$247 Million is the total value of Round Rock Advisors, LLC's 142 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 26.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $25,360,000 | +10.8% | 225,928 | +10.7% | 10.29% | +1.5% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $24,307,000 | +8.9% | 67,046 | +19.5% | 9.86% | -0.3% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $17,742,000 | +4.6% | 74,594 | +12.0% | 7.20% | -4.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $16,800,000 | +9.6% | 155,731 | +16.4% | 6.81% | +0.4% |
| SMH | Buy | VANECK VECTORS ETF TRsemiconductor et | $9,575,000 | +2.3% | 35,491 | +17.1% | 3.88% | -6.3% |
| AAPL | Buy | APPLE INC | $9,125,000 | +39.1% | 52,258 | +41.5% | 3.70% | +27.4% |
| DVY | Buy | ISHARES TRselect divid etf | $8,981,000 | +22.2% | 70,092 | +16.9% | 3.64% | +11.9% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $8,137,000 | +13.9% | 79,012 | +17.0% | 3.30% | +4.2% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $7,180,000 | +11.8% | 45,528 | +15.3% | 2.91% | +2.3% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $5,835,000 | +25.3% | 42,594 | +28.9% | 2.37% | +14.7% |
| USMV | Sell | ISHARES TRmsci usa min vol | $4,948,000 | -4.8% | 63,782 | -0.7% | 2.01% | -12.8% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $4,769,000 | +4.2% | 10,559 | +9.6% | 1.93% | -4.7% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $4,031,000 | -3.0% | 51,624 | +1.0% | 1.64% | -11.2% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $3,690,000 | -21.9% | 42,885 | -15.8% | 1.50% | -28.5% |
| TSLA | Buy | TESLA INC | $3,342,000 | +103.5% | 3,101 | +99.5% | 1.36% | +86.1% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $3,214,000 | -11.8% | 20,223 | -3.5% | 1.30% | -19.3% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $2,892,000 | +5.1% | 56,474 | +5.5% | 1.17% | -3.8% |
| EFAV | Sell | ISHARES TRmsci eafe min vl | $2,717,000 | -17.3% | 37,667 | -11.9% | 1.10% | -24.3% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $2,506,000 | +40.6% | 49,849 | +41.2% | 1.02% | +28.6% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $2,477,000 | -9.7% | 32,436 | -1.1% | 1.00% | -17.4% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $2,139,000 | -13.3% | 13,189 | -8.2% | 0.87% | -20.6% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $1,980,000 | -6.4% | 9,499 | -0.8% | 0.80% | -14.4% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $1,974,000 | -13.8% | 4,739 | -5.2% | 0.80% | -21.1% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,894,000 | -14.2% | 4,175 | -9.8% | 0.77% | -21.5% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $1,756,000 | -7.6% | 6,326 | +1.7% | 0.71% | -15.4% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $1,635,000 | -10.2% | 6,092 | -5.3% | 0.66% | -17.7% |
| ITT | ITT INC | $1,559,000 | -26.4% | 20,730 | 0.0% | 0.63% | -32.7% | |
| HD | Buy | HOME DEPOT INC | $1,559,000 | +178.9% | 5,208 | +286.9% | 0.63% | +154.8% |
