$226 Million is the total value of Round Rock Advisors, LLC's 120 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 103.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $22,880,000 | +20.8% | 204,089 | +11.4% | 10.14% | -27.7% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $22,317,000 | +23.0% | 56,095 | +10.7% | 9.89% | -26.3% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $16,967,000 | +28.7% | 66,598 | +19.6% | 7.52% | -22.9% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $15,322,000 | +27.5% | 133,807 | +21.5% | 6.79% | -23.7% |
| SMH | Buy | VANECK ETF TRUSTsemiconductr etf | $9,356,000 | +31.9% | 30,298 | +9.5% | 4.15% | -21.0% |
| DVY | Buy | ISHARES TRselect divid etf | $7,350,000 | +18.3% | 59,955 | +10.7% | 3.26% | -29.1% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $7,144,000 | +16.4% | 67,515 | +7.6% | 3.17% | -30.3% |
| AAPL | Buy | APPLE INC | $6,559,000 | +167.1% | 36,936 | +112.8% | 2.91% | +59.9% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $6,424,000 | +19.5% | 39,474 | +10.0% | 2.85% | -28.4% |
| USMV | Buy | ISHARES TRmsci usa min vol | $5,195,000 | +20.9% | 64,218 | +9.9% | 2.30% | -27.6% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $4,726,000 | -8.7% | 50,952 | -7.1% | 2.09% | -45.3% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $4,656,000 | +34.7% | 33,046 | +21.7% | 2.06% | -19.3% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $4,578,000 | +177.3% | 9,638 | +150.5% | 2.03% | +66.2% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $4,155,000 | +346.8% | 51,135 | +353.0% | 1.84% | +167.6% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $3,644,000 | +38.9% | 20,958 | +19.3% | 1.62% | -16.8% |
| EFAV | Buy | ISHARES TRmsci eafe min vl | $3,284,000 | +430.5% | 42,772 | +420.5% | 1.46% | +217.7% |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $2,751,000 | – | 53,515 | +100.0% | 1.22% | – |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $2,744,000 | +16.1% | 32,792 | +2.5% | 1.22% | -30.5% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $2,467,000 | +1036.9% | 14,361 | +914.9% | 1.09% | +578.9% |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $2,290,000 | – | 4,999 | +100.0% | 1.02% | – |
| IVV | New | ISHARES TRcore s&p500 etf | $2,208,000 | – | 4,628 | +100.0% | 0.98% | – |
| ITT | ITT INC | $2,118,000 | +19.1% | 20,730 | 0.0% | 0.94% | -28.6% | |
| VV | New | VANGUARD INDEX FDSlarge cap etf | $2,116,000 | – | 9,573 | +100.0% | 0.94% | – |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $1,901,000 | +752.5% | 6,221 | +666.1% | 0.84% | +410.3% |
| IJH | New | ISHARES TRcore s&p mcp etf | $1,820,000 | – | 6,431 | +100.0% | 0.81% | – |
| JPST | New | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $1,782,000 | – | 35,310 | +100.0% | 0.79% | – |
| GSIE | New | GOLDMAN SACHS ETF TRactivebeta int | $1,727,000 | – | 48,970 | +100.0% | 0.76% | – |
| TSLA | Buy | TESLA INC | $1,642,000 | +46.6% | 1,554 | +7.6% | 0.73% | -12.2% |
| SPLV | New | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $1,596,000 | – | 23,260 | +100.0% | 0.71% | – |
