$428 Million is the total value of 3D/L Capital Management, LLC's 126 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 11.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $40,512,000 | +7.7% | 275,385 | -0.9% | 9.47% | +4.9% |
| JQUA | Sell | J P MORGAN EXCHANGE-TRADED Fus qualty fctr | $36,065,000 | +7.1% | 792,641 | -3.6% | 8.43% | +4.3% |
| QLC | Sell | FLEXSHARES TRus quality cap | $32,663,000 | +7.5% | 625,668 | -2.4% | 7.63% | +4.6% |
| EZM | Sell | WISDOMTREE TRus midcap fund | $26,640,000 | +4.5% | 473,339 | -3.4% | 6.23% | +1.8% |
| IQDF | Buy | FLEXSHARES TRintl qltdv idx | $24,349,000 | +2.7% | 952,241 | +1.2% | 5.69% | -0.1% |
| GSIE | Buy | GOLDMAN SACHS ETF TRactivebeta int | $23,587,000 | +3.6% | 668,750 | +0.3% | 5.51% | +0.9% |
| BOND | Sell | PIMCO ETF TRactive bd etf | $22,510,000 | -1.8% | 205,740 | -0.7% | 5.26% | -4.3% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $22,284,000 | +0.1% | 302,562 | +0.9% | 5.21% | -2.5% |
| KVLE | Sell | KRANESHARES TRkfa val lin dynm | $22,192,000 | -1.5% | 920,200 | -4.0% | 5.19% | -4.1% |
| EES | Buy | WISDOMTREE TRus smallcap fund | $15,576,000 | +7.5% | 303,036 | +1.0% | 3.64% | +4.6% |
| KEMX | Buy | KRANESHARES TRmsci emg ex ch | $14,486,000 | -1.5% | 465,219 | +0.3% | 3.39% | -4.1% |
| IVLU | Buy | ISHARES TRmsci intl vlu ft | $13,942,000 | +0.9% | 548,037 | +2.0% | 3.26% | -1.7% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $11,355,000 | -1.4% | 227,137 | -0.2% | 2.65% | -4.0% |
| KALL | Sell | KRANESHARES TRmsci all china | $9,511,000 | -16.3% | 332,869 | -9.8% | 2.22% | -18.5% |
| DFUS | Sell | DIMENSIONAL ETF TRUSTus equity etf | $6,802,000 | +9.0% | 131,576 | -0.6% | 1.59% | +6.1% |
| BCI | Buy | ABRDN ETFS | $6,759,000 | -17.8% | 294,004 | +0.3% | 1.58% | -20.0% |
| JMST | Buy | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $6,720,000 | +2.7% | 131,616 | +2.8% | 1.57% | +0.1% |
| AGGY | Sell | WISDOMTREE TRyield enhancd us | $6,289,000 | -0.9% | 121,694 | -0.4% | 1.47% | -3.5% |
| RVNU | Buy | DBX ETF TRxtrack mun infra | $5,666,000 | +3.6% | 193,632 | +2.8% | 1.32% | +0.8% |
| JHMM | Sell | JOHN HANCOCK EXCHANGE TRADEDmultifactor mi | $4,040,000 | +5.3% | 72,669 | -2.1% | 0.94% | +2.5% |
| DFAS | Buy | DIMENSIONAL ETF TRUSTus small cap etf | $3,346,000 | +6.6% | 55,769 | +2.1% | 0.78% | +3.7% |
| DFAT | Buy | DIMENSIONAL ETF TRUSTus targeted vlu | $3,339,000 | +7.5% | 70,260 | +0.5% | 0.78% | +4.6% |
| BAB | Sell | INVESCO EXCH TRADED FD TR IItaxable mun bd | $3,123,000 | -0.0% | 94,760 | -0.2% | 0.73% | -2.7% |
| FMB | Sell | FIRST TR EXCH TRADED FD IIImanagd mun etf | $2,436,000 | -3.6% | 42,744 | -4.0% | 0.57% | -6.3% |
| Buy | DIMENSIONAL ETF TRUSTinternatnal val | $2,391,000 | +4.3% | 72,856 | +4.1% | 0.56% | +1.6% | |
