$1.56 Billion is the total value of III Capital Management's 177 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 395.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | DEXCOM INCnote 0.750% 12/01/23 | $112,324,000 | +98.0% | 33,777,000 | +55.1% | 7.18% | +59.7% | |
| New | PALO ALTO NETWORKS INCnote 0.750% 07/01/23 | $108,294,000 | – | 59,551,000 | +100.0% | 6.92% | – | |
| Buy | AMERICAN AIRLINES GROUP INCnote 6.500% 07/01/25 | $79,622,000 | +25.8% | 51,974,000 | +28.9% | 5.09% | +1.4% | |
| Buy | SABRE GLBL INCnote 4.000% 04/15/25 | $59,774,000 | +35.8% | 34,500,000 | +43.0% | 3.82% | +9.5% | |
| New | SEA LTDnote 2.375% 12/01/25 | $53,334,000 | – | 15,000,000 | +100.0% | 3.41% | – | |
| Buy | BLACKLINE INCnote 0.125% 08/01/24 | $47,898,000 | +22.3% | 28,500,000 | +16.9% | 3.06% | -1.4% | |
| New | COUPA SOFTWARE INCnote 0.125% 06/15/25 | $46,262,000 | – | 30,628,000 | +100.0% | 2.96% | – | |
| New | SQUARE INCnote 0.125% 03/01/25 | $35,560,000 | – | 17,500,000 | +100.0% | 2.27% | – | |
| New | ENVISTA HOLDINGS CORPORATIONnote 2.375% 06/01/25 | $33,207,000 | – | 16,000,000 | +100.0% | 2.12% | – | |
| Buy | FTI CONSULTING INCnote 2.000% 08/15/23 | $32,415,000 | +19.9% | 23,142,000 | +22.8% | 2.07% | -3.3% | |
| Buy | TWITTER INCnote 0.250% 06/15/24 | $30,474,000 | +176.8% | 24,200,000 | +202.5% | 1.95% | +123.1% | |
| Buy | NUANCE COMMUNICATIONS INCnote 1.000% 12/15/35 | $29,853,000 | +29.8% | 13,109,000 | +28.4% | 1.91% | +4.7% | |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 05/01/25 | $27,322,000 | – | 22,500,000 | +100.0% | 1.75% | – | |
| New | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 09/15/24 | $26,607,000 | – | 16,500,000 | +100.0% | 1.70% | – | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 09/01/27 | $26,239,000 | +201.4% | 24,000,000 | +220.0% | 1.68% | +143.0% | |
| New | PEGASYSTEMS INCnote 0.750% 03/01/25 | $20,892,000 | – | 18,500,000 | +100.0% | 1.34% | – | |
| New | LIBERTY MEDIA CORP DELnote 1.000% 01/30/23 | $19,205,000 | – | 13,500,000 | +100.0% | 1.23% | – | |
| New | LIVEPERSON INCnote 0.750% 03/01/24 | $18,323,000 | – | 11,181,000 | +100.0% | 1.17% | – | |
| Buy | PACIRA BIOSCIENCES INCnote 2.375% 04/01/22 | $18,217,000 | +6.9% | 17,500,000 | +12.4% | 1.16% | -13.8% | |
| New | WINNEBAGO INDS INCnote 1.500% 04/01/25 | $14,453,000 | – | 10,867,000 | +100.0% | 0.92% | – | |
| Buy | GUIDEWIRE SOFTWARE INCnote 1.250% 03/15/25 | $14,436,000 | +32.3% | 11,986,000 | +28.9% | 0.92% | +6.7% | |
| New | CONMED CORPnote 2.625% 02/01/24 | $12,799,000 | – | 8,246,000 | +100.0% | 0.82% | – | |
| New | GRANITE CONSTR INCnote 2.750% 11/01/24 | $11,903,000 | – | 8,500,000 | +100.0% | 0.76% | – | |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 06/01/22 | $11,765,000 | – | 10,000,000 | +100.0% | 0.75% | – | |
| New | RBC BEARINGS INC5% cnv pfd sr a | $9,933,000 | – | 90,000 | +100.0% | 0.64% | – | |
| New | BOOKING HOLDINGS INCnote 0.750% 05/01/25 | $7,354,000 | – | 5,000,000 | +100.0% | 0.47% | – | |
| New | SILICON LABORATORIES INCnote 0.625% 06/15/25 | $6,437,000 | – | 5,000,000 | +100.0% | 0.41% | – | |
| New | PARSONS CORP DELnote 0.250% 08/15/25 | $6,006,000 | – | 6,000,000 | +100.0% | 0.38% | – | |
| New | WISDOMTREE INVTS INCnote 4.250% 06/15/23 | $5,278,000 | – | 4,500,000 | +100.0% | 0.34% | – | |
| ACROU | New | ACROPOLIS INFRASTRUCTURE ACQunit 99/99/9999 | $4,990,000 | – | 500,000 | +100.0% | 0.32% | – |
