$1.04 Billion is the total value of III Capital Management's 145 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 48.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PALO ALTO NETWORKS INCnote 0.750% 07/01/23 | $101,853,000 | +222.0% | 54,911,000 | +225.8% | 9.77% | +233.7% | |
| Buy | LIVE NATION ENTERTAINMENT INnote 2.500% 03/15/23 | $45,036,000 | +28.5% | 38,059,000 | +40.7% | 4.32% | +33.1% | |
| Buy | FTI CONSULTING INCnote 2.000% 08/15/23 | $44,444,000 | +22.9% | 26,920,000 | +34.1% | 4.26% | +27.4% | |
| Buy | WORKIVA INCnote 1.125% 08/15/26 | $43,771,000 | +19.2% | 36,994,000 | +9.1% | 4.20% | +23.5% | |
| New | CNX RES CORPnote 2.250% 05/01/26 | $43,589,000 | – | 31,368,000 | +100.0% | 4.18% | – | |
| New | ZSCALER INCnote 0.125% 07/01/25 | $43,477,000 | – | 33,941,000 | +100.0% | 4.17% | – | |
| Buy | ZENDESK INCnote 0.625% 06/15/25 | $39,832,000 | +41.6% | 40,500,000 | +39.7% | 3.82% | +46.8% | |
| Sell | OMNICELL COMnote 0.250% 09/15/25 | $34,042,000 | -32.5% | 32,000,000 | -19.0% | 3.26% | -30.0% | |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTInote 0.875% 01/01/27 | $33,089,000 | +39.3% | 25,871,000 | +37.5% | 3.17% | +44.4% | |
| Sell | BLACKLINE INCnote 0.125% 08/01/24 | $33,010,000 | -21.2% | 31,797,000 | -16.2% | 3.16% | -18.3% | |
| Buy | SNAP INCnote 0.250% 05/01/25 | $30,871,000 | +59.6% | 33,529,000 | +72.1% | 2.96% | +65.5% | |
| New | PALO ALTO NETWORKS INCnote 0.375% 06/01/25 | $29,617,000 | – | 17,500,000 | +100.0% | 2.84% | – | |
| Buy | GRANITE CONSTR INCnote 2.750% 11/01/24 | $24,649,000 | -0.5% | 24,000,000 | +6.7% | 2.36% | +3.2% | |
| Buy | RAPID7 INCnote 2.250% 05/01/25 | $24,386,000 | +25.0% | 24,250,000 | +59.0% | 2.34% | +29.5% | |
| Sell | INSIGHT ENTERPRISES INCnote 0.750% 02/15/25 | $24,177,000 | -46.5% | 18,795,000 | -44.4% | 2.32% | -44.5% | |
| Sell | DISH NETWORK CORPORATIONnote 0.000% 12/15/25 | $23,042,000 | -12.9% | 35,000,000 | -6.7% | 2.21% | -9.7% | |
| Buy | ENVISTA HOLDINGS CORPORATIONnote 2.375% 06/01/25 | $22,617,000 | +53.5% | 13,700,000 | +77.9% | 2.17% | +59.1% | |
| Buy | WINNEBAGO INDS INCnote 1.500% 04/01/25 | $22,060,000 | +58.7% | 21,002,000 | +55.5% | 2.12% | +64.5% | |
| Buy | PURE STORAGE INCnote 0.125% 04/15/23 | $21,569,000 | +1436.3% | 19,050,000 | +1424.0% | 2.07% | +1490.8% | |
| New | ZILLOW GROUP INCnote 0.750% 09/01/24 | $21,406,000 | – | 21,500,000 | +100.0% | 2.05% | – | |
| Buy | MONGODB INCnote 0.250% 01/15/26 | $19,743,000 | -11.3% | 16,903,000 | +6.6% | 1.89% | -8.0% | |