| TAXF | Buy | AMERICAN CENTY ETF TRdiversified mu | $2,377,000 | +11.8% | 43,030 | +11.6% | 0.56% | +9.0% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $2,208,000 | +10.6% | 6,881 | +0.0% | 0.52% | +7.7% |
| BSCP | Sell | INVESCO EXCH TRD SLF IDX FD | $2,154,000 | -4.1% | 98,354 | -2.8% | 0.50% | -6.7% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $2,034,000 | +4.2% | 39,841 | +3.1% | 0.48% | +1.3% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,907,000 | +12.7% | 10,966 | -3.2% | 0.45% | +9.9% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $1,870,000 | +18.3% | 3,921 | +6.9% | 0.44% | +15.3% |
| BNDC | Buy | FLEXSHARES TRcre slct bd fd | $1,282,000 | -0.3% | 49,265 | +0.5% | 0.30% | -2.9% |
| ESGU | Sell | ISHARES TResg awr msci usa | $1,241,000 | +9.1% | 11,505 | -0.4% | 0.29% | +6.2% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $1,125,000 | +11.4% | 7,985 | +0.6% | 0.26% | +8.7% |
| FOCT | New | FIRST TR EXCHNG TRADED FD VIvest us eqty buf | $1,121,000 | – | 31,389 | +100.0% | 0.26% | – |
| BNDX | Buy | VANGUARD CHARLOTTE FDStotal int bd etf | $1,114,000 | -1.2% | 20,188 | +1.9% | 0.26% | -4.1% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $1,023,000 | -9.4% | 4,018 | -15.9% | 0.24% | -11.8% |
| BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $1,012,000 | -1.2% | 12,520 | +0.2% | 0.24% | -3.7% |
| XLF | Sell | SELECT SECTOR SPDR TRfinancial | $981,000 | +3.6% | 25,133 | -0.4% | 0.23% | +0.9% |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $970,000 | +6.9% | 4,746 | -6.1% | 0.23% | +4.1% |
| TLTD | Buy | FLEXSHARES TRm star dev mkt | $968,000 | +1.9% | 13,444 | +1.6% | 0.23% | -0.9% |
| XLC | Buy | SELECT SECTOR SPDR TR | $958,000 | +5.3% | 12,328 | +8.5% | 0.22% | +2.8% |
| KRMA | Sell | GLOBAL X FDSconscious cos | $882,000 | +6.9% | 25,584 | -2.8% | 0.21% | +4.0% |
| JIG | Buy | J P MORGAN EXCHANGE-TRADED Finternl gwt | $859,000 | +1.7% | 11,250 | +1.1% | 0.20% | -1.0% |
| NULG | Buy | NUSHARES ETF TRnuveen esg lrgcp | $852,000 | +5.6% | 12,426 | +0.8% | 0.20% | +2.6% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $839,000 | +10.1% | 7,928 | +1.8% | 0.20% | +7.1% |
| QDEF | Sell | FLEXSHARES TRqlt div def idx | $775,000 | +7.8% | 13,087 | -3.2% | 0.18% | +4.6% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $771,000 | +17.2% | 9,998 | +4.6% | 0.18% | +13.9% |
| MUB | Buy | ISHARES TRnational mun etf | $768,000 | +0.9% | 6,606 | +0.8% | 0.18% | -2.2% |
| BOTZ | Buy | GLOBAL X FDSrbtcs artfl inte | $739,000 | -0.5% | 20,557 | +1.2% | 0.17% | -2.8% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $724,000 | +12.2% | 1,821 | +1.0% | 0.17% | +9.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $691,000 | +1.6% | 13,976 | +2.8% | 0.16% | -1.2% |
| EFV | Buy | ISHARES TReafe value etf | $633,000 | 0.0% | 12,562 | +0.9% | 0.15% | -2.6% |
