Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | New | INVESCO QQQ TRput | $24,541,495 | – | 68,500 | – | 13.37% | – |
| MU | Buy | MICRON TECHNOLOGY INC | $11,088,890 | +10.2% | 163,000 | +2.2% | 6.04% | +13.6% |
| ARGX | Sell | ARGENX SEsponsored adr | $10,815,860 | +8.0% | 22,000 | -14.4% | 5.89% | +11.4% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $9,249,278 | +6.7% | 70,150 | -2.1% | 5.04% | +10.0% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $8,949,690 | +11.5% | 10,875 | -2.7% | 4.88% | +14.9% |
| ABBV | Sell | ABBVIE INC | $6,633,170 | +3.5% | 44,500 | -6.4% | 3.61% | +6.8% |
| ET | Sell | ENERGY TRANSFER L P | $5,233,190 | +9.3% | 373,000 | -1.1% | 2.85% | +12.7% |
| XNCR | Buy | XENCOR INC | $4,962,945 | -7.6% | 246,300 | +14.6% | 2.70% | -4.7% |
| ORCL | Sell | ORACLE CORP | $4,501,600 | -12.1% | 42,500 | -1.2% | 2.45% | -9.4% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $4,184,774 | +20.5% | 40,700 | +33.4% | 2.28% | +24.3% |
| PRTA | Sell | PROTHENA CORP PLC | $4,002,338 | -30.8% | 82,950 | -2.1% | 2.18% | -28.7% |
| BAC | Sell | BANK AMERICA CORP | $3,545,710 | -10.0% | 129,500 | -5.6% | 1.93% | -7.2% |
| INCY | Buy | INCYTE CORP | $2,570,765 | +2.0% | 44,500 | +9.9% | 1.40% | +5.1% |
| BMY | New | BRISTOL-MYERS SQUIBB COcall | $2,472,504 | – | 42,600 | – | 1.35% | – |
| SGEN | Sell | SEAGEN INC | $2,333,650 | +4.1% | 11,000 | -5.6% | 1.27% | +7.3% |
| AMGN | Sell | AMGEN INC | $2,257,584 | -39.7% | 8,400 | -50.2% | 1.23% | -37.8% |
| BABA | Buy | ALIBABA GROUP HLDG LTDcall | $2,168,500 | +550.4% | 25,000 | +525.0% | 1.18% | +571.0% |
| T | Buy | AT&T INC | $2,140,350 | +5.2% | 142,500 | +11.8% | 1.17% | +8.6% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $2,137,400 | -94.0% | 5,000 | -93.8% | 1.16% | -93.8% |
| JQC | Buy | NUVEEN CR STRATEGIES INCOME | $2,125,200 | +7.9% | 420,000 | +7.7% | 1.16% | +11.3% |
| IWM | Buy | ISHARES TRrussel 2000 etf | $2,032,510 | +228.9% | 11,500 | +248.5% | 1.11% | +239.6% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $1,847,562 | +24.9% | 21,300 | +20.0% | 1.01% | +28.6% |
| GLD | Sell | SPDR GOLD TRput | $1,800,225 | -30.4% | 10,500 | -27.6% | 0.98% | -28.2% |
| PFE | Sell | PFIZER INC | $1,277,045 | -13.5% | 38,500 | -4.3% | 0.70% | -10.8% |
| F | Buy | FORD MTR CO DEL | $1,242,000 | -3.4% | 100,000 | +17.6% | 0.68% | -0.3% |
| REGN | New | REGENERON PHARMACEUTICALSput | $1,152,144 | – | 1,400 | – | 0.63% | – |
| ORCL | Buy | ORACLE CORPput | $1,059,200 | +97.6% | 10,000 | +122.2% | 0.58% | +103.9% |
| OI | Buy | O-I GLASS INC | $991,253 | +32.8% | 59,250 | +69.3% | 0.54% | +37.1% |
| XBI | New | SPDR SER TRs&p biotech | $985,770 | – | 13,500 | – | 0.54% | – |
| MRVL | Sell | MARVELL TECHNOLOGY INC | $947,275 | -20.8% | 17,500 | -12.5% | 0.52% | -18.4% |
| QCOM | Buy | QUALCOM INC | $944,010 | +13.3% | 8,500 | +21.4% | 0.51% | +16.8% |
| LNDC | Buy | LIFECORE BIOMEDICAL INC | $911,089 | +7.7% | 120,754 | +38.0% | 0.50% | +11.0% |
| LNSR | Sell | LENSAR INC | $873,036 | -29.1% | 282,536 | -2.5% | 0.48% | -26.9% |
| INTC | Buy | INTEL CORP | $835,425 | +42.8% | 23,500 | +34.3% | 0.46% | +47.2% |
| BUR | Buy | BURFORD CAP LTD | $826,000 | +44.3% | 59,000 | +25.5% | 0.45% | +49.0% |
| AMGN | New | AMGEN INCput | $806,280 | – | 3,000 | – | 0.44% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $789,210 | +195.7% | 13,500 | +237.5% | 0.43% | +205.0% |
| New | EA SERIES TRUSTalpha arch 1-3 | $777,600 | – | 7,500 | – | 0.42% | – | |
| RTX | New | RTX CORPORATIONcall | $719,700 | – | 10,000 | – | 0.39% | – |
| MU | Buy | MICRON TECHNOLOGY INCcall | $612,270 | +14.1% | 9,000 | +5.9% | 0.33% | +18.0% |
| FB | Sell | META PLATFORMS INCcl a | $600,420 | -4.9% | 2,000 | -9.1% | 0.33% | -2.1% |
| AAPL | New | APPLE INCput | $599,235 | – | 3,500 | – | 0.33% | – |
| QCOM | New | QUALCOM INCput | $555,300 | – | 5,000 | – | 0.30% | – |
| Buy | WOLFSPEED INC | $533,400 | +37.1% | 14,000 | +100.0% | 0.29% | +41.3% | |
| EVTCY | Buy | EVOTEC AGsponsored ads | $484,094 | +0.2% | 49,047 | +14.8% | 0.26% | +3.5% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $453,900 | +54.6% | 44,500 | +14.1% | 0.25% | +59.4% |
| BA | Sell | BOEING CO | $383,360 | -27.4% | 2,000 | -20.0% | 0.21% | -25.1% |
| ALNY | Buy | ALNYLAM PHARMACEUTICALS INC | $318,780 | +4.9% | 1,800 | +12.5% | 0.17% | +8.1% |
| MSFT | New | MICROSOFT CORPput | $315,750 | – | 1,000 | – | 0.17% | – |
| AMD | New | ADVANCED MICRO DEVICES INCcall | $308,460 | – | 3,000 | – | 0.17% | – |
| RVNC | New | REVANCE THERAPEUTICS INC | $303,955 | – | 26,500 | – | 0.17% | – |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $304,710 | – | 5,250 | – | 0.17% | – |
| INTC | New | INTEL CORPcall | $266,625 | – | 7,500 | – | 0.14% | – |
| ALT | Sell | ALTIMMUNE INCcall | $257,400 | -45.6% | 99,000 | -26.1% | 0.14% | -44.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $233,625 | -76.9% | 1,500 | -75.5% | 0.13% | -76.3% |
| BMY | New | BRISTOL-MYERS SQUIBB COput | $232,160 | – | 4,000 | – | 0.13% | – |
| VRDN | Sell | VIRIDIAN THERAPEUTICS INC | $207,090 | -54.2% | 13,500 | -28.9% | 0.11% | -52.7% |
| IMGN | Buy | IMMUNOGEN INC | $203,930 | +4.4% | 12,850 | +24.2% | 0.11% | +7.8% |
| New | WOLFSPEED INCput | $152,400 | – | 4,000 | – | 0.08% | – | |
| OVID | Sell | OVID THERAPEUTICS INC | $116,851 | -45.0% | 30,430 | -53.0% | 0.06% | -42.9% |
| LCTX | Buy | LINEAGE CELL THERAPEUTICS IN | $97,646 | +361.7% | 82,751 | +451.7% | 0.05% | +381.8% |
| VIR | Sell | VIR BIOTECHNOLOGY INC | $93,700 | -93.1% | 10,000 | -81.8% | 0.05% | -92.8% |
| IMPL | Sell | IMPEL PHARMACEUTICALS INC | $76,755 | -80.1% | 178,500 | -41.2% | 0.04% | -79.4% |
| MU | Sell | MICRON TECHNOLOGY INCput | $68,030 | -90.6% | 1,000 | -91.3% | 0.04% | -90.3% |
| KIRK | Buy | KIRKLANDS INC | $60,604 | -20.2% | 35,235 | +29.4% | 0.03% | -17.5% |
| EQ | Sell | EQUILLIUM INC | $51,705 | -38.2% | 69,871 | -37.4% | 0.03% | -36.4% |
| AMRN | Sell | AMARIN CORP PLCspons adr new | $12,972 | -56.4% | 14,100 | -43.6% | 0.01% | -56.2% |
| BUR | Exit | BURFORD CAP LTDput | $0 | – | -2,000 | – | -0.01% | – |
| LNDC | Exit | LIFECORE BIOMEDICAL INCcall | $0 | – | -3,000 | – | -0.02% | – |
| Exit | WOLFSPEED INCcall | $0 | – | -2,000 | – | -0.06% | – | |
| DOCU | Exit | DOCUSIGN INCcall | $0 | – | -7,500 | – | -0.20% | – |
| EOG | Exit | EOG RES INC | $0 | – | -4,550 | – | -0.28% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -2,500 | – | -0.34% | – |
| VIR | Exit | VIR BIOTECHNOLOGY INCput | $0 | – | -34,500 | – | -0.45% | – |
| AMGN | Exit | AMGEN INCcall | $0 | – | -4,000 | – | -0.47% | – |
| VIR | Exit | VIR BIOTECHNOLOGY INCcall | $0 | – | -50,100 | – | -0.65% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRput | $35,684,040 | – | 80,500 | – | 18.85% | – |
| MU | New | MICRON TECHNOLOGY INC | $10,066,045 | – | 159,500 | – | 5.32% | – |
| ARGX | New | ARGENX SEsponsored adr | $10,016,061 | – | 25,700 | – | 5.29% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $8,667,501 | – | 71,650 | – | 4.58% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $8,029,685 | – | 11,175 | – | 4.24% | – |
| ITCI | New | INTRA-CELLULAR THERAPIES INC | $6,785,181 | – | 107,157 | – | 3.58% | – |
| ABBV | New | ABBVIE INC | $6,406,412 | – | 47,550 | – | 3.38% | – |
| PRTA | New | PROTHENA CORP PLC | $5,786,730 | – | 84,750 | – | 3.06% | – |
| XNCR | New | XENCOR INC | $5,368,550 | – | 215,000 | – | 2.84% | – |
| ORCL | New | ORACLE CORP | $5,120,870 | – | 43,000 | – | 2.70% | – |
| ET | New | ENERGY TRANSFER L P | $4,787,900 | – | 377,000 | – | 2.53% | – |
| BAC | New | BANK AMERICA CORP | $3,937,703 | – | 137,250 | – | 2.08% | – |
| GLD | New | SPDR GOLD TR | $3,832,805 | – | 21,500 | – | 2.02% | – |
| AMGN | New | AMGEN INC | $3,746,588 | – | 16,875 | – | 1.98% | – |
| IAU | New | ISHARES GOLD TRishares new | $3,639,000 | – | 100,000 | – | 1.92% | – |
| LLY | New | LILLY ELI & CO | $3,517,350 | – | 7,500 | – | 1.86% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $3,474,255 | – | 30,500 | – | 1.84% | – |
| AAPL | New | APPLE INC | $2,861,058 | – | 14,750 | – | 1.51% | – |
| ZBH | New | ZIMMER BIOMET HOLDINGS INC | $2,678,603 | – | 18,397 | – | 1.42% | – |
| GLD | New | SPDR GOLD TRput | $2,584,915 | – | 14,500 | – | 1.37% | – |
| INCY | New | INCYTE CORP | $2,521,125 | – | 40,500 | – | 1.33% | – |
| SGEN | New | SEAGEN INC | $2,242,159 | – | 11,650 | – | 1.18% | – |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $2,093,910 | – | 253,500 | – | 1.11% | – |
| T | New | AT&T INC | $2,033,625 | – | 127,500 | – | 1.07% | – |
| TPB | New | TURNING PT BRANDS INC | $2,004,835 | – | 83,500 | – | 1.06% | – |
| JQC | New | NUVEEN CR STRATEGIES INCOME | $1,969,500 | – | 390,000 | – | 1.04% | – |
| GDXJ | New | VANECK ETF TRUSTjunior gold mine | $1,783,000 | – | 50,000 | – | 0.94% | – |
