$417 Million is the total value of 3D/L Capital Management, LLC's 126 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 15.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $37,605,000 | -1.2% | 277,791 | +0.4% | 9.03% | -0.7% |
| JQUA | Sell | J P MORGAN EXCHANGE-TRADED Fus qualty fctr | $33,659,000 | -0.3% | 822,349 | -0.4% | 8.08% | +0.1% |
| QLC | Buy | FLEXSHARES TRus quality cap | $30,394,000 | +2640.7% | 640,937 | +2636.9% | 7.30% | +2653.2% |
| EZM | Buy | WISDOMTREE TRus midcap fund | $25,487,000 | -0.5% | 490,042 | +0.2% | 6.12% | -0.0% |
| IQDF | Buy | FLEXSHARES TRintl qltdv idx | $23,720,000 | -4.1% | 940,880 | +0.9% | 5.69% | -3.7% |
| BOND | Sell | PIMCO ETF TRactive bd etf | $22,912,000 | -2.0% | 207,253 | -1.7% | 5.50% | -1.6% |
| GSIE | Buy | GOLDMAN SACHS ETF TRactivebeta int | $22,773,000 | -1.8% | 666,466 | +0.4% | 5.47% | -1.3% |
| KVLE | Sell | KRANESHARES TRkfa val lin dynm | $22,525,000 | -3.1% | 958,934 | -0.2% | 5.41% | -2.7% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $22,258,000 | -0.5% | 299,816 | +0.1% | 5.34% | -0.1% |
| KEMX | Sell | KRANESHARES TRmsci emg ex ch | $14,703,000 | -2.4% | 463,996 | -0.1% | 3.53% | -2.0% |
| EES | Buy | WISDOMTREE TRus smallcap fund | $14,495,000 | -2.0% | 299,918 | +0.1% | 3.48% | -1.6% |
| IVLU | Sell | ISHARES TRmsci intl vlu ft | $13,814,000 | -0.8% | 537,311 | -0.4% | 3.32% | -0.4% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $11,516,000 | -1.5% | 227,686 | -0.8% | 2.76% | -1.0% |
| KALL | Buy | KRANESHARES TRmsci all china | $11,359,000 | +17.4% | 368,949 | +34.8% | 2.73% | +17.9% |
| BCI | Sell | ABRDN ETFS | $8,225,000 | +5.5% | 293,014 | -0.9% | 1.97% | +6.0% |
| JMST | Buy | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $6,541,000 | +0.1% | 128,059 | +0.0% | 1.57% | +0.5% |
| AGGY | Sell | WISDOMTREE TRyield enhancd us | $6,346,000 | -1.5% | 122,231 | -1.0% | 1.52% | -1.1% |
| DFUS | Sell | DIMENSIONAL ETF TRUSTus equity etf | $6,241,000 | -5.7% | 132,340 | -5.8% | 1.50% | -5.2% |
| RVNU | Sell | DBX ETF TRxtrack mun infra | $5,471,000 | -2.1% | 188,406 | -0.4% | 1.31% | -1.7% |
| JHMM | Buy | JOHN HANCOCK EXCHANGE TRADEDmultifactor mi | $3,835,000 | +1.7% | 74,251 | +2.1% | 0.92% | +2.2% |
| DFAS | Sell | DIMENSIONAL ETF TRUSTus small cap etf | $3,140,000 | -2.1% | 54,611 | -0.5% | 0.75% | -1.6% |
| BAB | Sell | INVESCO EXCH TRADED FD TR IItaxable mun bd | $3,124,000 | -2.0% | 94,929 | -1.2% | 0.75% | -1.6% |
| DFAT | Sell | DIMENSIONAL ETF TRUSTus targeted vlu | $3,106,000 | -1.1% | 69,944 | -0.2% | 0.75% | -0.5% |
| FMB | Buy | FIRST TR EXCH TRADED FD IIImanagd mun etf | $2,528,000 | +0.0% | 44,527 | +0.9% | 0.61% | +0.5% |
| New | DIMENSIONAL ETF TRUSTinternatnal val | $2,292,000 | – | 69,999 | +100.0% | 0.55% | – | |
| BSCP | Sell | INVESCO EXCH TRD SLF IDX FD | $2,246,000 | -6.4% | 101,192 | -5.9% | 0.54% | -5.9% |