| PEP | Buy | PEPSICO INC | $1,591,000 | +23.6% | 9,157 | +7.0% | 0.70% | -25.9% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $1,497,000 | +2.0% | 6,730 | +0.4% | 0.66% | -38.9% |
| IVOG | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $1,488,000 | +5.7% | 7,035 | -1.6% | 0.66% | -36.8% |
| VTV | New | VANGUARD INDEX FDSvalue etf | $1,350,000 | – | 9,180 | +100.0% | 0.60% | – |
| AMZN | Buy | AMAZON COM INC | $1,284,000 | +74.5% | 385 | +71.9% | 0.57% | +4.6% |
| FBND | New | FIDELITY MERRIMACK STR TRtotal bd etf | $1,257,000 | – | 23,717 | +100.0% | 0.56% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $1,253,000 | – | 4,447 | +100.0% | 0.56% | – |
| MSFT | Buy | MICROSOFT CORP | $1,135,000 | +100.2% | 3,376 | +68.0% | 0.50% | +20.0% |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $1,123,000 | – | 4,967 | +100.0% | 0.50% | – |
| MSD | New | MORGAN STANLEY EMKT DBT FD I | $1,096,000 | – | 121,590 | +100.0% | 0.49% | – |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $1,076,000 | – | 6,015 | +100.0% | 0.48% | – |
| DES | New | WISDOMTREE TRus smallcap divd | $1,037,000 | – | 31,566 | +100.0% | 0.46% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $1,032,000 | – | 3,216 | +100.0% | 0.46% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $1,030,000 | – | 4,267 | +100.0% | 0.46% | – |
| RH | RH | $1,018,000 | -19.7% | 1,900 | 0.0% | 0.45% | -51.9% | |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $967,000 | – | 93,267 | +100.0% | 0.43% | – |
| IWP | Sell | ISHARES TRrus md cp gr etf | $946,000 | +2.5% | 8,214 | -0.3% | 0.42% | -38.7% |
| SHYG | Buy | ISHARES TR0-5yr hi yl cp | $938,000 | +1.0% | 20,704 | +1.9% | 0.42% | -39.4% |
| JEPI | New | J P MORGAN EXCHANGE-TRADED Fequity premium | $935,000 | – | 14,800 | +100.0% | 0.41% | – |
| APH | Sell | AMPHENOL CORP NEWcl a | $900,000 | +18.6% | 10,291 | -0.7% | 0.40% | -28.9% |
| IUSV | New | ISHARES TRcore s&p us vlu | $852,000 | – | 11,156 | +100.0% | 0.38% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $826,000 | +73.5% | 4,829 | +64.0% | 0.37% | +4.0% |
| VEA | New | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $824,000 | – | 16,134 | +100.0% | 0.36% | – |
| SUSA | New | ISHARES TRmsci usa esg slc | $821,000 | – | 7,724 | +100.0% | 0.36% | – |
| MUB | Buy | ISHARES TRnational mun etf | $810,000 | +62.7% | 6,969 | +62.7% | 0.36% | -2.4% |
| VIGI | New | VANGUARD WHITEHALL FDSintl dvd etf | $766,000 | – | 8,969 | +100.0% | 0.34% | – |
| IEFA | New | ISHARES TRcore msci eafe | $718,000 | – | 9,619 | +100.0% | 0.32% | – |
| SDY | New | SPDR SER TRs&p divid etf | $703,000 | – | 5,441 | +100.0% | 0.31% | – |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $701,000 | +7.7% | 1,354 | 0.0% | 0.31% | -35.5% | |
| IWY | Buy | ISHARES TRrus tp200 gr etf | $695,000 | +16.4% | 4,008 | +2.5% | 0.31% | -30.3% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $674,000 | +91.5% | 233 | +76.5% | 0.30% | +15.0% |
| XOM | Buy | EXXON MOBIL CORP | $667,000 | +88.4% | 10,905 | +81.4% | 0.30% | +13.0% |
