$144 Million is the total value of Joseph P. Lucia & Associates, LLC's 119 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 7.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $7,194,322 | +30.9% | 43,628 | +3.2% | 5.01% | +21.8% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $6,342,039 | +19.6% | 69,509 | +17.9% | 4.42% | +11.2% |
| DVY | Sell | ISHARES TRselect divid etf | $5,561,583 | -3.1% | 47,462 | -0.3% | 3.87% | -9.9% |
| RYT | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $5,513,608 | +12.7% | 19,978 | -0.8% | 3.84% | +4.8% |
| RYF | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql fin | $4,852,694 | -11.3% | 96,150 | -0.9% | 3.38% | -17.5% |
| SMH | Buy | VANECK ETF TRUSTsemiconductr etf | $4,592,666 | +30.4% | 17,450 | +0.6% | 3.20% | +21.3% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $4,052,899 | +22.0% | 26,839 | +0.6% | 2.82% | +13.5% |
| RYH | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt | $3,688,013 | +0.3% | 12,644 | -0.8% | 2.57% | -6.8% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $3,398,390 | +14.6% | 52,147 | -2.3% | 2.37% | +6.5% |
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $3,378,089 | -2.0% | 63,012 | -5.3% | 2.35% | -8.9% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $3,289,049 | -1.1% | 44,957 | +2.1% | 2.29% | -8.0% |
| AMZN | Buy | AMAZON COM INC | $2,919,285 | +23.4% | 28,263 | +0.3% | 2.03% | +14.7% |
| HACK | Sell | ETF MANAGERS TRprime cybr scrty | $2,859,418 | +1.4% | 59,795 | -6.6% | 1.99% | -5.7% |
| RHS | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $2,701,359 | -0.6% | 15,851 | -0.6% | 1.88% | -7.5% |
| SDOG | Buy | ALPS ETF TRsectr div dogs | $2,383,855 | +23.5% | 46,560 | +24.1% | 1.66% | +14.8% |
| RGI | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $2,365,577 | +6.5% | 12,607 | +1.2% | 1.65% | -1.0% |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $2,266,836 | +35.1% | 132,177 | +25.3% | 1.58% | +25.6% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $2,264,147 | +9.1% | 47,318 | +2.2% | 1.58% | +1.5% |
| PFXF | Buy | VANECK ETF TRUSTpreferred securt | $2,185,174 | +8.0% | 123,806 | +2.2% | 1.52% | +0.4% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $2,160,617 | -3.0% | 14,029 | -4.3% | 1.50% | -9.8% |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $2,137,508 | +3.1% | 50,978 | -0.4% | 1.49% | -4.1% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $2,129,563 | +7.6% | 10,927 | -0.8% | 1.48% | 0.0% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $2,123,768 | -0.7% | 11,204 | -3.8% | 1.48% | -7.6% |
| PFF | Buy | ISHARES TRpfd and incm sec | $2,093,773 | +2.6% | 67,065 | +0.3% | 1.46% | -4.6% |
| JEPI | Buy | J P MORGAN EXCHANGE TRADED Fequity premium | $2,057,600 | +169.6% | 37,685 | +169.0% | 1.43% | +150.5% |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $2,055,527 | +4.1% | 30,295 | +0.6% | 1.43% | -3.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,997,104 | +6.7% | 4,878 | -0.4% | 1.39% | -0.8% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $1,923,094 | +1.1% | 39,758 | -5.6% | 1.34% | -5.9% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $1,843,845 | +44.9% | 5,745 | +20.2% | 1.28% | +34.7% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $1,801,895 | -6.4% | 18,159 | -8.5% | 1.26% | -13.0% |