| GM | New | GENERAL MTRS CO | $1,696,640 | – | 44,000 | – | 0.90% | – |
| New | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $1,532,625 | – | 3,050,000 | – | 0.81% | – | |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $1,479,463 | – | 17,750 | – | 0.78% | – |
| PFE | New | PFIZER INC | $1,476,370 | – | 40,250 | – | 0.78% | – |
| VIR | New | VIR BIOTECHNOLOGY INC | $1,349,150 | – | 55,000 | – | 0.71% | – |
| F | New | FORD MTR CO DEL | $1,286,050 | – | 85,000 | – | 0.68% | – |
| LNSR | New | LENSAR INC | $1,231,710 | – | 289,814 | – | 0.65% | – |
| VIR | New | VIR BIOTECHNOLOGY INCcall | $1,228,953 | – | 50,100 | – | 0.65% | – |
| MRVL | New | MARVELL TECHNOLOGY INC | $1,195,600 | – | 20,000 | – | 0.63% | – |
| CSCO | New | CISCO SYS INC | $1,164,150 | – | 22,500 | – | 0.62% | – |
| SLV | New | ISHARES SILVER TRishares | $1,044,500 | – | 50,000 | – | 0.55% | – |
| JNJ | New | JOHNSON & JOHNSON | $1,011,824 | – | 6,113 | – | 0.54% | – |
| GOLD | New | BARRICK GOLD CORP | $888,825 | – | 52,500 | – | 0.47% | – |
| AMGN | New | AMGEN INCcall | $888,080 | – | 4,000 | – | 0.47% | – |
| VIR | New | VIR BIOTECHNOLOGY INCput | $846,285 | – | 34,500 | – | 0.45% | – |
| LNDC | New | LIFECORE BIOMEDICAL INC | $846,125 | – | 87,500 | – | 0.45% | – |
| QCOM | New | QUALCOM INC | $833,280 | – | 7,000 | – | 0.44% | – |
| BIF | New | SRH TOTAL RETURN FUND INC | $783,520 | – | 59,000 | – | 0.41% | – |
| OI | New | O-I GLASS INC | $746,550 | – | 35,000 | – | 0.39% | – |
| MU | New | MICRON TECHNOLOGY INCput | $725,765 | – | 11,500 | – | 0.38% | – |
| NOK | New | NOKIA CORPsponsored adr | $713,440 | – | 171,500 | – | 0.38% | – |
| PAAS | New | PAN AMERN SILVER CORP | $656,100 | – | 45,000 | – | 0.35% | – |
| AMZN | New | AMAZON COM INC | $651,800 | – | 5,000 | – | 0.34% | – |
| PANW | New | PALO ALTO NETWORKS INC | $638,775 | – | 2,500 | – | 0.34% | – |
| FB | New | META PLATFORMS INCcl a | $631,356 | – | 2,200 | – | 0.33% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $617,991 | – | 3,300 | – | 0.33% | – |
| INTC | New | INTEL CORP | $585,200 | – | 17,500 | – | 0.31% | – |
| BUR | New | BURFORD CAP LTD | $572,460 | – | 47,000 | – | 0.30% | – |
| MU | New | MICRON TECHNOLOGY INCcall | $536,435 | – | 8,500 | – | 0.28% | – |
| ORCL | New | ORACLE CORPput | $535,905 | – | 4,500 | – | 0.28% | – |
| SNY | New | SANOFIsponsored adr | $533,610 | – | 9,900 | – | 0.28% | – |
| BA | New | BOEING CO | $527,900 | – | 2,500 | – | 0.28% | – |
| EOG | New | EOG RES INC | $520,702 | – | 4,550 | – | 0.28% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $494,500 | – | 12,500 | – | 0.26% | – |
| EVTCY | New | EVOTEC AGsponsored ads | $482,939 | – | 42,738 | – | 0.26% | – |
| ALT | New | ALTIMMUNE INCcall | $473,020 | – | 134,000 | – | 0.25% | – |
| VRDN | New | Viridian Therapeutics Inc | $452,010 | – | 19,000 | – | 0.24% | – |
| ALT | New | ALTIMMUNE INC | $423,512 | – | 119,975 | – | 0.22% | – |
| New | WOLFSPEED INC | $389,130 | – | 7,000 | – | 0.21% | – | |
| IMPL | New | IMPEL PHARMACEUTICALS INC | $385,578 | – | 303,605 | – | 0.20% | – |
| DOCU | New | DOCUSIGN INCcall | $383,175 | – | 7,500 | – | 0.20% | – |
| New | TURNING PT BRANDS INCnote 2.500% 7/1 | $381,000 | – | 400,000 | – | 0.20% | – | |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $333,400 | – | 4,000 | – | 0.18% | – |
| C | New | CITIGROUP INC | $333,790 | – | 7,250 | – | 0.18% | – |
| SPOT | New | SPOTIFY TECHNOLOGY S A | $321,100 | – | 2,000 | – | 0.17% | – |
| LRCX | New | LAM RESEARCH CORP | $321,430 | – | 500 | – | 0.17% | – |
| GDX | New | VANECK ETF TRUSTgold miners etf | $316,155 | – | 10,500 | – | 0.17% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INC | $303,904 | – | 1,600 | – | 0.16% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $293,670 | – | 39,000 | – | 0.16% | – |
| PYPL | New | PAYPAL HOLDINGS INC | $266,920 | – | 4,000 | – | 0.14% | – |
| AIRT | New | AIR T INC | $229,289 | – | 9,135 | – | 0.12% | – |
| OVID | New | OVID THERAPEUTICS INC | $212,426 | – | 64,764 | – | 0.11% | – |
| VIAC | New | PARAMOUNT GLOBAL | $198,875 | – | 12,500 | – | 0.10% | – |
| IMGN | New | IMMUNOGEN INC | $195,305 | – | 10,350 | – | 0.10% | – |
| New | WOLFSPEED INCcall | $111,180 | – | 2,000 | – | 0.06% | – | |
| UNG | New | UNITED STS NAT GAS FD LPunit par | $111,300 | – | 15,000 | – | 0.06% | – |
| EQ | New | EQUILLIUM INC | $83,717 | – | 111,623 | – | 0.04% | – |
| KIRK | New | KIRKLANDS INC | $75,986 | – | 27,235 | – | 0.04% | – |
| AMRN | New | AMARIN CORP PLCspons adr new | $29,750 | – | 25,000 | – | 0.02% | – |
| LNDC | New | LIFECORE BIOMEDICAL INCcall | $29,010 | – | 3,000 | – | 0.02% | – |
| BUR | New | BURFORD CAP LTDput | $24,360 | – | 2,000 | – | 0.01% | – |
| LCTX | New | LINEAGE CELL THERAPEUTICS IN | $21,150 | – | 15,000 | – | 0.01% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PSFE | Exit | PAYSAFE LIMITEDord | $0 | – | -16,760 | – | -0.02% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -10,000 | – | -0.10% | – |
| AIRT | Exit | AIR T INC | $0 | – | -11,229 | – | -0.12% | – |
| BUR | Exit | BURFORD CAP LTD | $0 | – | -26,000 | – | -0.13% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -2,000 | – | -0.13% | – |
| GAM | Exit | GENERAL AMERN INVS CO INC | $0 | – | -6,250 | – | -0.14% | – |
| INTC | Exit | INTEL CORP | $0 | – | -10,000 | – | -0.17% | – |
| PEO | Exit | ADAM NAT RES FD INC | $0 | – | -13,500 | – | -0.17% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INC | $0 | – | -1,400 | – | -0.18% | – |
| ALT | Exit | ALTIMMUNE INCcall | $0 | – | -22,500 | – | -0.18% | – |
| BUR | Exit | BURFORD CAP LTDcall | $0 | – | -39,000 | – | -0.19% | – |
| OVID | Exit | OVID THERAPEUTICS INC | $0 | – | -162,701 | – | -0.19% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -105,032 | – | -0.20% | – |
| EOG | Exit | EOG RES INC | $0 | – | -3,000 | – | -0.22% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTcall | $0 | – | -5,000 | – | -0.22% | – |
| GLD | Exit | SPDR GOLD TRcall | $0 | – | -2,500 | – | -0.25% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -11,008 | – | -0.27% | – |
| FXY | Exit | INVESCO CURRENCYSHARES JAPANjapanese yen | $0 | – | -6,750 | – | -0.28% | – |
| EQ | Exit | EQUILLIUM INC | $0 | – | -233,798 | – | -0.34% | – |
| KWEB | Exit | KRANESHARES TRcsi chi internet | $0 | – | -22,500 | – | -0.36% | – |
| DXC | Exit | DXC TECHNOLOGY CO | $0 | – | -23,500 | – | -0.37% | – |
| MU | Exit | MICRON TECHNOLOGY INCput | $0 | – | -11,500 | – | -0.37% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -150,000 | – | -0.41% | – |
| BIF | Exit | SRH TOTAL RETURN FUND INC | $0 | – | -59,000 | – | -0.42% | – |
| FXY | Exit | INVESCO CURRENCYSHARES JAPANput | $0 | – | -10,000 | – | -0.42% | – |
| INTC | Exit | INTEL CORPcall | $0 | – | -27,500 | – | -0.46% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -20,000 | – | -0.52% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCOME | $0 | – | -157,000 | – | -0.52% | – |
| NEM | Exit | NEWMONT CORP | $0 | – | -20,000 | – | -0.54% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -7,500 | – | -0.55% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -10,000 | – | -0.56% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -50,000 | – | -0.56% | – |
| Exit | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $0 | – | -1,550,000 | – | -0.57% | – | |
| F | Exit | FORD MTR CO DEL | $0 | – | -85,000 | – | -0.62% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -4,400 | – | -0.67% | – |
| MRVL | Exit | MARVELL TECHNOLOGY INC | $0 | – | -26,000 | – | -0.72% | – |
| FB | Exit | META PLATFORMS INCcl a | $0 | – | -9,000 | – | -0.79% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -17,500 | – | -0.81% | – |
| MCHI | Exit | ISHARES TRmsci china etf | $0 | – | -32,000 | – | -0.88% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -44,000 | – | -0.91% | – |
| PFE | Exit | PFIZER INC | $0 | – | -36,250 | – | -1.02% | – |
| SGEN | Exit | SEAGEN INC | $0 | – | -11,750 | – | -1.04% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -10,000 | – | -1.06% | – |
| PRTA | Exit | PROTHENA CORP PLCput | $0 | – | -27,500 | – | -1.08% | – |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -84,836 | – | -1.16% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -30,000 | – | -1.23% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMIC DIVD | $0 | – | -272,000 | – | -1.26% | – |
| LNSR | Exit | LENSAR INC | $0 | – | -358,097 | – | -1.28% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -15,000 | – | -1.34% | – |
| IMPL | Exit | IMPEL PHARMACEUTICALS INC | $0 | – | -469,183 | – | -1.48% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -39,000 | – | -1.54% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INC | $0 | – | -157,665 | – | -1.54% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -102,500 | – | -1.60% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -8,250 | – | -1.72% | – |
