Altium Capital Management LP - Q1 2021 holdings

$360 Million is the total value of Altium Capital Management LP's 124 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 97.9% .

 Value Shares↓ Weighting
CRIS SellCURIS INC$8,739,000
+29.8%
772,009
-6.1%
2.43%
-3.5%
VRCA BuyVERRICA PHARMACEUTICALS INC$8,529,000
+581.2%
562,954
+417.4%
2.37%
+407.1%
PROG NewPROGENITY INC$8,322,0001,748,252
+100.0%
2.31%
CHAQ BuyCHARDAN HEALTHCR ACQSTN 2 CO$7,571,000
+90.9%
753,374
+93.7%
2.10%
+41.9%
EPIX BuyESSA PHARMA INC$6,683,000
+219.9%
230,063
+31.4%
1.86%
+137.8%
ALDX NewALDEYRA THERAPEUTICS INC$6,513,000548,225
+100.0%
1.81%
VSTM SellVERASTEM INC$6,356,000
+9.2%
2,573,222
-5.8%
1.76%
-18.8%
PTGX BuyPROTAGONIST THERAPEUTICS INC$6,173,000
+64.7%
238,354
+28.2%
1.71%
+22.5%
BLU SellBELLUS HEALTH INC NEW$6,042,000
+17.3%
1,573,389
-6.5%
1.68%
-12.7%
LNTH BuyLANTHEUS HLDGS INC$5,878,000
+66.0%
275,066
+4.8%
1.63%
+23.4%
SNDX SellSYNDAX PHARMACEUTICALS INC$5,667,000
-3.3%
253,448
-3.8%
1.57%
-28.1%
ISEE  IVERIC BIO INC$5,578,000
-10.6%
902,6330.0%1.55%
-33.5%
CDNA NewCAREDX INC$5,535,00081,284
+100.0%
1.54%
CRNX  CRINETICS PHARMACEUTICALS IN$5,530,000
+8.3%
361,9300.0%1.54%
-19.5%
PODD BuyINSULET CORP$5,479,000
+32.3%
21,000
+29.6%
1.52%
-1.6%
SIEN SellSIENTRA INC$5,388,000
+84.0%
739,045
-1.8%
1.50%
+36.9%
OCUL BuyOCULAR THERAPEUTIX INC$5,313,000
-15.3%
326,174
+7.6%
1.48%
-37.0%
AUPH BuyAURINIA PHARMACEUTICALS INC$5,310,000
+30.6%
408,908
+39.1%
1.47%
-2.9%
NVRO NewNEVRO CORP$5,287,00037,900
+100.0%
1.47%
TVTX BuyTRAVERE THERAPEUTICS INC$5,256,000
+152.1%
210,484
+175.2%
1.46%
+87.5%
MYGN SellMYRIAD GENETICS INC$5,231,000
+21.0%
171,785
-21.4%
1.45%
-10.0%
STRO SellSUTRO BIOPHARMA INC$5,160,000
-14.1%
226,719
-18.1%
1.43%
-36.2%
MBTCU NewNOCTURNE ACQUISITION CORPunit 02/25/2026$5,000,000500,000
+100.0%
1.39%
CLSN NewCELSION CORP$4,825,0003,496,154
+100.0%
1.34%
RYTM NewRHYTHM PHARMACEUTICALS INC$4,743,000223,000
+100.0%
1.32%
TCRR BuyTCR2 THERAPEUTICS INC$4,618,000
+101.7%
209,130
+182.6%
1.28%
+49.9%
FBRX NewFORTE BIOSCIENCES INC$4,611,000134,542
+100.0%
1.28%
MREO NewMEREO BIOPHARMA GROUP PLCads$4,213,0001,250,000
+100.0%
1.17%
HARP BuyHARPOON THERAPEUTICS INC$4,176,000
+146.5%
199,607
+95.7%
1.16%
+83.4%
EUCRU  EUCRATES BIOMEDICAL ACQU CORunit 10/23/2027$4,005,000
-6.1%
400,0000.0%1.11%
-30.2%
AVDL SellAVADEL PHARMACEUTICALS PLCsponsored adr$3,983,000
+28.1%
440,589
-5.4%
1.11%