| ON | New | ON SEMICONDUCTOR CORP | $4,622,000 | – | 101,000 | +100.0% | 0.30% | – |
| FB | Buy | FACEBOOK INCcl a | $4,218,000 | +35.9% | 12,429 | +39.2% | 0.27% | +9.8% |
| SQ | New | SQUARE INCcl a | $3,765,000 | – | 15,700 | +100.0% | 0.24% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $3,750,000 | +85.5% | 1,407 | +74.3% | 0.24% | +50.0% |
| New | SOFTWARE ACQUISITN GRP INC Iunit 03/01/2028 | $3,535,000 | – | 350,000 | +100.0% | 0.23% | – | |
| KKR | New | KKR & CO INC | $3,470,000 | – | 57,000 | +100.0% | 0.22% | – |
| SKIN | New | THE BEAUTY HEALTH COMPANY | $3,233,000 | – | 124,500 | +100.0% | 0.21% | – |
| LSXMA | Buy | LIBERTY MEDIA CORP DEL | $3,079,000 | +21.8% | 65,278 | +20.3% | 0.20% | -1.5% |
| New | THERAVANCE INCnote 2.125% 01/15/23 | $2,688,000 | – | 2,500,000 | +100.0% | 0.17% | – | |
| CNR | Buy | CORNERSTONE BLDG BRANDS INC | $2,080,000 | -15.7% | 142,371 | +4.9% | 0.13% | -32.1% |
| New | DECARBONIZATION PLUS ACQUISIunit 07/15/2026 | $2,018,000 | – | 200,000 | +100.0% | 0.13% | – | |
| ATUS | New | ALTICE USA INCcl a | $1,657,000 | – | 80,000 | +100.0% | 0.11% | – |
| New | AVISTA PUB ACQUISITION CORPunit 04/06/2026 | $1,518,000 | – | 150,000 | +100.0% | 0.10% | – | |
| ELAN | New | ELANCO ANIMAL HEALTH INC | $1,498,000 | – | 47,000 | +100.0% | 0.10% | – |
| PAAS | Buy | PAN AMERN SILVER CORP | $1,473,000 | +6.8% | 63,301 | +31.1% | 0.09% | -13.8% |
| PHM | Buy | PULTE GROUP INC | $1,448,000 | +10.6% | 31,549 | +31.5% | 0.09% | -10.6% |
| CZR | New | CAESARS ENTERTAINMENT INC NE | $1,459,000 | – | 13,000 | +100.0% | 0.09% | – |
| CORSU | New | CORSAIR PARTNERING CORPunit 99/99/9999 | $1,456,000 | – | 150,000 | +100.0% | 0.09% | – |
| New | WILLIAMS ROWLAND ACQUISITIONunit 99/99/9999 | $1,268,000 | – | 125,000 | +100.0% | 0.08% | – | |
| Z | Buy | ZILLOW GROUP INCcl c cap stk | $1,233,000 | +26.2% | 14,000 | +75.0% | 0.08% | +2.6% |
| RCL | Buy | ROYAL CARIBBEAN GROUP | $1,234,000 | +60.9% | 13,881 | +54.2% | 0.08% | +29.5% |
| DXCM | New | DEXCOM INC | $1,093,000 | – | 2,000 | +100.0% | 0.07% | – |
| New | GLADSTONE ACQUISITION CORPunit 04/01/2024 | $1,015,000 | – | 100,000 | +100.0% | 0.06% | – | |
| New | CENAQ ENERGY CORPunit 02/04/2026 | $1,005,000 | – | 100,000 | +100.0% | 0.06% | – | |
| New | WORLD QUANTUM GROWTH ACQUISIunit 99/99/9999 | $1,005,000 | – | 100,000 | +100.0% | 0.06% | – | |
| New | BILANDER ACQUISITION CORPunit 05/19/2026 | $1,000,000 | – | 100,000 | +100.0% | 0.06% | – | |
| DAL | Buy | DELTA AIR LINES INC DEL | $894,000 | +3.4% | 21,000 | +5.0% | 0.06% | -17.4% |
| LUV | New | SOUTHWEST AIRLS CO | $822,000 | – | 16,000 | +100.0% | 0.05% | – |
| RUN | Buy | SUNRUN INC | $836,000 | +25.0% | 19,000 | +58.3% | 0.05% | 0.0% |
| New | BATH & BODY WORKS INC | $822,000 | – | 13,050 | +100.0% | 0.05% | – | |
| HYG | New | ISHARES TRput | $805,000 | – | 13,100 | +100.0% | 0.05% | – |
| PCRX | New | PACIRA BIOSCIENCES INC | $784,000 | – | 14,000 | +100.0% | 0.05% | – |
| CVII | New | CHURCHILL CAPITAL CORP VII | $766,000 | – | 78,909 | +100.0% | 0.05% | – |
| New | PORTAGE FINTECH ACQUISITN COunit 07/08/2026 | $690,000 | – | 69,000 | +100.0% | 0.04% | – | |
| VRM | New | VROOM INC | $507,000 | – | 23,000 | +100.0% | 0.03% | – |
| AEO | New | AMERICAN EAGLE OUTFITTERS IN | $361,000 | – | 14,000 | +100.0% | 0.02% | – |
