Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BLUE | New | BLUEBIRD BIO INC | $2,736,000 | – | 900,000 | – | 0.67% | – |
| Buy | LIQTECH INTL INC | $2,166,629 | +21.3% | 556,974 | +0.1% | 0.53% | +47.5% | |
| New | LIBERTY MEDIA CORP DEL | $1,405,799 | – | 55,216 | – | 0.35% | – | |
| New | LIBERTY MEDIA CORP DEL | $615,814 | – | 24,197 | – | 0.15% | – | |
| DMAC | Sell | DIAMEDICA THERAPEUTICS INC | $573,578 | -54.9% | 222,317 | -24.4% | 0.14% | -45.3% |
| New | LIBERTY MEDIA CORP DEL | $443,109 | – | 13,804 | – | 0.11% | – | |
| New | LIBERTY MEDIA CORP DEL | $193,092 | – | 6,049 | – | 0.05% | – | |
| New | CURIS INC | $164,743 | – | 24,999 | – | 0.04% | – | |
| New | ASTRA SPACE INCcl a new | $956 | – | 517 | – | 0.00% | – | |
| Buy | GENEDX HOLDINGS CORP | $1,107 | -38.7% | 304 | +0.3% | 0.00% | – | |
| ASTR | Exit | ASTRA SPACE INC | $0 | – | -7,774 | – | -0.00% | – |
| Exit | CORSAIR PARTNERING CORP*w exp 07/06/202 | $0 | – | -416,666 | – | -0.00% | – | |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -250,000 | – | -0.01% | – |
| CRIS | Exit | CURIS INC | $0 | – | -250,000 | – | -0.04% | – |
| UNVR | Exit | UNIVAR SOLUTIONS INC | $0 | – | -15,000 | – | -0.11% | – |
| INGR | Exit | INGREDION INC | $0 | – | -6,250 | – | -0.13% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -24,197 | – | -0.16% | – |
| Exit | DRAGONFLY ENERGY HOLDINGS CO | $0 | – | -750,000 | – | -0.22% | – | |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -55,216 | – | -0.37% | – |
| AGM | Exit | FEDERAL AGRIC MTG CORPcl c | $0 | – | -15,080 | – | -0.44% | – |
| AVD | Exit | AMERICAN VANGUARD CORP | $0 | – | -133,005 | – | -0.48% | – |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -36,130 | – | -0.52% | – |
| Exit | 2SEVENTY BIO INC | $0 | – | -255,230 | – | -0.52% | – | |
| ASH | Exit | ASHLAND INC | $0 | – | -40,602 | – | -0.72% | – |
| THO | Exit | THOR INDS INC | $0 | – | -81,250 | – | -1.71% | – |
| Exit | CORSAIR PARTNERING CORP | $0 | – | -1,250,000 | – | -2.63% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLD | New | SPDR GOLD TR | $84,678,250 | – | 475,000 | – | 17.18% | – |
| BC | New | BRUNSWICK CORP | $84,529,103 | – | 975,636 | – | 17.15% | – |
| New | LINDE PLC | $44,420,209 | – | 116,564 | – | 9.02% | – | |
| New | PARAGON 28 INC | $26,820,386 | – | 1,763,339 | – | 5.44% | – | |
| INVE | New | IDENTIV INC | $24,258,603 | – | 2,884,495 | – | 4.92% | – |
| New | PROKIDNEY CORP | $22,380,000 | – | 2,000,000 | – | 4.54% | – | |
| New | COMPOSECURE INC | $20,507,627 | – | 2,989,450 | – | 4.16% | – | |
| New | MARINUS PHARMACEUTICALS INC | $20,334,948 | – | 1,872,463 | – | 4.13% | – | |
| IVAC | New | INTEVAC INC | $18,896,336 | – | 5,039,023 | – | 3.84% | – |
| SPGI | New | S&P GLOBAL INC | $16,035,600 | – | 40,000 | – | 3.25% | – |
| New | DURECT CORP | $13,057,927 | – | 2,637,965 | – | 2.65% | – | |
| New | CORSAIR PARTNERING CORP | $12,950,000 | – | 1,250,000 | – | 2.63% | – | |
| New | MDXHEALTH SAsponsored ads | $11,792,916 | – | 3,458,333 | – | 2.39% | – | |
| THO | New | THOR INDS INC | $8,409,375 | – | 81,250 | – | 1.71% | – |
| DUOT | New | DUOS TECHNOLOGIES GROUP INC | $7,621,982 | – | 1,283,162 | – | 1.55% | – |
| BX | New | BLACKSTONE INC | $7,437,600 | – | 80,000 | – | 1.51% | – |
| INSM | New | INSMED INC | $6,857,500 | – | 325,000 | – | 1.39% | – |
| TV | New | GRUPO TELEVISA S A Bspon adr rep ord | $5,130,000 | – | 1,000,000 | – | 1.04% | – |
| IDN | New | INTELLICHECK INC | $5,121,750 | – | 2,073,583 | – | 1.04% | – |
| OPTN | New | OPTINOSE INC | $4,975,512 | – | 4,045,132 | – | 1.01% | – |
| JPM | New | JPMORGAN CHASE & CO | $4,363,200 | – | 30,000 | – | 0.88% | – |
| AXP | New | AMERICAN EXPRESS CO | $4,355,000 | – | 25,000 | – | 0.88% | – |
| MIST | New | MILESTONE PHARMACEUTICALS IN | $3,779,342 | – | 1,326,085 | – | 0.77% | – |
| ASH | New | ASHLAND INC | $3,528,720 | – | 40,602 | – | 0.72% | – |
| CUE | New | CUE BIOPHARMA INC | $2,755,852 | – | 755,028 | – | 0.56% | – |
| New | 2SEVENTY BIO INC | $2,582,928 | – | 255,230 | – | 0.52% | – | |
| DD | New | DUPONT DE NEMOURS INC | $2,581,127 | – | 36,130 | – | 0.52% | – |
| AVD | New | AMERICAN VANGUARD CORP | $2,376,799 | – | 133,005 | – | 0.48% | – |
| AGM | New | FEDERAL AGRIC MTG CORPcl c | $2,167,599 | – | 15,080 | – | 0.44% | – |
| LSXMK | New | LIBERTY MEDIA CORP DEL | $1,807,220 | – | 55,216 | – | 0.37% | – |
| New | LIQTECH INTL INC | $1,786,150 | – | 556,433 | – | 0.36% | – | |
| DMAC | New | DIAMEDICA THERAPEUTICS INC | $1,270,585 | – | 294,117 | – | 0.26% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $1,237,112 | – | 69,618 | – | 0.25% | – |
| New | BARFRESH FOOD GROUP INC | $1,200,431 | – | 800,287 | – | 0.24% | – | |
| New | MAXCYTE INC | $1,111,775 | – | 250,000 | – | 0.23% | – | |
| New | DRAGONFLY ENERGY HOLDINGS CO | $1,110,000 | – | 750,000 | – | 0.22% | – | |
| LSXMA | New | LIBERTY MEDIA CORP DEL | $793,904 | – | 24,197 | – | 0.16% | – |
| ONDS | New | ONDAS HLDGS INC | $666,810 | – | 775,000 | – | 0.14% | – |
| INGR | New | INGREDION INC | $662,188 | – | 6,250 | – | 0.13% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $587,760 | – | 6,000 | – | 0.12% | – |
| UNVR | New | UNIVAR SOLUTIONS INC | $537,600 | – | 15,000 | – | 0.11% | – |
| ICCC | New | IMMUCELL CORP | $507,970 | – | 101,594 | – | 0.10% | – |
| ARKOW | New | ARKO CORP*w exp 12/22/202 | $496,666 | – | 333,333 | – | 0.10% | – |
| YEXT | New | YEXT INC | $489,305 | – | 43,263 | – | 0.10% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $387,595 | – | 22,989 | – | 0.08% | – |
| New | CUE HEALTH INC | $369,000 | – | 1,000,000 | – | 0.08% | – | |
| PYPL | New | PAYPAL HLDGS INC | $353,669 | – | 5,300 | – | 0.07% | – |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $313,232 | – | 1,600 | – | 0.06% | – |
| CARR | New | CARRIER GLOBAL CORPORATION | $298,260 | – | 6,000 | – | 0.06% | – |
| OTIS | New | OTIS WORLDWIDE CORP | $267,030 | – | 3,000 | – | 0.05% | – |
| CRIS | New | CURIS INC | $207,500 | – | 250,000 | – | 0.04% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRunit | $187,097 | – | 12,540 | – | 0.04% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD | $142,420 | – | 16,522 | – | 0.03% | – |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $137,049 | – | 16,413 | – | 0.03% | – |
| CDNS | New | CADENCE DESIGN SYSTEM INC | $123,123 | – | 525 | – | 0.02% | – |
| XOM | New | EXXON MOBIL CORP | $115,294 | – | 1,075 | – | 0.02% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $104,046 | – | 913 | – | 0.02% | – |
| New | COMPOSECURE INC*w exp 12/27/202 | $105,000 | – | 100,000 | – | 0.02% | – | |
| BK | New | BANK NEW YORK MELLON CORP | $89,040 | – | 2,000 | – | 0.02% | – |
| TER | New | TERADYNE INC | $66,798 | – | 600 | – | 0.01% | – |
| ABBV | New | ABBVIE INC | $69,386 | – | 515 | – | 0.01% | – |
| INFI | New | INFINITY PHARMACEUTICALS INC | $52,625 | – | 250,000 | – | 0.01% | – |
| MO | New | ALTRIA GROUP INC | $54,360 | – | 1,200 | – | 0.01% | – |
| LITE | New | LUMENTUM HLDGS INC | $37,442 | – | 660 | – | 0.01% | – |
