$269 Million is the total value of Cowen Prime Advisors LLC's 170 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 18.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Buy | PDF SOLUTIONS INC COMstock | $44,645,000 | +30.0% | 1,937,728 | +2.6% | 16.61% | +33.3% |
| FRG | Buy | FRANCHISE GROUP INC COMstock | $13,119,000 | +19.5% | 370,500 | +19.0% | 4.88% | +22.6% |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS INC COMstock | $11,019,000 | +44.1% | 1,465,300 | +36.2% | 4.10% | +47.8% |
| SCOR | Buy | COMSCORE INC COMstock | $9,732,000 | +18.7% | 2,495,300 | +52.1% | 3.62% | +21.7% |
| ITI | Buy | ITERIS INC NEW COMstock | $9,631,000 | -9.3% | 1,824,050 | +14.2% | 3.58% | -7.0% |
| REPH | Buy | RECRO PHARMA INC COMstock | $7,143,000 | +11.9% | 3,467,600 | +25.5% | 2.66% | +14.8% |
| NEPH | Buy | NEPHROS INC COMstock | $5,790,000 | -8.9% | 660,150 | +5.4% | 2.15% | -6.6% |
| RMBL | New | RUMBLEON INC COM CL Bstock | $4,282,000 | – | 109,850 | +100.0% | 1.59% | – |
| HTGM | Buy | HTG MOLECULAR DIAGNOSTICS IN COM NEWstock | $3,989,000 | +20.4% | 698,533 | +22.5% | 1.48% | +23.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $3,675,000 | +0.1% | 13,465 | +1.9% | 1.37% | +2.6% |
| APYX | Buy | APYX MEDICAL CORPORATION COMstock | $3,487,000 | +35.8% | 251,759 | +1.1% | 1.30% | +39.3% |
| APO | Buy | APOLLO GLOBAL MGMT INC COM CL Astock | $3,377,000 | +2.8% | 54,830 | +3.8% | 1.26% | +5.4% |
| AZN | Buy | ASTRAZENECA PLC SPONSORED ADRstock | $3,268,000 | +1.7% | 54,420 | +1.5% | 1.22% | +4.4% |
| HLIT | Buy | HARMONIC INC COMstock | $3,258,000 | +3.4% | 372,294 | +0.7% | 1.21% | +6.0% |
| JNJ | Buy | JOHNSON & JOHNSON COMstock | $2,997,000 | -0.4% | 18,560 | +1.6% | 1.12% | +2.2% |
| New | ACCURAY INC NOTE 3.750 7/1stock | $2,875,000 | – | 2,835,000 | +100.0% | 1.07% | – | |
| MTSI | Buy | MACOM TECH SOLUTIONS HLDGS I COMstock | $2,796,000 | +2.2% | 43,108 | +0.9% | 1.04% | +4.7% |
| INSE | Buy | INSPIRED ENTMT INC COMstock | $2,773,000 | +334.6% | 237,000 | +374.0% | 1.03% | +346.8% |
| SBUX | Buy | STARBUCKS CORP COMstock | $2,497,000 | +2.0% | 22,635 | +3.4% | 0.93% | +4.6% |
| XGN | New | EXAGEN INC COMstock | $2,487,000 | – | 182,900 | +100.0% | 0.92% | – |
| IFF | Buy | INTERNATIONAL FLAVORS&FRAGRA COMstock | $2,388,000 | +15.8% | 17,855 | +29.3% | 0.89% | +18.7% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW COMstock | $1,776,000 | -9.4% | 10,245 | +2.0% | 0.66% | -7.0% |
| DIS | New | DISNEY WALT CO COMstock | $1,719,000 | – | 10,160 | +100.0% | 0.64% | – |
| OEG | Buy | ORBITAL ENERGY GROUP INC COMstock | $1,163,000 | +4.0% | 377,550 | +47.6% | 0.43% | +6.7% |
| EXC | Buy | EXELON CORP COMstock | $1,066,000 | +12.2% | 22,050 | +2.8% | 0.40% | +15.1% |
| GSIT | Buy | GSI TECHNOLOGY INC COMstock | $908,000 | -3.4% | 171,930 | +2.8% | 0.34% | -0.9% |
| GCI | Buy | GANNETT CO INC COMstock | $905,000 | +22.1% | 135,500 | +0.4% | 0.34% | +25.3% |
| NVEC | Buy | NVE CORP COM NEWstock | $867,000 | -1.1% | 13,555 | +14.5% | 0.32% | +1.6% |
| RBBN | Buy | RIBBON COMMUNICATIONS INC COMstock | $844,000 | -21.2% | 141,219 | +0.4% | 0.31% | -19.1% |
| ARAY | Buy | ACCURAY INC COMstock | $677,000 | -12.3% | 171,382 | +0.3% | 0.25% | -10.0% |
| VNRX | Buy | VOLITIONRX LTD COMstock | $193,000 | -1.0% | 62,200 | +5.1% | 0.07% | +1.4% |
| New | GENERAL ELECTRIC CO COM NEWstock | $173,000 | – | 1,681 | +100.0% | 0.06% | – | |
| CGNT | Buy | COGNYTE SOFTWARE LTD ORD SHSstock | $117,000 | +2240.0% | 5,700 | +2750.0% | 0.04% | +2100.0% |
| DRRX | Buy | DURECT CORP COMstock | $114,000 | -17.4% | 88,678 | +4.7% | 0.04% | -16.0% |
| SNCR | Buy | SYNCHRONOSS TECHNOLOGIES INC COMstock | $102,000 | -30.1% | 42,600 | +4.9% | 0.04% | -28.3% |
| CTSO | New | CYTOSORBENTS CORP COM NEWstock | $10,000 | – | 1,200 | +100.0% | 0.00% | – |
| MRCY | Buy | MERCURY SYS INC COMstock | $9,000 | +28.6% | 200 | +100.0% | 0.00% | 0.0% |
| OXSQ | Buy | OXFORD SQUARE CAP CORP COMstock | $6,000 | -14.3% | 1,600 | +14.3% | 0.00% | -33.3% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INC COM | 10 | Q2 2023 | 19.9% |
| ASPEN AEROGELS INC COM | 10 | Q2 2023 | 6.4% |
| FRANCHISE GROUP INC COM | 10 | Q2 2023 | 7.6% |
| ITERIS INC NEW COM | 10 | Q2 2023 | 6.3% |
| INSPIRED ENTMT INC COM | 10 | Q2 2023 | 6.0% |
| QUOTIENT TECHNOLOGY INC COM | 10 | Q2 2023 | 11.5% |
| HARMONIC INC COM | 10 | Q2 2023 | 4.5% |
| COMSCORE INC COM | 10 | Q2 2023 | 3.6% |
| SOCIETAL CDMO INC COM | 10 | Q2 2023 | 3.2% |
| DIGIMARC CORP NEW COM | 10 | Q2 2023 | 4.3% |
View Cowen Prime Advisors LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ITERIS, INC.Sold out | August 07, 2023 | 0 | 0.0% |
| PDF SOLUTIONS INCSold out | August 07, 2023 | 0 | 0.0% |
| Societal CDMO, Inc.Sold out | August 07, 2023 | 0 | 0.0% |
| HTG MOLECULAR DIAGNOSTICS, INCSold out | February 03, 2023 | 0 | 0.0% |
| NEPHROS INCSold out | February 03, 2023 | 0 | 0.0% |
View Cowen Prime Advisors LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
View Cowen Prime Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.