Cowen Prime Advisors LLC - Q3 2020 holdings

			Value		Shares		↓ Weighting
	Exit	WARNER BROS DISCOVERY INC COM SER Astock	$0	–	-113	-100.0%	-0.00%	–
PENN	Exit	PENN NATL GAMING INC COMstock	$0	–	-75	-100.0%	-0.00%	–
ALC	Exit	ALCON AG ORD SHSstock	$0	–	-20	-100.0%	-0.00%	–
LENB	Exit	LENNAR CORP CL Bstock	$0	–	-30	-100.0%	-0.00%	–
C	Exit	CITIGROUP INC COM NEWstock	$0	–	-35	-100.0%	-0.00%	–
OGN	Exit	ORGANON & CO COMMON STOCKstock	$0	–	-40	-100.0%	-0.00%	–
HAL	Exit	HALLIBURTON CO COMstock	$0	–	-100	-100.0%	-0.00%	–
WAB	Exit	WABTEC COMstock	$0	–	-33	-100.0%	-0.00%	–
XGN	Exit	EXAGEN INC COMstock	$0	–	-500	-100.0%	-0.00%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE C COMstock	$0	–	-200	-100.0%	-0.00%	–
EHTH	Exit	EHEALTH INC COMstock	$0	–	-405	-100.0%	-0.00%	–
CSCO	Exit	CISCO SYS INC COMstock	$0	–	-100	-100.0%	-0.00%	–
GLD	Exit	SPDR GOLD TR GOLD SHSstock	$0	–	-20	-100.0%	-0.00%	–
OXYWS	Exit	OCCIDENTAL PETE CORP W EXP 08/03/202stock	$0	–	-68	-100.0%	-0.00%	–
CDXC	Exit	CHROMADEX CORP COM NEWstock	$0	–	-2,700	-100.0%	-0.00%	–
	Exit	SHELL PLC SPON ADSstock	$0	–	-112	-100.0%	-0.00%	–
OXSQ	Exit	OXFORD SQUARE CAP CORP COMstock	$0	–	-1,600	-100.0%	-0.00%	–
KLR	Exit	KALEYRA INC COMstock	$0	–	-2,900	-100.0%	-0.00%	–
HPQ	Exit	HP INC COMstock	$0	–	-200	-100.0%	-0.00%	–
MSM	Exit	MSC INDL DIRECT INC CL Astock	$0	–	-100	-100.0%	-0.01%	–
	Exit	KYNDRYL HLDGS INC COMMON STOCKstock	$0	–	-860	-100.0%	-0.01%	–
NVS	Exit	NOVARTIS AG SPONSORED ADRstock	$0	–	-100	-100.0%	-0.01%	–
BKR	Exit	BAKER HUGHES COMPANY CL Astock	$0	–	-300	-100.0%	-0.01%	–
QS	Exit	QUANTUMSCAPE CORP COM CL Astock	$0	–	-1,000	-100.0%	-0.01%	–
	Exit	SOLID POWER INC CLASS A COMstock	$0	–	-2,000	-100.0%	-0.01%	–
STX	Exit	SEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock	$0	–	-150	-100.0%	-0.01%	–
T	Exit	AT&T INC COMstock	$0	–	-473	-100.0%	-0.01%	–
MRCY	Exit	MERCURY SYS INC COMstock	$0	–	-200	-100.0%	-0.01%	–
COIN	Exit	COINBASE GLOBAL INC COM CL Astock	$0	–	-250	-100.0%	-0.01%	–
ITRI	Exit	ITRON INC COMstock	$0	–	-250	-100.0%	-0.01%	–
HP	Exit	HELMERICH & PAYNE INC COMstock	$0	–	-300	-100.0%	-0.01%	–
APA	Exit	APA CORPORATION COMstock	$0	–	-450	-100.0%	-0.01%	–
SYY	Exit	SYSCO CORP COMstock	$0	–	-185	-100.0%	-0.01%	–
FB	Exit	META PLATFORMS INC CL Astock	$0	–	-100	-100.0%	-0.01%	–
NRZ	Exit	NEW RESIDENTIAL INVT CORP COM NEWstock	$0	–	-1,600	-100.0%	-0.01%	–
GOLD	Exit	BARRICK GOLD CORP COMstock	$0	–	-1,000	-100.0%	-0.01%	–
MRAM	Exit	EVERSPIN TECHNOLOGIES INC COMstock	$0	–	-3,750	-100.0%	-0.01%	–
EXG	Exit	EATON VANCE TAX-MANAGED GLOB COMstock	$0	–	-2,700	-100.0%	-0.01%	–
SNCR	Exit	SYNCHRONOSS TECHNOLOGIES INC COMstock	$0	–	-19,500	-100.0%	-0.01%	–