| XFOR | New | X4 PHARMACEUTICALS INC | $34,658 | – | 17,865 | – | 0.01% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $35,149 | – | 4,017 | – | 0.01% | – |
| New | EQRX INC*w exp 12/17/202 | $33,660 | – | 200,000 | – | 0.01% | – | |
| ARKG | New | ARK ETF TRgenomic rev etf | $28,124 | – | 825 | – | 0.01% | – |
| T | New | AT&T INC | $26,318 | – | 1,650 | – | 0.01% | – |
| New | SAVERONE 2014 LTD*w exp 06/02/202 | $26,674 | – | 121,000 | – | 0.01% | – | |
| ARKF | New | ARK ETF TRfintech innova | $25,092 | – | 1,200 | – | 0.01% | – |
| ARKW | New | ARK ETF TRnext gnrtn inter | $17,583 | – | 300 | – | 0.00% | – |
| New | OPPFI INC*w exp 07/20/202 | $17,500 | – | 250,000 | – | 0.00% | – | |
| New | EQRX INC | $9,300 | – | 5,000 | – | 0.00% | – | |
| New | FINCH THERAPEUTICS GROUP INC | $8,283 | – | 971 | – | 0.00% | – | |
| New | CORSAIR PARTNERING CORP*w exp 07/06/202 | $11,333 | – | 416,666 | – | 0.00% | – | |
| New | ALLIANCE ENTERTAINMENT HOLDI*w exp 02/11/202 | $9,400 | – | 200,000 | – | 0.00% | – | |
| ASTR | New | ASTRA SPACE INC | $2,865 | – | 7,774 | – | 0.00% | – |
| New | WARNER BROS DISCOVERY INC | $5,006 | – | 399 | – | 0.00% | – | |
| New | SOMALOGIC INC*w exp 08/31/202 | $3,505 | – | 14,020 | – | 0.00% | – | |
| New | FAZE HOLDINGS INC*w exp 03/01/202 | $1,733 | – | 75,000 | – | 0.00% | – | |
| AVNW | New | AVIAT NETWORKS INC | $2,202 | – | 66 | – | 0.00% | – |
| New | GENEDX HOLDINGS CORP | $1,806 | – | 303 | – | 0.00% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | CAZOO GROUP LTD*w exp 08/26/202 | $0 | – | -2,500 | – | 0.00% | – | |
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -90 | – | 0.00% | – |
| Exit | QUALTEK SERVICES INC*w exp 02/14/202 | $0 | – | -3,750 | – | 0.00% | – | |
| AVNW | Exit | AVIAT NETWORKS INC | $0 | – | -66 | – | 0.00% | – |
| HCARW | Exit | HEALTHCARE SERVICES ACQU COR*w exp 12/28/202 | $0 | – | -75,000 | – | 0.00% | – |
| Exit | WARNER BROS DISCOVERY INC | $0 | – | -399 | – | -0.00% | – | |
| ASTR | Exit | ASTRA SPACE INC | $0 | – | -7,774 | – | -0.00% | – |
| Exit | SOMALOGIC INC*w exp 08/31/202 | $0 | – | -14,020 | – | -0.00% | – | |
| BRIVW | Exit | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $0 | – | -75,000 | – | -0.00% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Punit ltd int | $0 | – | -1,000 | – | -0.00% | – |
| ARKW | Exit | ARK ETF TRnext gnrtn inter | $0 | – | -300 | – | -0.00% | – |
| ARKF | Exit | ARK ETF TRfintech innova | $0 | – | -1,200 | – | -0.00% | – |
| PACXW | Exit | PIONEER MERGER CORP*w exp 01/07/202 | $0 | – | -708,333 | – | -0.01% | – |
| Exit | EQRX INC | $0 | – | -5,000 | – | -0.01% | – | |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -4,017 | – | -0.01% | – |
| T | Exit | AT&T INC | $0 | – | -1,650 | – | -0.01% | – |
| ARKG | Exit | ARK ETF TRgenomic rev etf | $0 | – | -825 | – | -0.01% | – |
| Exit | CORSAIR PARTNERING CORP*w exp 07/06/202 | $0 | – | -416,666 | – | -0.01% | – | |
| Exit | SAVERONE 2014 LTD*w exp 06/02/202 | $0 | – | -121,000 | – | -0.01% | – | |
| ADRAWS | Exit | ADARA ACQUISITION CORP*w exp 02/11/202 | $0 | – | -200,000 | – | -0.01% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -660 | – | -0.01% | – |
| Exit | FAZE HOLDINGS INC*w exp 03/01/202 | $0 | – | -75,000 | – | -0.01% | – | |
| TER | Exit | TERADYNE INC | $0 | – | -600 | – | -0.01% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -1,200 | – | -0.01% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -913 | – | -0.01% | – |
| Exit | OPPFI INC*w exp 07/20/202 | $0 | – | -250,000 | – | -0.01% | – | |
| XFOR | Exit | X4 PHARMACEUTICALS INC | $0 | – | -35,730 | – | -0.01% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -515 | – | -0.01% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -2,000 | – | -0.02% | – |
| Exit | COMPOSECURE INC*w exp 12/27/202 | $0 | – | -100,000 | – | -0.02% | – | |
| CDNS | Exit | CADENCE DESIGN SYSTEM INC | $0 | – | -525 | – | -0.02% | – |
| Exit | SEMA4 HOLDINGS CORP | $0 | – | -110,000 | – | -0.02% | – | |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -1,075 | – | -0.02% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -16,522 | – | -0.02% | – |
| ISPC | Exit | ISPECIMEN INC | $0 | – | -65,834 | – | -0.02% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -16,413 | – | -0.02% | – |
| Exit | EQRX INC*w exp 12/17/202 | $0 | – | -200,000 | – | -0.03% | – | |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRunit | $0 | – | -12,540 | – | -0.03% | – |
| Exit | INNOVATE CORP | $0 | – | -274,799 | – | -0.04% | – | |
| OTIS | Exit | OTIS WORLDWIDE CORP | $0 | – | -3,000 | – | -0.04% | – |
| Exit | SOMALOGIC INC | $0 | – | -70,100 | – | -0.04% | – | |
| CARR | Exit | CARRIER GLOBAL CORPORATION | $0 | – | -6,000 | – | -0.04% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -5,000 | – | -0.04% | – |
| YEXT | Exit | YEXT INC | $0 | – | -60,000 | – | -0.06% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -250,000 | – | -0.06% | – |
| CRIS | Exit | CURIS INC | $0 | – | -436,978 | – | -0.06% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,600 | – | -0.07% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -22,989 | – | -0.08% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -5,300 | – | -0.10% | – |
| QUMU | Exit | QUMU CORP | $0 | – | -750,000 | – | -0.10% | – |
| BKTI | Exit | BK TECHNOLOGIES CORPORATION | $0 | – | -199,400 | – | -0.10% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -6,000 | – | -0.10% | – |
| CELC | Exit | CELCUITY INC | $0 | – | -50,000 | – | -0.10% | – |
| ARKOW | Exit | ARKO CORP*w exp 12/22/202 | $0 | – | -333,333 | – | -0.12% | – |
| MGTA | Exit | MAGENTA THERAPEUTICS INC | $0 | – | -484,400 | – | -0.14% | – |
| ICCC | Exit | IMMUCELL CORP | $0 | – | -101,594 | – | -0.16% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -69,618 | – | -0.24% | – |
| CUE | Exit | CUE BIOPHARMA INC | $0 | – | -555,000 | – | -0.26% | – |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -3,282,869 | – | -0.26% | – |
| FNCH | Exit | FINCH THERAPEUTICS GROUP INC | $0 | – | -810,416 | – | -0.28% | – |
| HCAR | Exit | HEALTHCARE SERVICES ACQU COR | $0 | – | -150,000 | – | -0.31% | – |
| Exit | MAXCYTE INC | $0 | – | -250,000 | – | -0.34% | – | |
| Exit | BARFRESH FOOD GROUP INC | $0 | – | -725,287 | – | -0.44% | – | |
| BRIV | Exit | B RILEY PRIN 250 MERGER CORP | $0 | – | -225,000 | – | -0.46% | – |
| ONDS | Exit | ONDAS HLDGS INC | $0 | – | -775,000 | – | -0.60% | – |
| Exit | CUE HEALTH INC | $0 | – | -1,000,000 | – | -0.63% | – | |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -30,000 | – | -0.65% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -25,000 | – | -0.70% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -103,602 | – | -0.82% | – |
| ADRA | Exit | ADARA ACQUISITION CORP | $0 | – | -400,000 | – | -0.83% | – |
| MIST | Exit | MILESTONE PHARMACEUTICALS IN | $0 | – | -512,500 | – | -0.98% | – |
| DUOT | Exit | DUOS TECHNOLOGIES GROUP INC | $0 | – | -1,283,162 | – | -1.09% | – |
| IDN | Exit | INTELLICHECK INC | $0 | – | -2,073,583 | – | -1.09% | – |
