This page lists the SEC filings reported by CATERPILLAR INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-02-13 | VANGUARD GROUP INC | CATERPILLAR INC | 48,352,179 | 9.5% | EDGAR |
| SC 13G/A | 2024-02-12 | BlackRock Inc. | CATERPILLAR INC | 33,509,816 | 6.6% | EDGAR |
| SC 13G/A | 2024-02-09 | Capital World Investors | CATERPILLAR INC | 29,445,081 | 5.8% | EDGAR |
| SC 13G/A | 2024-01-30 | STATE STREET CORP | CATERPILLAR INC | - | 7.4% | EDGAR |
| SC 13G | 2023-02-13 | Capital World Investors | CATERPILLAR INC | 29,381,792 | 5.6% | EDGAR |
| SC 13G/A | 2023-02-09 | STATE STREET CORP | CATERPILLAR INC | - | 7.7% | EDGAR |
| SC 13G/A | 2023-02-09 | VANGUARD GROUP INC | CATERPILLAR INC | 48,701,582 | 9.4% | EDGAR |
| SC 13G/A | 2023-01-31 | BlackRock Inc. | CATERPILLAR INC | 36,459,646 | 7.0% | EDGAR |
| SC 13G/A | 2022-02-11 | STATE STREET CORP | CATERPILLAR INC | - | 7.6% | EDGAR |
| SC 13G/A | 2022-02-09 | VANGUARD GROUP INC | CATERPILLAR INC | 47,559,902 | 8.8% | EDGAR |
| SC 13G/A | 2022-02-01 | BlackRock Inc. | CATERPILLAR INC | 36,502,143 | 6.7% | EDGAR |
| SC 13G | 2021-02-12 | STATE STREET CORP | CATERPILLAR INC | - | 7.6% | EDGAR |
| SC 13G/A | 2021-02-10 | VANGUARD GROUP INC | CATERPILLAR INC | 46,200,532 | 8.5% | EDGAR |
| SC 13G/A | 2021-01-29 | BlackRock Inc. | CATERPILLAR INC | 35,608,592 | 6.6% | EDGAR |
| SC 13G | 2020-02-13 | STATE STREET CORP | CATERPILLAR INC | - | 8.1% | EDGAR |
| SC 13G/A | 2020-02-12 | VANGUARD GROUP INC | CATERPILLAR INC | 49,159,251 | 8.9% | EDGAR |
| SC 13G/A | 2020-02-05 | BlackRock Inc. | CATERPILLAR INC | 34,578,559 | 6.3% | EDGAR |
| SC 13G | 2019-02-13 | STATE STREET CORP | CATERPILLAR INC | - | 8.1% | EDGAR |
| SC 13G/A | 2019-02-11 | VANGUARD GROUP INC | CATERPILLAR INC | 51,177,708 | 8.7% | EDGAR |
| SC 13G/A | 2019-02-04 | BlackRock Inc. | CATERPILLAR INC | 35,985,874 | 6.1% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.