| ALT | Exit | ALTIMMUNE INC | $0 | – | -229,000 | – | -1.89% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -44,000 | – | -1.89% | – |
| T | Exit | AT&T INC | $0 | – | -195,000 | – | -1.93% | – |
| C | Exit | CITIGROUP INC | $0 | – | -75,000 | – | -2.02% | – |
| IAU | Exit | ISHARES GOLD TRishares new | $0 | – | -100,000 | – | -2.04% | – |
| PRTA | Exit | PROTHENA CORP PLCcall | $0 | – | -52,500 | – | -2.06% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -22,500 | – | -2.25% | – |
| AAPL | Exit | APPLE INC | $0 | – | -27,250 | – | -2.43% | – |
| ET | Exit | ENERGY TRANSFER L P | $0 | – | -360,000 | – | -2.57% | – |
| PRTA | Exit | PROTHENA CORP PLC | $0 | – | -68,000 | – | -2.66% | – |
| BAC | Exit | BK OF AMERICA CORP | $0 | – | -150,000 | – | -2.93% | – |
| XNCR | Exit | XENCOR INC | $0 | – | -231,800 | – | -3.89% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -20,500 | – | -4.73% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -11,050 | – | -4.92% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -80,000 | – | -4.97% | – |
| ITCI | Exit | INTRA-CELLULAR THERAPIES INC | $0 | – | -165,999 | – | -4.99% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -175,000 | – | -5.66% | – |
| ARGX | Exit | ARGENX SEsponsored adr | $0 | – | -25,000 | – | -5.70% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -76,100 | – | -6.60% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ABBV | Buy | ABBVIE INC | $10,213,000 | -11.2% | 76,100 | +1.3% | 6.60% | -3.7% |
| ITCI | Sell | INTRA-CELLULAR THERAPIES INC | $7,724,000 | -34.5% | 165,999 | -19.6% | 4.99% | -28.9% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $7,692,000 | -8.7% | 80,000 | +1977.9% | 4.97% | -0.9% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $7,612,000 | +1.4% | 11,050 | -13.0% | 4.92% | +10.0% |
| SPY | New | SPDR S&P 500 ETF TRput | $7,322,000 | – | 20,500 | – | 4.73% | – |
| XNCR | Sell | XENCOR INC | $6,022,000 | -11.9% | 231,800 | -7.2% | 3.89% | -4.4% |
| BAC | Buy | BK OF AMERICA CORP | $4,530,000 | +0.0% | 150,000 | +3.1% | 2.93% | +8.5% |
| PRTA | Buy | PROTHENA CORP PLC | $4,123,000 | +123.8% | 68,000 | +0.2% | 2.66% | +142.8% |
| ET | Buy | ENERGY TRANSFER L P | $3,971,000 | +72.4% | 360,000 | +55.9% | 2.57% | +87.0% |
| AAPL | Sell | APPLE INC | $3,766,000 | -5.8% | 27,250 | -6.8% | 2.43% | +2.2% |
| GLD | Sell | SPDR GOLD TR | $3,480,000 | -36.4% | 22,500 | -30.8% | 2.25% | -31.0% |
| PRTA | New | PROTHENA CORP PLCcall | $3,183,000 | – | 52,500 | – | 2.06% | – |
| C | Sell | CITIGROUP INC | $3,125,000 | -15.1% | 75,000 | -6.2% | 2.02% | -7.9% |
| T | Buy | AT&T INC | $2,991,000 | +50.2% | 195,000 | +105.3% | 1.93% | +62.9% |
| ALT | Sell | ALTIMMUNE INC | $2,924,000 | -25.4% | 229,000 | -31.7% | 1.89% | -19.1% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $2,472,000 | -21.5% | 102,500 | -10.9% | 1.60% | -14.8% |
| AERI | Sell | AERIE PHARMACEUTICALS INC | $2,385,000 | +90.2% | 157,665 | -5.7% | 1.54% | +106.3% |
| IMPL | Buy | IMPEL PHARMACEUTICALS INC | $2,285,000 | -44.1% | 469,183 | +7.0% | 1.48% | -39.4% |
| AAPL | New | APPLE INCput | $2,073,000 | – | 15,000 | – | 1.34% | – |
| LNSR | Buy | LENSAR INC | $1,987,000 | +3.0% | 358,097 | +20.8% | 1.28% | +11.7% |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVD | $1,942,000 | -6.5% | 272,000 | +5.8% | 1.26% | +1.5% |
| TPB | Buy | TURNING PT BRANDS INC | $1,801,000 | -19.5% | 84,836 | +2.9% | 1.16% | -12.5% |
| PRTA | New | PROTHENA CORP PLCput | $1,667,000 | – | 27,500 | – | 1.08% | – |
| IWM | New | ISHARES TRput | $1,649,000 | – | 10,000 | – | 1.06% | – |
| SGEN | Sell | SEAGEN INC | $1,608,000 | -39.4% | 11,750 | -21.7% | 1.04% | -34.2% |
| GM | Sell | GENERAL MTRS CO | $1,412,000 | -40.7% | 44,000 | -41.3% | 0.91% | -35.7% |
| MCHI | New | ISHARES TRmsci china etf | $1,362,000 | – | 32,000 | – | 0.88% | – |
| HYG | New | ISHARES TRiboxx hi yd etf | $1,249,000 | – | 17,500 | – | 0.81% | – |
| FB | Buy | META PLATFORMS INCcl a | $1,221,000 | +10.9% | 9,000 | +31.9% | 0.79% | +20.3% |
| NFLX | Sell | NETFLIX INC | $1,036,000 | -24.0% | 4,400 | -43.6% | 0.67% | -17.6% |
| F | Sell | FORD MTR CO DEL | $952,000 | -30.5% | 85,000 | -30.9% | 0.62% | -24.5% |
| Buy | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $884,000 | +116.7% | 1,550,000 | +106.7% | 0.57% | +135.0% | |
| SLV | Buy | ISHARES SILVER TRishares | $875,000 | +4.3% | 50,000 | +11.1% | 0.56% | +13.0% |
| NEM | New | NEWMONT CORP | $841,000 | – | 20,000 | – | 0.54% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCOME | $802,000 | +928.2% | 157,000 | +946.7% | 0.52% | +1026.1% |
| CSCO | Buy | CISCO SYS INC | $800,000 | +25.0% | 20,000 | +33.3% | 0.52% | +35.7% |
| INTC | New | INTEL CORPcall | $709,000 | – | 27,500 | – | 0.46% | – |
| FXY | New | INVESCO CURRENCYSHARES JAPANput | $646,000 | – | 10,000 | – | 0.42% | – |
| MU | Buy | MICRON TECHNOLOGY INCput | $576,000 | +73.5% | 11,500 | +91.7% | 0.37% | +87.9% |
| DXC | New | DXC TECHNOLOGY CO | $575,000 | – | 23,500 | – | 0.37% | – |
| KWEB | Sell | KRANESHARES TRcsi chi internet | $554,000 | -71.8% | 22,500 | -62.5% | 0.36% | -69.4% |
| EQ | Buy | EQUILLIUM INC | $519,000 | +122.7% | 233,798 | +105.0% | 0.34% | +141.0% |
| FXY | New | INVESCO CURRENCYSHARES JAPANjapanese yen | $436,000 | – | 6,750 | – | 0.28% | – |
| SNY | New | SANOFIsponsored adr | $419,000 | – | 11,008 | – | 0.27% | – |
| GLD | Sell | SPDR GOLD TRcall | $387,000 | -54.0% | 2,500 | -50.0% | 0.25% | -50.1% |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTcall | $343,000 | – | 5,000 | – | 0.22% | – |
| EOG | New | EOG RES INC | $335,000 | – | 3,000 | – | 0.22% | – |
| KIRK | Buy | KIRKLANDS INC | $316,000 | +0.3% | 105,032 | +17.3% | 0.20% | +8.5% |
| OVID | Buy | OVID THERAPEUTICS INC | $299,000 | -2.0% | 162,701 | +14.8% | 0.19% | +6.0% |
| BUR | Buy | BURFORD CAP LTDcall | $293,000 | -3.3% | 39,000 | +30.0% | 0.19% | +5.0% |
| ALT | New | ALTIMMUNE INCcall | $287,000 | – | 22,500 | – | 0.18% | – |
| ALNY | Sell | ALNYLAM PHARMACEUTICALS INC | $280,000 | -61.6% | 1,400 | -72.0% | 0.18% | -58.3% |
| INTC | New | INTEL CORP | $258,000 | – | 10,000 | – | 0.17% | – |
| GAM | New | GENERAL AMERN INVS CO INC | $212,000 | – | 6,250 | – | 0.14% | – |
| TLT | New | ISHARES TRcall | $205,000 | – | 2,000 | – | 0.13% | – |
| BUR | New | BURFORD CAP LTD | $195,000 | – | 26,000 | – | 0.13% | – |
| AIRT | Sell | AIR T INC | $192,000 | -14.7% | 11,229 | -17.7% | 0.12% | -7.5% |
| GOLD | New | BARRICK GOLD CORP | $155,000 | – | 10,000 | – | 0.10% | – |
| PSFE | Sell | PAYSAFE LIMITEDord | $23,000 | -81.1% | 16,760 | -73.2% | 0.02% | -79.5% |
| OCX | Exit | ONCOCYTE CORP | $0 | – | -25,149 | – | -0.01% | – |
| APTX | Exit | APTINYX INC | $0 | – | -48,529 | – | -0.02% | – |
| ET | Exit | ENERGY TRANSFER L Pcall | $0 | – | -4,500 | – | -0.03% | – |
| RVNC | Exit | REVANCE THERAPEUTICS INC | $0 | – | -12,000 | – | -0.10% | – |
| Exit | WARNER BROS DISCOVERY INC | $0 | – | -12,581 | – | -0.10% | – | |
| SLV | Exit | ISHARES SILVER TRcall | $0 | – | -10,000 | – | -0.11% | – |
| CRM | Exit | SALESFORCE INC | $0 | – | -1,250 | – | -0.12% | – |
| KWEB | Exit | KRANESHARES TRput | $0 | – | -6,500 | – | -0.13% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -147,000 | – | -0.13% | – |
| CRM | Exit | SALESFORCE INCcall | $0 | – | -1,500 | – | -0.15% | – |
| DBA | Exit | INVESCO DB MULTI-SECTOR COMMagriculture fd | $0 | – | -12,500 | – | -0.15% | – |
| GOOGL | Exit | ALPHABET INCput | $0 | – | -2,500 | – | -0.16% | – |
| C | Exit | CITIGROUP INCcall | $0 | – | -6,500 | – | -0.18% | – |
| IBB | Exit | ISHARES TRishares biotech | $0 | – | -3,000 | – | -0.21% | – |
| REGN | Exit | REGENERON PHARMACEUTICALScall | $0 | – | -600 | – | -0.21% | – |
| KWEB | Exit | KRANESHARES TRcall | $0 | – | -15,000 | – | -0.29% | – |
| SBUX | Exit | STARBUCKS CORPcall | $0 | – | -6,500 | – | -0.30% | – |
| GLD | Exit | SPDR GOLD TRput | $0 | – | -4,000 | – | -0.40% | – |
| XBI | Exit | SPDR SER TRs&p biotech | $0 | – | -10,000 | – | -0.44% | – |
| MU | Exit | MICRON TECHNOLOGY INCcall | $0 | – | -17,000 | – | -0.56% | – |
| GDXJ | Exit | VANECK ETF TRUSTjuniot gold mine | $0 | – | -55,000 | – | -1.05% | – |
| XOP | Exit | SPDR SER TRs&p oilgas exp | $0 | – | -17,500 | – | -1.24% | – |
| VOO | Exit | VANGUARD INDEX FDSput | $0 | – | -10,000 | – | -2.07% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -34,000 | – | -5.68% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ITCI | New | INTRA-CELLULAR THERAPIES INC | $11,792,000 | – | 206,588 | – | 7.02% | – |
| ABBV | New | ABBVIE INC | $11,502,000 | – | 75,100 | – | 6.85% | – |
| MU | New | MICRON TECHNOLOGY INC | $9,674,000 | – | 175,000 | – | 5.76% | – |
| QQQ | New | INVESCO QQQ TRput | $9,530,000 | – | 34,000 | – | 5.68% | – |