| PEP | Sell | PEPSICO INC | $1,516,000 | -4.7% | 9,057 | -1.1% | 0.62% | -12.8% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $1,491,000 | +10.4% | 10,088 | +9.9% | 0.60% | +1.2% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $1,467,000 | -8.1% | 21,863 | -6.0% | 0.60% | -15.8% |
| GSIE | Sell | GOLDMAN SACHS ETF TRactivebeta int | $1,447,000 | -16.2% | 44,207 | -9.7% | 0.59% | -23.3% |
| PFE | Buy | PFIZER INC | $1,380,000 | +130.0% | 26,657 | +162.4% | 0.56% | +110.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,323,000 | +60.2% | 7,464 | +54.6% | 0.54% | +46.7% |
| AMZN | Buy | AMAZON COM INC | $1,262,000 | -1.7% | 387 | +0.5% | 0.51% | -10.0% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,188,000 | -20.6% | 5,787 | -14.0% | 0.48% | -27.3% |
| IVOG | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $1,180,000 | -20.7% | 6,132 | -12.8% | 0.48% | -27.3% |
| FBND | Sell | FIDELITY COVINGTON TRUSTtotal bd etf | $1,149,000 | -8.6% | 23,087 | -2.7% | 0.47% | -16.3% |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $1,103,000 | -12.0% | 4,447 | 0.0% | 0.45% | -19.5% | |
| VBR | VANGUARD INDEX FDSsm cp val etf | $1,058,000 | -1.7% | 6,015 | 0.0% | 0.43% | -10.1% | |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,052,000 | -6.3% | 4,950 | -0.3% | 0.43% | -14.3% |
| MSFT | Sell | MICROSOFT CORP | $1,038,000 | -8.5% | 3,366 | -0.3% | 0.42% | -16.3% |
| DES | Buy | WISDOMTREE TRus smallcap divd | $1,025,000 | -1.2% | 32,166 | +1.9% | 0.42% | -9.6% |
| VTI | VANGUARD INDEX FDStotal stk mkt | $971,000 | -5.7% | 4,267 | 0.0% | 0.39% | -13.6% | |
| VIGI | Buy | VANGUARD WHITEHALL FDSintl dvd etf | $956,000 | +24.8% | 12,097 | +34.9% | 0.39% | +14.5% |
| JEPI | Buy | J P MORGAN EXCHANGE-TRADED Fequity premium | $939,000 | +0.4% | 15,287 | +3.3% | 0.38% | -8.0% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $931,000 | -15.1% | 119,613 | -1.6% | 0.38% | -22.2% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $895,000 | -13.3% | 3,112 | -3.2% | 0.36% | -20.6% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $871,000 | +39.8% | 313 | +45.6% | 0.35% | +27.9% |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $866,000 | -10.4% | 89,514 | -4.0% | 0.35% | -18.0% |
| IUSV | Buy | ISHARES TRcore s&p us vlu | $847,000 | -0.6% | 11,158 | +0.0% | 0.34% | -9.0% |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $832,000 | – | 2,357 | +100.0% | 0.34% | – |
| SHYG | Sell | ISHARES TR0-5yr hi yl cp | $828,000 | -11.7% | 18,833 | -9.0% | 0.34% | -19.2% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $825,000 | -12.8% | 8,204 | -0.1% | 0.34% | -20.0% |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $818,000 | – | 31,700 | +100.0% | 0.33% | – |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $814,000 | -0.9% | 8,404 | +8.8% | 0.33% | -9.3% |
| NEM | New | NEWMONT CORP | $814,000 | – | 10,241 | +100.0% | 0.33% | – |
