +100.0% | 0.02% | – |
| TREBWS | New | TREBIA ACQUISITION CORP*w exp 99/99/999 | $133,000 | – | 88,530 | +100.0% | 0.02% | – |
| BOWXU | New | BOWX ACQUISITION CORPunit 08/03/2025 | $129,000 | – | 12,542 | +100.0% | 0.02% | – |
| MJ | Buy | ETF MANAGERS TRput | $129,000 | +214.6% | 78,100 | +160.3% | 0.02% | +200.0% |
| ANIK | ANIKA THERAPEUTICS INCcall | $131,000 | -60.2% | 56,800 | 0.0% | 0.02% | -61.8% | |
| DRNA | New | DICERNA PHARMACEUTICALS INC | $128,000 | – | 7,133 | +100.0% | 0.02% | – |
| CRBP | New | CORBUS PHARMACEUTICALS HLDGSput | $121,000 | – | 19,300 | +100.0% | 0.02% | – |
| CHPMW | New | CHP MERGER CORP*w exp 11/22/202 | $120,000 | – | 100,000 | +100.0% | 0.02% | – |
| MYOK | New | MYOKARDIA INC | $115,000 | – | 844 | +100.0% | 0.02% | – |
| IONS | Sell | IONIS PHARMACEUTICALS INCput | $116,000 | +427.3% | 16,500 | -24.3% | 0.02% | +375.0% |
| KLRWS | Sell | KALEYRA INC*w exp 12/12/202 | $119,000 | +54.5% | 83,889 | -29.6% | 0.02% | +46.2% |
| ANGI | Buy | ANGI HOMESERVICES INC | $115,000 | +64.3% | 10,398 | +80.3% | 0.02% | +58.3% |
| CRBP | Buy | CORBUS PHARMACEUTICALS HLDGS | $117,000 | -48.0% | 65,100 | +142.5% | 0.02% | -48.6% |
| CLF | Buy | CLEVELAND-CLIFFS INC NEWcall | $117,000 | +485.0% | 390,600 | +330.7% | 0.02% | +533.3% |
| AMRN | Buy | AMARIN CORP PLCput | $111,000 | +1010.0% | 176,900 | +686.2% | 0.02% | +800.0% |
| IFF | New | INTERNATIONAL FLAVORS&FRAGRAput | $106,000 | – | 37,200 | +100.0% | 0.02% | – |
| BBBY | BED BATH & BEYOND INCcall | $102,000 | +75.9% | 35,500 | 0.0% | 0.02% | +70.0% | |
| ROCHU | New | ROTH CH ACQUISITION I COunit 01/28/2025 | $107,000 | – | 10,000 | +100.0% | 0.02% | – |
| FIT | Sell | FITBIT INCcall | $104,000 | -35.0% | 388,700 | -55.2% | 0.02% | -37.0% |
| USB | New | US BANCORP DELcall | $99,000 | – | 254,900 | +100.0% | 0.02% | – |
| DCPH | New | DECIPHERA PHARMACEUTICALS INcall | $101,000 | – | 15,000 | +100.0% | 0.02% | – |
| YAC | New | YUCAIPA ACQUISITION CORP | $101,000 | – | 10,163 | +100.0% | 0.02% | – |
| IAC | New | IAC INTERACTIVECORP NEWput | $95,000 | – | 30,300 | +100.0% | 0.02% | – |
| NBACW | Sell | NEWBORN ACQUISITION CORP*w exp 02/03/202 | $95,000 | +53.2% | 328,689 | -15.2% | 0.02% | +60.0% |
| COF | New | CAPITAL ONE FINL CORPcall | $101,000 | – | 22,100 | +100.0% | 0.02% | – |
| LSACW | New | LIFESCI ACQUISITION CORP*w exp 02/14/202 | $98,000 | – | 64,000 | +100.0% | 0.02% | – |
| GWPH | New | GW PHARMACEUTICALS PLCput | $93,000 | – | 7,500 | +100.0% | 0.02% | – |
| FITB | New | FIFTH THIRD BANCORP | $92,000 | – | 4,316 | +100.0% | 0.02% | – |
| AVYA | AVAYA HLDGS CORPcall | $88,000 | +37.5% | 24,000 | 0.0% | 0.01% | +27.3% | |
| GNW | New | GENWORTH FINL INC | $84,000 | – | 25,000 | +100.0% | 0.01% | – |
| MIST | New | MILESTONE PHARMACEUTICALS IN | $88,000 | – | 11,990 | +100.0% | 0.01% | – |
| UNP | New | UNION PAC CORPput | $88,000 | – | 32,400 | +100.0% | 0.01% | – |
| FIT | Sell | FITBIT INCput | $87,000 | -68.7% | 547,700 | -29.9% | 0.01% | -69.6% |
| MRTX | Sell | MIRATI THERAPEUTICS INCcall | $85,000 | +97.7% | 5,300 | -47.0% | 0.01% | +100.0% |
| GME | New | GAMESTOP CORP NEWput | $81,000 | – | 100,000 | +100.0% | 0.01% | – |
| FCX | Sell | FREEPORT-MCMORAN INCput | $77,000 | -40.3% | 186,300 | -12.3% | 0.01% | -38.1% |
| MNCL | Sell | MONOCLE ACQUISITION CORP | $79,000 | -90.4% | 277,050 | -20.6% | 0.01% | -90.4% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INCcall | $82,000 | -29.9% | 13,500 | -65.2% | 0.01% | -31.6% |
| BAC | New | BK OF AMERICA CORPcall | $65,000 | – | 40,000 | +100.0% | 0.01% | – |
| DMYTWS | New | DMY TECHNOLOGY GROUP INC*w exp 02/21/202 | $69,000 | – | 23,000 | +100.0% | 0.01% | – |
| DISH | Buy | DISH NETWORK CORPORATIONput | $67,000 | -25.6% | 35,000 | +75.0% | 0.01% | -26.7% |
| FSRVW | Sell | FINSERV ACQUISITION CORP*w exp 12/31/202 | $68,000 | -28.4% | 68,196 | -24.8% | 0.01% | -31.2% |
| GSAT | Buy | GLOBALSTAR INC | $69,000 | +109.1% | 225,226 | +125.2% | 0.01% | +120.0% |
| RF | Buy | REGIONS FINANCIAL CORP NEW | $70,000 | +32.1% | 6,057 | +26.5% | 0.01% | +22.2% |
| MRTX | Buy | MIRATI THERAPEUTICS INCput | $66,000 | +560.0% | 15,400 | +123.2% | 0.01% | +450.0% |
| IBB | New | ISHARES TRput | $67,000 | – | 20,500 | +100.0% | 0.01% | – |
| AR | New | ANTERO RESOURCES CORPcall | $60,000 | – | 300,000 | +100.0% | 0.01% | – |
| TOL | New | TOLL BROTHERS INCcall | $60,000 | – | 115,200 | +100.0% | 0.01% | – |
| TLRY | Sell | TILRAY INCcall | $62,000 | -64.2% | 411,600 | -33.2% | 0.01% | -65.5% |
| FGEN | New | FIBROGEN INC | $63,000 | – | 1,528 | +100.0% | 0.01% | – |
| ORSNR | Sell | ORISUN ACQUISITION CORPright 05/31/2024 | $63,000 | +1.6% | 105,000 | -49.5% | 0.01% | 0.0% |
