$616 Million is the total value of Bleichroeder LP's 97 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 40.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TR | $78,005,000 | -0.9% | 475,000 | 0.0% | 12.67% | +6.7% | |
| LIN | LINDE PLC | $56,513,000 | +1.5% | 192,627 | 0.0% | 9.18% | +9.2% | |
| BC | BRUNSWICK CORP | $47,635,000 | -4.4% | 500,000 | 0.0% | 7.74% | +2.9% | |
| INVE | IDENTIV INC | $41,380,000 | +10.8% | 2,196,389 | 0.0% | 6.72% | +19.3% | |
| RPRX | Buy | ROYALTY PHARMA PLC | $40,332,000 | +392.0% | 1,115,980 | +458.0% | 6.55% | +429.5% |
| DRRX | DURECT CORP | $33,811,000 | -21.5% | 26,414,656 | 0.0% | 5.49% | -15.5% | |
| IVAC | INTEVAC INC | $23,658,000 | -29.1% | 4,949,355 | 0.0% | 3.84% | -23.7% | |
| PACX | PIONEER MERGER CORP | $21,101,000 | +0.2% | 2,125,000 | 0.0% | 3.43% | +7.9% | |
| SPGI | S&P GLOBAL INC | $16,996,000 | +3.5% | 40,000 | 0.0% | 2.76% | +11.4% | |
| IDN | INTELLICHECK INC | $16,983,000 | -2.1% | 2,073,583 | 0.0% | 2.76% | +5.3% | |
| THO | THOR INDS INC | $13,473,000 | +8.6% | 109,753 | 0.0% | 2.19% | +16.9% | |
| CDXS | CODEXIS INC | $13,470,000 | +2.6% | 579,116 | 0.0% | 2.19% | +10.5% | |
| New | CORSAIR PARTNERING CORP | $12,313,000 | – | 1,250,000 | +100.0% | 2.00% | – | |
| MARINUS PHARMACEUTICALS INC | $12,091,000 | -36.6% | 1,062,500 | 0.0% | 1.96% | -31.7% | ||
| LIQT | Buy | LIQTECH INTL INC | $11,897,000 | -24.7% | 2,170,948 | +0.6% | 1.93% | -19.0% |
| New | CUE HEALTH INC | $11,810,000 | – | 1,000,000 | +100.0% | 1.92% | – | |
| LSXMK | LIBERTY MEDIA CORP DEL | $11,222,000 | +2.3% | 236,396 | 0.0% | 1.82% | +10.2% | |
| FNCH | FINCH THERAPEUTICS GROUP INC | $10,535,000 | -7.6% | 810,416 | 0.0% | 1.71% | -0.5% | |
| CMLT | CM LIFE SCIENCES III INC | $9,920,000 | -3.9% | 1,000,000 | 0.0% | 1.61% | +3.5% | |
| ISLE | ISLEWORTH HEALTHCARE ACQU CO | $9,830,000 | +0.3% | 1,000,000 | 0.0% | 1.60% | +8.0% | |
| BX | BLACKSTONE INC | $9,307,000 | +19.8% | 80,000 | 0.0% | 1.51% | +28.9% | |
| ATUS | Sell | ALTICE USA INCcl a | $7,845,000 | -68.5% | 378,600 | -48.0% | 1.27% | -66.1% |
| SONO | Buy | SONOS INC | $7,003,000 | +205.8% | 216,400 | +232.9% | 1.14% | +229.6% |
| TCDA | New | TRICIDA INC | $6,032,000 | – | 1,300,000 | +100.0% | 0.98% | – |
| TLMD | New | SOC TELEMED INC | $5,006,000 | – | 2,214,900 | +100.0% | 0.81% | – |
| LRN | New | STRIDE INC | $4,926,000 | – | 137,052 | +100.0% | 0.80% | – |
| JPM | JPMORGAN CHASE & CO | $4,911,000 | +5.3% | 30,000 | 0.0% | 0.80% | +13.4% | |
| LSXMA | LIBERTY MEDIA CORP DEL | $4,887,000 | +1.3% | 103,602 | 0.0% | 0.79% | +9.1% | |
| AXP | AMERICAN EXPRESS CO | $4,188,000 | +1.4% | 25,000 | 0.0% | 0.68% | +9.1% | |
| ADRA | ADARA ACQUISITION CORP | $3,920,000 | +0.8% | 400,000 | 0.0% | 0.64% | +8.5% | |
| ISPC | Buy | ISPECIMEN INC | $3,607,000 | -16.8% | 618,180 | +3.0% | 0.59% | -10.4% |
| VVNT | New | VIVINT SMART HOME INC | $3,583,000 | – | 379,200 | +100.0% | 0.58% | – |