| J | JACOBS ENGR GROUP INC | $624,000 | +5.1% | 4,485 | 0.0% | 0.15% | +2.1% | |
| XLRE | Sell | SELECT SECTOR SPDR TRrl est sel sec | $622,000 | +10.9% | 12,001 | -4.9% | 0.14% | +7.4% |
| KWEB | Buy | KRANESHARES TRcsi chi internet | $603,000 | -16.5% | 16,533 | +8.4% | 0.14% | -18.5% |
| PFE | PFIZER INC | $605,000 | +37.2% | 10,251 | 0.0% | 0.14% | +33.0% | |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $599,000 | +18.8% | 8,362 | +6.1% | 0.14% | +15.7% |
| IUSB | Buy | ISHARES TRcore total usd | $590,000 | +4.6% | 11,155 | +5.3% | 0.14% | +2.2% |
| BSCN | Buy | INVESCO EXCH TRD SLF IDX FD | $588,000 | +3.3% | 27,383 | +4.3% | 0.14% | 0.0% |
| NUSC | Buy | NUSHARES ETF TRnuveen esg smlcp | $588,000 | -1.2% | 14,008 | +2.3% | 0.14% | -4.2% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $581,000 | +5.8% | 2,571 | +2.4% | 0.14% | +3.0% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $584,000 | +15.4% | 6,448 | +0.8% | 0.14% | +12.4% |
| GWX | Buy | SPDR INDEX SHS FDSs&p intl smlcp | $577,000 | +1.4% | 15,269 | +3.3% | 0.14% | -1.5% |
| BLV | Sell | VANGUARD BD INDEX FDSlong term bond | $562,000 | -0.4% | 5,463 | -0.9% | 0.13% | -3.0% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $557,000 | -3.1% | 10,549 | -2.2% | 0.13% | -5.8% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $549,000 | +4.8% | 9,890 | -1.6% | 0.13% | +1.6% |
| EFG | Buy | ISHARES TReafe grwth etf | $547,000 | +4.4% | 4,959 | +0.8% | 0.13% | +1.6% |
| ACWV | Sell | ISHARES INCmsci gbl min vol | $520,000 | +4.8% | 4,806 | -0.4% | 0.12% | +2.5% |
| BSCM | Buy | INVESCO EXCH TRD SLF IDX FD | $522,000 | +11.1% | 24,410 | +11.8% | 0.12% | +8.0% |
| IWB | ISHARES TRrus 1000 etf | $524,000 | +9.4% | 1,981 | 0.0% | 0.12% | +6.1% | |
| TILT | Buy | FLEXSHARES TRmornstar usmkt | $516,000 | +8.6% | 2,826 | +0.4% | 0.12% | +6.1% |
| BIV | Sell | VANGUARD BD INDEX FDSintermed term | $512,000 | -2.7% | 5,848 | -0.5% | 0.12% | -4.8% |
| IEFA | Buy | ISHARES TRcore msci eafe | $490,000 | +1.7% | 6,565 | +1.1% | 0.12% | -0.9% |
| DOCT | New | FIRST TR EXCHNG TRADED FD VIvest us eqt dep | $473,000 | – | 14,305 | +100.0% | 0.11% | – |
| DGS | Sell | WISDOMTREE TRemg mkts smcap | $475,000 | -2.7% | 8,980 | -1.6% | 0.11% | -5.1% |
| HYGV | Buy | FLEXSHARES TRhig yld vl etf | $461,000 | -0.2% | 9,411 | +1.5% | 0.11% | -2.7% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $451,000 | +9.7% | 1 | 0.0% | 0.10% | +6.1% | |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $440,000 | +12.8% | 5,262 | -0.3% | 0.10% | +9.6% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $435,000 | +6.9% | 2,591 | -0.3% | 0.10% | +4.1% |
| FITE | Buy | SPDR SER TRs&p kensho futre | $427,000 | +6.5% | 8,134 | +2.1% | 0.10% | +4.2% |