| VAR | New | VARIAN MED SYS INCcall | $59,000 | – | 78,500 | +100.0% | 0.01% | – |
| SNDX | Sell | SYNDAX PHARMACEUTICALS INCput | $61,000 | -36.5% | 20,200 | -55.1% | 0.01% | -37.5% |
| PFNX | New | PFENEX INC | $64,000 | – | 5,000 | +100.0% | 0.01% | – |
| ACAD | New | ACADIA PHARMACEUTICALS INC | $58,000 | – | 1,417 | +100.0% | 0.01% | – |
| PCPLWS | New | CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999 | $56,000 | – | 30,949 | +100.0% | 0.01% | – |
| INVA | Sell | INNOVIVA INCcall | $53,000 | -98.8% | 234,100 | -77.4% | 0.01% | -98.8% |
| SCPEWS | Sell | SC HEALTH CORP*w exp 99/99/999 | $58,000 | -73.4% | 50,000 | -75.2% | 0.01% | -75.0% |
| DFNSWS | Sell | LGL SYS ACQUISITION CORP*w exp 11/12/202 | $58,000 | -81.5% | 53,661 | -84.4% | 0.01% | -82.7% |
| ABUS | New | ARBUTUS BIOPHARMA CORPput | $58,000 | – | 25,000 | +100.0% | 0.01% | – |
| BAC | Sell | BK OF AMERICA CORP | $51,000 | -89.7% | 2,113 | -89.8% | 0.01% | -90.2% |
| ACAD | New | ACADIA PHARMACEUTICALS INCput | $51,000 | – | 20,800 | +100.0% | 0.01% | – |
| SAND | SANDSTORM GOLD LTDcall | $47,000 | -36.5% | 28,300 | 0.0% | 0.01% | -33.3% | |
| AMC | New | AMC ENTMT HLDGS INC | $48,000 | – | 10,294 | +100.0% | 0.01% | – |
| MIST | New | MILESTONE PHARMACEUTICALS INput | $47,000 | – | 27,600 | +100.0% | 0.01% | – |
| NBACR | NEWBORN ACQUISITION CORPright 02/03/2025 | $48,000 | +23.1% | 184,000 | 0.0% | 0.01% | +33.3% | |
| SGRY | New | SURGERY PARTNERS INCcall | $51,000 | – | 25,000 | +100.0% | 0.01% | – |
| SNDL | SUNDIAL GROWERS INC | $49,000 | -69.8% | 203,101 | 0.0% | 0.01% | -70.4% | |
| CIICW | Sell | CIIG MERGER CORP*w exp 12/31/202 | $47,000 | -46.0% | 54,389 | -40.7% | 0.01% | -42.9% |
| WPX | New | WPX ENERGY INC | $50,000 | – | 10,115 | +100.0% | 0.01% | – |
| ETACW | New | E MERGE TECHNOLOGY ACQUISITI*w exp 07/30/202 | $40,000 | – | 42,401 | +100.0% | 0.01% | – |
| EIDX | New | EIDOS THERAPEUTICS INCput | $43,000 | – | 31,200 | +100.0% | 0.01% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROsponsored adr | $43,000 | – | 6,056 | +100.0% | 0.01% | – |
| CPSRWS | New | CAPSTAR SPL PURP ACQUISITION*w exp 99/99/999 | $42,000 | – | 52,752 | +100.0% | 0.01% | – |
| CCACWS | New | CITIC CAPITAL ACQUISITION CO*w exp 01/17/202 | $42,000 | – | 33,510 | +100.0% | 0.01% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INCput | $40,000 | – | 9,300 | +100.0% | 0.01% | – |
| ACAMW | Sell | ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202 | $39,000 | -84.0% | 35,869 | -80.7% | 0.01% | -85.0% |
| WPFWS | New | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $35,000 | – | 15,300 | +100.0% | 0.01% | – |
| SRACW | Sell | STABLE RD ACQUISITION CORP*w exp 05/15/202 | $35,000 | -23.9% | 30,060 | -59.8% | 0.01% | -25.0% |
| HECCW | New | HUDSON EXECUTIVE INVT CORP*w exp 06/21/202 | $39,000 | – | 32,988 | +100.0% | 0.01% | – |
| TRNEWS | Sell | TRINE ACQUISITION CORP*w exp 03/31/202 | $36,000 | -92.6% | 13,826 | -95.6% | 0.01% | -92.6% |
| CNK | New | CINEMARK HLDGS INCcall | $38,000 | – | 94,300 | +100.0% | 0.01% | – |
| PFNX | New | PFENEX INCput | $37,000 | – | 70,000 | +100.0% | 0.01% | – |
| GMHIW | Sell | GORES METROPOULOS INC*w exp 01/28/202 | $34,000 | -73.4% | 10,938 | -83.1% | 0.01% | -71.4% |
| SWCH | New | SWITCH INCcl a | $35,000 | – | 2,272 | +100.0% | 0.01% | – |
| ANGI | Sell | ANGI HOMESERVICES INCput | $35,000 | -89.1% | 21,500 | -89.2% | 0.01% | -88.7% |
| BABA | ALIBABA GROUP HLDG LTDput | $28,000 | -87.2% | 22,900 | 0.0% | 0.01% | -86.1% | |
| ARYBW | New | ARYA SCIENCES ACQUISTION CO*w exp 06/09/202 | $29,000 | – | 16,323 | +100.0% | 0.01% | – |
| FGEN | New | FIBROGEN INCcall | $29,000 | – | 10,000 | +100.0% | 0.01% | – |
| CGC | Sell | CANOPY GROWTH CORPput | $31,000 | -96.4% | 25,000 | -87.1% | 0.01% | -96.5% |
| QQQ | Sell | INVESCO QQQ TRput | $28,000 | -84.6% | 7,400 | -87.1% | 0.01% | -83.3% |
| MCMJW | Sell | MERIDA MERGER CORP I*w exp 11/07/202 | $30,000 | +3.4% | 55,321 | -6.0% | 0.01% | 0.0% |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INCcall | $31,000 | +158.3% | 40,300 | -11.4% | 0.01% | +150.0% |
| KMI | New | KINDER MORGAN INC DEL | $32,000 | – | 2,587 | +100.0% | 0.01% | – |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $28,000 | -83.8% | 40,214 | -87.2% | 0.01% | -82.8% |
| ACAD | New | ACADIA PHARMACEUTICALS INCcall | $33,000 | – | 20,500 | +100.0% | 0.01% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INCcall | $29,000 | – | 8,800 | +100.0% | 0.01% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROcall | $22,000 | – | 196,300 | +100.0% | 0.00% | – |
| XBI | Sell | SPDR SER TRput | $27,000 | +170.0% | 22,000 | -83.1% | 0.00% | +100.0% |
| SCVXWS | Sell | SCVX CORP*w exp 01/24/202 | $25,000 | -32.4% | 16,500 | -53.5% | 0.00% | -33.3% |