| RYE | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql enr | $1,504,456 | +16.6% | 22,018 | +24.1% | 1.05% | +8.5% |
| XLF | Sell | SELECT SECTOR SPDR TRfinancial | $1,493,575 | -16.6% | 46,456 | -11.3% | 1.04% | -22.4% |
| KRE | Sell | SPDR SER TRs&p regl bkg | $1,467,468 | -36.3% | 33,458 | -14.7% | 1.02% | -40.8% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $1,391,173 | -13.0% | 25,772 | -15.3% | 0.97% | -19.1% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $1,354,282 | -44.7% | 26,876 | -44.8% | 0.94% | -48.6% |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $1,304,376 | -7.6% | 5,470 | -3.9% | 0.91% | -14.0% |
| RCD | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $1,252,644 | +6.8% | 9,797 | -1.7% | 0.87% | -0.7% |
| BAB | Sell | INVESCO EXCH TRADED FD TR IItaxable mun bd | $1,209,788 | -8.0% | 45,007 | -12.0% | 0.84% | -14.4% |
| DIS | Sell | DISNEY WALT CO | $1,203,585 | +14.0% | 12,020 | -1.1% | 0.84% | +5.9% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $1,144,700 | +1.6% | 13,820 | +7.3% | 0.80% | -5.5% |
| NVDA | Buy | NVIDIA CORPORATION | $1,134,278 | +92.0% | 4,084 | +1.0% | 0.79% | +78.7% |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $1,030,381 | +6.6% | 93,842 | +6.9% | 0.72% | -0.8% |
| WCLD | Sell | WISDOMTREE TR | $1,022,838 | +12.5% | 34,439 | -5.0% | 0.71% | +4.6% |
| XLB | Sell | SELECT SECTOR SPDR TRsbi materials | $980,664 | -5.0% | 12,158 | -8.5% | 0.68% | -11.6% |
| FB | Buy | META PLATFORMS INCcl a | $963,479 | +80.7% | 4,546 | +2.6% | 0.67% | +68.2% |
| SOCL | Sell | GLOBAL X FDSsocial med etf | $952,750 | +2.2% | 25,750 | -14.4% | 0.66% | -4.9% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $950,451 | -0.1% | 14,493 | +0.6% | 0.66% | -7.2% |
| AVUV | Buy | AMERICAN CENTY ETF TRus sml cp valu | $917,233 | +16.9% | 12,385 | +17.6% | 0.64% | +8.7% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $895,990 | -0.6% | 6,683 | +0.3% | 0.62% | -7.6% |
| XYLD | New | GLOBAL X FDSs&p 500 covered | $848,921 | – | 20,961 | +100.0% | 0.59% | – |
| ED | Sell | CONSOLIDATED EDISON INC | $815,617 | -11.0% | 8,525 | -11.3% | 0.57% | -17.2% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $788,507 | -7.1% | 6,015 | -0.1% | 0.55% | -13.7% |
| TSLA | Buy | TESLA INC | $785,858 | +93.0% | 3,788 | +14.6% | 0.55% | +79.3% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $740,002 | -2.8% | 11,859 | -0.4% | 0.52% | -9.6% |
| RYU | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $732,565 | -19.5% | 6,460 | -17.4% | 0.51% | -25.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $730,794 | +11.4% | 18,791 | +12.9% | 0.51% | +3.7% |
| PNQI | Sell | INVESCO EXCHANGE TRADED FD Tnasdaq internt | $691,770 | +4.6% | 4,910 | -16.7% | 0.48% | -2.6% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $642,504 | +38.1% | 6,194 | +17.5% | 0.45% | +28.7% |
| FINX | Sell | GLOBAL X FDSfintech etf | $614,773 | -1.8% | 29,528 | -9.2% | 0.43% | -8.7% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $607,685 | -5.3% | 4,694 | -0.6% | 0.42% | -11.9% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $572,328 | +11.6% | 4,144 | +13.4% | 0.40% | +3.9% |