F	Exit	FORD MTR CO DEL COMstock	$0	–	-2,000	-100.0%	-0.01%	–
BAC	Exit	BK OF AMERICA CORP COMstock	$0	–	-760	-100.0%	-0.01%	–
MS	Exit	MORGAN STANLEY COM NEWstock	$0	–	-318	-100.0%	-0.01%	–
AXP	Exit	AMERICAN EXPRESS CO COMstock	$0	–	-200	-100.0%	-0.02%	–
DRI	Exit	DARDEN RESTAURANTS INC COMstock	$0	–	-250	-100.0%	-0.02%	–
CL	Exit	COLGATE PALMOLIVE CO COMstock	$0	–	-350	-100.0%	-0.02%	–
ORCL	Exit	ORACLE CORP COMstock	$0	–	-394	-100.0%	-0.02%	–
TRGP	Exit	TARGA RES CORP COMstock	$0	–	-496	-100.0%	-0.02%	–
SLB	Exit	SCHLUMBERGER LTD COM STKstock	$0	–	-835	-100.0%	-0.02%	–
WMB	Exit	WILLIAMS COS INC COMstock	$0	–	-1,000	-100.0%	-0.02%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock	$0	–	-3,400	-100.0%	-0.02%	–
MRK	Exit	MERCK & CO INC COMstock	$0	–	-400	-100.0%	-0.02%	–
	Exit	GINKGO BIOWORKS HOLDINGS INC CL A SHSstock	$0	–	-15,000	-100.0%	-0.02%	–
AMD	Exit	ADVANCED MICRO DEVICES INC COMstock	$0	–	-500	-100.0%	-0.02%	–
PEP	Exit	PEPSICO INC COMstock	$0	–	-230	-100.0%	-0.02%	–
GLW	Exit	CORNING INC COMstock	$0	–	-1,350	-100.0%	-0.02%	–
AEP	Exit	AMERICAN ELEC PWR CO INC COMstock	$0	–	-450	-100.0%	-0.02%	–
EBAY	Exit	EBAY INC. COMstock	$0	–	-1,000	-100.0%	-0.02%	–
NNN	Exit	NATIONAL RETAIL PROPERTIES I COMstock	$0	–	-1,000	-100.0%	-0.02%	–
SWM	Exit	SCHWEITZER-MAUDUIT INTL INC COMstock	$0	–	-1,900	-100.0%	-0.03%	–
ABBV	Exit	ABBVIE INC COMstock	$0	–	-304	-100.0%	-0.03%	–
CCAP	Exit	CRESCENT CAP BDC INC COMstock	$0	–	-3,000	-100.0%	-0.03%	–
DCP	Exit	DCP MIDSTREAM LP COM UT LTD PTNstock	$0	–	-1,600	-100.0%	-0.03%	–
ABT	Exit	ABBOTT LABS COMstock	$0	–	-500	-100.0%	-0.03%	–
UPS	Exit	UNITED PARCEL SERVICE INC CL Bstock	$0	–	-300	-100.0%	-0.03%	–
EMR	Exit	EMERSON ELEC CO COMstock	$0	–	-750	-100.0%	-0.03%	–
LOW	Exit	LOWES COS INC COMstock	$0	–	-340	-100.0%	-0.03%	–
DRRX	Exit	DURECT CORP COMstock	$0	–	-128,012	-100.0%	-0.04%	–
KO	Exit	COCA COLA CO COMstock	$0	–	-1,000	-100.0%	-0.04%	–
MO	Exit	ALTRIA GROUP INC COMstock	$0	–	-1,500	-100.0%	-0.04%	–
D	Exit	DOMINION ENERGY INC COMstock	$0	–	-800	-100.0%	-0.04%	–
ALLE	Exit	ALLEGION PLC ORD SHSstock	$0	–	-666	-100.0%	-0.04%	–
NEPH	Exit	NEPHROS INC COMstock	$0	–	-42,500	-100.0%	-0.04%	–
INTC	Exit	INTEL CORP COMstock	$0	–	-1,800	-100.0%	-0.04%	–
UL	Exit	UNILEVER PLC SPON ADR NEWstock	$0	–	-1,445	-100.0%	-0.04%	–
IR	Exit	INGERSOLL RAND INC COMstock	$0	–	-1,632	-100.0%	-0.04%	–
BMO	Exit	BANK MONTREAL QUE COMstock	$0	–	-753	-100.0%	-0.04%	–
PYPL	Exit	PAYPAL HLDGS INC COMstock	$0	–	-1,034	-100.0%	-0.04%	–
PG	Exit	PROCTER AND GAMBLE CO COMstock	$0	–	-500	-100.0%	-0.04%	–
NLY	Exit	ANNALY CAPITAL MANAGEMENT IN COMstock	$0	–	-12,500	-100.0%	-0.04%	–
SPH	Exit	SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock	$0	–	-5,013	-100.0%	-0.04%	–