| QDEL | New | QUIDEL CORPcall | $27,000 | – | 1,500 | +100.0% | 0.00% | – |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INCcall | $22,000 | -15.4% | 149,500 | -69.8% | 0.00% | 0.0% |
| PRPBWS | New | CC NEUBERGER PRIN HLDGS II*w exp 07/29/202 | $27,000 | – | 16,754 | +100.0% | 0.00% | – |
| GRUB | GRUBHUB INCput | $27,000 | -71.3% | 47,100 | 0.0% | 0.00% | -75.0% | |
| FGEN | New | FIBROGEN INCput | $25,000 | – | 10,000 | +100.0% | 0.00% | – |
| IFF | New | INTERNATIONAL FLAVORS&FRAGRAcall | $25,000 | – | 7,200 | +100.0% | 0.00% | – |
| ALACW | Sell | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $26,000 | -48.0% | 125,757 | -35.2% | 0.00% | -50.0% |
| XBI | New | SPDR SER TRcall | $26,000 | – | 22,000 | +100.0% | 0.00% | – |
| CRBP | New | CORBUS PHARMACEUTICALS HLDGScall | $22,000 | – | 558,500 | +100.0% | 0.00% | – |
| VEDL | New | VEDANTA LIMITEDcall | $23,000 | – | 44,700 | +100.0% | 0.00% | – |
| CORT | Sell | CORCEPT THERAPEUTICS INCcall | $23,000 | -74.4% | 19,000 | -45.7% | 0.00% | -73.3% |
| GLEOWS | Sell | GALILEO ACQUISITION CORP*w exp 10/31/202 | $25,000 | -52.8% | 39,616 | -56.4% | 0.00% | -55.6% |
| ORSNW | ORISUN ACQUISITION CORP*w exp 05/31/202 | $24,000 | -20.0% | 80,000 | 0.0% | 0.00% | -20.0% | |
| NPAWW | Sell | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $24,000 | -14.3% | 19,917 | -29.3% | 0.00% | -20.0% |
| IMMU | New | IMMUNOMEDICS INCput | $25,000 | – | 21,600 | +100.0% | 0.00% | – |
| RIGL | New | RIGEL PHARMACEUTICALS INCput | $23,000 | – | 37,500 | +100.0% | 0.00% | – |
| METXW | METEN EDTECHX ED GROUP LTD*w exp 03/31/202 | $19,000 | -63.5% | 92,645 | 0.0% | 0.00% | -66.7% | |
| GIKWS | New | GIGCAPITAL3 INC*w exp 05/18/202 | $16,000 | – | 24,273 | +100.0% | 0.00% | – |
| GNRSW | Sell | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $21,000 | -65.6% | 88,059 | -69.8% | 0.00% | -70.0% |
| INO | New | INOVIO PHARMACEUTICALS INCcall | $17,000 | – | 98,400 | +100.0% | 0.00% | – |
| IONS | New | IONIS PHARMACEUTICALS INCcall | $16,000 | – | 16,500 | +100.0% | 0.00% | – |
| DLR | Buy | DIGITAL RLTY TR INCput | $16,000 | +1500.0% | 25,500 | +12650.0% | 0.00% | – |
| DFPHW | New | DFP HEALTHCARE ACQUISITNS CO*w exp 03/31/202 | $18,000 | – | 11,041 | +100.0% | 0.00% | – |
| NHICW | New | NEWHOLD INVESTMENT CORP*w exp 03/10/202 | $17,000 | – | 25,000 | +100.0% | 0.00% | – |
| NEM | Sell | NEWMONT CORPput | $17,000 | -72.1% | 46,100 | -5.7% | 0.00% | -70.0% |
| CGROW | New | COLLECTIVE GROWTH CORP*w exp 04/30/202 | $17,000 | – | 28,058 | +100.0% | 0.00% | – |
| RF | REGIONS FINANCIAL CORP NEWcall | $18,000 | -40.0% | 30,000 | 0.0% | 0.00% | -40.0% | |
| RIGL | New | RIGEL PHARMACEUTICALS INCcall | $19,000 | – | 37,500 | +100.0% | 0.00% | – |
| CVX | New | CHEVRON CORP NEWcall | $16,000 | – | 20,000 | +100.0% | 0.00% | – |
| BBIO | Sell | BRIDGEBIO PHARMA INCcall | $18,000 | -93.5% | 24,300 | -39.2% | 0.00% | -93.5% |
| BWA | New | BORGWARNER INCput | $16,000 | – | 20,900 | +100.0% | 0.00% | – |
| V | New | VISA INC | $17,000 | – | 87 | +100.0% | 0.00% | – |
| WFC | New | WELLS FARGO CO NEW | $19,000 | – | 820 | +100.0% | 0.00% | – |
| ANDAR | Buy | ANDINA ACQUISITION CORP IIIright 10/01/2025 | $18,000 | +80.0% | 49,995 | +25.4% | 0.00% | +50.0% |
| AMHCW | AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202 | $18,000 | +20.0% | 15,000 | 0.0% | 0.00% | +50.0% | |
| ALXN | New | ALEXION PHARMACEUTICALS INCput | $18,000 | – | 27,000 | +100.0% | 0.00% | – |
| AR | New | ANTERO RESOURCES CORPput | $14,000 | – | 275,000 | +100.0% | 0.00% | – |
| ANGI | New | ANGI HOMESERVICES INCcall | $14,000 | – | 78,500 | +100.0% | 0.00% | – |
| CORT | Buy | CORCEPT THERAPEUTICS INCput | $12,000 | +500.0% | 19,000 | +8.6% | 0.00% | – |
| FITB | New | FIFTH THIRD BANCORPcall | $10,000 | – | 7,900 | +100.0% | 0.00% | – |
| GSMGW | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $15,000 | +36.4% | 276,300 | 0.0% | 0.00% | 0.0% | |
| ABBV | New | ABBVIE INCcall | $12,000 | – | 39,700 | +100.0% | 0.00% | – |
| AIMT | New | AIMMUNE THERAPEUTICS INCcall | $12,000 | – | 156,200 | +100.0% | 0.00% | – |
| XLRN | New | ACCELERON PHARMA INCput | $11,000 | – | 15,000 | +100.0% | 0.00% | – |
| TDACW | Sell | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $10,000 | -41.2% | 28,166 | -25.2% | 0.00% | -33.3% |
| BBIO | New | BRIDGEBIO PHARMA INCput | $11,000 | – | 5,000 | +100.0% | 0.00% | – |
| LACQW | LEISURE ACQUISITION CORP*w exp 12/05/201 | $12,000 | -47.8% | 25,060 | 0.0% | 0.00% | -50.0% | |
| BGNE | New | BEIGENE LTDput | $14,000 | – | 5,500 | +100.0% | 0.00% | – |
| DCPH | New | DECIPHERA PHARMACEUTICALS INput | $11,000 | – | 15,000 | +100.0% | 0.00% | – |