| New | ENPHASE ENERGY INCnote 0.000% 03/01/26 | $19,652,000 | – | 17,000,000 | +100.0% | 1.88% | – | |
| New | NATERA INCnote 2.250% 05/01/27 | $13,629,000 | – | 10,000,000 | +100.0% | 1.31% | – | |
| Sell | MIDDLEBY CORPnote 1.000% 09/01/25 | $13,447,000 | -52.1% | 11,750,000 | -52.5% | 1.29% | -50.3% | |
| Sell | DROPBOX INCnote 0.000% 03/01/28 | $12,977,000 | -10.3% | 15,142,000 | -7.8% | 1.24% | -7.0% | |
| New | ETSY INCnote 0.125% 10/01/26 | $12,720,000 | – | 9,500,000 | +100.0% | 1.22% | – | |
| Buy | NRG ENERGY INCnote 2.750% 06/01/48 | $12,663,000 | +56.0% | 11,768,000 | +56.9% | 1.21% | +61.7% | |
| Sell | SILICON LABORATORIES INCnote 0.625% 06/15/25 | $12,130,000 | -37.6% | 10,216,000 | -31.9% | 1.16% | -35.4% | |
| RBC BEARINGS INC5% cnv pfd sr a | $11,933,000 | +8.0% | 115,000 | 0.0% | 1.14% | +11.9% | ||
| Buy | UNDER ARMOUR INCnote 1.500% 06/01/24 | $11,663,000 | +16.6% | 12,000,000 | +26.3% | 1.12% | +20.7% | |
| Sell | BOX INCnote 0.000% 01/15/26 | $11,385,000 | -35.5% | 10,300,000 | -33.5% | 1.09% | -33.1% | |
| AQNU | ALGONQUIN PWR UTILS CORPunit 06/15/2024 | $10,310,000 | -14.2% | 274,510 | 0.0% | 0.99% | -11.1% | |
| New | ATI INCnote 3.500% 06/15/25 | $10,158,000 | – | 5,550,000 | +100.0% | 0.97% | – | |
| BYND | BEYOND MEAT INCput | $8,889,000 | +13.8% | 2,236 | 0.0% | 0.85% | +17.8% | |
| Buy | SABRE GLBL INCnote 4.000% 04/15/25 | $8,852,000 | +4.4% | 9,265,000 | +13.5% | 0.85% | +8.3% | |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $8,476,000 | – | 112,000 | +100.0% | 0.81% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 05/01/25 | $8,161,000 | – | 8,000,000 | +100.0% | 0.78% | – | |
| Sell | CABLE ONE INCnote 0.000% 03/15/26 | $8,042,000 | -27.9% | 10,500,000 | -22.2% | 0.77% | -25.3% | |
| PANDORA MEDIA INCnote 1.750% 12/01/23 | $7,384,000 | -4.0% | 7,000,000 | 0.0% | 0.71% | -0.6% | ||
| Buy | BEYOND MEAT INCnote 0.000% 03/15/27 | $7,255,000 | -6.2% | 23,038,000 | +15.0% | 0.70% | -2.7% | |
| Buy | INNOVIVA INCnote 2.500% 08/15/25 | $6,276,000 | +43.1% | 6,500,000 | +62.5% | 0.60% | +48.3% | |
| New | DYNAVAX TECHNOLOGIES CORPnote 2.500% 05/15/26 | $5,063,000 | – | 4,000,000 | +100.0% | 0.49% | – | |
| Buy | REDFIN CORPnote 0.000% 10/15/25 | $4,983,000 | +40.9% | 8,500,000 | +41.7% | 0.48% | +46.2% | |
| GROUPON INCnote 1.125% 03/15/26 | $4,177,000 | +0.0% | 6,500,000 | 0.0% | 0.40% | +3.9% | ||
| Sell | Q2 HLDGS INCnote 0.125% 11/15/25 | $4,061,000 | -27.9% | 5,000,000 | -28.6% | 0.39% | -25.3% | |
| Sell | MICROSTRATEGY INCnote 0.750% 12/15/25 | $3,793,000 | -11.7% | 5,020,000 | -28.5% | 0.36% | -8.3% | |