CTSO	Exit	CYTOSORBENTS CORP COM NEWstock	$0	–	-42,200	-100.0%	-0.05%	–
ESBA	Exit	EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock	$0	–	-12,904	-100.0%	-0.05%	–
WES	Exit	WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock	$0	–	-3,813	-100.0%	-0.05%	–
PM	Exit	PHILIP MORRIS INTL INC COMstock	$0	–	-1,000	-100.0%	-0.06%	–
GLP	Exit	GLOBAL PARTNERS LP COM UNITSstock	$0	–	-4,150	-100.0%	-0.06%	–
LEN	Exit	LENNAR CORP CL Astock	$0	–	-1,500	-100.0%	-0.06%	–
	Exit	GENERAL ELECTRIC CO COM NEWstock	$0	–	-1,681	-100.0%	-0.06%	–
VZ	Exit	VERIZON COMMUNICATIONS INC COMstock	$0	–	-2,263	-100.0%	-0.06%	–
SRE	Exit	SEMPRA COMstock	$0	–	-800	-100.0%	-0.07%	–
KMB	Exit	KIMBERLY-CLARK CORP COMstock	$0	–	-900	-100.0%	-0.07%	–
RSSS	Exit	RESEARCH SOLUTIONS INC COMstock	$0	–	-74,000	-100.0%	-0.08%	–
RADA	Exit	RADA ELECTR INDS LTD COM PAR NEWstock	$0	–	-15,000	-100.0%	-0.08%	–
PHAR	Exit	PHARMING GROUP NV SPON ADSstock	$0	–	-16,500	-100.0%	-0.08%	–
VNRX	Exit	VOLITIONRX LTD COMstock	$0	–	-75,800	-100.0%	-0.09%	–
JPM	Exit	JPMORGAN CHASE & CO COMstock	$0	–	-1,395	-100.0%	-0.09%	–
CGNT	Exit	COGNYTE SOFTWARE LTD ORD SHSstock	$0	–	-37,100	-100.0%	-0.09%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO COMstock	$0	–	-2,100	-100.0%	-0.09%	–
MCD	Exit	MCDONALDS CORP COMstock	$0	–	-661	-100.0%	-0.09%	–
MPLX	Exit	MPLX LP COM UNIT REP LTDstock	$0	–	-5,674	-100.0%	-0.09%	–
LMT	Exit	LOCKHEED MARTIN CORP COMstock	$0	–	-400	-100.0%	-0.10%	–
ALLT	Exit	ALLOT LTD SHSstock	$0	–	-40,351	-100.0%	-0.11%	–
PAYX	Exit	PAYCHEX INC COMstock	$0	–	-1,800	-100.0%	-0.12%	–
PEAK	Exit	HEALTHPEAK PROPERTIES INC COMstock	$0	–	-8,000	-100.0%	-0.12%	–
NEO	Exit	NEOGENOMICS INC COM NEWstock	$0	–	-26,000	-100.0%	-0.12%	–
NOC	Exit	NORTHROP GRUMMAN CORP COMstock	$0	–	-450	-100.0%	-0.12%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INC COMstock	$0	–	-35,000	-100.0%	-0.12%	–
KOPN	Exit	KOPIN CORP COMstock	$0	–	-200,200	-100.0%	-0.13%	–
TT	Exit	TRANE TECHNOLOGIES PLC SHSstock	$0	–	-1,850	-100.0%	-0.14%	–
ET	Exit	ENERGY TRANSFER L P COM UT LTD PTNstock	$0	–	-25,000	-100.0%	-0.14%	–
NTNX	Exit	NUTANIX INC CL Astock	$0	–	-17,230	-100.0%	-0.14%	–
UNH	Exit	UNITEDHEALTH GROUP INC COMstock	$0	–	-500	-100.0%	-0.15%	–
NRC	Exit	NATIONAL RESH CORP COM NEWstock	$0	–	-7,000	-100.0%	-0.15%	–
ARCC	Exit	ARES CAPITAL CORP COMstock	$0	–	-15,000	-100.0%	-0.15%	–
KMI	Exit	KINDER MORGAN INC DEL COMstock	$0	–	-16,180	-100.0%	-0.15%	–
XOM	Exit	EXXON MOBIL CORP COMstock	$0	–	-3,370	-100.0%	-0.16%	–
MET	Exit	METLIFE INC COMstock	$0	–	-4,650	-100.0%	-0.17%	–
GOOGL	Exit	ALPHABET INC CAP STK CL Astock	$0	–	-140	-100.0%	-0.17%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock	$0	–	-40,740	-100.0%	-0.17%	–