| JPM | New | JPMORGAN CHASE & CO | $773,000 | – | 5,667 | +100.0% | 0.31% | – |
| APH | AMPHENOL CORP NEWcl a | $775,000 | -13.9% | 10,291 | 0.0% | 0.31% | -21.3% | |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $772,000 | -6.3% | 16,079 | -0.3% | 0.31% | -14.2% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $765,000 | +13.5% | 274 | +17.6% | 0.31% | +3.7% |
| XOM | Sell | EXXON MOBIL CORP | $763,000 | +14.4% | 9,238 | -15.3% | 0.31% | +4.4% |
| LMT | New | LOCKHEED MARTIN CORP | $746,000 | – | 1,689 | +100.0% | 0.30% | – |
| MU | New | MICRON TECHNOLOGY INC | $744,000 | – | 9,551 | +100.0% | 0.30% | – |
| MUB | Sell | ISHARES TRnational mun etf | $724,000 | -10.6% | 6,603 | -5.3% | 0.29% | -18.1% |
| IEFA | ISHARES TRcore msci eafe | $669,000 | -6.8% | 9,619 | 0.0% | 0.27% | -14.8% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $664,000 | -5.3% | 1,354 | 0.0% | 0.27% | -13.5% | |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $646,000 | +4.4% | 8,191 | +7.0% | 0.26% | -4.4% |
| SDY | Sell | SPDR SER TRs&p divid etf | $640,000 | -9.0% | 4,996 | -8.2% | 0.26% | -16.7% |
| IWY | ISHARES TRrus tp200 gr etf | $637,000 | -8.3% | 4,008 | 0.0% | 0.26% | -16.2% | |
| CVX | Buy | CHEVRON CORP NEW | $629,000 | +198.1% | 3,861 | +114.7% | 0.26% | +174.2% |
| RH | Sell | RH | $606,000 | -40.5% | 1,858 | -2.2% | 0.25% | -45.5% |
| ESML | Buy | ISHARES TResg aware msci | $583,000 | +3.6% | 15,338 | +9.9% | 0.24% | -5.2% |
| PG | Buy | PROCTER AND GAMBLE CO | $580,000 | -6.5% | 3,795 | +0.1% | 0.24% | -14.5% |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $578,000 | – | 5,838 | +100.0% | 0.23% | – |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $569,000 | +46.3% | 11,165 | +49.1% | 0.23% | +34.3% |
| RNP | COHEN & STEERS REIT & PFD & | $540,000 | -6.1% | 20,077 | 0.0% | 0.22% | -14.1% | |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $533,000 | – | 5,325 | +100.0% | 0.22% | – |
| DOW | New | DOW INC | $522,000 | – | 8,191 | +100.0% | 0.21% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $520,000 | +67.7% | 4,001 | +72.5% | 0.21% | +54.0% |
| IYH | ISHARES TRus hlthcare etf | $500,000 | -3.8% | 1,730 | 0.0% | 0.20% | -11.7% | |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $487,000 | – | 824 | +100.0% | 0.20% | – |
| UNP | UNION PAC CORP | $469,000 | +8.3% | 1,718 | 0.0% | 0.19% | -1.0% | |
| PDI | PIMCO DYNAMIC INCOME FD | $468,000 | -5.8% | 19,194 | 0.0% | 0.19% | -13.6% | |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FD | $464,000 | -10.9% | 44,526 | +0.1% | 0.19% | -18.6% |
| BCV | BANCROFT FD LTD | $456,000 | -13.8% | 20,005 | 0.0% | 0.18% | -20.9% | |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $453,000 | – | 11,800 | +100.0% | 0.18% | – |
| SMDV | PROSHARES TRruss 2000 divd | $452,000 | -3.4% | 7,000 | 0.0% | 0.18% | -11.6% | |
| NFLX | Buy | NETFLIX INC | $423,000 | -36.7% | 1,129 | +1.9% | 0.17% | -41.9% |
| ANET | Buy | ARISTA NETWORKS INC | $420,000 | +94.4% | 3,020 | +101.3% | 0.17% | +77.1% |