| ARGX | New | ARGENX SEsponsored adr | $9,472,000 | – | 25,000 | – | 5.64% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $8,422,000 | – | 3,850 | – | 5.02% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $7,507,000 | – | 12,700 | – | 4.47% | – |
| XNCR | New | XENCOR INC | $6,837,000 | – | 249,800 | – | 4.07% | – |
| GLD | New | SPDR GOLD TR | $5,475,000 | – | 32,500 | – | 3.26% | – |
| BAC | New | BK OF AMERICA CORP | $4,529,000 | – | 145,500 | – | 2.70% | – |
| IMPL | New | IMPEL PHARMACEUTICALS INC | $4,087,000 | – | 438,566 | – | 2.43% | – |
| AAPL | New | APPLE INC | $3,999,000 | – | 29,250 | – | 2.38% | – |
| ALT | New | ALTIMMUNE INC | $3,922,000 | – | 335,180 | – | 2.34% | – |
| C | New | CITIGROUP INC | $3,679,000 | – | 80,000 | – | 2.19% | – |
| VOO | New | VANGUARD INDEX FDSput | $3,469,000 | – | 10,000 | – | 2.07% | – |
| IAU | New | ISHARES GOLD TRishares new | $3,431,000 | – | 100,000 | – | 2.04% | – |
| INCY | New | INCYTE CORP | $3,343,000 | – | 44,000 | – | 1.99% | – |
| GDX | New | VANECK ETF TRUSTgold miners etf | $3,149,000 | – | 115,000 | – | 1.88% | – |
| ORCL | New | ORACLE CORP | $2,725,000 | – | 39,000 | – | 1.62% | – |
| LLY | New | LILLY ELI & CO | $2,675,000 | – | 8,250 | – | 1.59% | – |
| SGEN | New | SEAGEN INC | $2,654,000 | – | 15,000 | – | 1.58% | – |
| GM | New | GENERAL MTRS CO | $2,382,000 | – | 75,000 | – | 1.42% | – |
| ET | New | ENERGY TRANSFER L P | $2,304,000 | – | 230,900 | – | 1.37% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $2,294,000 | – | 30,000 | – | 1.37% | – |
| TPB | New | TURNING PT BRANDS INC | $2,236,000 | – | 82,436 | – | 1.33% | – |
| XOP | New | SPDR SER TRs&p oilgas exp | $2,091,000 | – | 17,500 | – | 1.24% | – |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $2,077,000 | – | 257,000 | – | 1.24% | – |
| T | New | AT&T INC | $1,991,000 | – | 95,000 | – | 1.19% | – |
| KWEB | New | KRANESHARES TRcsi chi internet | $1,966,000 | – | 60,000 | – | 1.17% | – |
| LNSR | New | LENSAR INC | $1,930,000 | – | 296,523 | – | 1.15% | – |
| PFE | New | PFIZER INC | $1,901,000 | – | 36,250 | – | 1.13% | – |
| PRTA | New | PROTHENA CORP PLC | $1,842,000 | – | 67,856 | – | 1.10% | – |
| GDXJ | New | VANECK ETF TRUSTjuniot gold mine | $1,760,000 | – | 55,000 | – | 1.05% | – |
| F | New | FORD MTR CO DEL | $1,369,000 | – | 123,000 | – | 0.82% | – |
| NFLX | New | NETFLIX INC | $1,364,000 | – | 7,800 | – | 0.81% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $1,254,000 | – | 167,165 | – | 0.75% | – |
| MRVL | New | MARVELL TECHNOLOGY INC | $1,132,000 | – | 26,000 | – | 0.67% | – |
| FB | New | META PLATFORMS INCcl a | $1,101,000 | – | 6,825 | – | 0.66% | – |
| QCOM | New | QUALCOMM INC | $958,000 | – | 7,500 | – | 0.57% | – |
| MU | New | MICRON TECHNOLOGY INCcall | $940,000 | – | 17,000 | – | 0.56% | – |
| GLD | New | SPDR GOLD TRcall | $842,000 | – | 5,000 | – | 0.50% | – |
| SLV | New | ISHARES SILVER TRishares | $839,000 | – | 45,000 | – | 0.50% | – |
| XBI | New | SPDR SER TRs&p biotech | $743,000 | – | 10,000 | – | 0.44% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INC | $729,000 | – | 5,000 | – | 0.43% | – |
| BIF | New | SRH TOTAL RETURN FUND INC | $705,000 | – | 59,000 | – | 0.42% | – |
| PYPL | New | PAYPAL HLDGS INC | $698,000 | – | 10,000 | – | 0.42% | – |
| NOK | New | NOKIA CORPsponsored adr | $692,000 | – | 150,000 | – | 0.41% | – |
| GLD | New | SPDR GOLD TRput | $674,000 | – | 4,000 | – | 0.40% | – |
| CSCO | New | CISCO SYS INC | $640,000 | – | 15,000 | – | 0.38% | – |
| SBUX | New | STARBUCKS CORPcall | $497,000 | – | 6,500 | – | 0.30% | – |
| KWEB | New | KRANESHARES TRcall | $491,000 | – | 15,000 | – | 0.29% | – |
| New | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $408,000 | – | 750,000 | – | 0.24% | – | |
| REGN | New | REGENERON PHARMACEUTICALScall | $355,000 | – | 600 | – | 0.21% | – |
| IBB | New | ISHARES TRishares biotech | $353,000 | – | 3,000 | – | 0.21% | – |
| MU | New | MICRON TECHNOLOGY INCput | $332,000 | – | 6,000 | – | 0.20% | – |
| KIRK | New | KIRKLANDS INC | $315,000 | – | 89,532 | – | 0.19% | – |
| OVID | New | OVID THERAPEUTICS INC | $305,000 | – | 141,701 | – | 0.18% | – |
| BUR | New | BURFORD CAP LTDcall | $303,000 | – | 30,000 | – | 0.18% | – |
| C | New | CITIGROUP INCcall | $299,000 | – | 6,500 | – | 0.18% | – |
| GOOGL | New | ALPHABET INCput | $272,000 | – | 2,500 | – | 0.16% | – |
| PEO | New | ADAM NAT RES FD INC | $263,000 | – | 13,500 | – | 0.16% | – |
| DBA | New | INVESCO DB MULTI-SECTOR COMMagriculture fd | $255,000 | – | 12,500 | – | 0.15% | – |
| CRM | New | SALESFORCE INCcall | $248,000 | – | 1,500 | – | 0.15% | – |
| EQ | New | EQUILLIUM INC | $233,000 | – | 114,027 | – | 0.14% | – |
| AIRT | New | AIR T INC | $225,000 | – | 13,650 | – | 0.13% | – |
| AMRN | New | AMARIN CORP PLCspons adr new | $219,000 | – | 147,000 | – | 0.13% | – |
| KWEB | New | KRANESHARES TRput | $213,000 | – | 6,500 | – | 0.13% | – |
| CRM | New | SALESFORCE INC | $206,000 | – | 1,250 | – | 0.12% | – |
| SLV | New | ISHARES SILVER TRcall | $186,000 | – | 10,000 | – | 0.11% | – |
| New | WARNER BROS DISCOVERY INC | $169,000 | – | 12,581 | – | 0.10% | – | |
| RVNC | New | REVANCE THERAPEUTICS INC | $166,000 | – | 12,000 | – | 0.10% | – |
| PSFE | New | PAYSAFE LIMITEDord | $122,000 | – | 62,500 | – | 0.07% | – |
| JQC | New | NUVEEN CR STRATEGIES INCOME | $78,000 | – | 15,000 | – | 0.05% | – |
| ET | New | ENERGY TRANSFER L Pcall | $45,000 | – | 4,500 | – | 0.03% | – |
| APTX | New | APTINYX INC | $27,000 | – | 48,529 | – | 0.02% | – |
| OCX | New | ONCOCYTE CORP | $23,000 | – | 25,149 | – | 0.01% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OCX | Exit | ONCOCYTE CORP | $0 | – | -12,149 | – | -0.02% | – |
| Exit | VELO3D INC*w exp 12/01/202 | $0 | – | -42,000 | – | -0.03% | – | |
| QTNT | Exit | QUOTIENT LTD | $0 | – | -83,937 | – | -0.09% | – |
| MTNB | Exit | MATINAS BIOPHARMA HLDGS INC | $0 | – | -154,500 | – | -0.09% | – |
| ET | Exit | ENERGY TRANSFER L P | $0 | – | -21,500 | – | -0.09% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -11,000 | – | -0.09% | – |
| LCTX | Exit | LINEAGE CELL THERAPEUTICS IN | $0 | – | -87,000 | – | -0.10% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -5,000 | – | -0.10% | – |
| APTX | Exit | APTINYX INC | $0 | – | -114,000 | – | -0.12% | – |
| AIRT | Exit | AIR T INC | $0 | – | -9,671 | – | -0.12% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INC | $0 | – | -5,000 | – | -0.13% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -10,000 | – | -0.14% | – |
| APTV | Exit | APTIV PLC | $0 | – | -2,250 | – | -0.15% | – |
| INCY | Exit | INCYTE CORPcall | $0 | – | -5,000 | – | -0.15% | – |
| MU | Exit | MICRON TECHNOLOGY INCcall | $0 | – | -5,000 | – | -0.16% | – |
| BOX | Exit | BOX INCcl a | $0 | – | -18,500 | – | -0.19% | – |
| OVID | Exit | OVID THERAPEUTICS INC | $0 | – | -141,701 | – | -0.21% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -12,500 | – | -0.22% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -30,000 | – | -0.24% | – |
| NKTR | Exit | NEKTAR THERAPEUTICS | $0 | – | -31,300 | – | -0.25% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -2,000 | – | -0.25% | – |
| LLY | Exit | LILLY ELI & COcall | $0 | – | -2,500 | – | -0.26% | – |
| DISCA | Exit | DISCOVERY INC | $0 | – | -25,000 | – | -0.28% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -3,500 | – | -0.30% | – |
| ADMS | Exit | ADAMAS PHARMACEUTICALS INC | $0 | – | -140,000 | – | -0.30% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -2,500 | – | -0.31% | – |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -3,500 | – | -0.32% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -3,000 | – | -0.32% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -12,745 | – | -0.34% | – |
| LIT | Exit | GLOBAL X FDSlithium btry etf | $0 | – | -9,500 | – | -0.34% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -160,000 | – | -0.36% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -150,000 | – | -0.36% | – |
| PSFE | Exit | PAYSAFE LIMITEDord | $0 | – | -110,000 | – | -0.38% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -7,500 | – | -0.43% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -300 | – | -0.44% | – |
| PG | Exit | PROCTER AND GAMBLE COput | $0 | – | -7,500 | – | -0.46% | – |
| MRVL | Exit | MARVELL TECHNOLOGY INC | $0 | – | -17,500 | – | -0.47% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -83,000 | – | -0.48% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -7,500 | – | -0.49% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -12,500 | – | -0.54% | – |
| VIR | Exit | VIR BIOTECHNOLOGY INC | $0 | – | -28,000 | – | -0.54% | – |
| EQ | Exit | EQUILLIUM INC | $0 | – | -185,666 | – | -0.56% | – |
| GDXJ | Exit | VANECK ETF TRUSTjunior gold mine | $0 | – | -40,000 | – | -0.68% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INC | $0 | – | -136,501 | – | -0.69% | – |