| Sell | ZILLOW GROUP INCnote 1.375% 09/01/26 | $3,784,000 | -85.0% | 3,885,000 | -84.5% | 0.36% | -84.4% | |
| LSXMA | LIBERTY MEDIA CORP DEL | $3,007,000 | +5.6% | 79,000 | 0.0% | 0.29% | +9.5% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,986,000 | -28.3% | 31,060 | +1532.2% | 0.29% | -25.7% |
| SNAP INCnote 0.000% 05/01/27 | $2,779,000 | -1.8% | 4,000,000 | 0.0% | 0.27% | +1.5% | ||
| ACROU | ACROPOLIS INFRASTRUCTURE ACQunit 99/99/9999 | $2,635,000 | +0.3% | 269,475 | 0.0% | 0.25% | +4.1% | |
| SHYF | Buy | SHYFT GROUP INC | $2,565,000 | +52.5% | 125,568 | +38.7% | 0.25% | +57.7% |
| Buy | SHAKE SHACK INCnote 0.000% 03/01/28 | $2,359,000 | +16.9% | 3,500,000 | +16.7% | 0.23% | +20.9% | |
| ALNY | New | ALNYLAM PHARMACEUTICALS INC | $2,261,000 | – | 11,300 | +100.0% | 0.22% | – |
| Sell | CABLE ONE INCnote 1.125% 03/15/28 | $2,183,000 | -29.4% | 3,010,000 | -18.2% | 0.21% | -26.9% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $2,091,000 | +11.9% | 74,519 | +15.5% | 0.20% | +16.2% |
| New | VERINT SYSTEMS INCnote 0.250% 04/15/26 | $2,095,000 | – | 2,500,000 | +100.0% | 0.20% | – | |
| BLEUACACIA LTDunit 10/30/2026 | $1,992,000 | +0.1% | 200,000 | 0.0% | 0.19% | +3.8% | ||
| MHO | Buy | M/I HOMES INC | $1,630,000 | +2.8% | 45,000 | +12.5% | 0.16% | +6.1% |
| EOCWU | ELLIOTT OPPORTUNITY II CORPunit 99/99/9999 | $1,582,000 | +0.8% | 160,305 | 0.0% | 0.15% | +4.8% | |
| BURTECH ACQUISITION CORPunit 12/10/2026 | $1,497,000 | -2.2% | 150,000 | 0.0% | 0.14% | +1.4% | ||
| AETHERIUM ACQUISITION CORPunit 12/21/2026 | $1,501,000 | -0.1% | 150,000 | 0.0% | 0.14% | +3.6% | ||
| BYD | Sell | BOYD GAMING CORP | $1,286,000 | -24.0% | 27,000 | -20.6% | 0.12% | -21.2% |
| BYND | Buy | BEYOND MEAT INC | $1,149,000 | -18.0% | 81,100 | +38.4% | 0.11% | -15.4% |
| WILLIAMS ROWLAND ACQUISITIONunit 99/99/9999 | $1,111,000 | +0.9% | 110,000 | 0.0% | 0.11% | +4.9% | ||
| BKNG | New | BOOKING HOLDINGS INC | $1,068,000 | – | 650 | +100.0% | 0.10% | – |
| OMNILIT ACQUISITION CORPunit 11/08/2026 | $1,060,000 | +0.7% | 105,000 | 0.0% | 0.10% | +5.2% | ||
| CAR | Buy | AVIS BUDGET GROUP | $1,039,000 | +253.4% | 7,000 | +250.0% | 0.10% | +270.4% |
| VAC | New | MARRIOTT VACATIONS WORLDWIDE | $1,035,000 | – | 8,500 | +100.0% | 0.10% | – |
| SHUAA PARTNERS ACQUISTN CORPunit 02/24/2027 | $1,015,000 | +1.0% | 100,000 | 0.0% | 0.10% | +4.3% | ||
| UTA ACQUISITION CORPORATIONunit 12/01/2026 | $1,011,000 | -1.8% | 100,000 | 0.0% | 0.10% | +2.1% | ||
| CARTICA ACQUISITION CORPunit 04/30/2028 | $1,014,000 | +0.9% | 100,000 | 0.0% | 0.10% | +4.3% | ||
