$294 Million is the total value of Cowen Prime Advisors LLC's 174 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 3.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INC COMstock | $55,401,000 | +24.1% | 1,742,725 | -10.1% | 18.84% | +13.4% |
| FRG | Sell | FRANCHISE GROUP INC COMstock | $18,981,000 | +44.7% | 363,900 | -1.8% | 6.45% | +32.2% |
| ASPN | Sell | ASPEN AEROGELS INC COMstock | $15,629,000 | -9.8% | 313,900 | -16.7% | 5.32% | -17.6% |
| VG | Sell | VONAGE HLDGS CORP COMstock | $11,952,000 | -20.8% | 574,900 | -38.6% | 4.06% | -27.6% |
| QUOT | Sell | QUOTIENT TECHNOLOGY INC COMstock | $7,991,000 | -34.5% | 1,076,900 | -48.6% | 2.72% | -40.1% |
| KRNT | Sell | KORNIT DIGITAL LTD SHSstock | $7,840,000 | +4.2% | 51,494 | -1.0% | 2.67% | -4.8% |
| DMRC | Sell | DIGIMARC CORP NEW COMstock | $5,191,000 | +3.9% | 131,493 | -9.4% | 1.76% | -5.1% |
| Sell | ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock | $4,007,000 | -24.8% | 5,380,000 | -29.0% | 1.36% | -31.3% | |
| PFE | Sell | PFIZER INC COMstock | $3,993,000 | +28.6% | 67,625 | -6.4% | 1.36% | +17.5% |
| NEPH | Sell | NEPHROS INC COMstock | $3,735,000 | -35.5% | 633,050 | -4.1% | 1.27% | -41.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $3,727,000 | +1.4% | 12,465 | -7.4% | 1.27% | -7.3% |
| KKR | Sell | KKR & CO INC COMstock | $3,621,000 | +14.8% | 48,600 | -6.2% | 1.23% | +4.9% |
| HTGM | Sell | HTG MOLECULAR DIAGNOSTICS IN COM NEWstock | $3,215,000 | -19.4% | 593,133 | -15.1% | 1.09% | -26.3% |
| APO | Sell | APOLLO GLOBAL MGMT INC COM CL Astock | $3,146,000 | -6.8% | 43,430 | -20.8% | 1.07% | -14.8% |
| Sell | VONAGE HLDGS CORP NOTE 1.750 6/0stock | $3,045,000 | +10.4% | 2,280,000 | -3.8% | 1.04% | +0.9% | |
| JNJ | Sell | JOHNSON & JOHNSON COMstock | $3,021,000 | +0.8% | 17,660 | -4.8% | 1.03% | -7.9% |
| AZN | Sell | ASTRAZENECA PLC SPONSORED ADRstock | $2,995,000 | -8.4% | 51,420 | -5.5% | 1.02% | -16.3% |
| Sell | ACCURAY INC DEL NOTE 3.750 7/1stock | $2,985,000 | +3.8% | 2,755,000 | -2.8% | 1.02% | -5.1% | |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRA COMstock | $2,539,000 | +6.3% | 16,855 | -5.6% | 0.86% | -2.8% |
| SBUX | Sell | STARBUCKS CORP COMstock | $2,472,000 | -1.0% | 21,135 | -6.6% | 0.84% | -9.5% |
| MSFT | Sell | MICROSOFT CORP COMstock | $2,379,000 | -0.4% | 7,075 | -16.5% | 0.81% | -9.0% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW COMstock | $2,013,000 | +13.3% | 9,645 | -5.9% | 0.68% | +3.6% |
| LDOS | Sell | LEIDOS HOLDINGS INC COMstock | $1,269,000 | -16.8% | 14,270 | -10.1% | 0.43% | -23.9% |
| XGN | Sell | EXAGEN INC COMstock | $1,191,000 | -52.1% | 102,400 | -44.0% | 0.40% | -56.2% |
| EXC | Sell | EXELON CORP COMstock | $1,187,000 | +11.4% | 20,550 | -6.8% | 0.40% | +1.8% |
| NEOG | Sell | NEOGEN CORP COMstock | $917,000 | +1.0% | 20,200 | -3.3% | 0.31% | -7.7% |
| ARAY | Sell | ACCURAY INC COMstock | $816,000 | +20.5% | 171,086 | -0.2% | 0.28% | +9.9% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $249,000 | -68.6% | 31,040 | -61.8% | 0.08% | -71.2% |
| GOOG | Sell | ALPHABET INC CAP STK CL Cstock | $116,000 | -68.9% | 40 | -71.4% | 0.04% | -71.9% |
| PENN | Sell | PENN NATL GAMING INC COMstock | $4,000 | -63.6% | 75 | -50.0% | 0.00% | -75.0% |
| INOV | Exit | INOVALON HLDGS INC COM CL Astock | $0 | – | -7,900 | -100.0% | -0.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INC COM | 10 | Q2 2023 | 19.9% |
| ASPEN AEROGELS INC COM | 10 | Q2 2023 | 6.4% |
| FRANCHISE GROUP INC COM | 10 | Q2 2023 | 7.6% |
| ITERIS INC NEW COM | 10 | Q2 2023 | 6.3% |
| INSPIRED ENTMT INC COM | 10 | Q2 2023 | 6.0% |
| QUOTIENT TECHNOLOGY INC COM | 10 | Q2 2023 | 11.5% |
| HARMONIC INC COM | 10 | Q2 2023 | 4.5% |
| COMSCORE INC COM | 10 | Q2 2023 | 3.6% |
| SOCIETAL CDMO INC COM | 10 | Q2 2023 | 3.2% |
| DIGIMARC CORP NEW COM | 10 | Q2 2023 | 4.3% |
View Cowen Prime Advisors LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ITERIS, INC.Sold out | August 07, 2023 | 0 | 0.0% |
| PDF SOLUTIONS INCSold out | August 07, 2023 | 0 | 0.0% |
| Societal CDMO, Inc.Sold out | August 07, 2023 | 0 | 0.0% |
| HTG MOLECULAR DIAGNOSTICS, INCSold out | February 03, 2023 | 0 | 0.0% |
| NEPHROS INCSold out | February 03, 2023 | 0 | 0.0% |
View Cowen Prime Advisors LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
View Cowen Prime Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.