GOOG	Exit	ALPHABET INC CAP STK CL Cstock	$0	–	-140	-100.0%	-0.17%	–
ARAY	Exit	ACCURAY INC COMstock	$0	–	-165,786	-100.0%	-0.18%	–
NVO	Exit	NOVO-NORDISK A S ADRstock	$0	–	-3,250	-100.0%	-0.21%	–
BX	Exit	BLACKSTONE INC COMstock	$0	–	-4,100	-100.0%	-0.21%	–
OEG	Exit	ORBITAL ENERGY GROUP INC COMstock	$0	–	-612,661	-100.0%	-0.22%	–
	Exit	CONSTELLATION ENERGY CORP COMstock	$0	–	-6,841	-100.0%	-0.22%	–
RBBN	Exit	RIBBON COMMUNICATIONS INC COMstock	$0	–	-131,719	-100.0%	-0.23%	–
GCI	Exit	GANNETT CO INC COMstock	$0	–	-149,050	-100.0%	-0.25%	–
DE	Exit	DEERE & CO COMstock	$0	–	-1,500	-100.0%	-0.26%	–
GBDC	Exit	GOLUB CAP BDC INC COMstock	$0	–	-34,824	-100.0%	-0.26%	–
TXN	Exit	TEXAS INSTRS INC COMstock	$0	–	-3,012	-100.0%	-0.26%	–
LNTH	Exit	LANTHEUS HLDGS INC COMstock	$0	–	-7,200	-100.0%	-0.27%	–
NEOG	Exit	NEOGEN CORP COMstock	$0	–	-20,200	-100.0%	-0.28%	–
CTVA	Exit	CORTEVA INC COMstock	$0	–	-9,116	-100.0%	-0.28%	–
TACT	Exit	TRANSACT TECHNOLOGIES INC COMstock	$0	–	-151,886	-100.0%	-0.34%	–
GSIT	Exit	GSI TECHNOLOGY INC COMstock	$0	–	-187,593	-100.0%	-0.37%	–
AAPL	Exit	APPLE INC COMstock	$0	–	-4,780	-100.0%	-0.37%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS COMstock	$0	–	-5,370	-100.0%	-0.43%	–
CEVA	Exit	CEVA INC COMstock	$0	–	-24,856	-100.0%	-0.48%	–
NVEC	Exit	NVE CORP COM NEWstock	$0	–	-18,380	-100.0%	-0.49%	–
DD	Exit	DUPONT DE NEMOURS INC COMstock	$0	–	-17,849	-100.0%	-0.56%	–
	Exit	INFINERA CORP NOTE 2.125 9/0stock	$0	–	-1,280,000	-100.0%	-0.67%	–
EXC	Exit	EXELON CORP COMstock	$0	–	-27,200	-100.0%	-0.70%	–
DOW	Exit	DOW INC COMstock	$0	–	-24,216	-100.0%	-0.71%	–
SSYS	Exit	STRATASYS LTD SHSstock	$0	–	-67,090	-100.0%	-0.72%	–
ADI	Exit	ANALOG DEVICES INC COMstock	$0	–	-9,250	-100.0%	-0.77%	–
DDD	Exit	3-D SYS CORP DEL COM NEWstock	$0	–	-142,700	-100.0%	-0.79%	–
APYX	Exit	APYX MEDICAL CORPORATION COMstock	$0	–	-267,765	-100.0%	-0.89%	–
KRNT	Exit	KORNIT DIGITAL LTD SHSstock	$0	–	-49,694	-100.0%	-0.90%	–
RMBL	Exit	RUMBLEON INC COM CL Bstock	$0	–	-112,130	-100.0%	-0.94%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock	$0	–	-34,800	-100.0%	-0.95%	–
PTC	Exit	PTC INC COMstock	$0	–	-15,700	-100.0%	-0.95%	–
MSFT	Exit	MICROSOFT CORP COMstock	$0	–	-6,850	-100.0%	-1.00%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COMstock	$0	–	-76,580	-100.0%	-1.06%	–
MTSI	Exit	MACOM TECH SOLUTIONS HLDGS I COMstock	$0	–	-41,008	-100.0%	-1.08%	–
DMRC	Exit	DIGIMARC CORP NEW COMstock	$0	–	-134,317	-100.0%	-1.08%	–
CCI	Exit	CROWN CASTLE INTL CORP NEW COMstock	$0	–	-11,870	-100.0%	-1.14%	–
SHCR	Exit	SHARECARE INC COM CL Astock	$0	–	-1,287,000	-100.0%	-1.16%	–
IFF	Exit	INTERNATIONAL FLAVORS&FRAGRA COMstock	$0	–	-17,750	-100.0%	-1.20%	–