| TEI | Sell | TEMPLETON EMERGING MKTS INCO | $415,000 | -7.0% | 60,521 | -1.1% | 0.17% | -15.2% |
| ONEQ | New | FIDELITY COMWLTH TR | $411,000 | – | 7,395 | +100.0% | 0.17% | – |
| EMF | TEMPLETON EMERGING MKTS FD | $400,000 | -14.3% | 29,097 | 0.0% | 0.16% | -21.7% | |
| ICSH | Sell | ISHARES TRblackrock ultra | $382,000 | -0.8% | 7,615 | -0.5% | 0.16% | -9.4% |
| XYL | XYLEM INC | $380,000 | -29.0% | 4,459 | 0.0% | 0.15% | -35.0% | |
| AAXJ | ISHARES TRmsci ac asia etf | $380,000 | -9.3% | 5,071 | 0.0% | 0.15% | -17.2% | |
| VOE | VANGUARD INDEX FDSmcap vl idxvip | $371,000 | -0.3% | 2,477 | 0.0% | 0.15% | -9.1% | |
| XLP | SELECT SECTOR SPDR TRsbi cons stpls | $359,000 | -1.6% | 4,733 | 0.0% | 0.15% | -9.9% | |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $345,000 | -7.3% | 1,358 | -2.7% | 0.14% | -15.2% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $332,000 | +14.5% | 8,663 | +16.5% | 0.14% | +4.7% |
| BK | BANK NEW YORK MELLON CORP | $330,000 | -14.5% | 6,645 | 0.0% | 0.13% | -21.6% | |
| DGRO | Buy | ISHARES TRcore div grwth | $322,000 | +1.3% | 6,035 | +5.3% | 0.13% | -7.1% |
| GSLC | GOLDMAN SACHS ETF TRactivebeta us lg | $322,000 | -6.4% | 3,613 | 0.0% | 0.13% | -13.8% | |
| AXP | New | AMERICAN EXPRESS CO | $318,000 | – | 1,699 | +100.0% | 0.13% | – |
| NVDA | Buy | NVIDIA CORPORATION | $301,000 | +13.6% | 1,104 | +22.5% | 0.12% | +4.3% |
| IGD | VOYA GLBL EQTY DIV & PREM OP | $297,000 | -5.4% | 50,634 | 0.0% | 0.12% | -13.7% | |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $288,000 | +0.3% | 830 | +5.1% | 0.12% | -7.9% |
| FB | Sell | FACEBOOK INCcl a | $286,000 | -44.9% | 1,285 | -16.8% | 0.12% | -49.6% |
| VSGX | Buy | VANGUARD WORLD FDesg intl stk etf | $287,000 | +17.6% | 5,010 | +27.2% | 0.12% | +7.4% |
| DIS | Buy | DISNEY WALT CO | $276,000 | -10.4% | 2,014 | +1.3% | 0.11% | -17.6% |
| T | Buy | AT&T INC | $275,000 | +0.4% | 11,655 | +4.7% | 0.11% | -7.4% |
| WPC | New | WP CAREY INC | $273,000 | – | 3,374 | +100.0% | 0.11% | – |
| NBH | NEUBERGER BERMAN MUN FD INC | $268,000 | -13.5% | 20,209 | 0.0% | 0.11% | -20.4% | |
| EOS | Sell | EATON VANCE ENHANCED EQUITY | $267,000 | -19.6% | 12,705 | -5.9% | 0.11% | -26.5% |
| QQQM | Buy | INVESCO EXCH TRADED FD TR IInasdaq 100 etf | $266,000 | +7.7% | 1,783 | +17.8% | 0.11% | -0.9% |
| MMM | Sell | 3M CO | $262,000 | -19.6% | 1,762 | -4.0% | 0.11% | -26.4% |
| SHOP | Sell | SHOPIFY INCcl a | $262,000 | -52.8% | 388 | -3.7% | 0.11% | -56.9% |
| NVS | New | NOVARTIS AGsponsored adr | $260,000 | – | 2,960 | +100.0% | 0.10% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $256,000 | – | 2,356 | +100.0% | 0.10% | – |
| SO | New | SOUTHERN CO | $256,000 | – | 3,534 | +100.0% | 0.10% | – |
| BWA | New | BORGWARNER INC | $253,000 | – | 6,500 | +100.0% | 0.10% | – |
| YUM | Buy | YUM BRANDS INC | $255,000 | -14.1% | 2,154 | +0.6% | 0.10% | -22.0% |
| VNQ | New | VANGUARD INDEX FDSreal estate etf | $237,000 | – | 2,186 | +100.0% | 0.10% | – |