| IRBT | New | IROBOT CORP | $3,332,000 | – | 42,450 | +100.0% | 0.54% | – |
| GBT | Buy | GLOBAL BLOOD THERAPEUTICS IN | $3,185,000 | -9.1% | 125,000 | +25.0% | 0.52% | -2.1% |
| MGTA | MAGENTA THERAPEUTICS INC | $3,162,000 | -25.6% | 434,400 | 0.0% | 0.51% | -19.8% | |
| New | MAXCYTE INC | $3,027,000 | – | 250,000 | +100.0% | 0.49% | – | |
| ATIP | New | ATI PHYSICAL THERAPY INC | $2,866,000 | – | 754,083 | +100.0% | 0.46% | – |
| DUOT | DUOS TECHNOLOGIES GROUP INC | $2,808,000 | -39.7% | 453,616 | 0.0% | 0.46% | -35.0% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $2,733,000 | -10.3% | 126,301 | 0.0% | 0.44% | -3.5% | |
| ACQR | New | INDEPENDENCE HOLDINGS CORP | $2,713,000 | – | 54,711 | +100.0% | 0.44% | – |
| CUE | CUE BIOPHARMA INC | $2,550,000 | +25.1% | 175,000 | 0.0% | 0.41% | +34.4% | |
| CRIS | CURIS INC | $2,443,000 | -3.0% | 311,978 | 0.0% | 0.40% | +4.5% | |
| BRPM | B RILEY PRINCIPAL 150 MERGER | $2,194,000 | 0.0% | 225,000 | 0.0% | 0.36% | +7.6% | |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $2,174,000 | – | 225,000 | +100.0% | 0.35% | – |
| LBTYK | LIBERTY GLOBAL PLC | $2,051,000 | +9.0% | 69,618 | 0.0% | 0.33% | +17.3% | |
| ONDS | New | ONDAS HLDGS INC | $1,643,000 | – | 179,392 | +100.0% | 0.27% | – |
| TV | GRUPO TELEVISA S A Bspon adr rep ord | $1,647,000 | -23.1% | 150,000 | 0.0% | 0.27% | -17.3% | |
| HCAR | HEALTHCARE SERVICES ACQU COR | $1,463,000 | +0.8% | 150,000 | 0.0% | 0.24% | +8.7% | |
| PYPL | PAYPAL HLDGS INC | $1,301,000 | -10.7% | 5,000 | 0.0% | 0.21% | -4.1% | |
| QUMU | QUMU CORP | $1,240,000 | -13.9% | 500,000 | 0.0% | 0.20% | -7.4% | |
| New | INNOVATE CORP | $1,127,000 | – | 274,799 | +100.0% | 0.18% | – | |
| CELC | CELCUITY INC | $900,000 | -25.0% | 50,000 | 0.0% | 0.15% | -19.3% | |
| New | SOMALOGIC INC | $869,000 | – | 70,100 | +100.0% | 0.14% | – | |
| INFI | INFINITY PHARMACEUTICALS INC | $855,000 | +14.3% | 250,000 | 0.0% | 0.14% | +23.0% | |
| BKTI | BK TECHNOLOGIES CORPORATION | $848,000 | -10.3% | 300,000 | 0.0% | 0.14% | -3.5% | |
| PACXW | PIONEER MERGER CORP*w exp 01/07/202 | $779,000 | -31.7% | 708,333 | 0.0% | 0.13% | -26.2% | |
| New | SEMA4 HOLDINGS CORP | $759,000 | – | 100,000 | +100.0% | 0.12% | – | |
| ARKOW | ARKO CORP*w exp 12/22/202 | $727,000 | +9.7% | 333,333 | 0.0% | 0.12% | +18.0% | |
| YEXT | YEXT INC | $722,000 | -15.8% | 60,000 | 0.0% | 0.12% | -9.3% | |
| LBTYA | LIBERTY GLOBAL PLC | $685,000 | +9.8% | 22,989 | 0.0% | 0.11% | +18.1% | |
| RIBT | RICEBRAN TECHNOLOGIES | $590,000 | -47.8% | 1,000,000 | 0.0% | 0.10% | -43.5% | |
| ICCC | IMMUCELL CORP | $567,000 | -1.6% | 60,607 | 0.0% | 0.09% | +5.7% | |
| BATRK | LIBERTY MEDIA CORP DEL | $547,000 | -4.9% | 20,717 | 0.0% | 0.09% | +2.3% | |
| RTX | RAYTHEON TECHNOLOGIES CORP | $516,000 | +0.8% | 6,000 | 0.0% | 0.08% | +9.1% | |
| CMLTW | CM LIFE SCIENCES III INC*w exp 04/30/202 | $428,000 | -17.1% | 200,000 | 0.0% | 0.07% | -10.3% | |