| T | Exit | AT&T INC | $0 | – | -60,000 | – | -0.72% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -80,000 | – | -0.72% | – |
| AAPL | Exit | APPLE INC | $0 | – | -12,500 | – | -0.78% | – |
| IMPL | Exit | IMPEL NEUROPHARMA INC | $0 | – | -150,000 | – | -0.81% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -132,500 | – | -0.83% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB CO | $0 | – | -32,500 | – | -0.85% | – |
| LNSR | Exit | LENSAR INC | $0 | – | -279,788 | – | -0.94% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -14,500 | – | -0.95% | – |
| SGEN | Exit | SEAGEN INC | $0 | – | -13,500 | – | -1.01% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -11,250 | – | -1.06% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMIC DIVD | $0 | – | -259,000 | – | -1.11% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -11,250 | – | -1.15% | – |
| GLD | Exit | SPDR GOLD TRcall | $0 | – | -16,000 | – | -1.16% | – |
| ALT | Exit | ALTIMMUNE INC | $0 | – | -239,200 | – | -1.19% | – |
| PFE | Exit | PFIZER INC | $0 | – | -65,000 | – | -1.23% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INC | $0 | – | -17,500 | – | -1.46% | – |
| IAU | Exit | ISHARES GOLD TRishares new | $0 | – | -100,000 | – | -1.48% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -40,000 | – | -1.54% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -22,500 | – | -1.63% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -40,000 | – | -1.82% | – |
| PRTA | Exit | PROTHENA CORP PLC | $0 | – | -60,000 | – | -1.89% | – |
| C | Exit | CITIGROUP INC | $0 | – | -65,000 | – | -2.01% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -90,000 | – | -2.09% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -70,000 | – | -2.12% | – |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -101,000 | – | -2.13% | – |
| GDX | Exit | VANECK ETF TRUSTgold miners etf | $0 | – | -175,000 | – | -2.28% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -100,000 | – | -2.38% | – |
| BAC | Exit | BK OF AMERICA CORP | $0 | – | -150,000 | – | -2.81% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -15,500 | – | -2.94% | – |
| XNCR | Exit | XENCOR INC | $0 | – | -230,000 | – | -3.32% | – |
| ARGX | Exit | ARGENX SEsponsored adr | $0 | – | -25,000 | – | -3.33% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -77,750 | – | -3.70% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -16,000 | – | -4.27% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -4,350 | – | -5.12% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -177,500 | – | -5.56% | – |
| ITCI | Exit | INTRA-CELLULAR THERAPIES INC | $0 | – | -379,000 | – | -6.24% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -67,500 | – | -12.79% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $28,967,000 | -52.8% | 67,500 | -53.0% | 12.79% | -41.2% |
| ITCI | Buy | INTRA-CELLULAR THERAPIES INC | $14,129,000 | -7.7% | 379,000 | +1.1% | 6.24% | +15.0% |
| MU | Buy | MICRON TECHNOLOGY INC | $12,599,000 | -12.8% | 177,500 | +4.4% | 5.56% | +8.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $11,594,000 | -28.8% | 4,350 | -33.1% | 5.12% | -11.3% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $9,683,000 | +11.9% | 16,000 | +3.2% | 4.27% | +39.4% |
| ABBV | Buy | ABBVIE INC | $8,387,000 | -3.3% | 77,750 | +1.0% | 3.70% | +20.5% |
| ARGX | Buy | ARGENX SEsponsored adr | $7,550,000 | +25.4% | 25,000 | +25.0% | 3.33% | +56.3% |
| XNCR | Buy | XENCOR INC | $7,512,000 | +10.6% | 230,000 | +16.8% | 3.32% | +37.7% |
| SPY | New | SPDR S&P 500 ETF TRcall | $6,652,000 | – | 15,500 | – | 2.94% | – |
| GDX | Sell | VANECK ETF TRUSTgold miners etf | $5,157,000 | -18.0% | 175,000 | -5.4% | 2.28% | +2.2% |
| TPB | Sell | TURNING PT BRANDS INC | $4,823,000 | -13.8% | 101,000 | -17.4% | 2.13% | +7.4% |
| INCY | Buy | INCYTE CORP | $4,815,000 | -6.2% | 70,000 | +14.8% | 2.12% | +16.9% |
| GM | Sell | GENERAL MTRS CO | $4,744,000 | -19.8% | 90,000 | -10.0% | 2.09% | -0.1% |
| PRTA | Sell | PROTHENA CORP PLC | $4,274,000 | +34.6% | 60,000 | -2.8% | 1.89% | +67.7% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $4,116,000 | -20.3% | 40,000 | -27.3% | 1.82% | -0.7% |
| GLD | Sell | SPDR GOLD TR | $3,695,000 | -31.4% | 22,500 | -30.8% | 1.63% | -14.5% |
| ORCL | Sell | ORACLE CORP | $3,485,000 | -28.4% | 40,000 | -36.0% | 1.54% | -10.8% |
| ALT | Buy | ALTIMMUNE INC | $2,705,000 | +88.4% | 239,200 | +64.1% | 1.19% | +134.6% |
| GLD | Buy | SPDR GOLD TRcall | $2,628,000 | +58.7% | 16,000 | +60.0% | 1.16% | +97.6% |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $2,523,000 | -8.1% | 259,000 | -4.1% | 1.11% | +14.5% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $2,147,000 | -5.3% | 14,500 | +45.0% | 0.95% | +17.9% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $1,923,000 | -28.9% | 32,500 | -19.8% | 0.85% | -11.5% |
| F | Buy | FORD MTR CO DEL | $1,876,000 | +40.3% | 132,500 | +47.2% | 0.83% | +74.7% |
| IMPL | New | IMPEL NEUROPHARMA INC | $1,827,000 | – | 150,000 | – | 0.81% | – |
| AAPL | Buy | APPLE INC | $1,769,000 | +158.2% | 12,500 | +150.0% | 0.78% | +221.4% |
| SLV | Buy | ISHARES SILVER TRishares | $1,642,000 | +13.0% | 80,000 | +33.3% | 0.72% | +40.8% |
| AERI | Buy | AERIE PHARMACEUTICALS INC | $1,556,000 | +6.4% | 136,501 | +49.5% | 0.69% | +32.6% |
| GDXJ | Sell | VANECK ETF TRUSTjunior gold mine | $1,534,000 | -34.4% | 40,000 | -20.0% | 0.68% | -18.2% |
| EQ | Buy | EQUILLIUM INC | $1,266,000 | +177.0% | 185,666 | +139.5% | 0.56% | +245.1% |
| VIR | Buy | VIR BIOTECHNOLOGY INC | $1,219,000 | +113.5% | 28,000 | +132.0% | 0.54% | +166.3% |
| MS | Sell | MORGAN STANLEY | $1,216,000 | -41.1% | 12,500 | -44.4% | 0.54% | -26.5% |
| BABA | Buy | ALIBABA GROUP HLDG LTDcall | $1,110,000 | -11.0% | 7,500 | +36.4% | 0.49% | +10.9% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $1,088,000 | -10.7% | 83,000 | -7.8% | 0.48% | +11.1% |
| MRVL | New | MARVELL TECHNOLOGY INC | $1,055,000 | – | 17,500 | – | 0.47% | – |
| PG | New | PROCTER AND GAMBLE COput | $1,049,000 | – | 7,500 | – | 0.46% | – |
| AMZN | Sell | AMAZON COM INCcall | $986,000 | -73.9% | 300 | -72.7% | 0.44% | -67.6% |
| AMRN | Sell | AMARIN CORP PLCspons adr new | $816,000 | +5.3% | 160,000 | -9.6% | 0.36% | +30.9% |
| LIT | New | GLOBAL X FDSlithium btry etf | $779,000 | – | 9,500 | – | 0.34% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $765,000 | – | 12,745 | – | 0.34% | – |
| LLY | New | LILLY ELI & COcall | $578,000 | – | 2,500 | – | 0.26% | – |
| BIIB | Buy | BIOGEN INC | $566,000 | +63.6% | 2,000 | +100.0% | 0.25% | +103.3% |
| TBT | New | PROSHARES TR | $551,000 | – | 30,000 | – | 0.24% | – |
| VIAC | Buy | VIACOMCBS INCcl b | $494,000 | +9.3% | 12,500 | +25.0% | 0.22% | +36.2% |
| OVID | Buy | OVID THERAPEUTICS INC | $476,000 | -12.8% | 141,701 | +1.4% | 0.21% | +8.8% |
| BOX | Sell | BOX INCcl a | $438,000 | -14.3% | 18,500 | -7.5% | 0.19% | +6.6% |
| MU | Buy | MICRON TECHNOLOGY INCcall | $355,000 | +67.5% | 5,000 | +100.0% | 0.16% | +109.3% |
| INCY | New | INCYTE CORPcall | $344,000 | – | 5,000 | – | 0.15% | – |
| AIRT | Buy | AIR T INC | $277,000 | +29.4% | 9,671 | +11.5% | 0.12% | +60.5% |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $235,000 | – | 5,000 | – | 0.10% | – |
| LCTX | Buy | LINEAGE CELL THERAPEUTICS IN | $219,000 | +3.3% | 87,000 | +16.8% | 0.10% | +29.3% |
| ET | New | ENERGY TRANSFER L P | $206,000 | – | 21,500 | – | 0.09% | – |
| MTNB | Sell | MATINAS BIOPHARMA HLDGS INC | $201,000 | -32.8% | 154,500 | -60.0% | 0.09% | -16.0% |
| QTNT | Sell | QUOTIENT LTD | $196,000 | -46.7% | 83,937 | -16.9% | 0.09% | -33.1% |
| New | VELO3D INC*w exp 12/01/202 | $72,000 | – | 42,000 | – | 0.03% | – | |
| OCX | New | ONCOCYTE CORP | $43,000 | – | 12,149 | – | 0.02% | – |
| SPFRWS | Exit | JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202 | $0 | – | -30,000 | – | -0.02% | – |
| OBSV | Exit | OBSEVA SA | $0 | – | -26,500 | – | -0.03% | – |
| SGMO | Exit | SANGAMO THERAPEUTICS INC | $0 | – | -13,100 | – | -0.06% | – |
| VIAC | Exit | VIACOMCBS INCcall | $0 | – | -5,000 | – | -0.08% | – |
| XLE | Exit | SELECT SECTOR SPDR TRput | $0 | – | -4,500 | – | -0.09% | – |
| MAS | Exit | MASCO CORPcall | $0 | – | -5,000 | – | -0.10% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $0 | – | -2,500 | – | -0.11% | – |
| LIT | Exit | GLOBAL X FDScall | $0 | – | -4,500 | – | -0.12% | – |
| GMAB | Exit | GENMAB A/Ssponsored ads | $0 | – | -10,000 | – | -0.14% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -15,000 | – | -0.14% | – |
| AYX | Exit | ALTERYX INC | $0 | – | -5,000 | – | -0.15% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -1,700 | – | -0.18% | – |