| NFLX | Buy | NETFLIX INC | $668,000 | +13.4% | 1,108 | +14.8% | 0.30% | -32.1% |
| GOOGL | New | ALPHABET INCcap stk cl a | $623,000 | – | 215 | +100.0% | 0.28% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $620,000 | +57.0% | 3,792 | +34.0% | 0.28% | -5.8% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $619,000 | +7.8% | 7,654 | -1.0% | 0.27% | -35.5% |
| PFE | Buy | PFIZER INC | $600,000 | +96.7% | 10,159 | +43.2% | 0.27% | +17.7% |
| RNP | New | COHEN & STEERS REIT & PFD & | $575,000 | – | 20,077 | +100.0% | 0.26% | – |
| ESML | New | ISHARES TResg aware msci | $563,000 | – | 13,953 | +100.0% | 0.25% | – |
| HD | New | HOME DEPOT INC | $559,000 | – | 1,346 | +100.0% | 0.25% | – |
| SHOP | Sell | SHOPIFY INCcl a | $555,000 | -5.6% | 403 | -7.1% | 0.25% | -43.4% |
| XYL | XYLEM INC | $535,000 | -2.9% | 4,459 | 0.0% | 0.24% | -41.9% | |
| BCV | New | BANCROFT FD LTD | $529,000 | – | 20,005 | +100.0% | 0.23% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES FD | $521,000 | – | 44,500 | +100.0% | 0.23% | – |
| IYH | New | ISHARES TRus hlthcare etf | $520,000 | – | 1,730 | +100.0% | 0.23% | – |
| FB | New | META PLATFORMS INCcl a | $519,000 | – | 1,544 | +100.0% | 0.23% | – |
| PDI | New | PIMCO DYNAMIC INCOME FD | $497,000 | – | 19,194 | +100.0% | 0.22% | – |
| SMDV | New | PROSHARES TRruss 2000 divd | $468,000 | – | 7,000 | +100.0% | 0.21% | – |
| EMF | New | TEMPLETON EMERGING MKTS FD | $467,000 | – | 29,097 | +100.0% | 0.21% | – |
| TEI | New | TEMPLETON EMERGING MKTS INCO | $446,000 | – | 61,202 | +100.0% | 0.20% | – |
| OPER | Sell | ETF SER SOLUTIONS | $446,000 | -58.4% | 4,454 | -58.4% | 0.20% | -75.0% |
| UNP | Buy | UNION PAC CORP | $433,000 | +80.4% | 1,718 | +40.6% | 0.19% | +7.9% |
| AAXJ | New | ISHARES TRmsci ac asia etf | $419,000 | – | 5,071 | +100.0% | 0.19% | – |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $389,000 | +25.5% | 7,488 | +30.6% | 0.17% | -24.9% |
| BK | BANK NEW YORK MELLON CORP | $386,000 | +12.2% | 6,645 | 0.0% | 0.17% | -32.7% | |
| ICSH | Sell | ISHARES TRblackrock ultra | $385,000 | -41.5% | 7,650 | -41.3% | 0.17% | -64.9% |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $372,000 | – | 2,477 | +100.0% | 0.16% | – |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $372,000 | +45.3% | 1,395 | +34.8% | 0.16% | -12.7% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $365,000 | +9.6% | 4,733 | -2.3% | 0.16% | -34.1% |
| GSLC | New | GOLDMAN SACHS ETF TRactivebeta us lg | $344,000 | – | 3,613 | +100.0% | 0.15% | – |
| EOS | New | EATON VANCE ENHANCED EQUITY | $332,000 | – | 13,505 | +100.0% | 0.15% | – |
| MMM | Buy | 3M CO | $326,000 | +16.4% | 1,836 | +14.8% | 0.14% | -30.4% |
| DGRO | Buy | ISHARES TRcore div grwth | $318,000 | +10.8% | 5,730 | +0.2% | 0.14% | -33.5% |
| XBI | New | SPDR SER TRs&p biotech | $319,000 | – | 2,850 | +100.0% | 0.14% | – |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $314,000 | – | 50,634 | +100.0% | 0.14% | – |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $309,000 | +19.8% | 1,511 | +5.1% | 0.14% | -28.3% |
