$1.56 Billion is the total value of III Capital Management's 177 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 87.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | WORKDAY INCnote 0.250% 10/01/22 | $117,409,000 | -2.4% | 68,450,000 | -6.0% | 7.50% | -21.3% | |
| Buy | DEXCOM INCnote 0.750% 12/01/23 | $112,324,000 | +98.0% | 33,777,000 | +55.1% | 7.18% | +59.7% | |
| New | PALO ALTO NETWORKS INCnote 0.750% 07/01/23 | $108,294,000 | – | 59,551,000 | +100.0% | 6.92% | – | |
| Buy | AMERICAN AIRLINES GROUP INCnote 6.500% 07/01/25 | $79,622,000 | +25.8% | 51,974,000 | +28.9% | 5.09% | +1.4% | |
| Buy | SABRE GLBL INCnote 4.000% 04/15/25 | $59,774,000 | +35.8% | 34,500,000 | +43.0% | 3.82% | +9.5% | |
| New | SEA LTDnote 2.375% 12/01/25 | $53,334,000 | – | 15,000,000 | +100.0% | 3.41% | – | |
| Buy | BLACKLINE INCnote 0.125% 08/01/24 | $47,898,000 | +22.3% | 28,500,000 | +16.9% | 3.06% | -1.4% | |
| New | COUPA SOFTWARE INCnote 0.125% 06/15/25 | $46,262,000 | – | 30,628,000 | +100.0% | 2.96% | – | |
| Sell | ETSY INCnote 0.125% 10/01/26 | $46,082,000 | -11.2% | 19,000,000 | -12.3% | 2.94% | -28.4% | |
| Sell | NATIONAL VISION HLDGS INCnote 2.500% 05/15/25 | $42,088,000 | +4.6% | 21,888,000 | -4.0% | 2.69% | -15.7% | |
| New | SQUARE INCnote 0.125% 03/01/25 | $35,560,000 | – | 17,500,000 | +100.0% | 2.27% | – | |
| Sell | INSIGHT ENTERPRISES INCnote 0.750% 02/15/25 | $35,239,000 | -13.7% | 25,109,000 | -6.3% | 2.25% | -30.5% | |
| New | ENVISTA HOLDINGS CORPORATIONnote 2.375% 06/01/25 | $33,207,000 | – | 16,000,000 | +100.0% | 2.12% | – | |
| Buy | FTI CONSULTING INCnote 2.000% 08/15/23 | $32,415,000 | +19.9% | 23,142,000 | +22.8% | 2.07% | -3.3% | |
| Sell | STARWOOD WAYPOINT HOMESnote 3.500% 01/15/22 | $32,319,000 | -8.4% | 19,143,000 | -11.1% | 2.07% | -26.1% | |
| Sell | REPLIGEN CORPnote 0.375% 07/15/24 | $31,038,000 | -31.6% | 12,257,000 | -51.5% | 1.98% | -44.9% | |
| Sell | LUMENTUM HLDGS INCnote 0.250% 03/15/24 | $30,543,000 | -4.8% | 20,752,000 | -5.5% | 1.95% | -23.2% | |
| Buy | TWITTER INCnote 0.250% 06/15/24 | $30,474,000 | +176.8% | 24,200,000 | +202.5% | 1.95% | +123.1% | |
| Buy | NUANCE COMMUNICATIONS INCnote 1.000% 12/15/35 | $29,853,000 | +29.8% | 13,109,000 | +28.4% | 1.91% | +4.7% | |
| Sell | CLOUDFLARE INCnote 0.750% 05/15/25 | $29,217,000 | -59.7% | 9,649,000 | -62.2% | 1.87% | -67.5% | |
| Sell | WIX COM LTDnote 0.000% 07/01/23 | $28,494,000 | -35.4% | 19,156,000 | -10.1% | 1.82% | -47.9% | |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 05/01/25 | $27,322,000 | – | 22,500,000 | +100.0% | 1.75% | – | |
| New | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 09/15/24 | $26,607,000 | – | 16,500,000 | +100.0% | 1.70% | – | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 09/01/27 | $26,239,000 | +201.4% | 24,000,000 | +220.0% | 1.68% | +143.0% | |