| TAXF | Buy | AMERICAN CENTY ETF TRdiversified mu | $2,126,000 | -0.3% | 38,572 | +0.5% | 0.51% | +0.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $1,996,000 | +6.9% | 6,880 | +5.7% | 0.48% | +7.4% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $1,952,000 | +4.3% | 38,653 | +6.4% | 0.47% | +4.9% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,692,000 | +0.2% | 11,329 | -0.9% | 0.41% | +0.7% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $1,581,000 | +0.4% | 3,669 | +0.2% | 0.38% | +0.8% |
| BNDC | Sell | FLEXSHARES TRcre slct bd fd | $1,286,000 | -5.4% | 48,996 | -4.9% | 0.31% | -4.9% |
| ESGU | Buy | ISHARES TResg awr msci usa | $1,138,000 | +28.7% | 11,555 | +28.7% | 0.27% | +29.4% |
| BNDX | Buy | VANGUARD CHARLOTTE FDStotal int bd etf | $1,128,000 | +10.6% | 19,805 | +10.9% | 0.27% | +11.1% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $1,129,000 | -20.4% | 4,780 | -20.4% | 0.27% | -20.1% |
| FJUL | New | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $1,087,000 | – | 31,380 | +100.0% | 0.26% | – |
| BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $1,024,000 | +8.0% | 12,495 | +8.2% | 0.25% | +8.4% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $1,010,000 | +0.4% | 7,935 | -0.7% | 0.24% | +0.8% |
| TLTD | Buy | FLEXSHARES TRm star dev mkt | $950,000 | -0.4% | 13,234 | +1.3% | 0.23% | 0.0% |
| XLF | Sell | SELECT SECTOR SPDR TRfinancial | $947,000 | +1.7% | 25,236 | -0.5% | 0.23% | +2.3% |
| XLC | Sell | SELECT SECTOR SPDR TR | $910,000 | -1.8% | 11,361 | -0.7% | 0.22% | -1.8% |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $907,000 | +0.4% | 5,054 | -0.1% | 0.22% | +0.9% |
| JIG | New | J P MORGAN EXCHANGE-TRADED Finternl gwt | $845,000 | – | 11,129 | +100.0% | 0.20% | – |
| KRMA | Sell | GLOBAL X FDSconscious cos | $825,000 | -3.7% | 26,312 | -3.9% | 0.20% | -3.4% |
| NULG | Sell | NUSHARES ETF TRnuveen esg lrgcp | $807,000 | -18.4% | 12,330 | -19.6% | 0.19% | -17.8% |
| MUB | Sell | ISHARES TRnational mun etf | $761,000 | -8.1% | 6,554 | -7.3% | 0.18% | -7.6% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $762,000 | -4.4% | 7,789 | +0.0% | 0.18% | -3.7% |
| BOTZ | Sell | GLOBAL X FDSrbtcs artfl inte | $743,000 | -5.7% | 20,320 | -9.9% | 0.18% | -5.3% |
| QDEF | Sell | FLEXSHARES TRqlt div def idx | $719,000 | -97.6% | 13,525 | -97.6% | 0.17% | -97.6% |
| KWEB | Buy | KRANESHARES TRcsi chi internet | $722,000 | +178.8% | 15,253 | +311.2% | 0.17% | +179.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $680,000 | -1.6% | 13,595 | +6.9% | 0.16% | -1.2% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $658,000 | -1.9% | 9,554 | -0.3% | 0.16% | -1.2% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $645,000 | -16.9% | 1,803 | -17.6% | 0.16% | -16.2% |