| TCDA | Exit | TRICIDA INC | $0 | – | -500,000 | – | -1.09% | – |
| TV | Exit | GRUPO TELEVISA S A Bspon adr rep ord | $0 | – | -1,000,000 | – | -1.12% | – |
| BX | Exit | BLACKSTONE INC | $0 | – | -80,000 | – | -1.40% | – |
| Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -1,322,463 | – | -1.84% | – | |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -236,396 | – | -1.86% | – |
| SPGI | Exit | S&P GLOBAL INC | $0 | – | -40,000 | – | -2.55% | – |
| Exit | CORSAIR PARTNERING CORP | $0 | – | -1,250,000 | – | -2.55% | – | |
| Exit | MDXHEALTH SAsponsored ads | $0 | – | -1,958,333 | – | -2.76% | – | |
| OPTN | Exit | OPTINOSE INC | $0 | – | -3,781,975 | – | -2.89% | – |
| Exit | COMPOSECURE INC | $0 | – | -2,933,344 | – | -3.07% | – | |
| DRRX | Exit | DURECT CORP | $0 | – | -26,414,656 | – | -3.19% | – |
| THO | Exit | THOR INDS INC | $0 | – | -227,500 | – | -3.32% | – |
| Exit | PROKIDNEY CORP | $0 | – | -2,000,000 | – | -3.76% | – | |
| PACX | Exit | PIONEER MERGER CORP | $0 | – | -2,125,000 | – | -4.42% | – |
| CTIC | Exit | CTI BIOPHARMA CORP | $0 | – | -3,943,730 | – | -4.79% | – |
| IVAC | Exit | INTEVAC INC | $0 | – | -4,944,105 | – | -4.80% | – |
| INVE | Exit | IDENTIV INC | $0 | – | -2,634,495 | – | -6.89% | – |
| LIN | Exit | LINDE PLC | $0 | – | -128,564 | – | -7.23% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -975,636 | – | -13.32% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -475,000 | – | -15.33% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CTIC | Sell | CTI BIOPHARMA CORP | $22,953,000 | -2.6% | 3,943,730 | -0.1% | 4.79% | -1.6% |
| New | PROKIDNEY CORP | $18,020,000 | – | 2,000,000 | – | 3.76% | – | |
| Buy | COMPOSECURE INC | $14,696,000 | +19.4% | 2,933,344 | +23.9% | 3.07% | +20.7% | |
| TCDA | Buy | TRICIDA INC | $5,240,000 | +20.3% | 500,000 | +11.1% | 1.09% | +21.6% |
| ONDS | Buy | ONDAS HLDGS INC | $2,868,000 | -22.0% | 775,000 | +13.6% | 0.60% | -21.2% |
| LIQT | Buy | LIQTECH INTL INC | $1,251,000 | +2.0% | 3,282,869 | +20.5% | 0.26% | +3.2% |
| New | FAZE HOLDINGS INC*w exp 03/01/202 | $41,000 | – | 75,000 | – | 0.01% | – | |
| ISLEW | Exit | ISLEWORTH HEALTHCARE ACQU CO*w exp 08/02/202 | $0 | – | -500,000 | – | -0.00% | – |
| BRPMW | Exit | B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202 | $0 | – | -75,000 | – | -0.01% | – |
| Exit | SAVERONE 2014 LTDsponsored ads | $0 | – | -121,000 | – | -0.06% | – | |
| TEKK | Exit | TEKKORP DIGITAL ACQUISITN COcl a | $0 | – | -100,000 | – | -0.20% | – |
| BRPM | Exit | B RILEY PRINCIPAL 150 MERGER | $0 | – | -225,000 | – | -0.46% | – |
| ISLE | Exit | ISLEWORTH HEALTHCARE ACQU CO | $0 | – | -1,000,000 | – | -2.06% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLD | New | SPDR GOLD TR | $80,019,000 | – | 475,000 | – | 16.52% | – |
| BC | New | BRUNSWICK CORP | $63,787,000 | – | 975,636 | – | 13.17% | – |
| LIN | New | LINDE PLC | $36,966,000 | – | 128,564 | – | 7.63% | – |
| INVE | New | IDENTIV INC | $30,507,000 | – | 2,634,495 | – | 6.30% | – |
| IVAC | New | INTEVAC INC | $23,929,000 | – | 4,944,105 | – | 4.94% | – |
| CTIC | New | CTI BIOPHARMA CORP | $23,574,000 | – | 3,948,730 | – | 4.87% | – |
| PACX | New | PIONEER MERGER CORP | $20,934,000 | – | 2,125,000 | – | 4.32% | – |
| THO | New | THOR INDS INC | $17,001,000 | – | 227,500 | – | 3.51% | – |
| New | MDXHEALTH SAsponsored ads | $16,352,000 | – | 1,958,333 | – | 3.38% | – | |
| OPTN | New | OPTINOSE INC | $13,842,000 | – | 3,781,975 | – | 2.86% | – |
| SPGI | New | S&P GLOBAL INC | $13,482,000 | – | 40,000 | – | 2.78% | – |
| DRRX | New | DURECT CORP | $12,626,000 | – | 26,414,656 | – | 2.61% | – |
| New | COMPOSECURE INC | $12,308,000 | – | 2,366,989 | – | 2.54% | – | |
| New | CORSAIR PARTNERING CORP | $12,100,000 | – | 1,250,000 | – | 2.50% | – | |
| ISLE | New | ISLEWORTH HEALTHCARE ACQU CO | $9,960,000 | – | 1,000,000 | – | 2.06% | – |
| LSXMK | New | LIBERTY MEDIA CORP DEL | $8,522,000 | – | 236,396 | – | 1.76% | – |
| TV | New | GRUPO TELEVISA S A Bspon adr rep ord | $8,180,000 | – | 1,000,000 | – | 1.69% | – |
| BX | New | BLACKSTONE INC | $7,298,000 | – | 80,000 | – | 1.51% | – |
| New | MARINUS PHARMACEUTICALS INC | $6,401,000 | – | 1,322,463 | – | 1.32% | – | |
| DUOT | New | DUOS TECHNOLOGIES GROUP INC | $4,915,000 | – | 1,283,162 | – | 1.02% | – |
| TCDA | New | TRICIDA INC | $4,356,000 | – | 450,000 | – | 0.90% | – |
| IDN | New | INTELLICHECK INC | $4,189,000 | – | 2,073,583 | – | 0.86% | – |
| New | BARFRESH FOOD GROUP INC | $4,098,000 | – | 725,287 | – | 0.85% | – | |
| ADRA | New | ADARA ACQUISITION CORP | $3,956,000 | – | 400,000 | – | 0.82% | – |
| LSXMA | New | LIBERTY MEDIA CORP DEL | $3,734,000 | – | 103,602 | – | 0.77% | – |
| ONDS | New | ONDAS HLDGS INC | $3,678,000 | – | 682,352 | – | 0.76% | – |
| AXP | New | AMERICAN EXPRESS CO | $3,466,000 | – | 25,000 | – | 0.72% | – |
| JPM | New | JPMORGAN CHASE & CO | $3,378,000 | – | 30,000 | – | 0.70% | – |
| New | CUE HEALTH INC | $3,200,000 | – | 1,000,000 | – | 0.66% | – | |
| MIST | New | MILESTONE PHARMACEUTICALS IN | $3,044,000 | – | 512,500 | – | 0.63% | – |
| FNCH | New | FINCH THERAPEUTICS GROUP INC | $2,302,000 | – | 810,416 | – | 0.48% | – |
| BRPM | New | B RILEY PRINCIPAL 150 MERGER | $2,241,000 | – | 225,000 | – | 0.46% | – |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $2,187,000 | – | 225,000 | – | 0.45% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $1,538,000 | – | 69,618 | – | 0.32% | – |
| HCAR | New | HEALTHCARE SERVICES ACQU COR | $1,476,000 | – | 150,000 | – | 0.30% | – |
| CUE | New | CUE BIOPHARMA INC | $1,382,000 | – | 555,000 | – | 0.28% | – |
| LIQT | New | LIQTECH INTL INC | $1,226,000 | – | 2,723,562 | – | 0.25% | – |
| New | MAXCYTE INC | $1,157,000 | – | 250,000 | – | 0.24% | – | |
| TEKK | New | TEKKORP DIGITAL ACQUISITN COcl a | $990,000 | – | 100,000 | – | 0.20% | – |
| ICCC | New | IMMUCELL CORP | $883,000 | – | 101,594 | – | 0.18% | – |
| QUMU | New | QUMU CORP | $604,000 | – | 750,000 | – | 0.12% | – |
| MGTA | New | MAGENTA THERAPEUTICS INC | $581,000 | – | 484,400 | – | 0.12% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $577,000 | – | 6,000 | – | 0.12% | – |
| BKTI | New | BK TECHNOLOGIES CORPORATION | $528,000 | – | 199,400 | – | 0.11% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $484,000 | – | 22,989 | – | 0.10% | – |
| ARKOW | New | ARKO CORP*w exp 12/22/202 | $473,000 | – | 333,333 | – | 0.10% | – |
| New | INNOVATE CORP | $475,000 | – | 274,799 | – | 0.10% | – | |
| CELC | New | CELCUITY INC | $455,000 | – | 50,000 | – | 0.09% | – |
| CRIS | New | CURIS INC | $430,000 | – | 436,978 | – | 0.09% | – |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $387,000 | – | 1,600 | – | 0.08% | – |
| PYPL | New | PAYPAL HLDGS INC | $370,000 | – | 5,300 | – | 0.08% | – |
| New | SOMALOGIC INC | $317,000 | – | 70,100 | – | 0.06% | – | |
| YEXT | New | YEXT INC | $287,000 | – | 60,000 | – | 0.06% | – |
| New | SAVERONE 2014 LTDsponsored ads | $272,000 | – | 121,000 | – | 0.06% | – | |