| Sell | ALTAIR ENGR INCnote 0.250% 06/01/24 | $26,119,000 | -26.3% | 16,834,000 | -26.3% | 1.67% | -40.6% | |
| SOUTHWEST AIRLS COnote 1.250% 05/01/25 | $25,411,000 | -1.3% | 17,000,000 | 0.0% | 1.62% | -20.4% | ||
| New | PEGASYSTEMS INCnote 0.750% 03/01/25 | $20,892,000 | – | 18,500,000 | +100.0% | 1.34% | – | |
| Sell | SQUARE INCnote 0.500% 05/15/23 | $19,578,000 | -55.3% | 6,355,000 | -54.6% | 1.25% | -64.0% | |
| New | LIBERTY MEDIA CORP DELnote 1.000% 01/30/23 | $19,205,000 | – | 13,500,000 | +100.0% | 1.23% | – | |
| New | LIVEPERSON INCnote 0.750% 03/01/24 | $18,323,000 | – | 11,181,000 | +100.0% | 1.17% | – | |
| Buy | PACIRA BIOSCIENCES INCnote 2.375% 04/01/22 | $18,217,000 | +6.9% | 17,500,000 | +12.4% | 1.16% | -13.8% | |
| AQNU | Sell | ALGONQUIN PWR UTILS CORPunit 99/99/9999 | $18,196,000 | -8.2% | 375,000 | -6.2% | 1.16% | -25.9% |
| Sell | INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 08/15/25 | $16,032,000 | -6.2% | 14,500,000 | -6.5% | 1.02% | -24.3% | |
| NUANCE COMMUNICATIONS INCnote 1.250% 04/01/25 | $15,457,000 | +1.1% | 5,500,000 | 0.0% | 0.99% | -18.5% | ||
| New | WINNEBAGO INDS INCnote 1.500% 04/01/25 | $14,453,000 | – | 10,867,000 | +100.0% | 0.92% | – | |
| Buy | GUIDEWIRE SOFTWARE INCnote 1.250% 03/15/25 | $14,436,000 | +32.3% | 11,986,000 | +28.9% | 0.92% | +6.7% | |
| New | CONMED CORPnote 2.625% 02/01/24 | $12,799,000 | – | 8,246,000 | +100.0% | 0.82% | – | |
| New | GRANITE CONSTR INCnote 2.750% 11/01/24 | $11,903,000 | – | 8,500,000 | +100.0% | 0.76% | – | |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 06/01/22 | $11,765,000 | – | 10,000,000 | +100.0% | 0.75% | – | |
| New | RBC BEARINGS INC5% cnv pfd sr a | $9,933,000 | – | 90,000 | +100.0% | 0.64% | – | |
| Sell | PIONEER NAT RES COnote 0.250% 05/15/25 | $8,563,000 | -70.5% | 5,300,000 | -70.8% | 0.55% | -76.2% | |
| New | BOOKING HOLDINGS INCnote 0.750% 05/01/25 | $7,354,000 | – | 5,000,000 | +100.0% | 0.47% | – | |
| New | SILICON LABORATORIES INCnote 0.625% 06/15/25 | $6,437,000 | – | 5,000,000 | +100.0% | 0.41% | – | |
| New | PARSONS CORP DELnote 0.250% 08/15/25 | $6,006,000 | – | 6,000,000 | +100.0% | 0.38% | – | |
| NIO | NIO INCspon ads | $5,675,000 | -33.0% | 159,300 | 0.0% | 0.36% | -46.0% | |
| New | WISDOMTREE INVTS INCnote 4.250% 06/15/23 | $5,278,000 | – | 4,500,000 | +100.0% | 0.34% | – | |
| ACROU | New | ACROPOLIS INFRASTRUCTURE ACQunit 99/99/9999 | $4,990,000 | – | 500,000 | +100.0% | 0.32% | – |
| ON | New | ON SEMICONDUCTOR CORP | $4,622,000 | – | 101,000 | +100.0% | 0.30% | – |
| FB | Buy | FACEBOOK INCcl a | $4,218,000 | +35.9% | 12,429 | +39.2% | 0.27% | +9.8% |
