$227 Million is the total value of DCF Advisers, LLC's 81 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 40.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $28,967,000 | -52.8% | 67,500 | -53.0% | 12.79% | -41.2% |
| ITCI | Buy | INTRA-CELLULAR THERAPIES INC | $14,129,000 | -7.7% | 379,000 | +1.1% | 6.24% | +15.0% |
| MU | Buy | MICRON TECHNOLOGY INC | $12,599,000 | -12.8% | 177,500 | +4.4% | 5.56% | +8.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $11,594,000 | -28.8% | 4,350 | -33.1% | 5.12% | -11.3% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $9,683,000 | +11.9% | 16,000 | +3.2% | 4.27% | +39.4% |
| ABBV | Buy | ABBVIE INC | $8,387,000 | -3.3% | 77,750 | +1.0% | 3.70% | +20.5% |
| ARGX | Buy | ARGENX SEsponsored adr | $7,550,000 | +25.4% | 25,000 | +25.0% | 3.33% | +56.3% |
| XNCR | Buy | XENCOR INC | $7,512,000 | +10.6% | 230,000 | +16.8% | 3.32% | +37.7% |
| SPY | New | SPDR S&P 500 ETF TRcall | $6,652,000 | – | 15,500 | +100.0% | 2.94% | – |
| BAC | BK OF AMERICA CORP | $6,368,000 | +3.0% | 150,000 | 0.0% | 2.81% | +28.3% | |
| VZ | VERIZON COMMUNICATIONS INC | $5,401,000 | -3.6% | 100,000 | 0.0% | 2.38% | +20.1% | |
| GDX | Sell | VANECK ETF TRUSTgold miners etf | $5,157,000 | -18.0% | 175,000 | -5.4% | 2.28% | +2.2% |
| TPB | Sell | TURNING PT BRANDS INC | $4,823,000 | -13.8% | 101,000 | -17.4% | 2.13% | +7.4% |
| INCY | Buy | INCYTE CORP | $4,815,000 | -6.2% | 70,000 | +14.8% | 2.12% | +16.9% |
| GM | Sell | GENERAL MTRS CO | $4,744,000 | -19.8% | 90,000 | -10.0% | 2.09% | -0.1% |
| C | CITIGROUP INC | $4,562,000 | -0.8% | 65,000 | 0.0% | 2.01% | +23.6% | |
| PRTA | Sell | PROTHENA CORP PLC | $4,274,000 | +34.6% | 60,000 | -2.8% | 1.89% | +67.7% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $4,116,000 | -20.3% | 40,000 | -27.3% | 1.82% | -0.7% |
| GLD | Sell | SPDR GOLD TR | $3,695,000 | -31.4% | 22,500 | -30.8% | 1.63% | -14.5% |
| ORCL | Sell | ORACLE CORP | $3,485,000 | -28.4% | 40,000 | -36.0% | 1.54% | -10.8% |
| IAU | ISHARES GOLD TRishares new | $3,341,000 | -0.9% | 100,000 | 0.0% | 1.48% | +23.5% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $3,304,000 | +11.4% | 17,500 | 0.0% | 1.46% | +38.7% | |
| PFE | PFIZER INC | $2,796,000 | +9.9% | 65,000 | 0.0% | 1.23% | +36.8% | |
| ALT | Buy | ALTIMMUNE INC | $2,705,000 | +88.4% | 239,200 | +64.1% | 1.19% | +134.6% |
| GLD | Buy | SPDR GOLD TRcall | $2,628,000 | +58.7% | 16,000 | +60.0% | 1.16% | +97.6% |
| LLY | LILLY ELI & CO | $2,599,000 | +0.7% | 11,250 | 0.0% | 1.15% | +25.4% | |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $2,523,000 | -8.1% | 259,000 | -4.1% | 1.11% | +14.5% |
| AMGN | AMGEN INC | $2,392,000 | -12.8% | 11,250 | 0.0% | 1.06% | +8.6% | |
| SGEN | SEAGEN INC | $2,292,000 | +7.6% | 13,500 | 0.0% | 1.01% | +34.0% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $2,147,000 | -5.3% | 14,500 | +45.0% | 0.95% | +17.9% |
| LNSR | LENSAR INC | $2,140,000 | -11.7% | 279,788 | 0.0% | 0.94% | +10.0% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $1,923,000 | -28.9% | 32,500 | -19.8% | 0.85% | -11.5% |
| F | Buy | FORD MTR CO DEL | $1,876,000 | +40.3% | 132,500 | +47.2% | 0.83% | +74.7% |
| IMPL | New | IMPEL NEUROPHARMA INC | $1,827,000 | – | 150,000 | +100.0% | 0.81% | – |
| AAPL | Buy | APPLE INC | $1,769,000 | +158.2% | 12,500 | +150.0% | 0.78% | +221.4% |