| OTIS | New | OTIS WORLDWIDE CORP | $212,000 | – | 3,000 | – | 0.04% | – |
| CARR | New | CARRIER GLOBAL CORPORATION | $214,000 | – | 6,000 | – | 0.04% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRunit | $178,000 | – | 12,540 | – | 0.04% | – |
| INFI | New | INFINITY PHARMACEUTICALS INC | $158,000 | – | 250,000 | – | 0.03% | – |
| New | EQRX INC*w exp 12/17/202 | $162,000 | – | 200,000 | – | 0.03% | – | |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $145,000 | – | 16,413 | – | 0.03% | – |
| ISPC | New | ISPECIMEN INC | $144,000 | – | 65,834 | – | 0.03% | – |
| New | SEMA4 HOLDINGS CORP | $139,000 | – | 110,000 | – | 0.03% | – | |
| SAVA | New | CASSAVA SCIENCES INC | $141,000 | – | 5,000 | – | 0.03% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD | $129,000 | – | 16,522 | – | 0.03% | – |
| XOM | New | EXXON MOBIL CORP | $92,000 | – | 1,075 | – | 0.02% | – |
| BK | New | BANK NEW YORK MELLON CORP | $83,000 | – | 2,000 | – | 0.02% | – |
| New | OPPFI INC*w exp 07/20/202 | $81,000 | – | 250,000 | – | 0.02% | – | |
| New | CORSAIR PARTNERING CORP*w exp 07/06/202 | $83,000 | – | 416,666 | – | 0.02% | – | |
| CDNS | New | CADENCE DESIGN SYSTEM INC | $79,000 | – | 525 | – | 0.02% | – |
| ABBV | New | ABBVIE INC | $79,000 | – | 515 | – | 0.02% | – |
| PACXW | New | PIONEER MERGER CORP*w exp 01/07/202 | $71,000 | – | 708,333 | – | 0.02% | – |
| New | COMPOSECURE INC*w exp 12/27/202 | $73,000 | – | 100,000 | – | 0.02% | – | |
| AMD | New | ADVANCED MICRO DEVICES INC | $70,000 | – | 913 | – | 0.01% | – |
| TER | New | TERADYNE INC | $54,000 | – | 600 | – | 0.01% | – |
| LITE | New | LUMENTUM HLDGS INC | $52,000 | – | 660 | – | 0.01% | – |
| MO | New | ALTRIA GROUP INC | $50,000 | – | 1,200 | – | 0.01% | – |
| New | SAVERONE 2014 LTD*w exp 05/04/202 | $42,000 | – | 121,000 | – | 0.01% | – | |
| T | New | AT&T INC | $35,000 | – | 1,650 | – | 0.01% | – |
| XFOR | New | X4 PHARMACEUTICALS INC | $34,000 | – | 35,730 | – | 0.01% | – |
| ADRAWS | New | ADARA ACQUISITION CORP*w exp 02/11/202 | $36,000 | – | 200,000 | – | 0.01% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $31,000 | – | 4,017 | – | 0.01% | – |
| BRPMW | New | B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202 | $28,000 | – | 75,000 | – | 0.01% | – |
| New | EQRX INC | $23,000 | – | 5,000 | – | 0.01% | – | |
| ARKG | New | ARK ETF TRgenomic rev etf | $26,000 | – | 825 | – | 0.01% | – |
| ARKF | New | ARK ETF TRfintech innova | $19,000 | – | 1,200 | – | 0.00% | – |
| BRIVW | New | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $21,000 | – | 75,000 | – | 0.00% | – |
| ISLEW | New | ISLEWORTH HEALTHCARE ACQU CO*w exp 08/02/202 | $17,000 | – | 500,000 | – | 0.00% | – |
| ARKW | New | ARK ETF TRnext gnrtn inter | $15,000 | – | 300 | – | 0.00% | – |
| SHLX | New | SHELL MIDSTREAM PARTNERS L Punit ltd int | $14,000 | – | 1,000 | – | 0.00% | – |
| New | SOMALOGIC INC*w exp 08/31/202 | $11,000 | – | 14,020 | – | 0.00% | – | |
| ASTR | New | ASTRA SPACE INC | $10,000 | – | 7,774 | – | 0.00% | – |
| HCARW | New | HEALTHCARE SERVICES ACQU COR*w exp 12/28/202 | $8,000 | – | 75,000 | – | 0.00% | – |
| New | WARNER BROS DISCOVERY INC | $5,000 | – | 399 | – | 0.00% | – | |
| New | CAZOO GROUP LTD*w exp 08/26/202 | $0 | – | 2,500 | – | 0.00% | – | |
| New | QUALTEK SERVICES INC*w exp 02/14/202 | $1,000 | – | 3,750 | – | 0.00% | – | |
| XPER | New | XPERI HOLDING CORP | $1,000 | – | 90 | – | 0.00% | – |
| AVNW | New | AVIAT NETWORKS INC | $2,000 | – | 66 | – | 0.00% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -90 | – | 0.00% | – |
| AVNW | Exit | AVIAT NETWORKS INC | $0 | – | -66 | – | 0.00% | – |
| ROCRW | Exit | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $0 | – | -3,750 | – | -0.00% | – |
| Exit | CAZOO GROUP LTD*w exp 08/26/202 | $0 | – | -2,500 | – | -0.00% | – | |
| ASTR | Exit | ASTRA SPACE INC | $0 | – | -4,773 | – | -0.01% | – |
| T | Exit | AT&T INC | $0 | – | -1,650 | – | -0.01% | – |
| Exit | SOMALOGIC INC*w exp 03/01/202 | $0 | – | -14,020 | – | -0.01% | – | |
| HCARW | Exit | HEALTHCARE SERVICES ACQU COR*w exp 99/99/999 | $0 | – | -75,000 | – | -0.01% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -515 | – | -0.01% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -660 | – | -0.01% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -1,200 | – | -0.01% | – |
| BRIVW | Exit | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $0 | – | -75,000 | – | -0.01% | – |
| BRPMW | Exit | B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202 | $0 | – | -75,000 | – | -0.01% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -4,017 | – | -0.01% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -1,075 | – | -0.01% | – |
| TER | Exit | TERADYNE INC | $0 | – | -600 | – | -0.01% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INC | $0 | – | -525 | – | -0.01% | – |
| XLNX | Exit | XILINX INC | $0 | – | -530 | – | -0.01% | – |
| ADRAWS | Exit | ADARA ACQUISITION CORP*w exp 02/11/202 | $0 | – | -200,000 | – | -0.02% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -2,000 | – | -0.02% | – |
| ROCR | Exit | ROTH CH ACQUISITION III CO | $0 | – | -15,000 | – | -0.02% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRunit | $0 | – | -12,540 | – | -0.03% | – |
| XFOR | Exit | X4 PHARMACEUTICALS INC | $0 | – | -35,730 | – | -0.03% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -16,413 | – | -0.04% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -16,522 | – | -0.04% | – |
| OTIS | Exit | OTIS WORLDWIDE CORP | $0 | – | -3,000 | – | -0.04% | – |
| BATRA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -10,356 | – | -0.04% | – |
| ISLEW | Exit | ISLEWORTH HEALTHCARE ACQU CO*w exp 08/02/202 | $0 | – | -500,000 | – | -0.04% | – |
| CARR | Exit | CARRIER GLOBAL CORPORATION | $0 | – | -6,000 | – | -0.05% | – |
| Exit | CORSAIR PARTNERING CORP*w exp 07/06/202 | $0 | – | -416,666 | – | -0.05% | – | |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,600 | – | -0.06% | – |
| Exit | OPPFI INC*w exp 07/20/202 | $0 | – | -250,000 | – | -0.06% | – | |
| CMLTW | Exit | CM LIFE SCIENCES III INC*w exp 04/30/202 | $0 | – | -200,000 | – | -0.07% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -6,000 | – | -0.08% | – |
| BATRK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -20,717 | – | -0.09% | – |
| ICCC | Exit | IMMUCELL CORP | $0 | – | -60,607 | – | -0.09% | – |
| RIBT | Exit | RICEBRAN TECHNOLOGIES | $0 | – | -1,000,000 | – | -0.10% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -22,989 | – | -0.11% | – |
| YEXT | Exit | YEXT INC | $0 | – | -60,000 | – | -0.12% | – |
| ARKOW | Exit | ARKO CORP*w exp 12/22/202 | $0 | – | -333,333 | – | -0.12% | – |
| Exit | SEMA4 HOLDINGS CORP | $0 | – | -100,000 | – | -0.12% | – | |
| PACXW | Exit | PIONEER MERGER CORP*w exp 01/07/202 | $0 | – | -708,333 | – | -0.13% | – |
| BKTI | Exit | BK TECHNOLOGIES CORPORATION | $0 | – | -300,000 | – | -0.14% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -250,000 | – | -0.14% | – |
| Exit | SOMALOGIC INC | $0 | – | -70,100 | – | -0.14% | – | |