| AQWA | Sell | GLOBAL X FDSclean wtr etf | $428,000 | +6.7% | 24,418 | -2.3% | 0.10% | +4.2% |
| AAPL | Buy | APPLE INC | $422,000 | +31.1% | 2,375 | +4.5% | 0.10% | +28.6% |
| SIMS | Buy | SPDR SER TRs&p kensho intlg | $413,000 | +5.9% | 9,074 | +1.6% | 0.10% | +3.2% |
| DFAC | New | DIMENSIONAL ETF TRUSTus core equity 2 | $399,000 | – | 13,761 | +100.0% | 0.09% | – |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $394,000 | -10.0% | 2,837 | -15.8% | 0.09% | -12.4% |
| GOVT | Buy | ISHARES TRus treas bd etf | $394,000 | +5.1% | 14,772 | +4.5% | 0.09% | +2.2% |
| DMXF | Sell | ISHARES TResg eafe etf | $390,000 | -0.3% | 5,671 | -1.8% | 0.09% | -3.2% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $390,000 | +8.3% | 2,490 | +0.6% | 0.09% | +5.8% |
| USMV | Buy | ISHARES TRmsci usa min vol | $391,000 | +46.4% | 4,839 | +33.3% | 0.09% | +42.2% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $371,000 | +5.1% | 3,242 | +0.2% | 0.09% | +2.4% |
| TLTE | Buy | FLEXSHARES TRmstar emkt fac | $361,000 | -1.1% | 6,104 | +1.3% | 0.08% | -4.5% |
| BSCO | Buy | INVESCO EXCH TRD SLF IDX FD | $339,000 | +4.6% | 15,539 | +5.9% | 0.08% | +1.3% |
| GUNR | Buy | FLEXSHARES TRmornstar upstr | $338,000 | +9.0% | 8,550 | +1.0% | 0.08% | +6.8% |
| PHO | Buy | INVESCO EXCHANGE TRADED FD Twater res etf | $334,000 | +11.7% | 5,496 | +0.5% | 0.08% | +8.3% |
| TIP | Buy | ISHARES TRtips bd etf | $324,000 | +14.1% | 2,505 | +12.4% | 0.08% | +11.8% |
| BUG | Buy | GLOBAL X FDScybrscurty etf | $314,000 | +6.8% | 9,881 | +2.5% | 0.07% | +2.8% |
| IBB | Buy | ISHARES TRishares biotech | $309,000 | -2.2% | 2,022 | +3.5% | 0.07% | -5.3% |
| ERTH | Sell | INVESCO EXCHANGE TRADED FD Tinvesco msci | $299,000 | +2.7% | 4,482 | -2.5% | 0.07% | 0.0% |
| DGRE | Sell | WISDOMTREE TRem mkts qtly div | $298,000 | -6.3% | 10,512 | -7.4% | 0.07% | -7.9% |
| GQRE | Sell | FLEXSHARES TRglb qlt r/e idx | $290,000 | +9.8% | 3,910 | -2.1% | 0.07% | +7.9% |
| New | DIMENSIONAL ETF TRUSTworld ex us core | $291,000 | – | 11,140 | +100.0% | 0.07% | – | |
| SMG | Buy | SCOTTS MIRACLE-GRO COcl a | $289,000 | +10.3% | 1,795 | +0.4% | 0.07% | +7.9% |
| CLOU | Buy | GLOBAL X FDS | $287,000 | -6.8% | 10,837 | +3.0% | 0.07% | -9.5% |
| HERO | Buy | GLOBAL X FDSvdeo gam esprt | $285,000 | +5.9% | 10,103 | +5.1% | 0.07% | +3.1% |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $281,000 | +19.6% | 1,119 | +0.3% | 0.07% | +17.9% |
| ACES | Buy | ALPS ETF TRclean energy | $281,000 | +0.7% | 4,377 | +3.6% | 0.07% | -1.5% |
| CEW | WISDOMTREE TRemerg cur str fd | $272,000 | -2.9% | 15,761 | 0.0% | 0.06% | -4.5% | |
| DJP | Sell | BARCLAYS BANK PLCdjubs cmdt etn36 | $269,000 | -3.9% | 9,379 | -1.9% | 0.06% | -6.0% |
| EBIZ | Buy | GLOBAL X FDS | $257,000 | -3.0% | 9,357 | +6.4% | 0.06% | -6.2% |