| SQ | New | SQUARE INCcl a | $3,765,000 | – | 15,700 | +100.0% | 0.24% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $3,750,000 | +85.5% | 1,407 | +74.3% | 0.24% | +50.0% |
| New | SOFTWARE ACQUISITN GRP INC Iunit 03/01/2028 | $3,535,000 | – | 350,000 | +100.0% | 0.23% | – | |
| KKR | New | KKR & CO INC | $3,470,000 | – | 57,000 | +100.0% | 0.22% | – |
| SKIN | New | THE BEAUTY HEALTH COMPANY | $3,233,000 | – | 124,500 | +100.0% | 0.21% | – |
| LSXMA | Buy | LIBERTY MEDIA CORP DEL | $3,079,000 | +21.8% | 65,278 | +20.3% | 0.20% | -1.5% |
| BDX | Sell | BECTON DICKINSON & CO | $3,072,000 | -8.7% | 12,500 | -9.7% | 0.20% | -26.6% |
| EOCWU | Sell | ELLIOTT OPPORTUNITY II CORPunit 99/99/9999 | $2,982,000 | -0.7% | 294,698 | -1.8% | 0.19% | -19.7% |
| DELL | Sell | DELL TECHNOLOGIES INCcl c | $2,913,000 | -16.5% | 28,000 | -20.0% | 0.19% | -32.6% |
| New | THERAVANCE INCnote 2.125% 01/15/23 | $2,688,000 | – | 2,500,000 | +100.0% | 0.17% | – | |
| SKYAU | SKYDECK ACQUISITION CORPunit 05/13/2026 | $2,487,000 | -0.5% | 250,000 | 0.0% | 0.16% | -19.7% | |
| EGGFU | EG ACQUISITION CORPunit 99/99/9999 | $2,475,000 | -1.0% | 250,000 | 0.0% | 0.16% | -20.2% | |
| ILMN | Sell | ILLUMINA INC | $2,433,000 | -61.9% | 6,000 | -55.6% | 0.16% | -69.2% |
| CNR | Buy | CORNERSTONE BLDG BRANDS INC | $2,080,000 | -15.7% | 142,371 | +4.9% | 0.13% | -32.1% |
| New | DECARBONIZATION PLUS ACQUISIunit 07/15/2026 | $2,018,000 | – | 200,000 | +100.0% | 0.13% | – | |
| ATUS | New | ALTICE USA INCcl a | $1,657,000 | – | 80,000 | +100.0% | 0.11% | – |
| New | AVISTA PUB ACQUISITION CORPunit 04/06/2026 | $1,518,000 | – | 150,000 | +100.0% | 0.10% | – | |
| ELAN | New | ELANCO ANIMAL HEALTH INC | $1,498,000 | – | 47,000 | +100.0% | 0.10% | – |
| PAAS | Buy | PAN AMERN SILVER CORP | $1,473,000 | +6.8% | 63,301 | +31.1% | 0.09% | -13.8% |
| PHM | Buy | PULTE GROUP INC | $1,448,000 | +10.6% | 31,549 | +31.5% | 0.09% | -10.6% |
| CZR | New | CAESARS ENTERTAINMENT INC NE | $1,459,000 | – | 13,000 | +100.0% | 0.09% | – |
| CORSU | New | CORSAIR PARTNERING CORPunit 99/99/9999 | $1,456,000 | – | 150,000 | +100.0% | 0.09% | – |
| TMUS | Sell | T-MOBILE US INC | $1,277,000 | -19.8% | 10,000 | -9.1% | 0.08% | -34.9% |
| New | WILLIAMS ROWLAND ACQUISITIONunit 99/99/9999 | $1,268,000 | – | 125,000 | +100.0% | 0.08% | – | |
| Z | Buy | ZILLOW GROUP INCcl c cap stk | $1,233,000 | +26.2% | 14,000 | +75.0% | 0.08% | +2.6% |
| RCL | Buy | ROYAL CARIBBEAN GROUP | $1,234,000 | +60.9% | 13,881 | +54.2% | 0.08% | +29.5% |
| SFT | SHIFT TECHNOLOGIES INCcl a | $1,111,000 | -19.1% | 160,200 | 0.0% | 0.07% | -34.9% | |
| DXCM | New | DEXCOM INC | $1,093,000 | – | 2,000 | +100.0% | 0.07% | – |
| New | GLADSTONE ACQUISITION CORPunit 04/01/2024 | $1,015,000 | – | 100,000 | +100.0% | 0.06% | – | |