| CELC | Exit | CELCUITY INC | $0 | – | -50,000 | – | -0.15% | – |
| Exit | INNOVATE CORP | $0 | – | -274,799 | – | -0.18% | – | |
| QUMU | Exit | QUMU CORP | $0 | – | -500,000 | – | -0.20% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -5,000 | – | -0.21% | – |
| HCAR | Exit | HEALTHCARE SERVICES ACQU COR | $0 | – | -150,000 | – | -0.24% | – |
| TV | Exit | GRUPO TELEVISA S A Bspon adr rep ord | $0 | – | -150,000 | – | -0.27% | – |
| ONDS | Exit | ONDAS HLDGS INC | $0 | – | -179,392 | – | -0.27% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -69,618 | – | -0.33% | – |
| BRIV | Exit | B RILEY PRIN 250 MERGER CORP | $0 | – | -225,000 | – | -0.35% | – |
| BRPM | Exit | B RILEY PRINCIPAL 150 MERGER | $0 | – | -225,000 | – | -0.36% | – |
| CRIS | Exit | CURIS INC | $0 | – | -311,978 | – | -0.40% | – |
| CUE | Exit | CUE BIOPHARMA INC | $0 | – | -175,000 | – | -0.41% | – |
| ACQR | Exit | INDEPENDENCE HOLDINGS CORP | $0 | – | -54,711 | – | -0.44% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -126,301 | – | -0.44% | – |
| DUOT | Exit | DUOS TECHNOLOGIES GROUP INC | $0 | – | -453,616 | – | -0.46% | – |
| ATIP | Exit | ATI PHYSICAL THERAPY INC | $0 | – | -754,083 | – | -0.46% | – |
| Exit | MAXCYTE INC | $0 | – | -250,000 | – | -0.49% | – | |
| MGTA | Exit | MAGENTA THERAPEUTICS INC | $0 | – | -434,400 | – | -0.51% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -125,000 | – | -0.52% | – |
| IRBT | Exit | IROBOT CORP | $0 | – | -42,450 | – | -0.54% | – |
| VVNT | Exit | VIVINT SMART HOME INC | $0 | – | -379,200 | – | -0.58% | – |
| ISPC | Exit | ISPECIMEN INC | $0 | – | -618,180 | – | -0.59% | – |
| ADRA | Exit | ADARA ACQUISITION CORP | $0 | – | -400,000 | – | -0.64% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -25,000 | – | -0.68% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -103,602 | – | -0.79% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -30,000 | – | -0.80% | – |
| LRN | Exit | STRIDE INC | $0 | – | -137,052 | – | -0.80% | – |
| TLMD | Exit | SOC TELEMED INC | $0 | – | -2,214,900 | – | -0.81% | – |
| TCDA | Exit | TRICIDA INC | $0 | – | -1,300,000 | – | -0.98% | – |
| SONO | Exit | SONOS INC | $0 | – | -216,400 | – | -1.14% | – |
| ATUS | Exit | ALTICE USA INCcl a | $0 | – | -378,600 | – | -1.27% | – |
| BX | Exit | BLACKSTONE INC | $0 | – | -80,000 | – | -1.51% | – |
| ISLE | Exit | ISLEWORTH HEALTHCARE ACQU CO | $0 | – | -1,000,000 | – | -1.60% | – |
| CMLT | Exit | CM LIFE SCIENCES III INC | $0 | – | -1,000,000 | – | -1.61% | – |
| FNCH | Exit | FINCH THERAPEUTICS GROUP INC | $0 | – | -810,416 | – | -1.71% | – |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -236,396 | – | -1.82% | – |
| Exit | CUE HEALTH INC | $0 | – | -1,000,000 | – | -1.92% | – | |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -2,170,948 | – | -1.93% | – |
| Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -1,062,500 | – | -1.96% | – | |
| Exit | CORSAIR PARTNERING CORP | $0 | – | -1,250,000 | – | -2.00% | – | |
| THO | Exit | THOR INDS INC | $0 | – | -109,753 | – | -2.19% | – |
| CDXS | Exit | CODEXIS INC | $0 | – | -579,116 | – | -2.19% | – |
| IDN | Exit | INTELLICHECK INC | $0 | – | -2,073,583 | – | -2.76% | – |
| SPGI | Exit | S&P GLOBAL INC | $0 | – | -40,000 | – | -2.76% | – |
| PACX | Exit | PIONEER MERGER CORP | $0 | – | -2,125,000 | – | -3.43% | – |
| IVAC | Exit | INTEVAC INC | $0 | – | -4,949,355 | – | -3.84% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -26,414,656 | – | -5.49% | – |
| RPRX | Exit | ROYALTY PHARMA PLC | $0 | – | -1,115,980 | – | -6.55% | – |
| INVE | Exit | IDENTIV INC | $0 | – | -2,196,389 | – | -6.72% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -500,000 | – | -7.74% | – |
| LIN | Exit | LINDE PLC | $0 | – | -192,627 | – | -9.18% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -475,000 | – | -12.67% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RPRX | Buy | ROYALTY PHARMA PLC | $40,332,000 | +392.0% | 1,115,980 | +458.0% | 6.55% | +429.5% |
| New | CORSAIR PARTNERING CORP | $12,313,000 | – | 1,250,000 | – | 2.00% | – | |
| LIQT | Buy | LIQTECH INTL INC | $11,897,000 | -24.7% | 2,170,948 | +0.6% | 1.93% | -19.0% |
| New | CUE HEALTH INC | $11,810,000 | – | 1,000,000 | – | 1.92% | – | |
| ATUS | Sell | ALTICE USA INCcl a | $7,845,000 | -68.5% | 378,600 | -48.0% | 1.27% | -66.1% |
| SONO | Buy | SONOS INC | $7,003,000 | +205.8% | 216,400 | +232.9% | 1.14% | +229.6% |
| TCDA | New | TRICIDA INC | $6,032,000 | – | 1,300,000 | – | 0.98% | – |
| TLMD | New | SOC TELEMED INC | $5,006,000 | – | 2,214,900 | – | 0.81% | – |
| LRN | New | STRIDE INC | $4,926,000 | – | 137,052 | – | 0.80% | – |
| ISPC | Buy | ISPECIMEN INC | $3,607,000 | -16.8% | 618,180 | +3.0% | 0.59% | -10.4% |
| VVNT | New | VIVINT SMART HOME INC | $3,583,000 | – | 379,200 | – | 0.58% | – |
| IRBT | New | IROBOT CORP | $3,332,000 | – | 42,450 | – | 0.54% | – |
| GBT | Buy | GLOBAL BLOOD THERAPEUTICS IN | $3,185,000 | -9.1% | 125,000 | +25.0% | 0.52% | -2.1% |
| New | MAXCYTE INC | $3,027,000 | – | 250,000 | – | 0.49% | – | |
| ATIP | New | ATI PHYSICAL THERAPY INC | $2,866,000 | – | 754,083 | – | 0.46% | – |
| ACQR | New | INDEPENDENCE HOLDINGS CORP | $2,713,000 | – | 54,711 | – | 0.44% | – |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $2,174,000 | – | 225,000 | – | 0.35% | – |
| ONDS | New | ONDAS HLDGS INC | $1,643,000 | – | 179,392 | – | 0.27% | – |
| New | INNOVATE CORP | $1,127,000 | – | 274,799 | – | 0.18% | – | |
| New | SOMALOGIC INC | $869,000 | – | 70,100 | – | 0.14% | – | |
| New | SEMA4 HOLDINGS CORP | $759,000 | – | 100,000 | – | 0.12% | – | |
| New | OPPFI INC*w exp 07/20/202 | $385,000 | – | 250,000 | – | 0.06% | – | |
| New | CORSAIR PARTNERING CORP*w exp 07/06/202 | $317,000 | – | 416,666 | – | 0.05% | – | |
| BRIVW | New | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $53,000 | – | 75,000 | – | 0.01% | – |
| New | SOMALOGIC INC*w exp 03/01/202 | $48,000 | – | 14,020 | – | 0.01% | – | |
| ASTR | New | ASTRA SPACE INC | $41,000 | – | 4,773 | – | 0.01% | – |
| New | CAZOO GROUP LTD*w exp 08/26/202 | $4,000 | – | 2,500 | – | 0.00% | – | |
| AJAXWS | Exit | AJAX I*w exp 10/27/202 | $0 | – | -2,500 | – | -0.00% | – |
| CMIIW | Exit | CM LIFE SCIENCES II INC*w exp 03/01/202 | $0 | – | -14,020 | – | -0.01% | – |
| AJAX | Exit | AJAX I | $0 | – | -10,000 | – | -0.02% | – |
| FGNAU | Exit | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $0 | – | -250,000 | – | -0.08% | – |
| CMII | Exit | CM LIFE SCIENCES II INCcl a | $0 | – | -70,100 | – | -0.13% | – |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -274,799 | – | -0.16% | – |
| BRIVU | Exit | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $0 | – | -225,000 | – | -0.34% | – |
| IHC | Exit | INDEPENDENCE HLDG CO NEW | $0 | – | -54,711 | – | -0.38% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -15,993 | – | -0.60% | – |
| NGL | Exit | NGL ENERGY PARTNERS LP | $0 | – | -2,112,695 | – | -0.76% | – |