| KWEB | Exit | KRANESHARES TRcsi chi internet | $0 | – | -7,500 | – | -0.18% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -10,000 | – | -0.20% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -5,000 | – | -0.26% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -5,000 | – | -0.29% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -17,500 | – | -0.36% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -6,000 | – | -0.39% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDput | $0 | – | -10,000 | – | -0.43% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -9,000 | – | -0.44% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -25,000 | – | -0.59% | – |
| MU | Exit | MICRON TECHNOLOGY INCput | $0 | – | -20,000 | – | -0.60% | – |
| GLD | Exit | SPDR GOLD TRput | $0 | – | -20,000 | – | -1.17% | – |
| KIN | Exit | KINDRED BIOSCIENCES INC | $0 | – | -362,315 | – | -1.18% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -12,500 | – | -1.57% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRput | $61,427,000 | – | 143,500 | – | 21.76% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $16,291,000 | – | 6,500 | – | 5.77% | – |
| ITCI | New | INTRA CELLULAR THERAPIES INC | $15,308,000 | – | 375,000 | – | 5.42% | – |
| MU | New | MICRON TECHNOLOGY INC | $14,447,000 | – | 170,000 | – | 5.12% | – |
| ABBV | New | ABBVIE INC | $8,673,000 | – | 77,000 | – | 3.07% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $8,657,000 | – | 15,500 | – | 3.07% | – |
| XNCR | New | XENCOR INC | $6,795,000 | – | 197,000 | – | 2.41% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $6,286,000 | – | 185,000 | – | 2.23% | – |
| BAC | New | BK OF AMERICA CORP | $6,185,000 | – | 150,000 | – | 2.19% | – |
| ARGX | New | ARGENX SEsponsored adr | $6,021,000 | – | 20,000 | – | 2.13% | – |
| GM | New | GENERAL MTRS CO | $5,917,000 | – | 100,000 | – | 2.10% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $5,603,000 | – | 100,000 | – | 1.98% | – |
| TPB | New | TURNING PT BRANDS INC | $5,595,000 | – | 122,250 | – | 1.98% | – |
| GLD | New | SPDR GOLD TR | $5,383,000 | – | 32,500 | – | 1.91% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $5,166,000 | – | 55,000 | – | 1.83% | – |
| INCY | New | INCYTE CORP | $5,132,000 | – | 61,000 | – | 1.82% | – |
| ORCL | New | ORACLE CORP | $4,865,000 | – | 62,500 | – | 1.72% | – |
| C | New | CITIGROUP INC | $4,599,000 | – | 65,000 | – | 1.63% | – |
| QQQ | New | INVESCO QQQ TRcall | $4,430,000 | – | 12,500 | – | 1.57% | – |
| AMZN | New | AMAZON COM INCcall | $3,784,000 | – | 1,100 | – | 1.34% | – |
| IAU | New | ISHARES GOLD TRishares new | $3,371,000 | – | 100,000 | – | 1.19% | – |
| KIN | New | KINDRED BIOSCIENCES INC | $3,322,000 | – | 362,315 | – | 1.18% | – |
| GLD | New | SPDR GOLD TRput | $3,313,000 | – | 20,000 | – | 1.17% | – |
| PRTA | New | PROTHENA CORP PLC | $3,175,000 | – | 61,750 | – | 1.12% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INC | $2,967,000 | – | 17,500 | – | 1.05% | – |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $2,746,000 | – | 270,000 | – | 0.97% | – |
| AMGN | New | AMGEN INC | $2,742,000 | – | 11,250 | – | 0.97% | – |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $2,706,000 | – | 40,500 | – | 0.96% | – |
| LLY | New | LILLY ELI & CO | $2,582,000 | – | 11,250 | – | 0.92% | – |
| PFE | New | PFIZER INC | $2,545,000 | – | 65,000 | – | 0.90% | – |
| LNSR | New | LENSAR INC | $2,423,000 | – | 279,788 | – | 0.86% | – |
| GDXJ | New | VANECK VECTORS ETF TRjr gold miners e | $2,338,000 | – | 50,000 | – | 0.83% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $2,268,000 | – | 10,000 | – | 0.80% | – |
| SGEN | New | SEAGEN INC | $2,131,000 | – | 13,500 | – | 0.76% | – |
| MS | New | MORGAN STANLEY | $2,063,000 | – | 22,500 | – | 0.73% | – |
| T | New | AT&T INC | $1,727,000 | – | 60,000 | – | 0.61% | – |
| MU | New | MICRON TECHNOLOGY INCput | $1,700,000 | – | 20,000 | – | 0.60% | – |
| BMY | New | BRISTOL-MYERS SQUIBB COcall | $1,671,000 | – | 25,000 | – | 0.59% | – |
| GLD | New | SPDR GOLD TRcall | $1,656,000 | – | 10,000 | – | 0.59% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $1,462,000 | – | 91,300 | – | 0.52% | – |
| SLV | New | ISHARES SILVER TRishares | $1,453,000 | – | 60,000 | – | 0.52% | – |
| ALT | New | ALTIMMUNE INC | $1,436,000 | – | 145,750 | – | 0.51% | – |
| F | New | FORD MTR CO DEL | $1,337,000 | – | 90,000 | – | 0.47% | – |
| PSFE | New | PAYSAFE LIMITEDord | $1,332,000 | – | 110,000 | – | 0.47% | – |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $1,247,000 | – | 5,500 | – | 0.44% | – |
| AAPL | New | APPLE INCcall | $1,233,000 | – | 9,000 | – | 0.44% | – |
| BIF | New | BOULDER GROWTH & INCOME FD I | $1,219,000 | – | 90,000 | – | 0.43% | – |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDput | $1,202,000 | – | 10,000 | – | 0.43% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $1,102,000 | – | 6,000 | – | 0.39% | – |
| QCOM | New | QUALCOMM INC | $1,072,000 | – | 7,500 | – | 0.38% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $1,021,000 | – | 17,500 | – | 0.36% | – |
| JNJ | New | JOHNSON & JOHNSON | $824,000 | – | 5,000 | – | 0.29% | – |
| NOK | New | NOKIA CORPsponsored adr | $798,000 | – | 150,000 | – | 0.28% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $782,000 | – | 3,500 | – | 0.28% | – |
| AMRN | New | AMARIN CORP PLCspons adr new | $775,000 | – | 177,000 | – | 0.28% | – |
| DISCA | New | DISCOVERY INC | $767,000 | – | 25,000 | – | 0.27% | – |
| ADMS | New | ADAMAS PHARMACEUTICALS INC | $739,000 | – | 140,000 | – | 0.26% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $733,000 | – | 5,000 | – | 0.26% | – |
| BDX | New | BECTON DICKINSON & CO | $730,000 | – | 3,000 | – | 0.26% | – |
| NXPI | New | NXP SEMICONDUCTORS N V | $720,000 | – | 3,500 | – | 0.26% | – |
| AAPL | New | APPLE INC | $685,000 | – | 5,000 | – | 0.24% | – |
| MSFT | New | MICROSOFT CORP | $677,000 | – | 2,500 | – | 0.24% | – |
| VIR | New | VIR BIOTECHNOLOGY INC | $571,000 | – | 12,071 | – | 0.20% | – |
| KSS | New | KOHLS CORP | $551,000 | – | 10,000 | – | 0.20% | – |
| OVID | New | OVID THERAPEUTICS INC | $546,000 | – | 139,701 | – | 0.19% | – |
| NKTR | New | NEKTAR THERAPEUTICS | $537,000 | – | 31,300 | – | 0.19% | – |
| KWEB | New | KRANESHARES TRcsi chi internet | $523,000 | – | 7,500 | – | 0.18% | – |
| BOX | New | BOX INCcl a | $511,000 | – | 20,000 | – | 0.18% | – |
| FDX | New | FEDEX CORPcall | $507,000 | – | 1,700 | – | 0.18% | – |
| EQ | New | EQUILLIUM INC | $457,000 | – | 77,538 | – | 0.16% | – |
| VIAC | New | VIACOMCBS INCcl b | $452,000 | – | 10,000 | – | 0.16% | – |
| AYX | New | ALTERYX INC | $430,000 | – | 5,000 | – | 0.15% | – |
| GMAB | New | GENMAB A/Ssponsored ads | $408,000 | – | 10,000 | – | 0.14% | – |
| NLOK | New | NORTONLIFELOCK INC | $408,000 | – | 15,000 | – | 0.14% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $371,000 | – | 10,000 | – | 0.13% | – |
| QTNT | New | QUOTIENT LTD | $368,000 | – | 101,000 | – | 0.13% | – |
| APTV | New | APTIV PLC | $354,000 | – | 2,250 | – | 0.12% | – |
| BIIB | New | BIOGEN INC | $346,000 | – | 1,000 | – | 0.12% | – |
| ARNA | New | ARENA PHARMACEUTICALS INC | $341,000 | – | 5,000 | – | 0.12% | – |
| LIT | New | GLOBAL X FDScall | $326,000 | – | 4,500 | – | 0.12% | – |
| APTX | New | APTINYX INC | $323,000 | – | 114,000 | – | 0.11% | – |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $300,000 | – | 2,500 | – | 0.11% | – |
| MTNB | New | MATINAS BIOPHARMA HLDGS INC | $299,000 | – | 385,974 | – | 0.11% | – |
| MAS | New | MASCO CORPcall | $295,000 | – | 5,000 | – | 0.10% | – |
| KIRK | New | KIRKLANDS INC | $252,000 | – | 11,000 | – | 0.09% | – |
| XLE | New | SELECT SECTOR SPDR TRput | $242,000 | – | 4,500 | – | 0.09% | – |
| VIAC | New | VIACOMCBS INCcall | $226,000 | – | 5,000 | – | 0.08% | – |
| AIRT | New | AIR T INC | $214,000 | – | 8,673 | – | 0.08% | – |
| LCTX | New | LINEAGE CELL THERAPEUTICS IN | $212,000 | – | 74,500 | – | 0.08% | – |
| MU | New | MICRON TECHNOLOGY INCcall | $212,000 | – | 2,500 | – | 0.08% | – |
| SGMO | New | SANGAMO THERAPEUTICS INC | $157,000 | – | 13,100 | – | 0.06% | – |
| OBSV | New | OBSEVA SA | $80,000 | – | 26,500 | – | 0.03% | – |
| SPFRWS | New | JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202 | $58,000 | – | 30,000 | – | 0.02% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HIL | Exit | HILL INTL INC | $0 | – | -21,700 | – | -0.02% | – |
| VBIV | Exit | VBI VACCINES INC | $0 | – | -26,500 | – | -0.04% | – |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -17,200 | – | -0.05% | – |
| OBSV | Exit | OBSEVA SA | $0 | – | -50,000 | – | -0.06% | – |
| ADMS | Exit | ADAMAS PHARMACEUTICALS INC | $0 | – | -31,236 | – | -0.07% | – |
| STNG | Exit | SCORPIO TANKERS INC | $0 | – | -12,511 | – | -0.07% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -18,000 | – | -0.08% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -10,000 | – | -0.10% | – |