| ETW | Sell | EATON VANCE TAX-MANAGED GLOB | $567,071 | -5.7% | 70,182 | -0.7% | 0.40% | -12.2% |
| JETS | Sell | ETF SER SOLUTIONSus glb jets | $563,204 | +6.2% | 30,231 | -2.6% | 0.39% | -1.3% |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $558,831 | +10.8% | 3,737 | -4.3% | 0.39% | +2.9% |
| SPHD | Sell | INVESCO EXCH TRADED FD TR IIs&p500 hdl vol | $547,506 | -6.6% | 12,971 | -3.0% | 0.38% | -13.2% |
| MSFT | Sell | MICROSOFT CORP | $545,009 | +19.9% | 1,890 | -0.3% | 0.38% | +11.4% |
| DRIV | Sell | GLOBAL X FDSautonmous ev etf | $509,103 | -1.3% | 21,355 | -17.8% | 0.36% | -8.0% |
| SOXX | Sell | ISHARES TRishares semicdtr | $490,026 | +21.5% | 1,102 | -4.9% | 0.34% | +12.9% |
| LIT | Sell | GLOBAL X FDSlithium btry etf | $486,372 | -7.4% | 7,653 | -14.6% | 0.34% | -13.7% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $484,694 | +0.9% | 2,298 | -2.5% | 0.34% | -6.1% |
| DIV | Sell | GLOBAL X FDSglobx supdv us | $470,452 | -11.7% | 26,960 | -4.9% | 0.33% | -17.8% |
| SNOW | SNOWFLAKE INCcl a | $454,384 | +7.5% | 2,945 | 0.0% | 0.32% | -0.3% | |
| TIP | Sell | ISHARES TRtips bd etf | $438,134 | -6.4% | 3,974 | -9.7% | 0.30% | -13.1% |
| ITA | Sell | ISHARES TRus aer def etf | $435,348 | -18.4% | 3,783 | -20.7% | 0.30% | -24.2% |
| BIV | Sell | VANGUARD BD INDEX FDSintermed term | $429,897 | +1.6% | 5,602 | -1.6% | 0.30% | -5.7% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $426,076 | -5.7% | 5,186 | -6.8% | 0.30% | -12.1% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $423,560 | -3.1% | 8,857 | -5.3% | 0.30% | -9.8% |
| HYEM | VANECK ETF TRUSTemerging mrkt hi | $421,575 | +1.2% | 22,887 | 0.0% | 0.29% | -5.8% | |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $410,083 | +1.8% | 4,053 | -1.1% | 0.29% | -5.3% |
| PMM | Sell | PUTNAM MANAGED MUN INCOME TR | $406,425 | -12.0% | 66,301 | -9.8% | 0.28% | -18.2% |
| BA | Buy | BOEING CO | $357,427 | +12.2% | 1,683 | +0.6% | 0.25% | +4.2% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $351,238 | -1.5% | 3,204 | -5.3% | 0.24% | -8.2% |
| New | J P MORGAN EXCHANGE TRADED Fnasdaq eqt prem | $347,509 | – | 7,707 | +100.0% | 0.24% | – | |
| IEO | Sell | ISHARES TRus oil gs ex etf | $338,995 | -29.6% | 3,951 | -23.8% | 0.24% | -34.4% |
| PSP | Sell | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $322,651 | +4.8% | 31,914 | -2.1% | 0.22% | -2.6% |
| GOOG | ALPHABET INCcap stk cl c | $320,320 | +17.2% | 3,080 | 0.0% | 0.22% | +8.8% | |
| SCHE | SCHWAB STRATEGIC TRemrg mkteq etf | $319,618 | +3.6% | 13,035 | 0.0% | 0.22% | -3.5% | |
| VSGX | Sell | VANGUARD WORLD FDesg intl stk etf | $306,097 | -8.5% | 5,846 | -14.0% | 0.21% | -15.1% |
| IBB | Sell | ISHARES TRishares biotech | $299,005 | -9.6% | 2,315 | -8.1% | 0.21% | -16.1% |
| PGF | Sell | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $292,796 | -2.4% | 20,165 | -3.2% | 0.20% | -9.3% |
| AGG | Sell | ISHARES TRcore us aggbd et | $289,853 | -3.1% | 2,909 | -5.7% | 0.20% | -9.8% |
| XAR | Sell | SPDR SER TRaerospace def | $283,507 | -18.6% | 2,425 | -23.4% | 0.20% | -24.5% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $274,145 | -11.6% | 4,050 | -8.0% | 0.19% | -17.7% |