| ATNX | New | ATHENEX INCcall | $11,000 | – | 18,500 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $11,000 | – | 61,100 | +100.0% | 0.00% | – |
| DLR | Buy | DIGITAL RLTY TR INCcall | $15,000 | +66.7% | 4,200 | +200.0% | 0.00% | +100.0% |
| DRNA | New | DICERNA PHARMACEUTICALS INCput | $14,000 | – | 15,000 | +100.0% | 0.00% | – |
| AMC | New | AMC ENTMT HLDGS INCcall | $10,000 | – | 60,000 | +100.0% | 0.00% | – |
| QDEL | Sell | QUIDEL CORPput | $15,000 | +200.0% | 15,900 | -43.6% | 0.00% | +100.0% |
| CLF | Sell | CLEVELAND-CLIFFS INC NEWput | $11,000 | -97.4% | 29,700 | -91.8% | 0.00% | -97.2% |
| AMCIW | New | AMCI ACQUISITION CORP*w exp 05/20/202 | $10,000 | – | 14,939 | +100.0% | 0.00% | – |
| GIXWS | Sell | GIGCAPITAL2 INC*w exp 02/28/202 | $11,000 | -83.8% | 11,902 | -91.3% | 0.00% | -81.8% |
| CSIQ | New | CANADIAN SOLAR INC | $8,000 | – | 227 | +100.0% | 0.00% | – |
| ANDAW | Sell | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $8,000 | -42.9% | 24,000 | -25.5% | 0.00% | -50.0% |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC | $6,000 | – | 83 | +100.0% | 0.00% | – |
| ABUS | New | ARBUTUS BIOPHARMA CORPcall | $8,000 | – | 25,000 | +100.0% | 0.00% | – |
| TCO | Sell | TAUBMAN CTRS INCcall | $4,000 | -95.5% | 19,000 | -73.4% | 0.00% | -93.3% |
| AMRN | Buy | AMARIN CORP PLCcall | $6,000 | -80.6% | 27,000 | +20.0% | 0.00% | -80.0% |
| ESSCR | Sell | EAST STONE ACQUISITION CORPright 12/31/2026 | $4,000 | -83.3% | 16,458 | -87.0% | 0.00% | -75.0% |
| SWCH | Sell | SWITCH INCput | $6,000 | -84.2% | 8,500 | -83.0% | 0.00% | -83.3% |
| ANDA | ANDINA ACQUISITION CORP III | $4,000 | 0.0% | 409,967 | 0.0% | 0.00% | 0.0% | |
| CSIQ | New | CANADIAN SOLAR INCput | $9,000 | – | 45,000 | +100.0% | 0.00% | – |
| PFE | Sell | PFIZER INCput | $8,000 | +100.0% | 15,000 | -69.8% | 0.00% | 0.0% |
| CLNY | New | COLONY CAP INC NEWcall | $5,000 | – | 17,800 | +100.0% | 0.00% | – |
| CCI | New | CROWN CASTLE INTL CORP NEWput | $8,000 | – | 44,300 | +100.0% | 0.00% | – |
| CUB | New | CUBIC CORPput | $8,000 | – | 17,600 | +100.0% | 0.00% | – |
| MNTA | New | MOMENTA PHARMACEUTICALS INCcall | $6,000 | – | 216,400 | +100.0% | 0.00% | – |
| DRNA | New | DICERNA PHARMACEUTICALS INCcall | $6,000 | – | 15,000 | +100.0% | 0.00% | – |
| MRK | New | MERCK & CO. INCput | $9,000 | – | 7,000 | +100.0% | 0.00% | – |
| M | Sell | MACYS INC | $8,000 | -99.0% | 1,436 | -98.7% | 0.00% | -99.2% |
| DISH | New | DISH NETWORK CORPORATIONcall | $6,000 | – | 77,500 | +100.0% | 0.00% | – |
| ACIA | New | ACACIA COMMUNICATIONS INCcall | $4,000 | – | 37,600 | +100.0% | 0.00% | – |
| IMMU | New | IMMUNOMEDICS INCcall | $9,000 | – | 58,800 | +100.0% | 0.00% | – |
| GIXRT | Sell | GIGCAPITAL2 INCright 02/28/2026 | $6,000 | -62.5% | 17,400 | -70.7% | 0.00% | -66.7% |
| AMC | AMC ENTMT HLDGS INCput | $8,000 | -81.8% | 59,300 | 0.0% | 0.00% | -85.7% | |
| MJ | New | ETF MANAGERS TRcall | $2,000 | – | 78,600 | +100.0% | 0.00% | – |
| ALBO | New | ALBIREO PHARMA INCput | $1,000 | – | 35,000 | +100.0% | 0.00% | – |
| FAST | FASTENAL COput | $2,000 | -75.0% | 10,000 | 0.0% | 0.00% | -100.0% | |
| CCI | New | CROWN CASTLE INTL CORP NEWcall | $1,000 | – | 39,800 | +100.0% | 0.00% | – |
| LIVKW | Exit | LIV CAP ACQUISITION CORP*w exp 12/13/202 | $0 | – | -10,561 | -100.0% | 0.00% | – |
| IMMR | New | IMMERSION CORPcall | $2,000 | – | 20,000 | +100.0% | 0.00% | – |
| GWPH | New | GW PHARMACEUTICALS PLCcall | $3,000 | – | 7,500 | +100.0% | 0.00% | – |
| CLNY | New | COLONY CAP INC NEWput | $1,000 | – | 11,700 | +100.0% | 0.00% | – |
| ADRO | Exit | ADURO BIOTECH INCcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| WFC | New | WELLS FARGO CO NEWcall | $3,000 | – | 100,000 | +100.0% | 0.00% | – |
| FFIV | Exit | F5 NETWORKS INCput | $0 | – | -7,000 | -100.0% | 0.00% | – |
| TGNA | New | TEGNA INCcall | $3,000 | – | 50,000 | +100.0% | 0.00% | – |
| V | New | VISA INCcall | $3,000 | – | 13,600 | +100.0% | 0.00% | – |
| BCRX | Exit | BIOCRYST PHARMACEUTICALS INCcall | $0 | – | -22,500 | -100.0% | 0.00% | – |
| GNUS | Exit | GENIUS BRANDS INTL INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| INOV | Exit | INOVALON HLDGS INCput | $0 | – | -15,900 | -100.0% | 0.00% | – |
| MRK | New | MERCK & CO. INCcall | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| HUN | Exit | HUNTSMAN CORPcall | $0 | – | -3,800 | -100.0% | 0.00% | – |
| TECD | Exit | TECH DATA CORPput | $0 | – | -55,000 | -100.0% | 0.00% | – |
| MDB | New | MONGODB INCcall | $2,000 | – | 10,300 | +100.0% | 0.00% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS INcall | $0 | – | -5,500 | -100.0% | 0.00% | – |
| KMI | New | KINDER MORGAN INC DELcall | $1,000 | – | 37,000 | +100.0% | 0.00% | – |