| EFV | Buy | ISHARES TReafe value etf | $633,000 | +6.2% | 12,454 | +8.2% | 0.15% | +7.0% |
| NUSC | Buy | NUSHARES ETF TRnuveen esg smlcp | $595,000 | +2.6% | 13,689 | +6.6% | 0.14% | +2.9% |
| J | JACOBS ENGR GROUP INC | $594,000 | -0.7% | 4,485 | 0.0% | 0.14% | 0.0% | |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $575,000 | +10.6% | 10,791 | +10.7% | 0.14% | +11.3% |
| BSCN | Sell | INVESCO EXCH TRD SLF IDX FD | $569,000 | -19.2% | 26,251 | -19.0% | 0.14% | -18.5% |
| GWX | Sell | SPDR INDEX SHS FDSs&p intl smlcp | $569,000 | -20.1% | 14,788 | -19.7% | 0.14% | -19.4% |
| BLV | Buy | VANGUARD BD INDEX FDSlong term bond | $564,000 | +6.2% | 5,513 | +6.9% | 0.14% | +6.3% |
| XLRE | Sell | SELECT SECTOR SPDR TRrl est sel sec | $561,000 | -2.3% | 12,625 | -2.5% | 0.14% | -1.5% |
| IUSB | Buy | ISHARES TRcore total usd | $564,000 | +15.8% | 10,595 | +16.3% | 0.14% | +16.4% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $549,000 | +2.2% | 2,511 | +5.3% | 0.13% | +3.1% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $524,000 | -1.9% | 10,051 | +1.3% | 0.13% | -1.6% |
| EFG | Buy | ISHARES TReafe grwth etf | $524,000 | +43.6% | 4,920 | +44.7% | 0.13% | +44.8% |
| BIV | Buy | VANGUARD BD INDEX FDSintermed term | $526,000 | +6.5% | 5,880 | +7.0% | 0.13% | +6.8% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $506,000 | -3.6% | 6,400 | +0.3% | 0.12% | -3.2% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $504,000 | +1.0% | 7,883 | -0.0% | 0.12% | +1.7% |
| ACWV | Buy | ISHARES INCmsci gbl min vol | $496,000 | +14.8% | 4,827 | +14.8% | 0.12% | +15.5% |
| DGS | Sell | WISDOMTREE TRemg mkts smcap | $488,000 | -4.9% | 9,123 | -3.2% | 0.12% | -4.9% |
| IEFA | Buy | ISHARES TRcore msci eafe | $482,000 | +5.9% | 6,496 | +6.8% | 0.12% | +6.4% |
| IWB | Buy | ISHARES TRrus 1000 etf | $479,000 | +5.0% | 1,981 | +5.1% | 0.12% | +5.5% |
| TILT | Sell | FLEXSHARES TRmornstar usmkt | $475,000 | -1.7% | 2,815 | -0.6% | 0.11% | -0.9% |
| BSCM | Sell | INVESCO EXCH TRD SLF IDX FD | $470,000 | -28.8% | 21,843 | -28.6% | 0.11% | -28.5% |
| HYGV | Buy | FLEXSHARES TRhig yld vl etf | $462,000 | +50.5% | 9,276 | +51.4% | 0.11% | +52.1% |
| DJUL | New | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $462,000 | – | 14,148 | +100.0% | 0.11% | – |
| PFE | PFIZER INC | $441,000 | +10.0% | 10,251 | 0.0% | 0.11% | +10.4% | |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $438,000 | -16.1% | 3,371 | -14.3% | 0.10% | -16.0% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $411,000 | -1.9% | 1 | 0.0% | 0.10% | -1.0% | |
| BSCL | Buy | INVESCO EXCH TRD SLF IDX FD | $414,000 | +1.7% | 19,623 | +1.8% | 0.10% | +2.1% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $407,000 | -1.2% | 2,598 | -0.0% | 0.10% | 0.0% |
| FITE | Sell | SPDR SER TRs&p kensho futre | $401,000 | -17.3% | 7,966 | -15.0% | 0.10% | -17.2% |