| Exit | KRANESHARES TRcall | $0 | – | -3,000 | – | -0.10% | – | |
| IDRA | Exit | IDERA PHARMACEUTICALS INC | $0 | – | -105,000 | – | -0.12% | – |
| Exit | APPLE INCput | $0 | – | -2,000 | – | -0.12% | – | |
| Exit | ISHARES TRcall | $0 | – | -2,000 | – | -0.14% | – | |
| Exit | BARRICK GOLD CORPcall | $0 | – | -10,000 | – | -0.14% | – | |
| QCOM | Exit | QUALCOMM INC | $0 | – | -2,500 | – | -0.15% | – |
| APTX | Exit | APTINYX INC | $0 | – | -91,800 | – | -0.16% | – |
| Exit | FREEPORT-MCMORAN INCcall | $0 | – | -20,000 | – | -0.16% | – | |
| Exit | NOKIA CORPcall | $0 | – | -86,500 | – | -0.17% | – | |
| CLDR | Exit | CLOUDERA INC | $0 | – | -35,000 | – | -0.20% | – |
| SGMO | Exit | SANGAMO THERAPEUTICS INC | $0 | – | -40,400 | – | -0.20% | – |
| Exit | INTEL CORPcall | $0 | – | -7,500 | – | -0.20% | – | |
| Exit | REGENERON PHARMACEUTICALScall | $0 | – | -700 | – | -0.20% | – | |
| MTNB | Exit | MATINAS BIOPHARMA HLDGS INC | $0 | – | -551,795 | – | -0.22% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -3,500 | – | -0.22% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -12,500 | – | -0.23% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -30,000 | – | -0.24% | – |
| Exit | VANECK VECTORS ETF TRcall | $0 | – | -12,500 | – | -0.25% | – | |
| VXX | Exit | BARCLAYS BANK PLCipth sr b s&p | $0 | – | -20,000 | – | -0.26% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -2,500 | – | -0.27% | – |
| NKTR | Exit | NEKTAR THERAPEUTICS | $0 | – | -31,800 | – | -0.27% | – |
| Exit | MICRON TECHNOLOGY INCcall | $0 | – | -11,500 | – | -0.28% | – | |
| Exit | VERIZON COMMUNICATIONS INCcall | $0 | – | -10,000 | – | -0.30% | – | |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -30,000 | – | -0.32% | – |
| APTV | Exit | APTIV PLC | $0 | – | -7,500 | – | -0.35% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -25,000 | – | -0.38% | – |
| TGT | Exit | TARGET CORP | $0 | – | -5,000 | – | -0.40% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -4,000 | – | -0.44% | – |
| BOX | Exit | BOX INCcl a | $0 | – | -50,000 | – | -0.44% | – |
| VIR | Exit | VIR BIOTECHNOLOGY INC | $0 | – | -26,000 | – | -0.46% | – |
| Exit | ORACLE CORPcall | $0 | – | -15,000 | – | -0.46% | – | |
| GMAB | Exit | GENMAB A/Ssponsored ads | $0 | – | -24,500 | – | -0.46% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -7,500 | – | -0.47% | – |
| AAPL | Exit | APPLE INC | $0 | – | -8,000 | – | -0.47% | – |
| FGEN | Exit | FIBROGEN INC | $0 | – | -24,000 | – | -0.50% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -260,000 | – | -0.52% | – |
| KWEB | Exit | KRANESHARES TRcsi chi internet | $0 | – | -15,000 | – | -0.52% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -249,750 | – | -0.54% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -50,000 | – | -0.55% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -112,793 | – | -0.58% | – |
| INTC | Exit | INTEL CORP | $0 | – | -22,500 | – | -0.60% | – |
| Exit | MICRON TECHNOLOGY INCput | $0 | – | -25,000 | – | -0.60% | – | |
| CSCO | Exit | CISCO SYS INC | $0 | – | -30,000 | – | -0.60% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INC | $0 | – | -16,000 | – | -0.61% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -7,500 | – | -0.64% | – |
| IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -10,000 | – | -0.69% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -13,000 | – | -0.76% | – |
| XLNX | Exit | XILINX INC | $0 | – | -19,750 | – | -1.05% | – |
| ESPR | Exit | ESPERION THERAPEUTICS INC NE | $0 | – | -56,500 | – | -1.07% | – |
| Exit | MICROSOFT CORPput | $0 | – | -10,000 | – | -1.08% | – | |
| AOD | Exit | ABERDEEN TOTAL DYNAMIC DIVD | $0 | – | -286,417 | – | -1.16% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB CO | $0 | – | -41,500 | – | -1.28% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -13,000 | – | -1.30% | – |
| C | Exit | CITIGROUP INC | $0 | – | -65,000 | – | -1.43% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -11,250 | – | -1.46% | – |
| GDXJ | Exit | VANECK VECTORS ETF TRjr gold miners e | $0 | – | -55,000 | – | -1.56% | – |
| FMS | Exit | FRESENIUS MED CARE AG&CO KGAsponsored adr | $0 | – | -72,500 | – | -1.58% | – |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -124,750 | – | -1.78% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -200,000 | – | -1.84% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -64,000 | – | -1.95% | – |
| T | Exit | AT&T INC | $0 | – | -135,000 | – | -1.97% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INC | $0 | – | -27,500 | – | -2.05% | – |
| BAC | Exit | BK OF AMERICA CORP | $0 | – | -167,500 | – | -2.06% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -110,000 | – | -2.20% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -55,000 | – | -2.31% | – |
| Exit | SPDR GOLD TRcall | $0 | – | -28,500 | – | -2.58% | – | |
| ORCL | Exit | ORACLE CORP | $0 | – | -85,000 | – | -2.60% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -60,000 | – | -2.75% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -64,000 | – | -2.87% | – |
| ARGX | Exit | ARGENX SEsponsored adr | $0 | – | -24,000 | – | -3.22% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -12,400 | – | -3.55% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -153,500 | – | -3.69% | – |
| Exit | INVESCO QQQ TRput | $0 | – | -26,000 | – | -3.69% | – | |
| XNCR | Exit | XENCOR INC | $0 | – | -188,500 | – | -3.74% | – |
| ITCI | Exit | INTRA CELLULAR THERAPIES INC | $0 | – | -427,000 | – | -5.60% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -7,600 | – | -5.71% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -63,500 | – | -5.75% | – |
| Exit | SPDR S&P 500 ETF TRput | $0 | – | -45,000 | – | -7.71% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $15,070,000 | +39.6% | 45,000 | +28.6% | 7.71% | +27.6% | |
| GLD | Sell | SPDR GOLD TR | $11,247,000 | -4.0% | 63,500 | -9.3% | 5.75% | -12.3% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $11,169,000 | +18.8% | 7,600 | +14.3% | 5.71% | +8.6% |
| ITCI | Buy | INTRA CELLULAR THERAPIES INC | $10,957,000 | +0.3% | 427,000 | +0.4% | 5.60% | -8.3% |
| XNCR | Sell | XENCOR INC | $7,312,000 | +18.6% | 188,500 | -1.0% | 3.74% | +8.4% |
| Sell | INVESCO QQQ TRput | $7,224,000 | -41.6% | 26,000 | -48.0% | 3.69% | -46.7% | |
| MU | Sell | MICRON TECHNOLOGY INC | $7,208,000 | -11.2% | 153,500 | -2.5% | 3.69% | -18.8% |
| ABBV | Buy | ABBVIE INC | $5,606,000 | -3.5% | 64,000 | +8.2% | 2.87% | -11.8% |
| INCY | Buy | INCYTE CORP | $5,384,000 | -11.5% | 60,000 | +2.6% | 2.75% | -19.1% |
| Buy | SPDR GOLD TRcall | $5,048,000 | +141.3% | 28,500 | +128.0% | 2.58% | +120.4% | |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $4,509,000 | +14.3% | 55,000 | -26.7% | 2.31% | +4.4% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $4,308,000 | +74.0% | 110,000 | +63.0% | 2.20% | +58.9% |
| T | Buy | AT&T INC | $3,849,000 | +1.9% | 135,000 | +8.0% | 1.97% | -7.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $3,807,000 | +20.1% | 64,000 | +11.3% | 1.95% | +9.8% |
| TPB | Buy | TURNING PT BRANDS INC | $3,481,000 | +1332.5% | 124,750 | +1179.5% | 1.78% | +1208.8% |
| FMS | Buy | FRESENIUS MED CARE AG&CO KGAsponsored adr | $3,080,000 | +7.0% | 72,500 | +9.0% | 1.58% | -2.2% |
| GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $3,045,000 | +44.5% | 55,000 | +29.4% | 1.56% | +32.1% |
| AMGN | Sell | AMGEN INC | $2,859,000 | +3.2% | 11,250 | -4.3% | 1.46% | -5.7% |
| SGEN | Sell | SEATTLE GENETICS INC | $2,544,000 | +6.9% | 13,000 | -7.1% | 1.30% | -2.3% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $2,502,000 | +6.4% | 41,500 | +3.8% | 1.28% | -2.8% |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVD | $2,274,000 | +3.6% | 286,417 | +0.5% | 1.16% | -5.3% |
| New | MICROSOFT CORPput | $2,103,000 | – | 10,000 | – | 1.08% | – | |
| ESPR | Buy | ESPERION THERAPEUTICS INC NE | $2,100,000 | -15.6% | 56,500 | +16.5% | 1.07% | -22.9% |
| XLNX | Sell | XILINX INC | $2,059,000 | -7.0% | 19,750 | -12.2% | 1.05% | -15.0% |
| IBB | New | ISHARES TRnasdaq biotech | $1,354,000 | – | 10,000 | – | 0.69% | – |
| LOW | Sell | LOWES COS INC | $1,244,000 | -26.3% | 7,500 | -40.0% | 0.64% | -32.7% |
| CSCO | Buy | CISCO SYS INC | $1,182,000 | +1.4% | 30,000 | +20.0% | 0.60% | -7.4% |
| New | MICRON TECHNOLOGY INCput | $1,174,000 | – | 25,000 | – | 0.60% | – | |
| INTC | Buy | INTEL CORP | $1,165,000 | +29.9% | 22,500 | +50.0% | 0.60% | +18.7% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $1,128,000 | +35.1% | 112,793 | +27.2% | 0.58% | +23.6% |
| SLV | New | ISHARES SILVER TRishares | $1,082,000 | – | 50,000 | – | 0.55% | – |
| AMRN | Buy | AMARIN CORP PLCspons adr new | $1,051,000 | -21.4% | 249,750 | +29.2% | 0.54% | -28.2% |
| KWEB | New | KRANESHARES TRcsi chi internet | $1,023,000 | – | 15,000 | – | 0.52% | – |