| New | OPPFI INC*w exp 07/20/202 | $385,000 | – | 250,000 | +100.0% | 0.06% | – | |
| LHX | L3HARRIS TECHNOLOGIES INC | $352,000 | +1.7% | 1,600 | 0.0% | 0.06% | +9.6% | |
| New | CORSAIR PARTNERING CORP*w exp 07/06/202 | $317,000 | – | 416,666 | +100.0% | 0.05% | – | |
| CARR | CARRIER GLOBAL CORPORATION | $311,000 | +6.5% | 6,000 | 0.0% | 0.05% | +15.9% | |
| BATRA | LIBERTY MEDIA CORP DEL | $279,000 | -4.5% | 10,356 | 0.0% | 0.04% | +2.3% | |
| ISLEW | ISLEWORTH HEALTHCARE ACQU CO*w exp 08/02/202 | $275,000 | -21.4% | 500,000 | 0.0% | 0.04% | -15.1% | |
| OTIS | OTIS WORLDWIDE CORP | $247,000 | +0.8% | 3,000 | 0.0% | 0.04% | +8.1% | |
| LILAK | LIBERTY LATIN AMERICA LTD | $217,000 | -6.9% | 16,522 | 0.0% | 0.04% | 0.0% | |
| LGFB | LIONS GATE ENTMNT CORPcl b non vtg | $213,000 | -29.0% | 16,413 | 0.0% | 0.04% | -22.2% | |
| XFOR | X4 PHARMACEUTICALS INC | $189,000 | -18.5% | 35,730 | 0.0% | 0.03% | -11.4% | |
| PHYS | SPROTT PHYSICAL GOLD TRunit | $173,000 | -1.7% | 12,540 | 0.0% | 0.03% | +3.7% | |
| ROCR | ROTH CH ACQUISITION III CO | $149,000 | +0.7% | 15,000 | 0.0% | 0.02% | +9.1% | |
| ADRAWS | ADARA ACQUISITION CORP*w exp 02/11/202 | $103,000 | -23.1% | 200,000 | 0.0% | 0.02% | -15.0% | |
| BK | BANK NEW YORK MELLON CORP | $104,000 | +2.0% | 2,000 | 0.0% | 0.02% | +13.3% | |
| XLNX | XILINX INC | $80,000 | +3.9% | 530 | 0.0% | 0.01% | +8.3% | |
| CDNS | CADENCE DESIGN SYSTEM INC | $80,000 | +11.1% | 525 | 0.0% | 0.01% | +18.2% | |
| TER | TERADYNE INC | $66,000 | -17.5% | 600 | 0.0% | 0.01% | -8.3% | |
| XOM | EXXON MOBIL CORP | $63,000 | -7.4% | 1,075 | 0.0% | 0.01% | 0.0% | |
| BRPMW | B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202 | $58,000 | -35.6% | 75,000 | 0.0% | 0.01% | -35.7% | |
| LITE | LUMENTUM HLDGS INC | $55,000 | +1.9% | 660 | 0.0% | 0.01% | +12.5% | |
| BRIVW | New | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $53,000 | – | 75,000 | +100.0% | 0.01% | – |
| MO | ALTRIA GROUP INC | $55,000 | -3.5% | 1,200 | 0.0% | 0.01% | 0.0% | |
| ABBV | ABBVIE INC | $56,000 | -3.4% | 515 | 0.0% | 0.01% | 0.0% | |
| LILA | LIBERTY LATIN AMERICA LTD | $53,000 | -5.4% | 4,017 | 0.0% | 0.01% | +12.5% | |
| HCARW | HEALTHCARE SERVICES ACQU COR*w exp 99/99/999 | $50,000 | -25.4% | 75,000 | 0.0% | 0.01% | -20.0% | |
| New | SOMALOGIC INC*w exp 03/01/202 | $48,000 | – | 14,020 | +100.0% | 0.01% | – | |
| T | AT&T INC | $45,000 | -4.3% | 1,650 | 0.0% | 0.01% | 0.0% | |
| ASTR | New | ASTRA SPACE INC | $41,000 | – | 4,773 | +100.0% | 0.01% | – |
| New | CAZOO GROUP LTD*w exp 08/26/202 | $4,000 | – | 2,500 | +100.0% | 0.00% | – | |
| ROCRW | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $5,000 | -16.7% | 3,750 | 0.0% | 0.00% | 0.0% | |
| AVNW | AVIAT NETWORKS INC | $2,000 | 0.0% | 66 | 0.0% | 0.00% | – | |
| XPER | XPERI HOLDING CORP | $2,000 | 0.0% | 90 | 0.0% | 0.00% | – | |