| X | Exit | UNITED STATES STL CORP NEWcall | $0 | – | -112,300 | -100.0% | -0.00% | – |
| SLNO | Exit | SOLENO THERAPEUTICS INCcall | $0 | – | -177,300 | -100.0% | -0.00% | – |
| HUN | Exit | HUNTSMAN CORPput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -41,700 | -100.0% | -0.00% | – |
| FLXN | Exit | FLEXION THERAPEUTICS INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| WOR | Exit | WORTHINGTON INDS INCput | $0 | – | -11,600 | -100.0% | -0.00% | – |
| XLV | Exit | SELECT SECTOR SPDR TRput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CVNA | Exit | CARVANA COput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| THCAW | Exit | TUSCAN HLDGS CORP II*w exp 99/99/999 | $0 | – | -10,400 | -100.0% | -0.00% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -14,400 | -100.0% | -0.00% | – |
| USFD | Exit | US FOODS HLDG CORPcall | $0 | – | -20,700 | -100.0% | -0.00% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -36,000 | -100.0% | -0.00% | – |
| ZGNX | Exit | ZOGENIX INCput | $0 | – | -119,700 | -100.0% | -0.00% | – |
| APHA | Exit | APHRIA INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DIS | Exit | DISNEY WALT COcall | $0 | – | -6,800 | -100.0% | -0.00% | – |
| AGBAW | Exit | AGBA ACQUISITION LTD*w exp 05/10/202 | $0 | – | -53,230 | -100.0% | -0.00% | – |
| HP | Exit | HELMERICH & PAYNE INCput | $0 | – | -17,800 | -100.0% | -0.00% | – |
| HYG | Exit | ISHARES TRcall | $0 | – | -89,600 | -100.0% | -0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALACR | Exit | ALBERTON ACQUISITION CORPright 10/04/2020 | $0 | – | -69,390 | -100.0% | -0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -55,700 | -100.0% | -0.00% | – |
| MNCLW | Exit | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $0 | – | -29,286 | -100.0% | -0.00% | – |
| CVS | Exit | CVS HEALTH CORPcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | HORIZON GLOBAL CORPnote 2.750% 7/0 | $0 | – | -37,000 | -100.0% | -0.00% | – | |
| DIS | Exit | DISNEY WALT COput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| FVACWS | Exit | FORTRESS VALUE ACQUISITION C*w exp 05/04/202 | $0 | – | -19,105 | -100.0% | -0.00% | – |
| WTRH | Exit | WAITR HLDGS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| EIDX | Exit | EIDOS THERAPEUTICS INCcall | $0 | – | -17,800 | -100.0% | -0.00% | – |
| EVRG | Exit | EVERGY INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| THCBW | Exit | TUSCAN HOLDINGS CORP*w exp 04/01/202 | $0 | – | -40,770 | -100.0% | -0.00% | – |
| USFD | Exit | US FOODS HLDG CORPput | $0 | – | -20,700 | -100.0% | -0.00% | – |
| NSCOWS | Exit | NESCO HLDGS INC*w exp 01/01/202 | $0 | – | -147,532 | -100.0% | -0.00% | – |
| SAQNW | Exit | SOFTWARE ACQUISITION GROUP I*w exp 10/01/202 | $0 | – | -27,047 | -100.0% | -0.00% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SAMAW | Exit | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $0 | – | -20,000 | -100.0% | -0.00% | – |
| HCCHR | Exit | HL ACQUISITIONS CORPright 07/17/2023 | $0 | – | -28,241 | -100.0% | -0.00% | – |
| Exit | PRIORITY TECHNOLOGY HLDGS IN | $0 | – | -11,293 | -100.0% | -0.01% | – | |
| XLV | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -12,500 | -100.0% | -0.01% | – |
| CRSAW | Exit | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $0 | – | -18,790 | -100.0% | -0.01% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -62,297 | -100.0% | -0.01% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INCcall | $0 | – | -91,600 | -100.0% | -0.01% | – |
| CLDR | Exit | CLOUDERA INCcall | $0 | – | -115,000 | -100.0% | -0.01% | – |
| SSPKW | Exit | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $0 | – | -77,857 | -100.0% | -0.01% | – |
| SNDX | Exit | SYNDAX PHARMACEUTICALS INCcall | $0 | – | -14,700 | -100.0% | -0.01% | – |
| FICO | Exit | FAIR ISAAC CORPput | $0 | – | -14,700 | -100.0% | -0.01% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INCcall | $0 | – | -30,800 | -100.0% | -0.01% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INcall | $0 | – | -30,400 | -100.0% | -0.01% | – |
| ESPR | Exit | ESPERION THERAPEUTICS INC NEput | $0 | – | -25,000 | -100.0% | -0.01% | – |
| BROGW | Exit | BROOGE ENERGY LTD*w exp 12/20/202 | $0 | – | -83,877 | -100.0% | -0.01% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INput | $0 | – | -15,000 | -100.0% | -0.01% | – |
| IHRT | Exit | IHEARTMEDIA INCcall | $0 | – | -211,500 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ENERGY ACQUISITION C*w exp 08/27/202 | $0 | – | -26,470 | -100.0% | -0.01% | – |
| ALUSWS | Exit | ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202 | $0 | – | -86,613 | -100.0% | -0.01% | – |
| INOV | Exit | INOVALON HLDGS INCcall | $0 | – | -25,800 | -100.0% | -0.01% | – |