| NUBIA BRAND INTERNATIONAL COunit 11/16/2026 | $1,011,000 | +1.1% | 100,000 | 0.0% | 0.10% | +4.3% | ||
| HNR ACQUISITION CORP | $1,002,000 | +0.6% | 100,000 | 0.0% | 0.10% | +4.3% | ||
| WORLD QUANTUM GROWTH ACQUISIunit 99/99/9999 | $1,005,000 | +1.0% | 100,000 | 0.0% | 0.10% | +4.3% | ||
| INFINITE ACQUISITION CORPunit 99/99/9999 | $1,003,000 | +0.3% | 100,000 | 0.0% | 0.10% | +3.2% | ||
| OPY ACQUISITION CORP Iunit 09/22/2026 | $994,000 | +0.2% | 100,000 | 0.0% | 0.10% | +3.3% | ||
| CZR | Buy | CAESARS ENTERTAINMENT INC NE | $991,000 | +19.1% | 30,744 | +41.4% | 0.10% | +23.4% |
| AIMFINITY INVESTMENT CORP Iunit 02/01/2029 | $990,000 | +0.4% | 100,000 | 0.0% | 0.10% | +4.4% | ||
| Sell | GSR II METEORA ACQUISITN CORunit 02/24/2027 | $927,000 | -7.1% | 90,000 | -10.0% | 0.09% | -3.3% | |
| Sell | GOGREEN INVESTMENTS CORPunit 99/99/9999 | $916,000 | -9.3% | 90,000 | -10.0% | 0.09% | -5.4% | |
| REALOGY GRP LLC/REALOGY COnote 0.250% 06/15/26 | $878,000 | -4.8% | 1,250,000 | 0.0% | 0.08% | -1.2% | ||
| CORSU | CORSAIR PARTNERING CORPunit 99/99/9999 | $804,000 | +0.6% | 81,628 | 0.0% | 0.08% | +4.1% | |
| FUTURETECH II ACQUISITION COunit 12/23/2022 | $803,000 | +0.2% | 80,000 | 0.0% | 0.08% | +4.1% | ||
| LAMF GLOBAL VENTURES CORP Iunit 11/05/2026 | $756,000 | +1.3% | 75,000 | 0.0% | 0.07% | +4.3% | ||
| AURA FAT PROJS ACQUISITION Cunit 03/31/2027 | $756,000 | +1.6% | 75,000 | 0.0% | 0.07% | +4.3% | ||
| PORTAGE FINTECH ACQUISITN COunit 07/08/2026 | $674,000 | +0.3% | 69,000 | 0.0% | 0.06% | +4.8% | ||
| GENESIS UNICORN CAPITAL CORPunit 06/30/2026 | $664,000 | -1.6% | 66,400 | 0.0% | 0.06% | +3.2% | ||
| New | PONO CAP TWO INCunit 07/31/2027 | $658,000 | – | 65,000 | +100.0% | 0.06% | – | |
| HCNEU | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $619,000 | -2.2% | 63,316 | 0.0% | 0.06% | 0.0% | |
| LQD | Buy | ISHARES TRput | $569,000 | +33.9% | 11,500 | +76.9% | 0.06% | +41.0% |
| ICONIC SPORTS ACQUISITION COunit 99/99/9999 | $563,000 | +0.9% | 55,481 | 0.0% | 0.05% | +3.8% | ||
| UNIT | Buy | UNITI GROUP INCput | $566,000 | +272.4% | 3,200 | +220.0% | 0.05% | +285.7% |
| RCL | Sell | ROYAL CARIBBEAN GROUP | $553,000 | -35.6% | 14,615 | -40.6% | 0.05% | -32.9% |
| JUGGU | JAWS JUGGERNAUT ACQUISITN COunit 06/17/2026 | $535,000 | +0.8% | 54,355 | 0.0% | 0.05% | +4.1% | |
| BILANDER ACQUISITION CORPunit 05/19/2026 | $525,000 | 0.0% | 53,895 | 0.0% | 0.05% | +2.0% | ||
| APX ACQUISITION CORP Iunit 12/07/2026 | $506,000 | +5.0% | 50,000 | 0.0% | 0.05% | +8.9% | ||