| New | CENAQ ENERGY CORPunit 02/04/2026 | $1,005,000 | – | 100,000 | +100.0% | 0.06% | – | |
| BSKYU | BIG SKY GROWTH PARTNERS INCunit 04/01/2026 | $998,000 | -0.1% | 100,000 | 0.0% | 0.06% | -19.0% | |
| HCNEU | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $1,000,000 | -0.6% | 100,000 | 0.0% | 0.06% | -20.0% | |
| JUGGU | Sell | JAWS JUGGERNAUT ACQUISITN COunit 06/17/2026 | $1,005,000 | -0.1% | 99,800 | -0.2% | 0.06% | -20.0% |
| New | WORLD QUANTUM GROWTH ACQUISIunit 99/99/9999 | $1,005,000 | – | 100,000 | +100.0% | 0.06% | – | |
| ATAQU | ALTIMAR ACQUISITION CORP IIIunit 99/99/9999 | $1,001,000 | -0.9% | 100,000 | 0.0% | 0.06% | -20.0% | |
| DYNS | DYNAMICS SPECIAL PURPOSE COR | $994,000 | 0.0% | 100,000 | 0.0% | 0.06% | -19.0% | |
| New | BILANDER ACQUISITION CORPunit 05/19/2026 | $1,000,000 | – | 100,000 | +100.0% | 0.06% | – | |
| TBSAU | TB SA ACQUISITION CORPunit 03/25/2028 | $981,000 | -1.6% | 100,000 | 0.0% | 0.06% | -20.3% | |
| DHCAU | DHC ACQUISITION CORPunit 02/25/2026 | $992,000 | -1.2% | 100,000 | 0.0% | 0.06% | -21.2% | |
| PNTM | PONTEM CORPORATION | $971,000 | -0.1% | 100,000 | 0.0% | 0.06% | -19.5% | |
| HHLA | HH&L ACQUISITION CO | $972,000 | +0.2% | 100,000 | 0.0% | 0.06% | -19.5% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $894,000 | +3.4% | 21,000 | +5.0% | 0.06% | -17.4% |
| LUV | New | SOUTHWEST AIRLS CO | $822,000 | – | 16,000 | +100.0% | 0.05% | – |
| RUN | Buy | SUNRUN INC | $836,000 | +25.0% | 19,000 | +58.3% | 0.05% | 0.0% |
| New | BATH & BODY WORKS INC | $822,000 | – | 13,050 | +100.0% | 0.05% | – | |
| HYG | New | ISHARES TRput | $805,000 | – | 13,100 | +100.0% | 0.05% | – |
| PCRX | New | PACIRA BIOSCIENCES INC | $784,000 | – | 14,000 | +100.0% | 0.05% | – |
| CVII | New | CHURCHILL CAPITAL CORP VII | $766,000 | – | 78,909 | +100.0% | 0.05% | – |
| ESMU | ESM ACQUISITION CORPORATIONunit 99/99/9999 | $744,000 | -0.8% | 75,000 | 0.0% | 0.05% | -18.6% | |
| GAMCU | GOLDEN ARROW MERGER CORPunit 07/31/2026 | $742,000 | -0.4% | 75,000 | 0.0% | 0.05% | -20.3% | |
| VGIIU | VIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999 | $742,000 | -1.2% | 75,000 | 0.0% | 0.05% | -21.7% | |
| New | PORTAGE FINTECH ACQUISITN COunit 07/08/2026 | $690,000 | – | 69,000 | +100.0% | 0.04% | – | |
| VICI | VICI PPTYS INC | $620,000 | -8.4% | 21,844 | 0.0% | 0.04% | -25.9% | |
| VRM | New | VROOM INC | $507,000 | – | 23,000 | +100.0% | 0.03% | – |
| NRACU | NOBLE ROCK ACQUISITION CORPunit 01/31/2028 | $497,000 | -0.6% | 50,000 | 0.0% | 0.03% | -20.0% | |
| KIIIU | KISMET ACQUISITION THREE CORunit 99/99/9999 | $495,000 | -0.8% | 50,000 | 0.0% | 0.03% | -20.0% | |
| DISAU | DISRUPTIVE ACQUISITION CORPunit 03/06/2026 | $496,000 | -0.4% | 50,000 | 0.0% | 0.03% | -17.9% | |