| CNST | Exit | CONSTELLATION PHARMCETICLS I | $0 | – | -182,500 | – | -0.93% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -435,500 | – | -1.19% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -100,000 | – | -1.31% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Punit ltd int | $0 | – | -913,347 | – | -2.04% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -200,934 | – | -2.10% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -375,000 | – | -4.83% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLD | New | SPDR GOLD TR | $78,674,000 | – | 475,000 | – | 11.87% | – |
| LIN | New | LINDE PLC | $55,688,000 | – | 192,627 | – | 8.40% | – |
| BC | New | BRUNSWICK CORP | $49,810,000 | – | 500,000 | – | 7.52% | – |
| DRRX | New | DURECT CORP | $43,056,000 | – | 26,414,656 | – | 6.50% | – |
| INVE | New | IDENTIV INC | $37,339,000 | – | 2,196,389 | – | 5.63% | – |
| IVAC | New | INTEVAC INC | $33,359,000 | – | 4,949,355 | – | 5.03% | – |
| SAVA | New | CASSAVA SCIENCES INC | $32,040,000 | – | 375,000 | – | 4.83% | – |
| ATUS | New | ALTICE USA INCcl a | $24,874,000 | – | 728,600 | – | 3.75% | – |
| PACX | New | PIONEER MERGER CORP | $21,059,000 | – | 2,125,000 | – | 3.18% | – |
| New | MARINUS PHARMACEUTICALS INC | $19,061,000 | – | 1,062,500 | – | 2.88% | – | |
| IDN | New | INTELLICHECK INC | $17,356,000 | – | 2,073,583 | – | 2.62% | – |
| SPGI | New | S&P GLOBAL INC | $16,418,000 | – | 40,000 | – | 2.48% | – |
| LIQT | New | LIQTECH INTL INC | $15,800,000 | – | 2,158,448 | – | 2.38% | – |
| GRA | New | GRACE W R & CO DEL NEW | $13,889,000 | – | 200,934 | – | 2.10% | – |
| SHLX | New | SHELL MIDSTREAM PARTNERS L Punit ltd int | $13,490,000 | – | 913,347 | – | 2.04% | – |
| CDXS | New | CODEXIS INC | $13,123,000 | – | 579,116 | – | 1.98% | – |
| THO | New | THOR INDS INC | $12,402,000 | – | 109,753 | – | 1.87% | – |
| FNCH | New | FINCH THERAPEUTICS GROUP INC | $11,403,000 | – | 810,416 | – | 1.72% | – |
| LSXMK | New | LIBERTY MEDIA CORP DEL | $10,966,000 | – | 236,396 | – | 1.65% | – |
| CMLT | New | CM LIFE SCIENCES III INC | $10,320,000 | – | 1,000,000 | – | 1.56% | – |
| ISLE | New | ISLEWORTH HEALTHCARE ACQU CO | $9,800,000 | – | 1,000,000 | – | 1.48% | – |
| FATE | New | FATE THERAPEUTICS INC | $8,679,000 | – | 100,000 | – | 1.31% | – |
| RPRX | New | ROYALTY PHARMA PLC | $8,198,000 | – | 200,000 | – | 1.24% | – |
| NS | New | NUSTAR ENERGY LP | $7,861,000 | – | 435,500 | – | 1.19% | – |
| BX | New | BLACKSTONE GROUP INC | $7,771,000 | – | 80,000 | – | 1.17% | – |
| CNST | New | CONSTELLATION PHARMCETICLS I | $6,168,000 | – | 182,500 | – | 0.93% | – |
| NGL | New | NGL ENERGY PARTNERS LP | $5,028,000 | – | 2,112,695 | – | 0.76% | – |
| LSXMA | New | LIBERTY MEDIA CORP DEL | $4,826,000 | – | 103,602 | – | 0.73% | – |
| JPM | New | JPMORGAN CHASE & CO | $4,666,000 | – | 30,000 | – | 0.70% | – |
| DUOT | New | DUOS TECHNOLOGIES GROUP INC | $4,654,000 | – | 453,616 | – | 0.70% | – |
| ISPC | New | ISPECIMEN INC | $4,334,000 | – | 600,291 | – | 0.65% | – |
| MGTA | New | MAGENTA THERAPEUTICS INC | $4,248,000 | – | 434,400 | – | 0.64% | – |
| AXP | New | AMERICAN EXPRESS CO | $4,131,000 | – | 25,000 | – | 0.62% | – |
| AMP | New | AMERIPRISE FINL INC | $3,980,000 | – | 15,993 | – | 0.60% | – |
| ADRA | New | ADARA ACQUISITION CORP | $3,888,000 | – | 400,000 | – | 0.59% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $3,502,000 | – | 100,000 | – | 0.53% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $3,048,000 | – | 126,301 | – | 0.46% | – |
| IHC | New | INDEPENDENCE HLDG CO NEW | $2,534,000 | – | 54,711 | – | 0.38% | – |
| CRIS | New | CURIS INC | $2,518,000 | – | 311,978 | – | 0.38% | – |
| SONO | New | SONOS INC | $2,290,000 | – | 65,000 | – | 0.34% | – |
| BRIVU | New | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $2,238,000 | – | 225,000 | – | 0.34% | – |
| BRPM | New | B RILEY PRINCIPAL 150 MERGER | $2,194,000 | – | 225,000 | – | 0.33% | – |
| TV | New | GRUPO TELEVISA S A Bspon adr rep ord | $2,142,000 | – | 150,000 | – | 0.32% | – |
| CUE | New | CUE BIOPHARMA INC | $2,039,000 | – | 175,000 | – | 0.31% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $1,882,000 | – | 69,618 | – | 0.28% | – |
| PYPL | New | PAYPAL HLDGS INC | $1,457,000 | – | 5,000 | – | 0.22% | – |
| HCAR | New | HEALTHCARE SERVICES ACQU COR | $1,452,000 | – | 150,000 | – | 0.22% | – |
| QUMU | New | QUMU CORP | $1,440,000 | – | 500,000 | – | 0.22% | – |
| CELC | New | CELCUITY INC | $1,200,000 | – | 50,000 | – | 0.18% | – |
| PACXW | New | PIONEER MERGER CORP*w exp 01/07/202 | $1,140,000 | – | 708,333 | – | 0.17% | – |
| RIBT | New | RICEBRAN TECHNOLOGIES | $1,130,000 | – | 1,000,000 | – | 0.17% | – |
| HCHC | New | HC2 HLDGS INC | $1,094,000 | – | 274,799 | – | 0.16% | – |
| BKTI | New | BK TECHNOLOGIES CORPORATION | $945,000 | – | 300,000 | – | 0.14% | – |
| CMII | New | CM LIFE SCIENCES II INCcl a | $859,000 | – | 70,100 | – | 0.13% | – |
| YEXT | New | YEXT INC | $857,000 | – | 60,000 | – | 0.13% | – |
| INFI | New | INFINITY PHARMACEUTICALS INC | $748,000 | – | 250,000 | – | 0.11% | – |
| ARKOW | New | ARKO CORP*w exp 12/22/202 | $663,000 | – | 333,333 | – | 0.10% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $624,000 | – | 22,989 | – | 0.09% | – |
| BATRK | New | LIBERTY MEDIA CORP DEL | $575,000 | – | 20,717 | – | 0.09% | – |
| ICCC | New | IMMUCELL CORP | $576,000 | – | 60,607 | – | 0.09% | – |
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $550,000 | – | 250,000 | – | 0.08% | – |
| CMLTW | New | CM LIFE SCIENCES III INC*w exp 04/30/202 | $516,000 | – | 200,000 | – | 0.08% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $512,000 | – | 6,000 | – | 0.08% | – |
| ISLEW | New | ISLEWORTH HEALTHCARE ACQU CO*w exp 08/02/202 | $350,000 | – | 500,000 | – | 0.05% | – |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $346,000 | – | 1,600 | – | 0.05% | – |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $300,000 | – | 16,413 | – | 0.04% | – |
| CARR | New | CARRIER GLOBAL CORPORATION | $292,000 | – | 6,000 | – | 0.04% | – |
| BATRA | New | LIBERTY MEDIA CORP DEL | $292,000 | – | 10,356 | – | 0.04% | – |
| OTIS | New | OTIS WORLDWIDE CORP | $245,000 | – | 3,000 | – | 0.04% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD | $233,000 | – | 16,522 | – | 0.04% | – |
| XFOR | New | X4 PHARMACEUTICALS INC | $232,000 | – | 35,730 | – | 0.04% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRunit | $176,000 | – | 12,540 | – | 0.03% | – |
| ROCR | New | ROTH CH ACQUISITION III CO | $148,000 | – | 15,000 | – | 0.02% | – |
| ADRAWS | New | ADARA ACQUISITION CORP*w exp 02/11/202 | $134,000 | – | 200,000 | – | 0.02% | – |
| BK | New | BANK NEW YORK MELLON CORP | $102,000 | – | 2,000 | – | 0.02% | – |
| AJAX | New | AJAX I | $100,000 | – | 10,000 | – | 0.02% | – |
| BRPMW | New | B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202 | $90,000 | – | 75,000 | – | 0.01% | – |
| XLNX | New | XILINX INC | $77,000 | – | 530 | – | 0.01% | – |
| TER | New | TERADYNE INC | $80,000 | – | 600 | – | 0.01% | – |
| CMIIW | New | CM LIFE SCIENCES II INC*w exp 03/01/202 | $76,000 | – | 14,020 | – | 0.01% | – |