	Exit	APOLLO GLOBAL MGMT INC COMstock	$0	–	-46,064	-100.0%	-1.27%	–
GENI	Exit	GENIUS SPORTS LIMITED SHARES CL Astock	$0	–	-999,400	-100.0%	-1.28%	–
KKR	Exit	KKR & CO INC COMstock	$0	–	-50,150	-100.0%	-1.32%	–
SBUX	Exit	STARBUCKS CORP COMstock	$0	–	-32,470	-100.0%	-1.41%	–
REPH	Exit	SOCIETAL CDMO INC COMstock	$0	–	-3,229,500	-100.0%	-1.46%	–
	Exit	ACCURAY INC DEL NOTE 3.750 7/1stock	$0	–	-2,755,000	-100.0%	-1.49%	–
QUOT	Exit	QUOTIENT TECHNOLOGY INC COMstock	$0	–	-958,700	-100.0%	-1.62%	–
JNJ	Exit	JOHNSON & JOHNSON COMstock	$0	–	-17,660	-100.0%	-1.78%	–
HLIT	Exit	HARMONIC INC COMstock	$0	–	-364,894	-100.0%	-1.80%	–
AZN	Exit	ASTRAZENECA PLC SPONSORED ADRstock	$0	–	-51,295	-100.0%	-1.93%	–
PFE	Exit	PFIZER INC COMstock	$0	–	-65,860	-100.0%	-1.97%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DEL CL B NEWstock	$0	–	-13,385	-100.0%	-2.08%	–
	Exit	QUIDELORTHO CORP COMstock	$0	–	-40,765	-100.0%	-2.26%	–
INSE	Exit	INSPIRED ENTMT INC COMstock	$0	–	-586,650	-100.0%	-2.88%	–
SCOR	Exit	COMSCORE INC COMstock	$0	–	-2,848,500	-100.0%	-3.34%	–
ASPN	Exit	ASPEN AEROGELS INC COMstock	$0	–	-669,950	-100.0%	-3.77%	–
ITI	Exit	ITERIS INC NEW COMstock	$0	–	-2,760,820	-100.0%	-4.54%	–
FRG	Exit	FRANCHISE GROUP INC COMstock	$0	–	-380,020	-100.0%	-7.59%	–
THRY	Exit	THRYV HLDGS INC COM NEWstock	$0	–	-647,850	-100.0%	-8.26%	–
PDFS	Exit	PDF SOLUTIONS INC COMstock	$0	–	-1,596,828	-100.0%	-19.56%	–

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PDF SOLUTIONS INC COM	10	Q2 2023	19.9%
ASPEN AEROGELS INC COM	10	Q2 2023	6.4%
FRANCHISE GROUP INC COM	10	Q2 2023	7.6%
ITERIS INC NEW COM	10	Q2 2023	6.3%
INSPIRED ENTMT INC COM	10	Q2 2023	6.0%
QUOTIENT TECHNOLOGY INC COM	10	Q2 2023	11.5%
HARMONIC INC COM	10	Q2 2023	4.5%
COMSCORE INC COM	10	Q2 2023	3.6%
SOCIETAL CDMO INC COM	10	Q2 2023	3.2%
DIGIMARC CORP NEW COM	10	Q2 2023	4.3%

View Cowen Prime Advisors LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Prime Advisors LLC Q3 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Percentage
ITERIS, INC.^{Sold out}	August 07, 2023	0.0%
PDF SOLUTIONS INC^{Sold out}	August 07, 2023	0.0%
Societal CDMO, Inc.^{Sold out}	August 07, 2023	0.0%
HTG MOLECULAR DIAGNOSTICS, INC^{Sold out}	February 03, 2023	0.0%
NEPHROS INC^{Sold out}	February 03, 2023	0.0%

View Cowen Prime Advisors LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2023-08-07
SC 13G	2023-08-07
SC 13G	2023-08-07
13F-HR	2023-07-31
13F-HR	2023-05-03
SC 13G	2023-02-03
SC 13G	2023-02-03
SC 13G	2023-02-03
SC 13G	2023-02-03
SC 13G	2023-02-03

View Cowen Prime Advisors LLC's complete filings history.

All filings

View complete filings history.

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