| INVESTCORP EUROPE ACQUISITIOunit 12/15/2026 | $506,000 | +1.0% | 50,000 | 0.0% | 0.05% | +6.5% | ||
| JACKSON ACQUISITION COunit 99/99/9999 | $499,000 | +0.8% | 50,000 | 0.0% | 0.05% | +4.3% | ||
| LF CAPITAL ACQUISITION CORPunit 05/15/2028 | $503,000 | +0.8% | 50,000 | 0.0% | 0.05% | +4.3% | ||
| PROOF ACQUISITION CORP Iunit 99/99/9999 | $503,000 | +1.6% | 50,000 | 0.0% | 0.05% | +4.3% | ||
| VMG CONSUMER ACQUISITION CORunit 11/08/2026 | $500,000 | +0.4% | 50,000 | 0.0% | 0.05% | +4.3% | ||
| CACTUS ACQUISITION CORP 1 LTunit 08/17/2028 | $503,000 | +0.8% | 49,990 | 0.0% | 0.05% | +4.3% | ||
| VISCOGLIOSI BROS ACQUISTN COunit 03/18/2027 | $497,000 | +0.4% | 50,000 | 0.0% | 0.05% | +4.3% | ||
| EVEREST CONSOLIDATOR ACQ CORunit 99/99/9999 | $503,000 | 0.0% | 50,000 | 0.0% | 0.05% | +2.1% | ||
| New | DRAFTKINGS INC NEW | $454,000 | – | 30,000 | +100.0% | 0.04% | – | |
| DENALI CAPITAL ACQUISITN CORunit 03/28/2027 | $452,000 | +0.9% | 45,000 | 0.0% | 0.04% | +4.9% | ||
| BANYAN ACQUISITION CORPORATIunit 09/30/2028 | $450,000 | -0.4% | 45,000 | 0.0% | 0.04% | +2.4% | ||
| ASO | Sell | ACADEMY SPORTS & OUTDOORS IN | $430,000 | -36.3% | 10,200 | -46.3% | 0.04% | -33.9% |
| LUV | New | SOUTHWEST AIRLS CO | $431,000 | – | 14,000 | +100.0% | 0.04% | – |
| TOL | TOLL BROTHERS INC | $420,000 | -5.8% | 10,000 | 0.0% | 0.04% | -2.4% | |
| COUNTER PRESS ACQUISITION COunit 02/07/2027 | $395,000 | +0.8% | 39,300 | 0.0% | 0.04% | +5.6% | ||
| PHM | PULTE GROUP INC | $355,000 | -5.3% | 9,476 | 0.0% | 0.03% | -2.9% | |
| GPRO | New | GOPRO INCcl a | $345,000 | – | 70,000 | +100.0% | 0.03% | – |
| SKYAU | SKYDECK ACQUISITION CORPunit 05/13/2026 | $273,000 | +1.5% | 27,585 | 0.0% | 0.03% | +4.0% | |
| EGGFU | EG ACQUISITION CORPunit 99/99/9999 | $270,000 | -1.5% | 27,597 | 0.0% | 0.03% | +4.0% | |
| BKNG | New | BOOKING HOLDINGS INCcall | $262,000 | – | 45 | +100.0% | 0.02% | – |
| Sell | AP ACQUISITION CORPunit 99/99/9999 | $262,000 | -62.8% | 25,800 | -63.1% | 0.02% | -61.5% | |
| 7 ACQUISITION CORPORATIONunit 11/05/2026 | $253,000 | +1.6% | 25,000 | 0.0% | 0.02% | +4.3% | ||
| INVESTCORP INDIA ACQUISTN COunit 06/01/2028 | $252,000 | +0.4% | 25,000 | 0.0% | 0.02% | +4.3% | ||
| New | EMBRACE CHANGE ACQUISITN CORunit 03/17/2027 | $242,000 | – | 24,000 | +100.0% | 0.02% | – | |
| GAMCU | GOLDEN ARROW MERGER CORPunit 07/31/2026 | $183,000 | 0.0% | 18,740 | 0.0% | 0.02% | +5.9% | |
| BATH & BODY WORKS INC | $168,000 | +20.9% | 5,168 | 0.0% | 0.02% | +23.1% | ||
| RWT | New | REDWOOD TR INC | $172,000 | – | 30,000 | +100.0% | 0.02% | – |