| BMRGWS | Exit | B RILEY PRIN MERGER CORP II*w exp 05/06/202 | $0 | – | -32,500 | -100.0% | -0.01% | – |
| PTACW | Exit | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $0 | – | -75,604 | -100.0% | -0.01% | – |
| VFF | Exit | VILLAGE FARMS INTL INCcall | $0 | – | -43,100 | -100.0% | -0.01% | – |
| CFFAW | Exit | CF FIN ACQUISITION CORP*w exp 04/30/202 | $0 | – | -38,850 | -100.0% | -0.01% | – |
| WSM | Exit | WILLIAMS SONOMA INCput | $0 | – | -51,500 | -100.0% | -0.01% | – |
| MJ | Exit | ETF MANAGERS TRetfmg altr hrvst | $0 | – | -4,279 | -100.0% | -0.01% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -25,000 | -100.0% | -0.01% | – |
| THWWW | Exit | TARGET HOSPITALITY CORP*w exp 03/15/202 | $0 | – | -621,084 | -100.0% | -0.01% | – |
| ERI | Exit | ELDORADO RESORTS INCput | $0 | – | -111,200 | -100.0% | -0.01% | – |
| NKLA | Exit | NIKOLA CORPcall | $0 | – | -57,400 | -100.0% | -0.01% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCcall | $0 | – | -20,000 | -100.0% | -0.01% | – |
| CARR | Exit | CARRIER GLOBAL CORPORATIONcall | $0 | – | -24,600 | -100.0% | -0.01% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS INput | $0 | – | -11,600 | -100.0% | -0.01% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INCput | $0 | – | -37,100 | -100.0% | -0.01% | – |
| F | Exit | FORD MTR CO DELcall | $0 | – | -471,700 | -100.0% | -0.01% | – |
| DSKE | Exit | DASEKE INC | $0 | – | -20,000 | -100.0% | -0.01% | – |
| GOGO | Exit | GOGO INC | $0 | – | -23,911 | -100.0% | -0.01% | – |
| HCCOW | Exit | HEALTHCARE MERGER CORP*w exp 12/17/202 | $0 | – | -66,220 | -100.0% | -0.01% | – |
| LHCWS | Exit | LEO HOLDINGS CORP*w exp 07/31/202 | $0 | – | -60,889 | -100.0% | -0.01% | – |
| USFD | Exit | US FOODS HLDG CORP | $0 | – | -4,122 | -100.0% | -0.01% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INC | $0 | – | -24,754 | -100.0% | -0.01% | – |
| HP | Exit | HELMERICH & PAYNE INC | $0 | – | -4,481 | -100.0% | -0.01% | – |
| IPVWS | Exit | INTERPRIVATE ACQUISITION COR*w exp 10/24/202 | $0 | – | -151,298 | -100.0% | -0.02% | – |
| SBEWS | Exit | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $0 | – | -123,881 | -100.0% | -0.02% | – |
| TLRY | Exit | TILRAY INC | $0 | – | -13,849 | -100.0% | -0.02% | – |
| LOAK | Exit | LIVE OAK ACQUISITION CORP | $0 | – | -10,504 | -100.0% | -0.02% | – |
| GIKU | Exit | GIGCAPITAL3 INCunit 99/99/9999 | $0 | – | -10,500 | -100.0% | -0.02% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGput | $0 | – | -104,300 | -100.0% | -0.02% | – |
| ZGNX | Exit | ZOGENIX INCcall | $0 | – | -177,600 | -100.0% | -0.02% | – |
| REV | Exit | REVLON INCcl a new | $0 | – | -10,690 | -100.0% | -0.02% | – |
| OXY | Exit | OCCIDENTAL PETE CORPcall | $0 | – | -81,400 | -100.0% | -0.02% | – |
| OXY | Exit | OCCIDENTAL PETE CORPput | $0 | – | -306,200 | -100.0% | -0.02% | – |
| LGCWS | Exit | LEGACY ACQUISITION CORP*w exp 11/30/202 | $0 | – | -245,457 | -100.0% | -0.02% | – |
| GHIVW | Exit | GORES HLDGS IV INC*w exp 01/22/202 | $0 | – | -72,450 | -100.0% | -0.02% | – |
| CZR | Exit | CAESARS ENTMT CORPcall | $0 | – | -223,500 | -100.0% | -0.02% | – |
| Exit | SPIRIT AIRLS INCnote 4.750% 5/1 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| GRAF | Exit | GRAF INDL CORP | $0 | – | -10,268 | -100.0% | -0.02% | – |
| ESPR | Exit | ESPERION THERAPEUTICS INC NEcall | $0 | – | -25,000 | -100.0% | -0.02% | – |
| GRNVW | Exit | GREENVISION ACQUISITION CORP*w exp 10/28/202 | $0 | – | -542,860 | -100.0% | -0.02% | – |
| SWCH | Exit | SWITCH INCcall | $0 | – | -94,600 | -100.0% | -0.02% | – |
| WCC | Exit | WESCO INTL INCput | $0 | – | -12,700 | -100.0% | -0.03% | – |
| LUV | Exit | SOUTHWEST AIRLS COcall | $0 | – | -25,000 | -100.0% | -0.03% | – |
| DFNSU | Exit | LGL SYS ACQUISITION CORPunit 10/24/2024 | $0 | – | -15,806 | -100.0% | -0.03% | – |
| WKHS | Exit | WORKHORSE GROUP INCcall | $0 | – | -45,000 | -100.0% | -0.03% | – |
| CYTK | Exit | CYTOKINETICS INCcall | $0 | – | -20,400 | -100.0% | -0.03% | – |
| PICWS | Exit | PIVOTAL INVT CORP II*w exp 06/01/202 | $0 | – | -232,321 | -100.0% | -0.03% | – |
| IPOC | Exit | SOCIAL CAP HEDSPIA HLDG CO I | $0 | – | -16,969 | -100.0% | -0.03% | – |
| NIO | Exit | NIO INCput | $0 | – | -500,000 | -100.0% | -0.03% | – |
| TMUSR | Exit | T-MOBILE US INCright 07/27/2020 | $0 | – | -1,250,000 | -100.0% | -0.04% | – |
| HYACW | Exit | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $0 | – | -138,401 | -100.0% | -0.04% | – |
| FTACW | Exit | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $0 | – | -98,647 | -100.0% | -0.04% | – |
| THCB | Exit | TUSCAN HOLDINGS CORP | $0 | – | -23,490 | -100.0% | -0.04% | – |