| AQWA | New | GLOBAL X FDSclean wtr etf | $401,000 | – | 24,998 | +100.0% | 0.10% | – |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $390,000 | +5.4% | 5,279 | +3.8% | 0.09% | +6.8% |
| SIMS | Sell | SPDR SER TRs&p kensho intlg | $390,000 | -22.2% | 8,930 | -14.7% | 0.09% | -21.7% |
| DMXF | Buy | ISHARES TResg eafe etf | $391,000 | +6.2% | 5,777 | +6.2% | 0.09% | +6.8% |
| CGC | CANOPY GROWTH CORP | $374,000 | -42.7% | 27,011 | 0.0% | 0.09% | -42.3% | |
| GOVT | Sell | ISHARES TRus treas bd etf | $375,000 | -6.7% | 14,134 | -6.4% | 0.09% | -6.2% |
| TLTE | Sell | FLEXSHARES TRmstar emkt fac | $365,000 | -12.5% | 6,025 | -6.1% | 0.09% | -12.0% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $360,000 | +5.0% | 2,476 | +6.7% | 0.09% | +4.9% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $353,000 | +6.6% | 3,234 | +10.3% | 0.08% | +7.6% |
| BSCO | Buy | INVESCO EXCH TRD SLF IDX FD | $324,000 | +10.2% | 14,669 | +10.7% | 0.08% | +11.4% |
| AAPL | Buy | APPLE INC | $322,000 | +3.5% | 2,273 | +0.1% | 0.08% | +4.1% |
| IBB | Sell | ISHARES TRishares biotech | $316,000 | -1.2% | 1,954 | -0.2% | 0.08% | 0.0% |
| DGRE | Sell | WISDOMTREE TRem mkts qtly div | $318,000 | -14.7% | 11,351 | -8.6% | 0.08% | -14.6% |
| CLOU | Sell | GLOBAL X FDS | $308,000 | -7.5% | 10,525 | -9.9% | 0.07% | -7.5% |
| GUNR | Buy | FLEXSHARES TRmornstar upstr | $310,000 | +30.3% | 8,469 | +36.2% | 0.07% | +29.8% |
| PHO | Sell | INVESCO EXCHANGE TRADED FD Twater res etf | $299,000 | -10.5% | 5,468 | -12.3% | 0.07% | -10.0% |
| BUG | Sell | GLOBAL X FDScybrscurty etf | $294,000 | -15.5% | 9,642 | -20.2% | 0.07% | -14.5% |
| ERTH | Sell | INVESCO EXCHANGE TRADED FD Tinvesco msci | $291,000 | -15.9% | 4,598 | -8.1% | 0.07% | -15.7% |
| TIP | New | ISHARES TRtips bd etf | $284,000 | – | 2,228 | +100.0% | 0.07% | – |
| DJP | Buy | BARCLAYS BANK PLCdjubs cmdt etn36 | $280,000 | +8.1% | 9,565 | +0.5% | 0.07% | +8.1% |
| ACES | Buy | ALPS ETF TRclean energy | $279,000 | -12.3% | 4,224 | +0.9% | 0.07% | -11.8% |
| CEW | Buy | WISDOMTREE TRemerg cur str fd | $280,000 | 0.0% | 15,761 | +2.5% | 0.07% | 0.0% |
| VLUE | Buy | ISHARES TRmsci usa value | $274,000 | +13.7% | 2,725 | +18.7% | 0.07% | +13.8% |
| HERO | Buy | GLOBAL X FDSvdeo gam esprt | $269,000 | -12.4% | 9,616 | +1.1% | 0.06% | -11.0% |
| USMV | Sell | ISHARES TRmsci usa min vol | $267,000 | -0.4% | 3,631 | -0.2% | 0.06% | 0.0% |
| EMSG | Buy | DBX ETF TRxtkr msci emrg | $267,000 | -2.2% | 8,315 | +8.1% | 0.06% | -1.5% |
| EBIZ | Buy | GLOBAL X FDS | $265,000 | -11.4% | 8,797 | +1.2% | 0.06% | -9.9% |
| THCX | Buy | SPINNAKER ETF SERIEScannabis etf | $268,000 | -5.0% | 20,895 | +27.0% | 0.06% | -4.5% |
| SMG | Buy | SCOTTS MIRACLE-GRO COcl a | $262,000 | -23.4% | 1,788 | +0.4% | 0.06% | -23.2% |