-4.7%
ARYA SellARYA SCIENCES ACQUISITION CO$3,946,000
-9.1%
286,383
-28.4%
1.10%
-32.4%
RNA NewAVIDITY BIOSCIENCES INC$3,895,000178,600
+100.0%
1.08%
IMTX SellIMMATICS N.V$3,862,000
-11.8%
344,558
-15.1%
1.07%
-34.4%
INSM SellINSMED INC$3,755,000
-24.2%
110,254
-25.9%
1.04%
-43.6%
CTMX BuyCYTOMX THERAPEUTICS INC$3,734,000
+108.3%
483,041
+76.5%
1.04%
+54.9%
CNST BuyCONSTELLATION PHARMCETICLS I$3,713,000
-4.0%
158,733
+18.3%
1.03%
-28.6%
IMVT BuyIMMUNOVANT INC$3,683,000
+2.7%
229,622
+195.8%
1.02%
-23.6%
TFFP NewTFF PHARMACEUTICALS INC$3,660,000269,691
+100.0%
1.02%
AHACU  ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027$3,436,000
+18.2%
275,0000.0%0.95%
-12.1%
NBEV NewNEWAGE INC$3,427,0001,198,150
+100.0%
0.95%
GKOS NewGLAUKOS CORP$3,424,00040,800
+100.0%
0.95%
ARQT BuyARCUTIS BIOTHERAPEUTICS INC$3,297,000
+86.2%
113,962
+81.0%
0.92%
+38.4%
KALV NewKALVISTA PHARMACEUTICALS INC$3,292,000128,130
+100.0%
0.91%
KDNY  CHINOOK THERAPEUTICS INC$3,198,000
-2.0%
205,7990.0%0.89%
-27.2%
INFI NewINFINITY PHARMACEUTICALS INC$3,141,000972,327
+100.0%
0.87%
ILMN SellILLUMINA INC$3,072,000
-25.9%
8,000
-28.6%
0.85%
-44.9%
IFRX NewINFLARX NV$3,021,000774,600
+100.0%
0.84%
GMED BuyGLOBUS MED INCcl a$3,013,000
+46.6%
48,862
+55.1%
0.84%
+9.0%
ITCI SellINTRA CELLULAR THERAPIES INC$2,997,000
-38.5%
88,326
-42.4%
0.83%
-54.3%
XENT BuyINTERSECT ENT INC$2,962,000
+29.8%
141,856
+42.3%
0.82%
-3.5%
MORF NewMORPHIC HLDG INC$2,945,00046,541
+100.0%
0.82%
EYPT NewEYEPOINT PHARMACEUTICALS INC$2,939,000289,316
+100.0%
0.82%
NUVA NewNUVASIVE INC$2,828,00043,133
+100.0%
0.78%
GMTX NewGEMINI THERAPEUTICS INC$2,764,000203,995
+100.0%
0.77%
PHAS NewPHASEBIO PHARMACEUTICALS INC$2,682,000775,000
+100.0%
0.74%
DYN NewDYNE THERAPEUTICS INC$2,588,000166,636
+100.0%
0.72%
CFMS NewCONFORMIS INC$2,583,0002,608,875
+100.0%
0.72%
HLXA  HELIX ACQUISITION CORP$2,550,000
-10.3%
250,0000.0%0.71%
-33.3%
PROF NewPROFOUND MED CORP$2,546,000126,427
+100.0%
0.71%
TMPMU  TURMERIC ACQUISITION CORPunit 10/08/2025$2,540,000
-2.6%
254,0000.0%0.70%
-27.6%
LSAQ  LIFESCI ACQUISITION II CORP$2,535,000
-5.0%
250,0000.0%0.70%
-29.3%
CHFWU  CONSONANCE HFW ACQUISITION Cunit 99/99/9999$2,440,000
-6.8%
250,0000.0%0.68%
-30.7%
SRSAU  SARISSA CAPITAL ACQUISITN COunit 10/23/2027$2,437,000
+1.7%
225,0000.0%0.68%
-24.4%
CYTK NewCYTOKINETICS INC$2,402,000103,262
+100.0%
0.67%
OCUP SellOCUPHIRE PHARMA INC #$2,306,000
-82.8%
397,036