| HCACW | Exit | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $0 | – | -226,175 | -100.0% | -0.04% | – |
| HYACU | Exit | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $0 | – | -22,401 | -100.0% | -0.04% | – |
| OAC | Exit | OAKTREE ACQUISITION CORP | $0 | – | -25,000 | -100.0% | -0.04% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORPcall | $0 | – | -30,000 | -100.0% | -0.05% | – |
| NFINW | Exit | NETFIN ACQUISITION CORP*w exp 08/01/202 | $0 | – | -170,895 | -100.0% | -0.05% | – |
| TBPH | Exit | THERAVANCE BIOPHARMA INC | $0 | – | -13,664 | -100.0% | -0.05% | – |
| CFFAU | Exit | CF FIN ACQUISITION CORPunit 04/30/2025 | $0 | – | -25,000 | -100.0% | -0.05% | – |
| INVA | Exit | INNOVIVA INCput | $0 | – | -300,000 | -100.0% | -0.05% | – |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -9,458 | -100.0% | -0.05% | – |
| FFIV | Exit | F5 NETWORKS INCcall | $0 | – | -8,800 | -100.0% | -0.05% | – |
| CPAAW | Exit | CONYERS PK II ACQUISITION CO*w exp 07/18/202 | $0 | – | -135,759 | -100.0% | -0.05% | – |
| GDX | Exit | VANECK VECTORS ETF TRcall | $0 | – | -100,000 | -100.0% | -0.05% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INCput | $0 | – | -50,000 | -100.0% | -0.05% | – |
| PCPLU | Exit | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $0 | – | -30,015 | -100.0% | -0.05% | – |
| IHRT | Exit | IHEARTMEDIA INC | $0 | – | -39,487 | -100.0% | -0.06% | – |
| DFNS | Exit | LGL SYS ACQUISITION CORP | $0 | – | -34,039 | -100.0% | -0.06% | – |
| JWSU | Exit | JAWS ACQUISITION CORPunit 99/99/9999 | $0 | – | -32,904 | -100.0% | -0.06% | – |
| GNRS | Exit | GREENROSE ACQUISITION CORP | $0 | – | -35,497 | -100.0% | -0.06% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -8,930 | -100.0% | -0.06% | – |
| X | Exit | UNITED STATES STL CORP NEWput | $0 | – | -181,200 | -100.0% | -0.06% | – |
| EBAY | Exit | EBAY INC.call | $0 | – | -87,700 | -100.0% | -0.06% | – |
| OACWS | Exit | OAKTREE ACQUISITION CORP*w exp 99/99/999 | $0 | – | -297,648 | -100.0% | -0.06% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $0 | – | -500,000 | -100.0% | -0.07% | – | |
| HYAC | Exit | HAYMAKER ACQUISITION CORP II | $0 | – | -39,307 | -100.0% | -0.07% | – |
| SBEU | Exit | SWITCHBACK ENERGY ACQUISTN Cunit 99/99/9999 | $0 | – | -41,483 | -100.0% | -0.07% | – |
| LHC | Exit | LEO HOLDINGS CORP | $0 | – | -47,001 | -100.0% | -0.08% | – |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -44,868 | -100.0% | -0.08% | – |
| ARYBU | Exit | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $0 | – | -44,389 | -100.0% | -0.09% | – |
| ACELWS | Exit | ACCEL ENTERTAINMENT INC*w exp 11/20/202 | $0 | – | -222,466 | -100.0% | -0.09% | – |
| DFPHU | Exit | DFP HEALTHCARE ACQUISITNS COunit 03/31/2025 | $0 | – | -49,998 | -100.0% | -0.09% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -7,410 | -100.0% | -0.09% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INC*w exp 05/09/202 | $0 | – | -103,401 | -100.0% | -0.09% | – |
| Exit | LUMENTUM HLDGS INCnote 0.250% 3/1 | $0 | – | -400,000 | -100.0% | -0.09% | – | |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -32,538 | -100.0% | -0.10% | – |
| SPCE | Exit | VIRGIN GALACTIC HOLDINGS INCput | $0 | – | -160,400 | -100.0% | -0.10% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -61,008 | -100.0% | -0.10% | – |
| MFG | Exit | MIZUHO FINL GROUP INCsponsored adr | $0 | – | -250,000 | -100.0% | -0.10% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -110,193 | -100.0% | -0.11% | – |
| RRR | Exit | RED ROCK RESORTS INCcl a | $0 | – | -62,005 | -100.0% | -0.11% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -125,000 | -100.0% | -0.12% | – |
| LSACU | Exit | LIFESCI ACQUISITION CORPunit 03/31/2025 | $0 | – | -64,000 | -100.0% | -0.12% | – |
| CCHWS | Exit | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $0 | – | -220,820 | -100.0% | -0.12% | – |
| SAVE | Exit | SPIRIT AIRLS INCput | $0 | – | -101,700 | -100.0% | -0.12% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -13,564 | -100.0% | -0.13% | – |
| ERI | Exit | ELDORADO RESORTS INCcall | $0 | – | -218,700 | -100.0% | -0.13% | – |
| GIX | Exit | GIGCAPITAL2 INC | $0 | – | -80,800 | -100.0% | -0.14% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -13,652 | -100.0% | -0.14% | – |
| FVRR | Exit | FIVERR INTL LTD | $0 | – | -12,101 | -100.0% | -0.15% | – |
| TECD | Exit | TECH DATA CORPcall | $0 | – | -186,800 | -100.0% | -0.15% | – |
| BWA | Exit | BORGWARNER INCcall | $0 | – | -116,100 | -100.0% | -0.16% | – |
| WOR | Exit | WORTHINGTON INDS INC | $0 | – | -26,073 | -100.0% | -0.16% | – |
| GRNVU | Exit | GREENVISION ACQUISITION CORPunit 10/28/2024 | $0 | – | -96,912 | -100.0% | -0.17% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -80,143 | -100.0% | -0.17% | – |