| CDNS | New | CADENCE DESIGN SYSTEM INC | $72,000 | – | 525 | – | 0.01% | – |
| HCARW | New | HEALTHCARE SERVICES ACQU COR*w exp 99/99/999 | $67,000 | – | 75,000 | – | 0.01% | – |
| XOM | New | EXXON MOBIL CORP | $68,000 | – | 1,075 | – | 0.01% | – |
| MO | New | ALTRIA GROUP INC | $57,000 | – | 1,200 | – | 0.01% | – |
| ABBV | New | ABBVIE INC | $58,000 | – | 515 | – | 0.01% | – |
| LITE | New | LUMENTUM HLDGS INC | $54,000 | – | 660 | – | 0.01% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $56,000 | – | 4,017 | – | 0.01% | – |
| T | New | AT&T INC | $47,000 | – | 1,650 | – | 0.01% | – |
| AJAXWS | New | AJAX I*w exp 10/27/202 | $5,000 | – | 2,500 | – | 0.00% | – |
| ROCRW | New | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $6,000 | – | 3,750 | – | 0.00% | – |
| XPER | New | XPERI HOLDING CORP | $2,000 | – | 90 | – | 0.00% | – |
| AVNW | New | AVIAT NETWORKS INC | $2,000 | – | 66 | – | 0.00% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AVNW | Exit | AVIAT NETWORKS INC | $0 | – | -33 | – | 0.00% | – |
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -90 | – | 0.00% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -4,017 | – | -0.01% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -7,938 | – | -0.01% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -1,075 | – | -0.01% | – |
| T | Exit | AT&T INC | $0 | – | -1,650 | – | -0.01% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -515 | – | -0.01% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -1,200 | – | -0.01% | – |
| TER | Exit | TERADYNE INC | $0 | – | -600 | – | -0.01% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -660 | – | -0.01% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INC | $0 | – | -525 | – | -0.01% | – |
| XLNX | Exit | XILINX INC | $0 | – | -530 | – | -0.01% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -2,000 | – | -0.01% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -16,522 | – | -0.02% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -16,413 | – | -0.03% | – |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -71,543 | – | -0.03% | – |
| OTIS | Exit | OTIS WORLDWIDE CORP | $0 | – | -3,000 | – | -0.03% | – |
| CARR | Exit | CARRIER GLOBAL CORPORATION | $0 | – | -6,000 | – | -0.03% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRunit | $0 | – | -12,540 | – | -0.03% | – |
| BATRA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -10,356 | – | -0.04% | – |
| XFOR | Exit | X4 PHARMACEUTICALS INC | $0 | – | -35,730 | – | -0.04% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,600 | – | -0.05% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -250,000 | – | -0.05% | – |
| HYACW | Exit | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $0 | – | -333,333 | – | -0.06% | – |
| BMRGWS | Exit | B RILEY PRIN MERGER CORP II*w exp 05/06/202 | $0 | – | -250,000 | – | -0.06% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -6,000 | – | -0.06% | – |
| BATRK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -20,717 | – | -0.08% | – |
| GRTS | Exit | GRITSTONE ONCOLOGY INC | $0 | – | -169,039 | – | -0.08% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -22,989 | – | -0.09% | – |
| RIBT | Exit | RICEBRAN TECHNOLOGIES | $0 | – | -1,703,334 | – | -0.13% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -5,000 | – | -0.18% | – |
| ORTX | Exit | ORCHARD THERAPEUTICS PLCads | $0 | – | -250,000 | – | -0.18% | – |
| BLUE | Exit | BLUEBIRD BIO INC | $0 | – | -25,000 | – | -0.24% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -69,618 | – | -0.26% | – |
| ADVM | Exit | ADVERUM BIOTECHNOLOGIES INC | $0 | – | -150,000 | – | -0.28% | – |
| DUOT | Exit | DUOS TECHNOLOGIES GROUP INC | $0 | – | -453,616 | – | -0.31% | – |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -70,000 | – | -0.34% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -126,301 | – | -0.36% | – |
| IHC | Exit | INDEPENDENCE HLDG CO NEW | $0 | – | -54,711 | – | -0.37% | – |
| DISH | Exit | DISH NETWORK CORPORATIONcl a | $0 | – | -77,500 | – | -0.40% | – |
| CUE | Exit | CUE BIOPHARMA INC | $0 | – | -150,000 | – | -0.40% | – |
| OEG | Exit | ORBITAL ENERGY GROUP INC | $0 | – | -3,700,542 | – | -0.41% | – |
| MGTA | Exit | MAGENTA THERAPEUTICS INC | $0 | – | -351,875 | – | -0.43% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -15,993 | – | -0.44% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -25,000 | – | -0.45% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -30,000 | – | -0.52% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -103,602 | – | -0.62% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -100,000 | – | -0.72% | – |
| BX | Exit | BLACKSTONE GROUP INC | $0 | – | -80,000 | – | -0.75% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -435,500 | – | -0.83% | – |
| CDNA | Exit | CAREDX INC | $0 | – | -125,000 | – | -0.85% | – |
| BMRG | Exit | B RILEY PRIN MERGER CORP IIcl a | $0 | – | -500,000 | – | -0.90% | – |
| FGNAU | Exit | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $0 | – | -500,000 | – | -0.90% | – |
| CDXS | Exit | CODEXIS INC | $0 | – | -579,116 | – | -1.22% | – |
| Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -580,462 | – | -1.34% | – | |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -236,396 | – | -1.40% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -684,503 | – | -1.41% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -200,934 | – | -1.45% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Punit ltd int | $0 | – | -913,347 | – | -1.55% | – |
| THO | Exit | THOR INDS INC | $0 | – | -109,753 | – | -1.87% | – |
| NGL | Exit | NGL ENERGY PARTNERS LP | $0 | – | -2,714,937 | – | -1.92% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -1,299,994 | – | -2.19% | – |
| INVE | Exit | IDENTIV INC | $0 | – | -2,196,389 | – | -2.46% | – |
| SPGI | Exit | S&P GLOBAL INC | $0 | – | -40,000 | – | -2.58% | – |
| ATUS | Exit | ALTICE USA INCcl a | $0 | – | -603,600 | – | -2.81% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -306,099 | – | -3.23% | – |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -2,158,448 | – | -3.26% | – |
| IDN | Exit | INTELLICHECK INC | $0 | – | -2,738,314 | – | -3.27% | – |
| IVAC | Exit | INTEVAC INC | $0 | – | -4,949,355 | – | -4.88% | – |
| XRX | Exit | XEROX HOLDINGS CORP | $0 | – | -1,676,225 | – | -5.63% | – |
| DCP | Exit | DCP MIDSTREAM LP | $0 | – | -2,848,805 | – | -5.69% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -26,414,656 | – | -8.08% | – |
| LIN | Exit | LINDE PLC | $0 | – | -192,627 | – | -8.21% | – |
| RPRX | Exit | ROYALTY PHARMA PLC | $0 | – | -1,115,980 | – | -8.40% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -475,000 | – | -15.05% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DRRX | Sell | DURECT CORP | $45,169,000 | -27.0% | 26,414,656 | -0.9% | 8.08% | -26.1% |
| LIQT | Buy | LIQTECH INTL INC | $18,239,000 | +55.3% | 2,158,448 | +0.3% | 3.26% | +57.1% |
| SAVA | Sell | CASSAVA SCIENCES INC | $7,879,000 | +143.5% | 684,503 | -34.8% | 1.41% | +146.5% |