| HERAU | FTAC HERA ACQUISITION CORPunit 02/28/2026 | $498,000 | -0.8% | 50,000 | 0.0% | 0.03% | -20.0% | |
| STREU | SUPERNOVA PARTN ACQ CO III Lunit 99/99/9999 | $494,000 | -0.8% | 50,000 | 0.0% | 0.03% | -17.9% | |
| HIGAU | H I G ACQUISITION CORPunit 99/99/9999 | $501,000 | -0.2% | 50,000 | 0.0% | 0.03% | -20.0% | |
| SPKBU | SILVER SPIKE ACQUISITN CORPunit 02/26/2026 | $500,000 | -1.0% | 50,000 | 0.0% | 0.03% | -20.0% | |
| LEGAU | LEAD EDGE GROWTH OPRTUNTS LTunit 04/01/2026 | $399,000 | -0.2% | 40,000 | 0.0% | 0.03% | -18.8% | |
| AEO | New | AMERICAN EAGLE OUTFITTERS IN | $361,000 | – | 14,000 | +100.0% | 0.02% | – |
| RUN | New | SUNRUN INCput | $356,000 | – | 1,500 | +100.0% | 0.02% | – |
| BSX | New | BOSTON SCIENTIFIC CORPcall | $337,000 | – | 1,000 | +100.0% | 0.02% | – |
| OHPAU | ORION ACQUISITION CORPunit 02/19/2026 | $346,000 | -0.3% | 35,000 | 0.0% | 0.02% | -21.4% | |
| VRM | New | VROOM INCput | $341,000 | – | 1,300 | +100.0% | 0.02% | – |
| FRONU | FRONTIER ACQUISITION CORPunit 03/01/2026 | $345,000 | -1.4% | 35,000 | 0.0% | 0.02% | -21.4% | |
| RCLFU | ROSECLIFF ACQUISITION CORP Iunit 99/99/9999 | $297,000 | -1.0% | 30,000 | 0.0% | 0.02% | -20.8% | |
| ACAHU | ATLANTIC COASTAL ACQUISTN COunit 03/02/2026 | $296,000 | -0.7% | 30,000 | 0.0% | 0.02% | -20.8% | |
| EBACU | EUROPEAN BIOTECH ACQUTN CORPunit 03/09/2026 | $298,000 | -0.3% | 30,000 | 0.0% | 0.02% | -20.8% | |
| TSPQU | TCW SPECIAL PURPOSE ACQU CORunit 99/99/9999 | $246,000 | -1.2% | 25,000 | 0.0% | 0.02% | -20.0% | |
| KRNLU | KERNEL GROUP HOLDINGS INCunit 99/99/9999 | $250,000 | -2.0% | 25,000 | 0.0% | 0.02% | -20.0% | |
| MITU | MASON INDUSTRIAL TECHNOLGY Iunit 99/99/9999 | $248,000 | -1.2% | 25,000 | 0.0% | 0.02% | -20.0% | |
| GLHAU | GLASS HOUSES ACQUISITION CORunit 03/25/2028 | $248,000 | -1.6% | 25,000 | 0.0% | 0.02% | -20.0% | |
| ACQRU | INDEPENDENCE HOLDINGS CORPunit 03/02/2026 | $249,000 | 0.0% | 25,000 | 0.0% | 0.02% | -20.0% | |
| VAQC | VECTOR ACQUISITION CORP II | $243,000 | -2.0% | 25,000 | 0.0% | 0.02% | -20.0% | |
| DXCM | New | DEXCOM INCcall | $251,000 | – | 75 | +100.0% | 0.02% | – |
| LCAAU | L CATTERTON ASIA ACQUISITIONunit 03/11/2026 | $248,000 | -0.8% | 25,000 | 0.0% | 0.02% | -20.0% | |
| New | VICTORIAS SECRET AND CO | $240,000 | – | 4,349 | +100.0% | 0.02% | – | |
| UPH | UPHEALTH INC | $237,000 | -53.1% | 75,000 | 0.0% | 0.02% | -62.5% | |
| WALDU | Sell | WALDENCAST ACQUISITION CORPunit 03/11/2026 | $217,000 | -27.2% | 21,495 | -26.1% | 0.01% | -41.7% |
| ZNGA | New | ZYNGA INCcl a | $221,000 | – | 29,400 | +100.0% | 0.01% | – |
| ON | New | ON SEMICONDUCTOR CORPcall | $183,000 | – | 750 | +100.0% | 0.01% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $174,000 | – | 1,177 | +100.0% | 0.01% | – |
| ILMN | New | ILLUMINA INCcall | $169,000 | – | 177 | +100.0% | 0.01% | – |