| SLV | Buy | ISHARES SILVER TRishares | $1,642,000 | +13.0% | 80,000 | +33.3% | 0.72% | +40.8% |
| T | AT&T INC | $1,621,000 | -6.1% | 60,000 | 0.0% | 0.72% | +17.0% | |
| AERI | Buy | AERIE PHARMACEUTICALS INC | $1,556,000 | +6.4% | 136,501 | +49.5% | 0.69% | +32.6% |
| GDXJ | Sell | VANECK ETF TRUSTjunior gold mine | $1,534,000 | -34.4% | 40,000 | -20.0% | 0.68% | -18.2% |
| EQ | Buy | EQUILLIUM INC | $1,266,000 | +177.0% | 185,666 | +139.5% | 0.56% | +245.1% |
| VIR | Buy | VIR BIOTECHNOLOGY INC | $1,219,000 | +113.5% | 28,000 | +132.0% | 0.54% | +166.3% |
| MS | Sell | MORGAN STANLEY | $1,216,000 | -41.1% | 12,500 | -44.4% | 0.54% | -26.5% |
| BABA | Buy | ALIBABA GROUP HLDG LTDcall | $1,110,000 | -11.0% | 7,500 | +36.4% | 0.49% | +10.9% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $1,088,000 | -10.7% | 83,000 | -7.8% | 0.48% | +11.1% |
| MRVL | New | MARVELL TECHNOLOGY INC | $1,055,000 | – | 17,500 | +100.0% | 0.47% | – |
| PG | New | PROCTER AND GAMBLE COput | $1,049,000 | – | 7,500 | +100.0% | 0.46% | – |
| AMZN | Sell | AMAZON COM INCcall | $986,000 | -73.9% | 300 | -72.7% | 0.44% | -67.6% |
| QCOM | QUALCOMM INC | $967,000 | -9.8% | 7,500 | 0.0% | 0.43% | +12.4% | |
| PSFE | PAYSAFE LIMITEDord | $853,000 | -36.0% | 110,000 | 0.0% | 0.38% | -20.1% | |
| NOK | NOKIA CORPsponsored adr | $818,000 | +2.5% | 150,000 | 0.0% | 0.36% | +27.6% | |
| AMRN | Sell | AMARIN CORP PLCspons adr new | $816,000 | +5.3% | 160,000 | -9.6% | 0.36% | +30.9% |
| LIT | New | GLOBAL X FDSlithium btry etf | $779,000 | – | 9,500 | +100.0% | 0.34% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $765,000 | – | 12,745 | +100.0% | 0.34% | – |
| BDX | BECTON DICKINSON & CO | $737,000 | +1.0% | 3,000 | 0.0% | 0.32% | +25.5% | |
| ITW | ILLINOIS TOOL WKS INC | $723,000 | -7.5% | 3,500 | 0.0% | 0.32% | +15.2% | |
| MSFT | MICROSOFT CORP | $705,000 | +4.1% | 2,500 | 0.0% | 0.31% | +29.6% | |
| NXPI | NXP SEMICONDUCTORS N V | $686,000 | -4.7% | 3,500 | 0.0% | 0.30% | +18.8% | |
| ADMS | ADAMAS PHARMACEUTICALS INC | $687,000 | -7.0% | 140,000 | 0.0% | 0.30% | +15.6% | |
| DISCA | DISCOVERY INC | $635,000 | -17.2% | 25,000 | 0.0% | 0.28% | +2.9% | |
| LLY | New | LILLY ELI & COcall | $578,000 | – | 2,500 | +100.0% | 0.26% | – |
| BIIB | Buy | BIOGEN INC | $566,000 | +63.6% | 2,000 | +100.0% | 0.25% | +103.3% |
| NKTR | NEKTAR THERAPEUTICS | $562,000 | +4.7% | 31,300 | 0.0% | 0.25% | +30.5% | |
| TBT | New | PROSHARES TR | $551,000 | – | 30,000 | +100.0% | 0.24% | – |
| VIAC | Buy | VIACOMCBS INCcl b | $494,000 | +9.3% | 12,500 | +25.0% | 0.22% | +36.2% |
| OVID | Buy | OVID THERAPEUTICS INC | $476,000 | -12.8% | 141,701 | +1.4% | 0.21% | +8.8% |
| BOX | Sell | BOX INCcl a | $438,000 | -14.3% | 18,500 | -7.5% | 0.19% | +6.6% |
| MU | Buy | MICRON TECHNOLOGY INCcall | $355,000 | +67.5% | 5,000 | +100.0% | 0.16% | +109.3% |
| INCY | New | INCYTE CORPcall | $344,000 | – | 5,000 | +100.0% | 0.15% | – |
| APTV | APTIV PLC | $335,000 | -5.4% | 2,250 | 0.0% | 0.15% | +18.4% | |
| FCX | FREEPORT-MCMORAN INCcl b | $325,000 | -12.4% | 10,000 | 0.0% | 0.14% | +9.2% | |
| ARNA | ARENA PHARMACEUTICALS INC | $298,000 | -12.6% | 5,000 | 0.0% | 0.13% | +9.1% | |
| AIRT | Buy | AIR T INC | $277,000 | +29.4% | 9,671 | +11.5% | 0.12% | +60.5% |