| INVH | New | INVITATION HOMES INC | $168,000 | – | 5,000 | +100.0% | 0.02% | – |
| ARCC | Buy | ARES CAPITAL CORPcall | $156,000 | +19.1% | 2,500 | +66.7% | 0.02% | +25.0% |
| DISH | New | DISH NETWORK CORPORATIONput | $153,000 | – | 1,500 | +100.0% | 0.02% | – |
| IEF | New | ISHARES TRcall | $143,000 | – | 1,000 | +100.0% | 0.01% | – |
| WDC | WESTERN DIGITAL CORP. | $133,000 | -27.3% | 4,100 | 0.0% | 0.01% | -23.5% | |
| RWT | Buy | REDWOOD TR INCput | $106,000 | +103.8% | 2,500 | +66.7% | 0.01% | +100.0% |
| BMRN | BIOMARIN PHARMACEUTICAL INCcall | $101,000 | -34.4% | 400 | 0.0% | 0.01% | -28.6% | |
| AAL | AMERICAN AIRLS GROUP INCput | $73,000 | -39.2% | 2,500 | 0.0% | 0.01% | -36.4% | |
| INVH | INVITATION HOMES INCput | $58,000 | -10.8% | 500 | 0.0% | 0.01% | 0.0% | |
| SDC | New | SMILEDIRECTCLUB INCput | $67,000 | – | 500 | +100.0% | 0.01% | – |
| LUV | New | SOUTHWEST AIRLS COcall | $55,000 | – | 1,050 | +100.0% | 0.01% | – |
| SDC | New | SMILEDIRECTCLUB INC | $45,000 | – | 50,000 | +100.0% | 0.00% | – |
| VICTORIAS SECRET AND CO | $43,000 | +4.9% | 1,486 | 0.0% | 0.00% | 0.0% | ||
| AAL | Buy | AMERICAN AIRLS GROUP INC | $36,000 | -5.3% | 3,044 | +1.2% | 0.00% | -25.0% |
| HNR ACQUISITION CORP*w exp 07/29/28 | $11,000 | 0.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| EFFECTOR THERAPEUTICS INC*w exp 12/31/27 | $7,000 | -22.2% | 41,795 | 0.0% | 0.00% | 0.0% | ||
| BIGBEAR AI HLDGS INC*w exp 12/31/28 | $14,000 | -65.0% | 98,996 | 0.0% | 0.00% | -75.0% | ||
| IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 10/14/25 | $0 | -100.0% | 41,783 | 0.0% | 0.00% | -100.0% | |
| ANZUW | ANZU SPECIAL ACQUISITIN CORP*w exp 12/31/27 | $0 | -100.0% | 10,300 | 0.0% | 0.00% | – | |
| UPHWS | Buy | UPHEALTH INC*w exp 07/01/24 | $2,000 | +100.0% | 32,500 | +30.0% | 0.00% | – |
| WDAY | New | WORKDAY INCcl a | $0 | – | 3 | +100.0% | 0.00% | – |
| CRUWS | Exit | CRUCIBLE ACQUISITION CORP*w exp 12/26/25 | $0 | – | -18,773 | -100.0% | 0.00% | – |
| EXPE | Exit | EXPEDIA GROUP INCcall | $0 | – | -250 | -100.0% | 0.00% | – |
| DXCM | Exit | DEXCOM INCcall | $0 | – | -300 | -100.0% | -0.00% | – |
| BSKYU | Exit | BIG SKY GROWTH PARTNERS INCunit 04/01/2026 | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NRACU | Exit | NOBLE ROCK ACQUISITION CORPunit 01/31/2028 | $0 | – | -10,920 | -100.0% | -0.01% | – |
| DISAU | Exit | DISRUPTIVE ACQUISITION CORPunit 03/06/2026 | $0 | – | -12,494 | -100.0% | -0.01% | – |