| New | JOBY AVIATION INC*w exp 09/16/25 | $159,000 | – | 71,632 | +100.0% | 0.01% | – | |
| AAL | New | AMERICAN AIRLS GROUP INCput | $160,000 | – | 15,000 | +100.0% | 0.01% | – |
| UPH | New | UPHEALTH INCput | $130,000 | – | 654 | +100.0% | 0.01% | – |
| UNIT | New | UNITI GROUP INCput | $102,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | GINKGO BIOWORKS HOLDINGS INC*w exp 12/31/27 | $117,000 | – | 34,703 | +100.0% | 0.01% | – | |
| WPCBU | WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999 | $99,000 | -1.0% | 10,000 | 0.0% | 0.01% | -25.0% | |
| KVSC | KHOSLA VENTURES ACQUT CO III | $98,000 | 0.0% | 10,000 | 0.0% | 0.01% | -25.0% | |
| BYND | New | BEYOND MEAT INCput | $90,000 | – | 1,800 | +100.0% | 0.01% | – |
| RKTAU | ROCKET INTERNET GRWT OPRT COunit 99/99/9999 | $99,000 | -1.0% | 10,000 | 0.0% | 0.01% | -25.0% | |
| TRCAU | TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999 | $99,000 | 0.0% | 10,000 | 0.0% | 0.01% | -25.0% | |
| WPCAU | WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999 | $100,000 | -1.0% | 10,000 | 0.0% | 0.01% | -25.0% | |
| AMPIU | ADVANCED MERGER PARTNERS INCunit 99/99/9999 | $98,000 | -1.0% | 10,000 | 0.0% | 0.01% | -25.0% | |
| MCHP | New | MICROCHIP TECHNOLOGY INC.call | $74,000 | – | 460 | +100.0% | 0.01% | – |
| SDC | New | SMILEDIRECTCLUB INC | $79,000 | – | 15,000 | +100.0% | 0.01% | – |
| New | ARQIT QUANTUM INC*w exp 02/08/28 | $63,000 | – | 31,020 | +100.0% | 0.00% | – | |
| SABR | New | SABRE CORPput | $69,000 | – | 3,600 | +100.0% | 0.00% | – |
| CRZNU | CORAZON CAPITAL V838 MONOCERunit 03/24/2026 | $49,000 | -2.0% | 5,000 | 0.0% | 0.00% | -25.0% | |
| SPOT | New | SPOTIFY TECHNOLOGY S Aput | $48,000 | – | 1,015 | +100.0% | 0.00% | – |
| LCAPW | New | LIONHEART ACQUISITION CORP I*w exp 02/14/26 | $53,000 | – | 60,000 | +100.0% | 0.00% | – |
| SQ | New | SQUARE INCcall | $41,000 | – | 85 | +100.0% | 0.00% | – |
| CLAAU | COLONNADE ACQUISITION CORP Iunit 99/99/9999 | $48,000 | -2.0% | 5,000 | 0.0% | 0.00% | -25.0% | |
| KAIIU | KISMET ACQUISITION TWO CORPunit 99/99/9999 | $49,000 | 0.0% | 5,000 | 0.0% | 0.00% | -25.0% | |
| NSTCU | NORTHERN STAR INVEST CORP IIunit 02/25/2028 | $49,000 | -2.0% | 5,000 | 0.0% | 0.00% | -25.0% | |
| TCVA | TCV ACQUISITION CORP | $49,000 | 0.0% | 5,000 | 0.0% | 0.00% | -25.0% | |
| NSTDU | NORTHERN STAR INVEST CORP IVunit 02/25/2028 | $49,000 | -2.0% | 5,000 | 0.0% | 0.00% | -25.0% | |
| IONS | New | IONIS PHARMACEUTICALS INCput | $44,000 | – | 802 | +100.0% | 0.00% | – |
| DGNU | DRAGONEER GROWTH OPT CORP II | $47,000 | 0.0% | 4,796 | 0.0% | 0.00% | -25.0% | |
| COIN | New | COINBASE GLOBAL INCput | $29,000 | – | 200 | +100.0% | 0.00% | – |
| New | EFFECTOR THERAPEUTICS INC*w exp 12/31/27 | $26,000 | – | 16,504 | +100.0% | 0.00% | – | |