| EMSG | Sell | DBX ETF TRxtkr msci emrg | $257,000 | -3.7% | 8,243 | -0.9% | 0.06% | -6.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $257,000 | +4.5% | 1,939 | +4.6% | 0.06% | +1.7% |
| VLUE | Sell | ISHARES TRmsci usa value | $239,000 | -12.8% | 2,187 | -19.7% | 0.06% | -15.2% |
| AGG | Buy | ISHARES TRcore us aggbd et | $238,000 | -0.4% | 2,083 | +0.2% | 0.06% | -1.8% |
| OIH | New | VANECK ETF TRUSToil services etf | $239,000 | – | 1,294 | +100.0% | 0.06% | – |
| CGC | Buy | CANOPY GROWTH CORP | $237,000 | -36.6% | 27,176 | +0.6% | 0.06% | -38.9% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $229,000 | 0.0% | 783 | +0.3% | 0.05% | -1.8% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $233,000 | +4.0% | 1,282 | +0.3% | 0.05% | 0.0% |
| ICF | New | ISHARES TRcohen steer reit | $230,000 | – | 3,021 | +100.0% | 0.05% | – |
| IWN | Buy | ISHARES TRrus 2000 val etf | $227,000 | +4.6% | 1,367 | +0.8% | 0.05% | +1.9% |
| AEMB | New | AMERICAN CENTY ETF TRemerging markets | $223,000 | – | 4,598 | +100.0% | 0.05% | – |
| IGIB | Buy | ISHARES TR | $218,000 | -0.5% | 3,674 | +1.0% | 0.05% | -3.8% |
| THCX | Buy | SPINNAKER ETF SERIEScannabis etf | $217,000 | -19.0% | 25,364 | +21.4% | 0.05% | -20.3% |
| STIP | Buy | ISHARES TR0-5 yr tips etf | $208,000 | +1.0% | 1,964 | +0.9% | 0.05% | 0.0% |
| BSMP | INVESCO EXCH TRD SLF IDX FD | $209,000 | 0.0% | 8,051 | 0.0% | 0.05% | -2.0% | |
| SPIP | Buy | SPDR SER TRportfli tips etf | $211,000 | +2.4% | 6,712 | +1.2% | 0.05% | 0.0% |
| SPSB | Exit | SPDR SER TRportfolio short | $0 | – | -6,751 | -100.0% | -0.05% | – |
| EFIX | Exit | FIRST TR EXCHNG TRADED FD VItcw emerging mkt | $0 | – | -11,659 | -100.0% | -0.05% | – |
| ESGE | Exit | ISHARES INCesg awr msci em | $0 | – | -5,721 | -100.0% | -0.06% | – |
| IXN | Exit | ISHARES TRglobal tech etf | $0 | – | -4,175 | -100.0% | -0.06% | – |
| BSCL | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -19,623 | -100.0% | -0.10% | – |
| DJUL | Exit | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $0 | – | -14,148 | -100.0% | -0.11% | – |
| FJUL | Exit | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $0 | – | -31,380 | -100.0% | -0.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 12 | Q3 2023 | 9.6% |
| WISDOMTREE TR | 12 | Q3 2023 | 6.9% |
| KRANESHARES TR | 12 | Q3 2023 | 5.8% |
| PIMCO ETF TR | 12 | Q3 2023 | 6.1% |
| ISHARES TR | 12 | Q3 2023 | 7.0% |
| WISDOMTREE TR | 12 | Q3 2023 | 5.6% |
| FLEXSHARES TR | 12 | Q3 2023 | 8.5% |
| WISDOMTREE TR | 12 | Q3 2023 | 4.0% |
| FIRST TR EXCHANGE-TRADED FD | 12 | Q3 2023 | 3.1% |
| WISDOMTREE TR | 12 | Q3 2023 | 1.8% |
View 3D/L Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-02 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View 3D/L Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.