| AJAXWS | Exit | AJAX I*w exp 10/27/202 | $0 | – | -2,500 | -100.0% | -0.00% | – |
| CMIIW | Exit | CM LIFE SCIENCES II INC*w exp 03/01/202 | $0 | – | -14,020 | -100.0% | -0.01% | – |
| AJAX | Exit | AJAX I | $0 | – | -10,000 | -100.0% | -0.02% | – |
| FGNAU | Exit | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $0 | – | -250,000 | -100.0% | -0.08% | – |
| CMII | Exit | CM LIFE SCIENCES II INCcl a | $0 | – | -70,100 | -100.0% | -0.13% | – |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -274,799 | -100.0% | -0.16% | – |
| BRIVU | Exit | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $0 | – | -225,000 | -100.0% | -0.34% | – |
| IHC | Exit | INDEPENDENCE HLDG CO NEW | $0 | – | -54,711 | -100.0% | -0.38% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -15,993 | -100.0% | -0.60% | – |
| NGL | Exit | NGL ENERGY PARTNERS LP | $0 | – | -2,112,695 | -100.0% | -0.76% | – |
| CNST | Exit | CONSTELLATION PHARMCETICLS I | $0 | – | -182,500 | -100.0% | -0.93% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -435,500 | -100.0% | -1.19% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -100,000 | -100.0% | -1.31% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Punit ltd int | $0 | – | -913,347 | -100.0% | -2.04% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -200,934 | -100.0% | -2.10% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -375,000 | -100.0% | -4.83% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR GOLD TRUST | 16 | Q3 2023 | 20.1% |
| INTEVAC INC | 16 | Q3 2023 | 7.9% |
| IDENTIV INC | 16 | Q3 2023 | 9.6% |
| S&P GLOBAL INC | 16 | Q3 2023 | 3.6% |
| INTELLICHECK INC | 16 | Q3 2023 | 5.2% |
| BLACKSTONE INC | 16 | Q3 2023 | 2.1% |
| JPMORGAN CHASE & CO | 16 | Q3 2023 | 1.1% |
| AMERICAN EXPRESS CO | 16 | Q3 2023 | 1.5% |
| CUE BIOPHARMA INC | 16 | Q3 2023 | 0.7% |
| LIBERTY GLOBAL PLC | 16 | Q3 2023 | 0.3% |
View Bleichroeder LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SaverOne 2014 Ltd. | February 14, 2023 | 605,000 | 2.1% |
| Corsair Partnering Corp | February 14, 2022 | 1,250,000 | 4.4% |
| Intellicheck, Inc. | February 14, 2022 | 2,073,583 | 11.1% |
| iSpecimen Inc. | February 14, 2022 | 342,180 | 3.4% |
| Pioneer Merger Corp. | February 14, 2022 | 2,125,000 | 5.3% |
| Corsair Partnering Corp | July 09, 2021 | 1,250,000 | 5.0% |
| BARFRESH FOOD GROUP INC. | June 08, 2021 | 9,428,705 | 5.6% |
| DUOS TECHNOLOGIES GROUP, INC. | March 02, 2021 | 765,293 | 19.9% |
| RiceBran Technologies | February 12, 2021 | 1,703,334 | 4.2% |
| Pioneer Merger Corp. | January 28, 2021 | 2,282,285 | 5.7% |
View Bleichroeder LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-04-16 |
| SC 13D/A | 2024-04-09 |
| SC 13D/A | 2024-04-04 |
| 4 | 2024-03-25 |
| SC 13G | 2024-03-11 |
| SC 13G | 2024-03-11 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Bleichroeder LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.