| HERAU | Exit | FTAC HERA ACQUISITION CORPunit 02/28/2026 | $0 | – | -12,697 | -100.0% | -0.01% | – |
| KIIIU | Exit | KISMET ACQUISITION THREE CORunit 99/99/9999 | $0 | – | -13,519 | -100.0% | -0.01% | – |
| Exit | THRIVE ACQUISITION CORPORATIunit 10/31/2028 | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| ESMU | Exit | ESM ACQUISITION CORPORATIONunit 99/99/9999 | $0 | – | -18,740 | -100.0% | -0.02% | – |
| TBSAU | Exit | TB SA ACQUISITION CORPunit 03/25/2028 | $0 | – | -24,987 | -100.0% | -0.02% | – |
| ATAQU | Exit | ALTIMAR ACQUISITION CORP IIIunit 99/99/9999 | $0 | – | -25,394 | -100.0% | -0.02% | – |
| VICI | Exit | VICI PPTYS INC | $0 | – | -9,176 | -100.0% | -0.02% | – |
| HOV | Exit | HOVNANIAN ENTERPRISES INCcl a new | $0 | – | -7,000 | -100.0% | -0.03% | – |
| ARCC | Exit | ARES CAPITAL CORP | $0 | – | -25,500 | -100.0% | -0.04% | – |
| Exit | TALON 1 ACQUISITION CORPunit 11/02/2026 | $0 | – | -50,000 | -100.0% | -0.05% | – | |
| HHLA | Exit | HH&L ACQUISITION CO | $0 | – | -54,000 | -100.0% | -0.05% | – |
| PNTM | Exit | PONTEM CORPORATION | $0 | – | -54,000 | -100.0% | -0.05% | – |
| FB | Exit | META PLATFORMS INCcl a | $0 | – | -4,000 | -100.0% | -0.06% | – |
| Exit | MACOM TECH SOLUTIONS HLDGS Inote 0.250% 03/15/26 | $0 | – | -815,000 | -100.0% | -0.07% | – | |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -36,500 | -100.0% | -0.07% | – |
| SIX | Exit | SIX FLAGS ENTMT CORP NEW | $0 | – | -36,000 | -100.0% | -0.07% | – |
| Exit | PERCEPTION CAPITAL CORP IIunit 10/25/2026 | $0 | – | -99,254 | -100.0% | -0.09% | – | |
| Exit | LIONHEART III CORPunit 11/03/2026 | $0 | – | -100,000 | -100.0% | -0.09% | – | |
| Exit | FUBOTV INCnote 3.250% 02/15/26 | $0 | – | -4,460,000 | -100.0% | -0.13% | – | |
| PAAS | Exit | PAN AMERN SILVER CORP | $0 | – | -85,442 | -100.0% | -0.16% | – |
| CLVTPRA | Exit | CLARIVATE PLC5.25% pfd conv a | $0 | – | -50,000 | -100.0% | -0.26% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -38,500 | -100.0% | -0.34% | – |
| Exit | JOHN BEAN TECHNOLOGIES CORPnote 0.250% 05/15/26 | $0 | – | -4,000,000 | -100.0% | -0.34% | – | |
| Exit | HUBSPOT INCnote 0.375% 06/01/25 | $0 | – | -3,219,000 | -100.0% | -0.38% | – | |
| Exit | ENVESTNET INCnote 0.750% 08/15/25 | $0 | – | -5,000,000 | -100.0% | -0.40% | – | |
| Exit | WAYFAIR INCnote 1.125% 11/01/24 | $0 | – | -5,500,000 | -100.0% | -0.41% | – | |
| Exit | CONMED CORPnote 2.625% 02/01/24 | $0 | – | -3,669,000 | -100.0% | -0.41% | – | |
| Exit | STRIDE INCnote 1.125% 09/01/27 | $0 | – | -4,527,000 | -100.0% | -0.42% | – | |