| New | MARINUS PHARMACEUTICALS INC | $7,459,000 | – | 580,462 | – | 1.34% | – | |
| CDXS | Buy | CODEXIS INC | $6,799,000 | +4.7% | 579,116 | +1.6% | 1.22% | +5.9% |
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $5,005,000 | – | 500,000 | – | 0.90% | – |
| FATE | Buy | FATE THERAPEUTICS INC | $3,997,000 | +45.6% | 100,000 | +25.0% | 0.72% | +47.1% |
| CUE | Sell | CUE BIOPHARMA INC | $2,258,000 | -44.2% | 150,000 | -9.1% | 0.40% | -43.5% |
| TGTX | New | TG THERAPEUTICS INC | $1,873,000 | – | 70,000 | – | 0.34% | – |
| ADVM | New | ADVERUM BIOTECHNOLOGIES INC | $1,545,000 | – | 150,000 | – | 0.28% | – |
| ORTX | Buy | ORCHARD THERAPEUTICS PLCads | $1,028,000 | +36.9% | 250,000 | +99.7% | 0.18% | +38.3% |
| LILAK | Buy | LIBERTY LATIN AMERICA LTD | $134,000 | +16.5% | 16,522 | +35.8% | 0.02% | +20.0% |
| BLFS | Exit | BIOLIFE SOLUTIONS INC | $0 | – | -211,942 | – | -0.61% | – |
| MRNS | Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -1,850,000 | – | -0.83% | – |
| HYAC | Exit | HAYMAKER ACQUISITION CORP II | $0 | – | -1,000,000 | – | -1.83% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLD | New | SPDR GOLD TR | $79,501,000 | – | 475,000 | – | 14.06% | – |
| DRRX | New | DURECT CORP | $61,862,000 | – | 26,664,656 | – | 10.94% | – |
| RPRX | New | ROYALTY PHARMA PLC | $54,181,000 | – | 1,115,980 | – | 9.58% | – |
| LIN | New | LINDE PLC | $40,858,000 | – | 192,627 | – | 7.23% | – |
| DCP | New | DCP MIDSTREAM LLC | $32,191,000 | – | 2,848,805 | – | 5.69% | – |
| IVAC | New | INTEVAC INC | $27,023,000 | – | 4,949,355 | – | 4.78% | – |
| XRX | New | XEROX HOLDINGS CORP | $25,629,000 | – | 1,676,225 | – | 4.53% | – |
| IDN | New | INTELLICHECK INC | $20,674,000 | – | 2,738,314 | – | 3.66% | – |
| BC | New | BRUNSWICK CORP | $19,593,000 | – | 306,099 | – | 3.46% | – |
| ATUS | New | ALTICE USA INCcl a | $13,605,000 | – | 603,600 | – | 2.41% | – |
| SPGI | New | S&P GLOBAL INC | $13,179,000 | – | 40,000 | – | 2.33% | – |
| LIQT | New | LIQTECH INTL INC | $11,744,000 | – | 2,150,948 | – | 2.08% | – |
| THO | New | THOR INDS INC | $11,692,000 | – | 109,753 | – | 2.07% | – |
| SHLX | New | SHELL MIDSTREAM PARTNERS L Punit ltd int | $11,207,000 | – | 913,347 | – | 1.98% | – |
| INVE | New | IDENTIV INC | $11,202,000 | – | 2,196,389 | – | 1.98% | – |
| NGL | New | NGL ENERGY PARTNERS LP | $10,588,000 | – | 2,714,937 | – | 1.87% | – |
| HYAC | New | HAYMAKER ACQUISITION CORP II | $10,350,000 | – | 1,000,000 | – | 1.83% | – |
| GRA | New | GRACE W R & CO DEL NEW | $10,209,000 | – | 200,934 | – | 1.81% | – |
| AMAG | New | AMAG PHARMACEUTICALS INC | $9,945,000 | – | 1,299,994 | – | 1.76% | – |
| LSXMK | New | LIBERTY MEDIA CORP DEL | $8,144,000 | – | 236,396 | – | 1.44% | – |
| CDXS | New | CODEXIS INC | $6,496,000 | – | 569,836 | – | 1.15% | – |
| NS | New | NUSTAR ENERGY LP | $6,219,000 | – | 435,500 | – | 1.10% | – |
| BMRG | New | B RILEY PRIN MERGER CORP IIcl a | $5,365,000 | – | 500,000 | – | 0.95% | – |
| MRNS | New | MARINUS PHARMACEUTICALS INC | $4,699,000 | – | 1,850,000 | – | 0.83% | – |
| BX | New | BLACKSTONE GROUP INC | $4,533,000 | – | 80,000 | – | 0.80% | – |
| CDNA | New | CAREDX INC | $4,429,000 | – | 125,000 | – | 0.78% | – |
| CUE | New | CUE BIOPHARMA INC | $4,044,000 | – | 165,000 | – | 0.72% | – |
| LSXMA | New | LIBERTY MEDIA CORP DEL | $3,576,000 | – | 103,602 | – | 0.63% | – |
| BLFS | New | BIOLIFE SOLUTIONS INC | $3,465,000 | – | 211,942 | – | 0.61% | – |
| SAVA | New | CASSAVA SCIENCES INC | $3,236,000 | – | 1,050,503 | – | 0.57% | – |
| JPM | New | JPMORGAN CHASE & CO | $2,822,000 | – | 30,000 | – | 0.50% | – |
| FATE | New | FATE THERAPEUTICS INC | $2,746,000 | – | 80,028 | – | 0.49% | – |
| DISH | New | DISH NETWORK CORPORATIONcl a | $2,675,000 | – | 77,500 | – | 0.47% | – |
| MGTA | New | MAGENTA THERAPEUTICS INC | $2,643,000 | – | 351,875 | – | 0.47% | – |
| AMP | New | AMERIPRISE FINL INC | $2,400,000 | – | 15,993 | – | 0.42% | – |
| AXP | New | AMERICAN EXPRESS CO | $2,380,000 | – | 25,000 | – | 0.42% | – |
| OEG | New | ORBITAL ENERGY GROUP INC | $2,294,000 | – | 3,700,542 | – | 0.41% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $2,295,000 | – | 126,301 | – | 0.41% | – |
| DUOT | New | DUOS TECHNOLOGIES GROUP INC | $2,087,000 | – | 453,616 | – | 0.37% | – |
| IHC | New | INDEPENDENCE HLDG CO NEW | $1,674,000 | – | 54,711 | – | 0.30% | – |
| BLUE | New | BLUEBIRD BIO INC | $1,526,000 | – | 25,000 | – | 0.27% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $1,497,000 | – | 69,618 | – | 0.26% | – |
| RIBT | New | RICEBRAN TECHNOLOGIES | $1,410,000 | – | 1,703,334 | – | 0.25% | – |
| GRTS | New | GRITSTONE ONCOLOGY INC | $1,122,000 | – | 169,039 | – | 0.20% | – |
| PYPL | New | PAYPAL HLDGS INC | $871,000 | – | 5,000 | – | 0.15% | – |
| ORTX | New | ORCHARD THERAPEUTICS PLCads | $751,000 | – | 125,200 | – | 0.13% | – |
| HYACW | New | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $520,000 | – | 333,333 | – | 0.09% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $503,000 | – | 22,989 | – | 0.09% | – |
| BMRGWS | New | B RILEY PRIN MERGER CORP II*w exp 05/06/202 | $438,000 | – | 250,000 | – | 0.08% | – |
| BATRK | New | LIBERTY MEDIA CORP DEL | $409,000 | – | 20,717 | – | 0.07% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $370,000 | – | 6,000 | – | 0.06% | – |
| XFOR | New | X4 PHARMACEUTICALS INC | $333,000 | – | 35,730 | – | 0.06% | – |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $271,000 | – | 1,600 | – | 0.05% | – |
| HCHC | New | HC2 HLDGS INC | $239,000 | – | 71,543 | – | 0.04% | – |
| INFI | New | INFINITY PHARMACEUTICALS INC | $226,000 | – | 250,000 | – | 0.04% | – |
| BATRA | New | LIBERTY MEDIA CORP DEL | $208,000 | – | 10,356 | – | 0.04% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRunit | $179,000 | – | 12,540 | – | 0.03% | – |
| OTIS | New | OTIS WORLDWIDE CORP | $171,000 | – | 3,000 | – | 0.03% | – |
| CARR | New | CARRIER GLOBAL CORPORATION | $133,000 | – | 6,000 | – | 0.02% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD | $115,000 | – | 12,166 | – | 0.02% | – |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $112,000 | – | 16,413 | – | 0.02% | – |
| BK | New | BANK NEW YORK MELLON CORP | $77,000 | – | 2,000 | – | 0.01% | – |
| LITE | New | LUMENTUM HLDGS INC | $54,000 | – | 660 | – | 0.01% | – |
| TER | New | TERADYNE INC | $51,000 | – | 600 | – | 0.01% | – |
| CDNS | New | CADENCE DESIGN SYSTEM INC | $50,000 | – | 525 | – | 0.01% | – |
| XLNX | New | XILINX INC | $52,000 | – | 530 | – | 0.01% | – |
| T | New | AT&T INC | $50,000 | – | 1,650 | – | 0.01% | – |
| ABBV | New | ABBVIE INC | $51,000 | – | 515 | – | 0.01% | – |
| MO | New | ALTRIA GROUP INC | $47,000 | – | 1,200 | – | 0.01% | – |
| XOM | New | EXXON MOBIL CORP | $48,000 | – | 1,075 | – | 0.01% | – |
| PRGX | New | PRGX GLOBAL INC | $37,000 | – | 7,938 | – | 0.01% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $39,000 | – | 4,017 | – | 0.01% | – |
| AVNW | New | AVIAT NETWORKS INC | $1,000 | – | 33 | – | 0.00% | – |
| XPER | New | XPERI HOLDING CORP | $1,000 | – | 90 | – | 0.00% | – |