| APTX | APTINYX INC | $267,000 | -17.3% | 114,000 | 0.0% | 0.12% | +3.5% | |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $235,000 | – | 5,000 | +100.0% | 0.10% | – |
| LCTX | Buy | LINEAGE CELL THERAPEUTICS IN | $219,000 | +3.3% | 87,000 | +16.8% | 0.10% | +29.3% |
| KIRK | KIRKLANDS INC | $211,000 | -16.3% | 11,000 | 0.0% | 0.09% | +4.5% | |
| ET | New | ENERGY TRANSFER L P | $206,000 | – | 21,500 | +100.0% | 0.09% | – |
| MTNB | Sell | MATINAS BIOPHARMA HLDGS INC | $201,000 | -32.8% | 154,500 | -60.0% | 0.09% | -16.0% |
| QTNT | Sell | QUOTIENT LTD | $196,000 | -46.7% | 83,937 | -16.9% | 0.09% | -33.1% |
| New | VELO3D INC*w exp 12/01/202 | $72,000 | – | 42,000 | +100.0% | 0.03% | – | |
| OCX | New | ONCOCYTE CORP | $43,000 | – | 12,149 | +100.0% | 0.02% | – |
| SPFRWS | Exit | JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202 | $0 | – | -30,000 | -100.0% | -0.02% | – |
| OBSV | Exit | OBSEVA SA | $0 | – | -26,500 | -100.0% | -0.03% | – |
| SGMO | Exit | SANGAMO THERAPEUTICS INC | $0 | – | -13,100 | -100.0% | -0.06% | – |
| VIAC | Exit | VIACOMCBS INCcall | $0 | – | -5,000 | -100.0% | -0.08% | – |
| XLE | Exit | SELECT SECTOR SPDR TRput | $0 | – | -4,500 | -100.0% | -0.09% | – |
| MAS | Exit | MASCO CORPcall | $0 | – | -5,000 | -100.0% | -0.10% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $0 | – | -2,500 | -100.0% | -0.11% | – |
| LIT | Exit | GLOBAL X FDScall | $0 | – | -4,500 | -100.0% | -0.12% | – |
| GMAB | Exit | GENMAB A/Ssponsored ads | $0 | – | -10,000 | -100.0% | -0.14% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -15,000 | -100.0% | -0.14% | – |
| AYX | Exit | ALTERYX INC | $0 | – | -5,000 | -100.0% | -0.15% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -1,700 | -100.0% | -0.18% | – |
| KWEB | Exit | KRANESHARES TRcsi chi internet | $0 | – | -7,500 | -100.0% | -0.18% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -10,000 | -100.0% | -0.20% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -5,000 | -100.0% | -0.26% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -5,000 | -100.0% | -0.29% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -17,500 | -100.0% | -0.36% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -6,000 | -100.0% | -0.39% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDput | $0 | – | -10,000 | -100.0% | -0.43% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -9,000 | -100.0% | -0.44% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -25,000 | -100.0% | -0.59% | – |
| MU | Exit | MICRON TECHNOLOGY INCput | $0 | – | -20,000 | -100.0% | -0.60% | – |
| GLD | Exit | SPDR GOLD TRput | $0 | – | -20,000 | -100.0% | -1.17% | – |
| KIN | Exit | KINDRED BIOSCIENCES INC | $0 | – | -362,315 | -100.0% | -1.18% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -12,500 | -100.0% | -1.57% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| INTRA-CELLULAR THERAPIES INC | 16 | Q3 2023 | 10.2% |
| MICRON TECHNOLOGY INC | 16 | Q3 2023 | 6.7% |
| ALPHABET INC | 16 | Q3 2023 | 5.8% |
| ABBVIE INC | 16 | Q3 2023 | 7.9% |
| REGENERON PHARMACEUTICALS | 16 | Q3 2023 | 5.5% |
| ARGENX SE | 16 | Q3 2023 | 6.4% |
| SPDR GOLD TRUST | 16 | Q3 2023 | 6.6% |
| XENCOR INC | 16 | Q3 2023 | 4.1% |
| BK OF AMERICA CORP | 16 | Q3 2023 | 5.4% |
| ORACLE CORP | 16 | Q3 2023 | 3.2% |
View DCF Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-15 |
View DCF Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.