| GQRE | Buy | FLEXSHARES TRglb qlt r/e idx | $264,000 | +1.1% | 3,995 | +2.0% | 0.06% | +1.6% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $246,000 | +1.2% | 1,853 | +2.4% | 0.06% | +1.7% |
| IXN | New | ISHARES TRglobal tech etf | $237,000 | – | 4,175 | +100.0% | 0.06% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $239,000 | +12.7% | 2,079 | +12.9% | 0.06% | +11.8% |
| ESGE | Sell | ISHARES INCesg awr msci em | $237,000 | -32.7% | 5,721 | -26.7% | 0.06% | -32.1% |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $235,000 | -9.6% | 1,116 | +0.3% | 0.06% | -9.7% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $229,000 | -9.8% | 781 | -4.1% | 0.06% | -9.8% |
| EFIX | New | FIRST TR EXCHNG TRADED FD VItcw emerging mkt | $225,000 | – | 11,659 | +100.0% | 0.05% | – |
| MTUM | Sell | ISHARES TRmsci usa mmentm | $224,000 | -37.4% | 1,278 | -38.1% | 0.05% | -37.2% |
| IGIB | Buy | ISHARES TR | $219,000 | +7.9% | 3,638 | +8.2% | 0.05% | +8.2% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $217,000 | -3.6% | 1,356 | -0.3% | 0.05% | -3.7% |
| SPSB | New | SPDR SER TRportfolio short | $211,000 | – | 6,751 | +100.0% | 0.05% | – |
| BSMP | New | INVESCO EXCH TRD SLF IDX FD | $209,000 | – | 8,051 | +100.0% | 0.05% | – |
| STIP | Buy | ISHARES TR0-5 yr tips etf | $206,000 | +1.0% | 1,947 | +1.5% | 0.05% | 0.0% |
| SPIP | Buy | SPDR SER TRportfli tips etf | $206,000 | +2.0% | 6,631 | +2.0% | 0.05% | +2.1% |
| IXG | Exit | ISHARES TRglobal finls etf | $0 | – | -2,634 | -100.0% | -0.05% | – |
| ICF | Exit | ISHARES TRcohen steer reit | $0 | – | -3,136 | -100.0% | -0.05% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -584 | -100.0% | -0.06% | – |
| IGSB | Exit | ISHARES TR | $0 | – | -4,752 | -100.0% | -0.06% | – |
| IQDG | Exit | WISDOMTREE TRintl qulty div | $0 | – | -9,333 | -100.0% | -0.09% | – |
| DAPR | Exit | FIRST TR EXCHNG TRADED FD VIcboe vest us dep | $0 | – | -13,090 | -100.0% | -0.10% | – |
| IMTM | Exit | ISHARES TRmsci intl moment | $0 | – | -13,651 | -100.0% | -0.13% | – |
| DFAC | Exit | DIMENSIONAL ETF TRUSTus core equity 2 | $0 | – | -25,455 | -100.0% | -0.16% | – |
| FAPR | Exit | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $0 | – | -30,858 | -100.0% | -0.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 12 | Q3 2023 | 9.6% |
| WISDOMTREE TR | 12 | Q3 2023 | 6.9% |
| KRANESHARES TR | 12 | Q3 2023 | 5.8% |
| PIMCO ETF TR | 12 | Q3 2023 | 6.1% |
| ISHARES TR | 12 | Q3 2023 | 7.0% |
| WISDOMTREE TR | 12 | Q3 2023 | 5.6% |
| FLEXSHARES TR | 12 | Q3 2023 | 8.5% |
| WISDOMTREE TR | 12 | Q3 2023 | 4.0% |
| FIRST TR EXCHANGE-TRADED FD | 12 | Q3 2023 | 3.1% |
| WISDOMTREE TR | 12 | Q3 2023 | 1.8% |
View 3D/L Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-02 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View 3D/L Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.