| HYACU | HAYMAKER ACQUISITION CORP IIunit 03/01/2026 | $39,000 | -2.5% | 4,000 | 0.0% | 0.00% | -33.3% | |
| New | VELO3D INC*w exp 12/01/25 | $32,000 | – | 21,920 | +100.0% | 0.00% | – | |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $26,000 | – | 450 | +100.0% | 0.00% | – |
| JBLU | New | JETBLUE AWYS CORPcall | $17,000 | – | 2,500 | +100.0% | 0.00% | – |
| SBIIU | SANDBRIDGE X2 CORPunit 99/99/9999 | $9,000 | -10.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| DKNG | New | DRAFTKINGS INCput | $12,000 | – | 1,050 | +100.0% | 0.00% | – |
| NIO | New | NIO INCput | $4,000 | – | 1,675 | +100.0% | 0.00% | – |
| AMPY | AMPLIFY ENERGY CORP NEW | $0 | – | 129 | 0.0% | 0.00% | – | |
| UPHWS | UPHEALTH INC*w exp 07/01/24 | $3,000 | -50.0% | 7,500 | 0.0% | 0.00% | – | |
| UBER | New | UBER TECHNOLOGIES INCcall | $4,000 | – | 400 | +100.0% | 0.00% | – |
| GEO | New | GEO GROUP INC NEWput | $4,000 | – | 163 | +100.0% | 0.00% | – |
| DKNG | DRAFTKINGS INC | $6,000 | 0.0% | 129 | 0.0% | 0.00% | – | |
| PDD | New | PINDUODUO INCput | $1,000 | – | 238 | +100.0% | 0.00% | – |
| Exit | PINDUODUO INCput | $0 | – | -238 | -100.0% | 0.00% | – | |
| Exit | NIO INCput | $0 | – | -1,675 | -100.0% | -0.00% | – | |
| Exit | UBER TECHNOLOGIES INCcall | $0 | – | -400 | -100.0% | -0.00% | – | |
| Exit | IONIS PHARMACEUTICALS INCput | $0 | – | -802 | -100.0% | -0.00% | – | |
| Exit | JOYY INCput | $0 | – | -1,031 | -100.0% | -0.00% | – | |
| KVSB | Exit | KHOSLA VENTURES ACQUSTN CO I | $0 | – | -4,100 | -100.0% | -0.00% | – |
| Exit | AMERICAN AIRLS GROUP INCput | $0 | – | -9,000 | -100.0% | -0.01% | – | |
| Exit | BEYOND MEAT INCput | $0 | – | -1,800 | -100.0% | -0.01% | – | |
| VPCBU | Exit | VPC IMPACT ACQUISITION HLDG | $0 | – | -10,000 | -100.0% | -0.01% | – |
| RTPWS | Exit | REINVENT TECHNOLOGY PARTNERS*w exp 09/16/25 | $0 | – | -69,592 | -100.0% | -0.01% | – |
| Exit | MICROCHIP TECHNOLOGY INC.call | $0 | – | -460 | -100.0% | -0.01% | – | |
| VPCCU | Exit | VPC IMPACT ACQU HOLDI III IN | $0 | – | -15,000 | -100.0% | -0.01% | – |
| EMPWU | Exit | EMPOWER LTD | $0 | – | -15,673 | -100.0% | -0.01% | – |
| PSPCU | Exit | POST HOLDINGS PARTNERING COR | $0 | – | -20,000 | -100.0% | -0.02% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INC | $0 | – | -6,000 | -100.0% | -0.02% | – |
| MDHU | Exit | MDH ACQUISITION CORP | $0 | – | -25,000 | -100.0% | -0.02% | – |
| Exit | BOSTON SCIENTIFIC CORPcall | $0 | – | -1,000 | -100.0% | -0.03% | – | |
| NGCAU | Exit | NEXTGEN ACQUISITION CORP II | $0 | – | -50,000 | -100.0% | -0.04% | – |
| OPAU | Exit | MAGNUM OPUS ACQUISITION LTD | $0 | – | -75,000 | -100.0% | -0.06% | – |
| GGPIU | Exit | GORES GUGGENHEIM INC | $0 | – | -75,000 | -100.0% | -0.06% | – |