-80.8%
0.64%
-87.2%
WVE NewWAVE LIFE SCIENCES LTD$2,238,000398,997
+100.0%
0.62%
MEIP NewMEI PHARMA INC$2,189,000638,083
+100.0%
0.61%
VREX NewVAREX IMAGING CORP$2,166,000105,727
+100.0%
0.60%
ADMS NewADAMAS PHARMACEUTICALS INC$2,160,000450,000
+100.0%
0.60%
MCRB NewSERES THERAPEUTICS INC$2,154,000104,626
+100.0%
0.60%
AGLE  AEGLEA BIOTHERAPEUTICS INC$2,121,000
+0.7%
267,7530.0%0.59%
-25.2%
PXS NewPYXIS TANKERS INC$2,097,0002,035,793
+100.0%
0.58%
CALA NewCALITHERA BIOSCIENCES INC$2,066,000853,902
+100.0%
0.57%
HCAQ NewHEALTHCOR CATALIO ACQU CORP$2,000,000200,000
+100.0%
0.56%
CHRS SellCOHERUS BIOSCIENCES INC$1,996,000
-47.1%
136,623
-37.0%
0.55%
-60.6%
FSII NewFS DEVELOPMENT CORP II$1,992,000200,000
+100.0%
0.55%
JYAC  JIYA ACQUISITION CORP$1,968,000
-4.5%
200,0000.0%0.55%
-29.0%
YMTX NewYUMANITY THERAPEUTICS INC$1,967,000108,695
+100.0%
0.55%
MGTA NewMAGENTA THERAPEUTICS INC$1,946,000164,381
+100.0%
0.54%
LCY NewLANDCADIA HOLDINGS III INC$1,925,000192,314
+100.0%
0.53%
HAE SellHAEMONETICS CORP MASS$1,892,000
-39.1%
17,044
-34.8%
0.52%
-54.7%
ACEV NewACE CONVERGENCE ACQU CORPcl a$1,884,000189,000
+100.0%
0.52%
CSTL SellCASTLE BIOSCIENCES INC$1,873,000
-55.0%
27,365
-55.9%
0.52%
-66.5%
ACET NewADICET BIO INC$1,861,000142,289
+100.0%
0.52%
SLRX NewSALARIUS PHARMACEUTICALS INC$1,850,0001,250,110
+100.0%
0.51%
EIGR  EIGER BIOPHARMACEUTICALS INC$1,748,000
-28.0%
197,5000.0%0.48%
-46.5%
CTIC  CTI BIOPHARMA CORP$1,714,000
-9.6%
588,9920.0%0.48%
-32.8%
STIM NewNEURONETICS INC$1,701,000137,500
+100.0%
0.47%
BWAY NewBRAINSWAY LTDsponsored ads$1,621,000179,506
+100.0%
0.45%
XGN NewEXAGEN INC$1,513,00086,475
+100.0%
0.42%
CMLF NewCM LIFE SCIENCES INC$1,489,000100,000
+100.0%
0.41%
ONCT SellONCTERNAL THERAPEUTICS INC$1,467,000
-27.3%
176,287
-57.2%
0.41%
-45.9%
VLON NewVALLON PHARMACEUTICALS INC$1,392,000300,000
+100.0%
0.39%
LRMR  LARIMAR THERAPEUTICS INC$1,363,000
-31.7%
93,2610.0%0.38%
-49.3%
BCTG  BCTG ACQUISITION CORP$1,334,000
-2.8%
120,0000.0%0.37%
-27.9%
TWND NewTAILWIND ACQUISITION CORP$1,274,000128,414
+100.0%
0.35%
VRAY NewVIEWRAY INC$1,258,000289,114
+100.0%
0.35%
GIGGU NewGIGCAPITAL4 INCunit 99/99/9999$1,234,000125,000
+100.0%
0.34%
BLSA  BCLS ACQUISITION CORP$1,057,000
-5.1%
100,0000.0%0.29%
-29.6%
FATBW  FAT BRANDS INC*w exp 06/30/202$1,056,000
+30.4%
300,0000.0%0.29%
-3.0%
ROCCU  ROTH CH ACQUISITION II COunit 12/11/2025$1,054,000
+1.3%
100,0000.0%0.29%
-24.5%