| NOK | Buy | NOKIA CORPsponsored adr | $1,017,000 | +7.5% | 260,000 | +20.9% | 0.52% | -1.7% |
| FGEN | Buy | FIBROGEN INC | $987,000 | +156.4% | 24,000 | +152.6% | 0.50% | +134.9% |
| AAPL | Buy | APPLE INC | $926,000 | +26.8% | 8,000 | +300.0% | 0.47% | +15.6% |
| GMAB | Buy | GENMAB A/Ssponsored ads | $897,000 | +111.6% | 24,500 | +96.0% | 0.46% | +93.7% |
| Sell | ORACLE CORPcall | $896,000 | -28.0% | 15,000 | -33.3% | 0.46% | -34.2% | |
| VIR | Buy | VIR BIOTECHNOLOGY INC | $893,000 | +190.9% | 26,000 | +246.7% | 0.46% | +165.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $852,000 | -58.5% | 4,000 | -65.2% | 0.44% | -62.1% |
| GM | New | GENERAL MTRS CO | $740,000 | – | 25,000 | – | 0.38% | – |
| APTV | Sell | APTIV PLC | $688,000 | -11.7% | 7,500 | -25.0% | 0.35% | -19.3% |
| NLOK | Sell | NORTONLIFELOCK INC | $625,000 | -21.2% | 30,000 | -25.0% | 0.32% | -27.9% |
| New | VERIZON COMMUNICATIONS INCcall | $595,000 | – | 10,000 | – | 0.30% | – | |
| Sell | MICRON TECHNOLOGY INCcall | $540,000 | -58.1% | 11,500 | -54.0% | 0.28% | -61.7% | |
| NKTR | Sell | NEKTAR THERAPEUTICS | $528,000 | -47.0% | 31,800 | -26.0% | 0.27% | -51.5% |
| VXX | New | BARCLAYS BANK PLCipth sr b s&p | $498,000 | – | 20,000 | – | 0.26% | – |
| Sell | VANECK VECTORS ETF TRcall | $490,000 | -40.6% | 12,500 | -44.4% | 0.25% | -45.7% | |
| FCX | New | FREEPORT-MCMORAN INCcl b | $469,000 | – | 30,000 | – | 0.24% | – |
| MTNB | Sell | MATINAS BIOPHARMA HLDGS INC | $423,000 | -3.0% | 551,795 | -2.1% | 0.22% | -11.5% |
| New | REGENERON PHARMACEUTICALScall | $392,000 | – | 700 | – | 0.20% | – | |
| New | INTEL CORPcall | $388,000 | – | 7,500 | – | 0.20% | – | |
| SGMO | Sell | SANGAMO THERAPEUTICS INC | $382,000 | -39.5% | 40,400 | -42.6% | 0.20% | -44.8% |
| CLDR | New | CLOUDERA INC | $381,000 | – | 35,000 | – | 0.20% | – |
| New | FREEPORT-MCMORAN INCcall | $313,000 | – | 20,000 | – | 0.16% | – | |
| APTX | Sell | APTINYX INC | $310,000 | -30.3% | 91,800 | -14.0% | 0.16% | -36.1% |
| QCOM | Sell | QUALCOMM INC | $294,000 | -35.5% | 2,500 | -50.0% | 0.15% | -41.2% |
| New | BARRICK GOLD CORPcall | $281,000 | – | 10,000 | – | 0.14% | – | |
| New | ISHARES TRcall | $271,000 | – | 2,000 | – | 0.14% | – | |
| New | APPLE INCput | $232,000 | – | 2,000 | – | 0.12% | – | |
| IDRA | Sell | IDERA PHARMACEUTICALS INC | $225,000 | +17.2% | 105,000 | -2.0% | 0.12% | +7.5% |
| New | KRANESHARES TRcall | $205,000 | – | 3,000 | – | 0.10% | – | |
| KSS | New | KOHLS CORP | $185,000 | – | 10,000 | – | 0.10% | – |
| KIRK | Sell | KIRKLANDS INC | $148,000 | -66.8% | 18,000 | -89.1% | 0.08% | -69.6% |
| STNG | New | SCORPIO TANKERS INC | $138,000 | – | 12,511 | – | 0.07% | – |
| OBSV | New | OBSEVA SA | $124,000 | – | 50,000 | – | 0.06% | – |
| VBIV | New | VBI VACCINES INC | $76,000 | – | 26,500 | – | 0.04% | – |
| HIL | New | HILL INTL INC | $29,000 | – | 21,700 | – | 0.02% | – |
| Exit | KOHLS CORcall | $0 | – | -10,000 | – | -0.12% | – | |
| Exit | INTRA CELLULAR THERAPIES INCcall | $0 | – | -10,000 | – | -0.14% | – | |
| Exit | CISCO SYS INCcall | $0 | – | -10,000 | – | -0.26% | – | |
| Exit | ORACLE CORPput | $0 | – | -10,000 | – | -0.31% | – | |
| Exit | CITIGROUP INCput | $0 | – | -15,000 | – | -0.43% | – | |
| Exit | INCYTE CORPcall | $0 | – | -10,000 | – | -0.58% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | INVESCO QQQ TRput | $12,380,000 | – | 50,000 | – | 6.93% | – | |
| GLD | New | SPDR GOLD TRUST | $11,716,000 | – | 70,000 | – | 6.56% | – |
| ITCI | New | INTRA CELLULAR THERAPIES INC | $10,923,000 | – | 425,500 | – | 6.11% | – |
| New | SPDR S&P 500 ETF TRput | $10,793,000 | – | 35,000 | – | 6.04% | – | |
| GOOG | New | ALPHABET INCcap stk cl c | $9,401,000 | – | 6,650 | – | 5.26% | – |
| MU | New | MICRON TECHNOLOGY INC | $8,114,000 | – | 157,500 | – | 4.54% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $7,733,000 | – | 12,400 | – | 4.33% | – |
| XNCR | New | XENCOR INC | $6,166,000 | – | 190,367 | – | 3.45% | – |
| INCY | New | INCYTE CORP | $6,082,000 | – | 58,500 | – | 3.40% | – |
| ABBV | New | ABBVIE INC | $5,807,000 | – | 59,150 | – | 3.25% | – |
| ARGX | New | ARGENX SEsponsored adr | $5,406,000 | – | 24,000 | – | 3.02% | – |
| ORCL | New | ORACLE CORP | $4,698,000 | – | 85,000 | – | 2.63% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INC | $4,073,000 | – | 27,500 | – | 2.28% | – |
| BAC | New | BK OF AMERICA CORP | $3,978,000 | – | 167,500 | – | 2.23% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $3,946,000 | – | 75,000 | – | 2.21% | – |
| T | New | AT&T INC | $3,779,000 | – | 125,000 | – | 2.12% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $3,398,000 | – | 200,000 | – | 1.90% | – |
| C | New | CITIGROUP INC | $3,322,000 | – | 65,000 | – | 1.86% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $3,170,000 | – | 57,500 | – | 1.77% | – |
| FMS | New | FRESENIUS MED CARE AG&CO KGAsponsored adr | $2,878,000 | – | 66,500 | – | 1.61% | – |
| AMGN | New | AMGEN INC | $2,771,000 | – | 11,750 | – | 1.55% | – |
| ESPR | New | ESPERION THERAPEUTICS INC NE | $2,489,000 | – | 48,500 | – | 1.39% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $2,476,000 | – | 67,500 | – | 1.39% | – |
| SGEN | New | SEATTLE GENETICS INC | $2,379,000 | – | 14,000 | – | 1.33% | – |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $2,352,000 | – | 40,000 | – | 1.32% | – |
| XLNX | New | XILINX INC | $2,214,000 | – | 22,500 | – | 1.24% | – |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $2,194,000 | – | 284,917 | – | 1.23% | – |
| GDXJ | New | VANECK VECTORS ETF TRjr gold miners e | $2,107,000 | – | 42,500 | – | 1.18% | – |
| New | SPDR GOLD TRUSTcall | $2,092,000 | – | 12,500 | – | 1.17% | – | |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $2,053,000 | – | 11,500 | – | 1.15% | – |
| LOW | New | LOWES COS INC | $1,689,000 | – | 12,500 | – | 0.94% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $1,459,000 | – | 13,000 | – | 0.82% | – |
| AMRN | New | AMARIN CORP PLCspons adr new | $1,337,000 | – | 193,250 | – | 0.75% | – |
| New | MICRON TECHNOLOGY INCcall | $1,288,000 | – | 25,000 | – | 0.72% | – | |
| New | ORACLE CORPcall | $1,244,000 | – | 22,500 | – | 0.70% | – | |
| CSCO | New | CISCO SYS INC | $1,166,000 | – | 25,000 | – | 0.65% | – |
| New | INCYTE CORPcall | $1,040,000 | – | 10,000 | – | 0.58% | – | |
| BOX | New | BOX INCcl a | $1,038,000 | – | 50,000 | – | 0.58% | – |
| ARNA | New | ARENA PHARMACEUTICALS INC | $1,007,000 | – | 16,000 | – | 0.56% | – |
| NKTR | New | NEKTAR THERAPEUTICS | $996,000 | – | 43,000 | – | 0.56% | – |
| NOK | New | NOKIA CORPsponsored adr | $946,000 | – | 215,000 | – | 0.53% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $906,000 | – | 7,500 | – | 0.51% | – |
| INTC | New | INTEL CORP | $897,000 | – | 15,000 | – | 0.50% | – |
| BIF | New | BOULDER GROWTH & INCOME FD I | $835,000 | – | 88,683 | – | 0.47% | – |
| New | VANECK VECTORS ETF TRcall | $825,000 | – | 22,500 | – | 0.46% | – | |
| NLOK | New | NORTONLIFELOCK INC | $793,000 | – | 40,000 | – | 0.44% | – |
| APTV | New | APTIV PLC | $779,000 | – | 10,000 | – | 0.44% | – |
| New | CITIGROUP INCput | $767,000 | – | 15,000 | – | 0.43% | – | |
| AAPL | New | APPLE INC | $730,000 | – | 2,000 | – | 0.41% | – |
| SGMO | New | SANGAMO THERAPEUTICS INC | $631,000 | – | 70,400 | – | 0.35% | – |
| TGT | New | TARGET CORP | $600,000 | – | 5,000 | – | 0.34% | – |
| New | ORACLE CORPput | $553,000 | – | 10,000 | – | 0.31% | – | |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $530,000 | – | 12,500 | – | 0.30% | – |
| MSFT | New | MICROSOFT CORP | $509,000 | – | 2,500 | – | 0.28% | – |
| New | CISCO SYS INCcall | $466,000 | – | 10,000 | – | 0.26% | – | |
| QCOM | New | QUALCOMM INC | $456,000 | – | 5,000 | – | 0.26% | – |
| KIRK | New | KIRKLANDS INC | $446,000 | – | 164,693 | – | 0.25% | – |
| APTX | New | APTINYX INC | $445,000 | – | 106,800 | – | 0.25% | – |
| MTNB | New | MATINAS BIOPHARMA HLDGS INC | $436,000 | – | 563,795 | – | 0.24% | – |
| GMAB | New | GENMAB A/Ssponsored ads | $424,000 | – | 12,500 | – | 0.24% | – |
| NXPI | New | NXP SEMICONDUCTORS N V | $399,000 | – | 3,500 | – | 0.22% | – |
| FGEN | New | FIBROGEN INC | $385,000 | – | 9,500 | – | 0.22% | – |
| New | NOKIA CORPcall | $381,000 | – | 86,500 | – | 0.21% | – | |
| VIR | New | VIR BIOTECHNOLOGY INC | $307,000 | – | 7,500 | – | 0.17% | – |
| New | INTRA CELLULAR THERAPIES INCcall | $257,000 | – | 10,000 | – | 0.14% | – | |
| TPB | New | TURNING PT BRANDS INC | $243,000 | – | 9,750 | – | 0.14% | – |
| New | KOHLS CORcall | $208,000 | – | 10,000 | – | 0.12% | – | |
| IDRA | New | IDERA PHARMACEUTICALS INC | $192,000 | – | 107,181 | – | 0.11% | – |
| ET | New | ENERGY TRANSFER LP | $122,000 | – | 17,200 | – | 0.07% | – |
| ADMS | New | ADAMAS PHARMACEUTICALS INC | $80,000 | – | 31,236 | – | 0.04% | – |