| RUN | New | SUNRUN INCput | $356,000 | – | 1,500 | +100.0% | 0.02% | – |
| BSX | New | BOSTON SCIENTIFIC CORPcall | $337,000 | – | 1,000 | +100.0% | 0.02% | – |
| VRM | New | VROOM INCput | $341,000 | – | 1,300 | +100.0% | 0.02% | – |
| DXCM | New | DEXCOM INCcall | $251,000 | – | 75 | +100.0% | 0.02% | – |
| New | VICTORIAS SECRET AND CO | $240,000 | – | 4,349 | +100.0% | 0.02% | – | |
| ZNGA | New | ZYNGA INCcl a | $221,000 | – | 29,400 | +100.0% | 0.01% | – |
| ON | New | ON SEMICONDUCTOR CORPcall | $183,000 | – | 750 | +100.0% | 0.01% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $174,000 | – | 1,177 | +100.0% | 0.01% | – |
| ILMN | New | ILLUMINA INCcall | $169,000 | – | 177 | +100.0% | 0.01% | – |
| New | JOBY AVIATION INC*w exp 09/16/25 | $159,000 | – | 71,632 | +100.0% | 0.01% | – | |
| AAL | New | AMERICAN AIRLS GROUP INCput | $160,000 | – | 15,000 | +100.0% | 0.01% | – |
| UPH | New | UPHEALTH INCput | $130,000 | – | 654 | +100.0% | 0.01% | – |
| UNIT | New | UNITI GROUP INCput | $102,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | GINKGO BIOWORKS HOLDINGS INC*w exp 12/31/27 | $117,000 | – | 34,703 | +100.0% | 0.01% | – | |
| BYND | New | BEYOND MEAT INCput | $90,000 | – | 1,800 | +100.0% | 0.01% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC.call | $74,000 | – | 460 | +100.0% | 0.01% | – |
| SDC | New | SMILEDIRECTCLUB INC | $79,000 | – | 15,000 | +100.0% | 0.01% | – |
| New | ARQIT QUANTUM INC*w exp 02/08/28 | $63,000 | – | 31,020 | +100.0% | 0.00% | – | |
| SABR | New | SABRE CORPput | $69,000 | – | 3,600 | +100.0% | 0.00% | – |
| SPOT | New | SPOTIFY TECHNOLOGY S Aput | $48,000 | – | 1,015 | +100.0% | 0.00% | – |
| LCAPW | New | LIONHEART ACQUISITION CORP I*w exp 02/14/26 | $53,000 | – | 60,000 | +100.0% | 0.00% | – |
| SQ | New | SQUARE INCcall | $41,000 | – | 85 | +100.0% | 0.00% | – |
| IONS | New | IONIS PHARMACEUTICALS INCput | $44,000 | – | 802 | +100.0% | 0.00% | – |
| COIN | New | COINBASE GLOBAL INCput | $29,000 | – | 200 | +100.0% | 0.00% | – |
| New | EFFECTOR THERAPEUTICS INC*w exp 12/31/27 | $26,000 | – | 16,504 | +100.0% | 0.00% | – | |
| New | VELO3D INC*w exp 12/01/25 | $32,000 | – | 21,920 | +100.0% | 0.00% | – | |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $26,000 | – | 450 | +100.0% | 0.00% | – |
| JBLU | New | JETBLUE AWYS CORPcall | $17,000 | – | 2,500 | +100.0% | 0.00% | – |
| DKNG | New | DRAFTKINGS INCput | $12,000 | – | 1,050 | +100.0% | 0.00% | – |
| NIO | New | NIO INCput | $4,000 | – | 1,675 | +100.0% | 0.00% | – |
| UBER | New | UBER TECHNOLOGIES INCcall | $4,000 | – | 400 | +100.0% | 0.00% | – |
| GEO | New | GEO GROUP INC NEWput | $4,000 | – | 163 | +100.0% | 0.00% | – |
| PDD | New | PINDUODUO INCput | $1,000 | – | 238 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FTI CONSULTING INC | 14 | Q2 2023 | 6.3% |
| Liberty Media Corp-Liberty SiriusXM | 14 | Q2 2023 | 0.8% |
| VICI Properties Inc | 14 | Q3 2023 | 0.7% |
| PAN AMERN SILVER CORP | 13 | Q2 2022 | 1.6% |
| PULTE GROUP INC | 13 | Q4 2022 | 0.9% |
| INSIGHT ENTERPRISES INC | 12 | Q3 2023 | 5.4% |
| Lumentum Holdings Inc | 12 | Q3 2023 | 6.8% |
| META PLATFORMS INC | 12 | Q3 2023 | 1.6% |
| ALPHABET INC | 12 | Q3 2023 | 0.4% |
| DELTA AIR LINES INC DEL | 12 | Q3 2023 | 0.4% |
View III Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
View III Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.