ARYD NewARYA SCIENCES ACQU CORP IVcl a$1,047,000100,000
+100.0%
0.29%
AJAX NewAJAX I$1,026,000100,000
+100.0%
0.28%
QELL NewQELL ACQUISITION CORPcl a$1,018,000100,000
+100.0%
0.28%
SPNV NewSUPERNOVA PARTNERS ACQUISITI$1,011,000100,000
+100.0%
0.28%
CCAC NewCITIC CAPITAL ACQUISITION CO$1,000,000100,000
+100.0%
0.28%
FMAC NewFIRSTMARK HORIZON ACQUISITIO$1,000,000100,000
+100.0%
0.28%
MOTV NewMOTIVE CAPITAL CORP$1,001,000102,099
+100.0%
0.28%
OMEG NewOMEGA ALPHA SPACcl a$990,000100,000
+100.0%
0.28%
SYRS NewSYROS PHARMACEUTICALS INC$948,000126,702
+100.0%
0.26%
CLDX SellCELLDEX THERAPEUTICS INC NEW$927,000
-77.9%
45,013
-81.2%
0.26%
-83.6%
VINCW  VINCERX PHARMA INC*w exp 12/24/202$870,000
+22.5%
215,2500.0%0.24%
-9.1%
CHAQWS BuyCHARDAN HEALTHCR ACQSTN 2 CO*w exp 03/05/202$688,000
+39.0%
731,561
+46.3%
0.19%
+3.2%
BCTXW NewBRIACELL THERAPEUTICS CORP*w exp 02/24/202$535,000500,000
+100.0%
0.15%
CBIO SellCATALYST BIOSCIENCES INC$453,000
-77.1%
89,930
-71.3%
0.13%
-82.9%
VERB NewVERB TECHNOLOGY CO INC$394,000281,173
+100.0%
0.11%
CMLFW NewCM LIFE SCIENCES INC*w exp 09/04/202$345,00066,666
+100.0%
0.10%
IMTXW  IMMATICS N.V*w exp 07/01/202$288,000
+2.5%
97,4670.0%0.08%
-23.8%
GNPX SellGENPREX INC$263,000
-95.5%
60,909
-95.7%
0.07%
-96.7%
EVAX NewEVAXION BIOTECH A Sads$146,00024,725
+100.0%
0.04%
AMHCW  AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202$133,000
-43.6%
162,5000.0%0.04%
-58.0%
GLEOWS  GALILEO ACQUISITION CORP*w exp 10/31/202$110,000
-34.5%
200,0000.0%0.03%
-50.8%
HSAQ  HEALTH SCIENCES ACQ CORP 2$112,000
-12.5%
10,0000.0%0.03%
-35.4%
LYRA ExitLYRA THERAPEUTICS INC$0-5,218
-100.0%
-0.02%
QTNT ExitQUOTIENT LTD$0-24,912
-100.0%
-0.05%
VERO ExitVENUS CONCEPT INC$0-93,643
-100.0%
-0.06%
KBNT ExitKUBIENT INC$0-42,269
-100.0%
-0.09%
CEREW ExitCEREVEL THERAPEUTICS HLDNG I*w exp 06/09/202$0-64,666
-100.0%
-0.14%
CNSP ExitCNS PHARMACEUTICALS INC$0-534,148
-100.0%
-0.36%
NMTR Exit9 METERS BIOPHARMA INC$0-1,264,994
-100.0%
-0.41%
LIFE ExitATYR PHARMA INC$0-332,258
-100.0%
-0.48%
EPZM ExitEPIZYME INC$0-130,000
-100.0%
-0.53%
SBEWS ExitSWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202$0-105,000
-100.0%
-0.60%
CLRB ExitCELLECTAR BIOSCIENCES INC$0-851,852
-100.0%
-0.66%
OPENW ExitOPENDOOR TECHNOLOGIES INC*w exp 12/18/202$0-240,000
-100.0%
-0.69%
BCRX ExitBIOCRYST PHARMACEUTICALS INC$0-250,000
-100.0%
-0.70%
OPTN ExitOPTINOSE INC$0-458,589
-100.0%
-0.71%