| KMX | Exit | CARMAX INC | $0 | – | -6,000 | -100.0% | -0.06% | – |
| Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -650 | -100.0% | -0.06% | – | |
| LB | Exit | L BRANDS INC | $0 | – | -13,050 | -100.0% | -0.08% | – |
| Exit | ILLUMINA INCcall | $0 | – | -277 | -100.0% | -0.10% | – | |
| MOTVU | Exit | MOTIVE CAPITAL CORP | $0 | – | -148,350 | -100.0% | -0.12% | – |
| Exit | HUBSPOT INCnote 0.375% 06/01/25 | $0 | – | -925,000 | -100.0% | -0.16% | – | |
| GIWWU | Exit | GIGINTERNATIONAL1 INC | $0 | – | -240,000 | -100.0% | -0.19% | – |
| NEEPRP | Exit | NEXTERA ENERGY INC | $0 | – | -50,000 | -100.0% | -0.19% | – |
| SJIV | Exit | SOUTH JERSEY INDS INC | $0 | – | -60,000 | -100.0% | -0.26% | – |
| NEEPRO | Exit | NEXTERA ENERGY INC | $0 | – | -75,000 | -100.0% | -0.33% | – |
| Exit | LIVONGO HEALTH INCnote 0.875% 06/01/25 | $0 | – | -3,000,000 | -100.0% | -0.38% | – | |
| NOVA | Exit | SUNNOVA ENERGY INTL INC. | $0 | – | -134,500 | -100.0% | -0.40% | – |
| Exit | INTERDIGITAL INCnote 2.000% 06/01/24 | $0 | – | -4,702,000 | -100.0% | -0.41% | – | |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTNnote 0.875% 01/01/27 | $0 | – | -3,500,000 | -100.0% | -0.41% | – | |
| Exit | INSULET CORPnote 0.375% 09/01/26 | $0 | – | -4,500,000 | -100.0% | -0.49% | – | |
| PCGU | Exit | PG&E CORP | $0 | – | -78,000 | -100.0% | -0.63% | – |
| Exit | DISH NETWORK CORPORATIONnote 3.375% 08/15/26 | $0 | – | -9,891,000 | -100.0% | -0.80% | – | |
| Exit | MONGODB INCnote 0.250% 01/15/26 | $0 | – | -5,650,000 | -100.0% | -0.81% | – | |
| Exit | ZYNGA INCnote 0.250% 06/01/24 | $0 | – | -8,384,000 | -100.0% | -0.92% | – | |
| Exit | LYFT INCnote 1.500% 05/15/25 | $0 | – | -9,000,000 | -100.0% | -1.22% | – | |
| Exit | PRICELINE GRP INCnote 0.900% 09/15/21 | $0 | – | -18,897,000 | -100.0% | -1.63% | – | |
| Exit | SAREPTA THERAPEUTICS INCnote 1.500% 11/15/24 | $0 | – | -16,600,000 | -100.0% | -1.74% | – | |
| Exit | DICKS SPORTING GOODS INCnote 3.250% 04/15/25 | $0 | – | -12,000,000 | -100.0% | -2.82% | – | |
| Exit | VIAVI SOLUTIONS INCnote 1.000% 03/01/24 | $0 | – | -27,393,000 | -100.0% | -3.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FTI CONSULTING INC | 14 | Q2 2023 | 6.3% |
| Liberty Media Corp-Liberty SiriusXM | 14 | Q2 2023 | 0.8% |
| VICI Properties Inc | 14 | Q3 2023 | 0.7% |
| PAN AMERN SILVER CORP | 13 | Q2 2022 | 1.6% |
| PULTE GROUP INC | 13 | Q4 2022 | 0.9% |
| INSIGHT ENTERPRISES INC | 12 | Q3 2023 | 5.4% |
| Lumentum Holdings Inc | 12 | Q3 2023 | 6.8% |
| META PLATFORMS INC | 12 | Q3 2023 | 1.6% |
| ALPHABET INC | 12 | Q3 2023 | 0.4% |
| DELTA AIR LINES INC DEL | 12 | Q3 2023 | 0.4% |
View III Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
View III Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.