| UBER | New | UBER TECHNOLOGIES INC | $266,914 | – | 8,420 | +100.0% | 0.19% | – |
| ALDX | Buy | ALDEYRA THERAPEUTICS INC | $262,519 | +321.5% | 26,437 | +120.3% | 0.18% | +289.4% |
| DIVO | New | AMPLIFY ETF TRcwp enhanced div | $260,882 | – | 7,355 | +100.0% | 0.18% | – |
| XHE | Sell | SPDR SER TRhlth cr equip | $256,679 | +1.9% | 2,742 | -2.2% | 0.18% | -5.3% |
| XLP | SELECT SECTOR SPDR TRsbi cons stpls | $254,238 | +0.2% | 3,403 | 0.0% | 0.18% | -6.8% | |
| PFFV | Buy | GLOBAL X FDSrate preferred | $252,740 | +12.1% | 11,056 | +10.4% | 0.18% | +4.1% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $250,608 | +4.8% | 2,356 | -1.9% | 0.18% | -2.2% |
| ET | New | ENERGY TRANSFER L P | $251,707 | – | 20,185 | +100.0% | 0.18% | – |
| ICLN | Sell | ISHARES TRgl clean ene etf | $249,782 | -6.0% | 12,628 | -5.7% | 0.17% | -12.6% |
| GLD | Sell | SPDR GOLD TR | $240,385 | -14.7% | 1,312 | -21.1% | 0.17% | -20.9% |
| DHY | CREDIT SUISSE HIGH YIELD BDsh ben int | $230,930 | +7.4% | 122,185 | 0.0% | 0.16% | 0.0% | |
| IHF | ISHARES TRus hlthcr pr etf | $228,669 | -7.7% | 925 | 0.0% | 0.16% | -14.1% | |
| REM | ISHARES TRmortge rel etf | $228,949 | -3.7% | 10,483 | 0.0% | 0.16% | -10.7% | |
| SPLB | Sell | SPDR SER TRportfolio ln cor | $220,753 | -14.9% | 9,346 | -19.1% | 0.15% | -20.6% |
| FDG | New | AMERICAN CENTY ETF TRfocused dynamic | $216,277 | – | 3,693 | +100.0% | 0.15% | – |
| JPM | JPMORGAN CHASE & CO | $213,969 | -2.8% | 1,642 | 0.0% | 0.15% | -9.7% | |
| TAN | Sell | INVESCO EXCH TRADED FD TR IIsolar etf | $209,058 | -13.2% | 2,693 | -18.5% | 0.15% | -18.9% |
| IWC | ISHARES TRmicro-cap etf | $209,020 | -3.1% | 2,000 | 0.0% | 0.15% | -9.9% | |
| VFH | VANGUARD WORLD FDSfinancials etf | $206,019 | -5.9% | 2,645 | 0.0% | 0.14% | -12.2% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $207,185 | -0.0% | 671 | 0.0% | 0.14% | -7.1% | |
| INKM | Sell | SSGA ACTIVE ETF TR | $205,490 | +1.3% | 6,775 | -1.5% | 0.14% | -5.9% |
| T | Sell | AT&T INC | $195,426 | +3.7% | 10,152 | -0.8% | 0.14% | -3.5% |
| NCV | VIRTUS CONVERTIBLE & INCOME | $179,857 | -1.2% | 53,529 | 0.0% | 0.12% | -8.1% | |
| AGNC | New | AGNC INVT CORP | $127,764 | – | 12,675 | +100.0% | 0.09% | – |
| NOK | NOKIA CORPsponsored adr | $73,650 | +5.8% | 15,000 | 0.0% | 0.05% | -1.9% | |
| GRIL | MUSCLE MAKER INC | $17,981 | +214.7% | 16,805 | 0.0% | 0.01% | +225.0% | |
| HD | Exit | HOME DEPOT INC | $0 | – | -673 | -100.0% | -0.16% | – |
| FMAT | Exit | FIDELITY COVINGTON TRUSTmsci matls index | $0 | – | -4,892 | -100.0% | -0.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| INVESCO S&P 500 EQUAL | 19 | Q3 2023 | 4.3% |
| INVESCO S&PINVESCO S&P | 19 | Q3 2023 | 5.2% |
| APPLE INC | 19 | Q3 2023 | 5.5% |
| SCHWAB US TIPS ETF | 19 | Q3 2023 | 3.6% |
| TECHNOLOGY SELECT SECTOR | 19 | Q3 2023 | 3.3% |
| SCHWAB US LARGE CAP | 19 | Q3 2023 | 3.2% |
| PROSHARES TR | 19 | Q3 2023 | 4.5% |
| ETFMG PRIME CYBER | 19 | Q3 2023 | 4.5% |
| INVESCO S&P 500 EQUAL | 19 | Q3 2023 | 2.8% |
| ISHARES TR | 19 | Q3 2023 | 4.3% |
View Joseph P. Lucia & Associates, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-02-04 |
| 13F-HR | 2021-10-13 |
View Joseph P. Lucia & Associates, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.