OTIC ExitOTONOMY INC$0-299,890
-100.0%
-0.72%
RIGL ExitRIGEL PHARMACEUTICALS INC$0-571,026
-100.0%
-0.75%
ICUI ExitICU MED INC$0-9,321
-100.0%
-0.75%
DXCM ExitDEXCOM INC$0-5,500
-100.0%
-0.76%
KPTI ExitKARYOPHARM THERAPEUTICS INC$0-133,951
-100.0%
-0.77%
TLSA ExitTIZIANA LIFE SCIENCES PLCsponsored ads$0-1,077,883
-100.0%
-0.81%
CMLFU ExitCM LIFE SCIENCES INCunit 09/01/2025$0-200,000
-100.0%
-0.87%
FSDC ExitFS DEV CORP$0-234,000
-100.0%
-0.96%
NNDM ExitNANO DIMENSION LTDsponsord ads new$0-304,600
-100.0%
-1.04%
OEG ExitORBITAL ENERGY GROUP INC$0-1,353,995
-100.0%
-1.11%
SCYX ExitSCYNEXIS INC$0-400,000
-100.0%
-1.14%
VINC ExitVINCERA PHARMA INC$0-150,150
-100.0%
-1.17%
MICT ExitMICT INC$0-1,533,425
-100.0%
-1.19%
CRDF ExitCARDIFF ONCOLOGY INC$0-185,552
-100.0%
-1.25%
IMUX ExitIMMUNIC INC$0-244,155
-100.0%
-1.39%
COGT ExitCOGENT BIOSCIENCES INC$0-432,563
-100.0%
-1.81%
ANAB ExitANAPTYSBIO INC$0-261,209
-100.0%
-2.10%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-05-06
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
FAT BRANDS INC12Q3 20230.6%
CHINOOK THERAPEUTICS INC11Q2 20238.9%
BELLUS HEALTH INC NEW10Q1 20234.7%
XTANT MED HLDGS INC10Q3 20235.1%
IVERIC BIO INC10Q1 20232.3%
MYRIAD GENETICS INC10Q1 20232.3%
HARBOR CUSTOM DEVELOPMENT IN10Q3 20230.1%
CRINETICS PHARMACEUTICALS IN9Q3 20234.1%
CTI BIOPHARMA CORP9Q1 20232.6%
POLISHED COM INC9Q2 20233.4%

View Altium Capital Management LP's complete holdings history.

Latest significant ownerships (13-D/G)
Altium Capital Management LP Q1 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Marpai, Inc.April 26, 20231,805,3276.2%
Astria Therapeutics, Inc.February 14, 20231,355,3725.0%
HyreCar Inc.February 14, 20231,688,1205.6%
Muscle Maker, Inc.February 14, 20232,888,0855.0%
NeuroBo Pharmaceuticals, Inc.Sold outFebruary 14, 202300.0%
PALISADE BIO, INC.Sold outFebruary 14, 202300.0%
1847 Goedeker Inc.February 14, 20226,103,8245.0%
BioRestorative Therapies, Inc.February 14, 2022200,0005.0%
BriaCell Therapeutics Corp.February 14, 2022900,0004.7%
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC.February 14, 2022363,0005.0%

View Altium Capital Management LP's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2024-02-21
SC 13G2024-02-20
13F-HR2024-02-14
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13

View Altium Capital Management LP's complete filings history.

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