| WMT | Sell | WALMART INC | $233,000 | -2.5% | 1,565 | -5.3% | 0.10% | -10.4% |
| XBI | Sell | SPDR SER TRs&p biotech | $232,000 | -27.3% | 2,583 | -9.4% | 0.09% | -33.3% |
| XLE | New | SELECT SECTOR SPDR TRenergy | $231,000 | – | 3,024 | +100.0% | 0.09% | – |
| ORCL | Buy | ORACLE CORP | $227,000 | -1.7% | 2,748 | +3.8% | 0.09% | -9.8% |
| HDV | ISHARES TRcore high dv etf | $227,000 | +5.6% | 2,128 | 0.0% | 0.09% | -3.2% | |
| PFF | ISHARES TRpfd and incm sec | $223,000 | -7.5% | 6,110 | 0.0% | 0.09% | -15.9% | |
| BST | BLACKROCK SCIENCE & TECHNOLO | $223,000 | -13.2% | 5,150 | 0.0% | 0.09% | -21.1% | |
| VOO | New | VANGUARD INDEX FDS | $223,000 | – | 538 | +100.0% | 0.09% | – |
| VCR | VANGUARD WORLD FDSconsum dis etf | $220,000 | -10.2% | 720 | 0.0% | 0.09% | -18.3% | |
| EEMA | Sell | ISHARES INCmsci em asia etf | $214,000 | -13.0% | 2,893 | -3.4% | 0.09% | -20.2% |
| VCEB | New | VANGUARD WORLD FDesg us corp bd | $214,000 | – | 3,153 | +100.0% | 0.09% | – |
| IIPR | New | INNOVATIVE INDL PPTYS INC | $213,000 | – | 1,036 | +100.0% | 0.09% | – |
| HYT | BLACKROCK CORPOR HI YLD FD I | $203,000 | -12.9% | 18,882 | 0.0% | 0.08% | -20.4% | |
| INTC | New | INTEL CORP | $203,000 | – | 4,096 | +100.0% | 0.08% | – |
| ESGD | New | ISHARES TResg aw msci eafe | $202,000 | – | 2,741 | +100.0% | 0.08% | – |
| BGB | BLACKSTONE STRATEGIC CREDIT | $179,000 | -3.2% | 13,748 | 0.0% | 0.07% | -11.0% | |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $152,000 | – | 11,057 | +100.0% | 0.06% | – |
| MHD | Sell | BLACKROCK MUNIHOLDINGS QUALI | $143,000 | -29.2% | 10,075 | -16.6% | 0.06% | -35.6% |
| EMX | New | EMX RTY CORP | $22,000 | – | 10,000 | +100.0% | 0.01% | – |
| ICLN | Exit | ISHARES TRgl clean ene etf | $0 | – | -9,686 | -100.0% | -0.09% | – |
| BOND | Exit | PIMCO ETF TRactive bd etf | $0 | – | -2,131 | -100.0% | -0.10% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -2,075 | -100.0% | -0.11% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -1,511 | -100.0% | -0.14% | – |
| OPER | Exit | ETF SER SOLUTIONS | $0 | – | -4,454 | -100.0% | -0.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD WHITEHALL FDS | 12 | Q3 2023 | 14.2% |
| INVESCO QQQ TR | 12 | Q3 2023 | 13.4% |
| VANGUARD INDEX FDS | 12 | Q3 2023 | 12.1% |
| ISHARES TR | 12 | Q3 2023 | 10.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 4.6% |
| ISHARES TR | 12 | Q3 2023 | 11.0% |
| APPLE INC | 12 | Q3 2023 | 3.9% |
| INVESCO EXCHANGE TRADED FD T | 12 | Q3 2023 | 4.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 3.3% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 2.9% |
View Round Rock Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-24 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-16 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-19 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-01-20 |
View Round Rock Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.