| Exit | WIX COM LTDnote 0.000% 07/01/23 | $0 | – | -5,650,000 | -100.0% | -0.50% | – | |
| Exit | NATIONAL VISION HLDGS INCnote 2.500% 05/15/25 | $0 | – | -5,000,000 | -100.0% | -0.52% | – | |
| Exit | REPLIGEN CORPnote 0.375% 07/15/24 | $0 | – | -4,000,000 | -100.0% | -0.56% | – | |
| Exit | VIAVI SOLUTIONS INCnote 1.000% 03/01/24 | $0 | – | -5,720,000 | -100.0% | -0.60% | – | |
| Exit | ON SEMICONDUCTOR CORPnote 0.000% 05/01/27 | $0 | – | -6,533,000 | -100.0% | -0.70% | – | |
| Exit | LUMENTUM HLDGS INCnote 0.250% 03/15/24 | $0 | – | -6,500,000 | -100.0% | -0.84% | – | |
| Exit | MESA LABS INCnote 1.375% 08/15/25 | $0 | – | -10,000,000 | -100.0% | -0.87% | – | |
| Exit | INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 08/15/25 | $0 | – | -10,000,000 | -100.0% | -0.88% | – | |
| Exit | ZENDESK INCnote 0.250% 03/15/23 | $0 | – | -8,300,000 | -100.0% | -0.92% | – | |
| Exit | PROGRESS SOFTWARE CORPnote 1.000% 04/15/26 | $0 | – | -11,000,000 | -100.0% | -0.99% | – | |
| Exit | SSR MNG INCnote 2.500% 04/01/39 | $0 | – | -11,300,000 | -100.0% | -1.20% | – | |
| Exit | INSULET CORPnote 0.375% 09/01/26 | $0 | – | -12,500,000 | -100.0% | -1.33% | – | |
| Exit | MANDIANT INCnote 0.875% 06/01/24 | $0 | – | -14,610,000 | -100.0% | -1.47% | – | |
| Exit | GUIDEWIRE SOFTWARE INCnote 1.250% 03/15/25 | $0 | – | -17,500,000 | -100.0% | -1.52% | – | |
| Exit | CARNIVAL CORPnote 5.750% 04/01/23 | $0 | – | -15,500,000 | -100.0% | -1.60% | – | |
| Exit | TWITTER INCnote 0.000% 03/15/26 | $0 | – | -22,500,000 | -100.0% | -1.86% | – | |
| Exit | TWITTER INCnote 0.250% 06/15/24 | $0 | – | -23,068,000 | -100.0% | -2.10% | – | |
| Exit | MERITOR INCnote 3.250% 10/15/37 | $0 | – | -21,000,000 | -100.0% | -2.13% | – | |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 06/01/24 | $0 | – | -22,500,000 | -100.0% | -2.44% | – | |
| Exit | WORKDAY INCnote 0.250% 10/01/22 | $0 | – | -38,131,000 | -100.0% | -3.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FTI CONSULTING INC | 14 | Q2 2023 | 6.3% |
| Liberty Media Corp-Liberty SiriusXM | 14 | Q2 2023 | 0.8% |
| VICI Properties Inc | 14 | Q3 2023 | 0.7% |
| PAN AMERN SILVER CORP | 13 | Q2 2022 | 1.6% |
| PULTE GROUP INC | 13 | Q4 2022 | 0.9% |
| INSIGHT ENTERPRISES INC | 12 | Q3 2023 | 5.4% |
| Lumentum Holdings Inc | 12 | Q3 2023 | 6.8% |
| META PLATFORMS INC | 12 | Q3 2023 | 1.6% |
| ALPHABET INC | 12 | Q3 2023 | 0.4% |
| DELTA AIR LINES INC DEL | 12 | Q3 2023 | 0.4% |
View III Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
View III Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.