| DRI | Exit | DARDEN RESTAURANTS INCcall | $0 | – | -60,300 | -100.0% | -0.17% | – |
| SKT | Exit | TANGER FACTORY OUTLET CTRS I | $0 | – | -150,000 | -100.0% | -0.18% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGny registry sh | $0 | – | -104,300 | -100.0% | -0.19% | – |
| SBE | Exit | SWITCHBACK ENERGY ACQUISTN C | $0 | – | -126,961 | -100.0% | -0.21% | – |
| SSPK | Exit | SILVER SPIKE ACQUISITION COR | $0 | – | -126,531 | -100.0% | -0.21% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -36,000 | -100.0% | -0.22% | – |
| CUK | Exit | CARNIVAL PLCadr | $0 | – | -111,229 | -100.0% | -0.23% | – |
| FICO | Exit | FAIR ISAAC CORPcall | $0 | – | -55,700 | -100.0% | -0.27% | – |
| RPLAU | Exit | REPLAY ACQUISITION CORPunit 03/01/2024 | $0 | – | -154,756 | -100.0% | -0.27% | – |
| CCXX | Exit | CHURCHILL CAP CORP III | $0 | – | -154,215 | -100.0% | -0.28% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -12,000 | -100.0% | -0.29% | – |
| SAVE | Exit | SPIRIT AIRLS INC | $0 | – | -101,700 | -100.0% | -0.30% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -178,910 | -100.0% | -0.32% | – |
| FPAC | Exit | FAR PT ACQUISITION CORP | $0 | – | -190,802 | -100.0% | -0.32% | – |
| FIXX | Exit | HOMOLOGY MEDICINES INC | $0 | – | -131,633 | -100.0% | -0.33% | – |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -189,715 | -100.0% | -0.34% | – |
| CHAQU | Exit | CHARDAN HEALTHCR ACQSTN 2 COunit 99/99/9999 | $0 | – | -194,090 | -100.0% | -0.34% | – |
| UN | Exit | UNILEVER N V | $0 | – | -43,678 | -100.0% | -0.39% | – |
| FUSEU | Exit | FUSION ACQUISITION CORPunit 99/99/9999 | $0 | – | -250,000 | -100.0% | -0.42% | – |
| VRTWS | Exit | VERTIV HOLDINGS CO*w exp 06/12/202 | $0 | – | -661,070 | -100.0% | -0.44% | – |
| CCL | Exit | CARNIVAL CORPput | $0 | – | -226,800 | -100.0% | -0.46% | – |
| DMYTU | Exit | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $0 | – | -276,400 | -100.0% | -0.47% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -75,000 | -100.0% | -0.51% | – |
| BBL | Exit | BHP GROUP PLCsponsored adr | $0 | – | -77,070 | -100.0% | -0.53% | – |
| FICO | Exit | FAIR ISAAC CORP | $0 | – | -7,701 | -100.0% | -0.54% | – |
| HECCU | Exit | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $0 | – | -323,384 | -100.0% | -0.55% | – |
| LCAHU | Exit | LANDCADIA HLDGS II INCunit 05/09/2026 | $0 | – | -190,515 | -100.0% | -0.58% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -11,461 | -100.0% | -0.59% | – |
| GLIBA | Exit | GCI LIBERTY INC | $0 | – | -51,403 | -100.0% | -0.61% | – |
| BMRG | Exit | B RILEY PRIN MERGER CORP IIcl a | $0 | – | -354,767 | -100.0% | -0.63% | – |
| NIO | Exit | NIO INCspon ads | $0 | – | -500,000 | -100.0% | -0.64% | – |
| SHLLU | Exit | TORTOISE ACQUISITION CORPunit 03/04/2024 | $0 | – | -155,000 | -100.0% | -0.85% | – |
| IAC | Exit | IAC INTERACTIVECORPcall | $0 | – | -60,600 | -100.0% | -1.04% | – |
| NKLAW | Exit | NIKOLA CORP*w exp 06/03/202 | $0 | – | -332,158 | -100.0% | -1.83% | – |
| BLU | Exit | BELLUS HEALTH INC NEW | $0 | – | -1,625,883 | -100.0% | -2.78% | – |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -1,476,800 | -100.0% | -4.03% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 16 | Q2 2023 | 17.8% |
| ESTABLISHMENT LABS HLDGS INC | 16 | Q3 2023 | 6.9% |
| AVADEL PHARMACEUTICALS PLC | 15 | Q3 2023 | 4.0% |
| EXAGEN INC | 15 | Q3 2023 | 1.5% |
| INVESCO QQQ TR | 14 | Q3 2023 | 26.4% |
| APYX MEDICAL CORPORATION | 14 | Q1 2023 | 2.2% |
| BRAINSWAY LTD | 12 | Q4 2022 | 1.0% |
| GREENLANE HLDGS INC | 12 | Q2 2022 | 0.3% |
| SPDR S&P 500 ETF TR | 12 | Q3 2023 | 0.4% |
| SUNDIAL GROWERS INC | 12 | Q2 2022 | 0.3% |
View COWEN AND COMPANY, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Ares Management Corp | July 31, 2023 | 2,102,593 | 4.5% |
| Progress Acquisition Corp. | May 16, 2023 | 115,184 | 12.0% |
| SciPlay CorpSold out | February 28, 2023 | 0 | 0.0% |
| Innoviz Technologies Ltd. | November 02, 2022 | 220,000 | 0.2% |
| AVADEL PHARMACEUTICALS PLCSold out | January 21, 2022 | 0 | 0.0% |
| Churchill Capital Corp VI | January 21, 2022 | 12,600 | 0.0% |
| Workhorse Group Inc. | November 12, 2021 | 344,712 | 0.2% |
| Hennessy Capital Investment Corp. VI | October 04, 2021 | 5,953 | 0.0% |
| Lifesci Acquisition II Corp. | September 16, 2021 | 7,776 | 0.1% |
| YogaWorks, Inc. | February 14, 2018 | 935,000 | 5.7% |
View COWEN AND COMPANY, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-02 |
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| FOCUSN | 2024-02-29 |
| X-17A-5 | 2024-02-29 |
| 3 | 2024-02-23 |
| 4 | 2024-02-23 |
View COWEN AND COMPANY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.