| NBH | New | NEUBERGER BERMAN MUN FD INC | $310,000 | – | 20,209 | +100.0% | 0.14% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $310,000 | +38.4% | 2,319 | +43.9% | 0.14% | -17.5% |
| DIS | New | DISNEY WALT CO | $308,000 | – | 1,989 | +100.0% | 0.14% | – |
| YUM | Sell | YUM BRANDS INC | $297,000 | +10.8% | 2,142 | -2.2% | 0.13% | -33.3% |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $290,000 | +21.8% | 7,439 | +17.2% | 0.13% | -26.7% |
| DIA | New | SPDR DOW JONES INDL AVERAGEut ser 1 | $287,000 | – | 790 | +100.0% | 0.13% | – |
| T | New | AT&T INC | $274,000 | – | 11,135 | +100.0% | 0.12% | – |
| NVDA | New | NVIDIA CORPORATION | $265,000 | – | 901 | +100.0% | 0.12% | – |
| BST | New | BLACKROCK SCIENCE & TECHNOLO | $257,000 | – | 5,150 | +100.0% | 0.11% | – |
| VCR | VANGUARD WORLD FDSconsum dis etf | $245,000 | +9.9% | 720 | 0.0% | 0.11% | -33.9% | |
| EEMA | New | ISHARES INCmsci em asia etf | $246,000 | – | 2,995 | +100.0% | 0.11% | – |
| QQQM | New | INVESCO EXCH TRADED FD TR IInasdaq 100 etf | $247,000 | – | 1,513 | +100.0% | 0.11% | – |
| SBUX | STARBUCKS CORP | $243,000 | +6.1% | 2,075 | 0.0% | 0.11% | -36.1% | |
| VSGX | New | VANGUARD WORLD FDesg intl stk etf | $244,000 | – | 3,939 | +100.0% | 0.11% | – |
| PFF | ISHARES TRpfd and incm sec | $241,000 | +1.7% | 6,110 | 0.0% | 0.11% | -38.9% | |
| WMT | New | WALMART INC | $239,000 | – | 1,653 | +100.0% | 0.11% | – |
| BOND | New | PIMCO ETF TRactive bd etf | $233,000 | – | 2,131 | +100.0% | 0.10% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $233,000 | – | 18,882 | +100.0% | 0.10% | – |
| ORCL | New | ORACLE CORP | $231,000 | – | 2,648 | +100.0% | 0.10% | – |
| ANET | New | ARISTA NETWORKS INC | $216,000 | – | 1,500 | +100.0% | 0.10% | – |
| HDV | New | ISHARES TRcore high dv etf | $215,000 | – | 2,128 | +100.0% | 0.10% | – |
| CVX | New | CHEVRON CORP NEW | $211,000 | – | 1,798 | +100.0% | 0.09% | – |
| ICLN | Sell | ISHARES TRgl clean ene etf | $205,000 | -2.4% | 9,686 | -0.3% | 0.09% | -41.3% |
| MHD | New | BLACKROCK MUNIHOLDINGS FD IN | $202,000 | – | 12,075 | +100.0% | 0.09% | – |
| BGB | New | BLACKSTONE STRATEGIC CREDIT | $185,000 | – | 13,748 | +100.0% | 0.08% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -3,704 | -100.0% | -0.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD WHITEHALL FDS | 12 | Q3 2023 | 14.2% |
| INVESCO QQQ TR | 12 | Q3 2023 | 13.4% |
| VANGUARD INDEX FDS | 12 | Q3 2023 | 12.1% |
| ISHARES TR | 12 | Q3 2023 | 10.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 4.6% |
| ISHARES TR | 12 | Q3 2023 | 11.0% |
| APPLE INC | 12 | Q3 2023 | 3.9% |
| INVESCO EXCHANGE TRADED FD T | 12 | Q3 2023 | 4.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 3.3% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 2.9% |
View Round Rock Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-24 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-16 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-19 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-01-20 |
View Round Rock Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.