FNY Investment Advisers, LLC - Q3 2020 holdings

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$237 Million is the total value of FNY Investment Advisers, LLC's 524 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 136.8% .

All

			Value		Shares		↓ Weighting
GRUB	Buy	GRUBHUB ORD	$28,351,000	+1052.5%	391,975	+1019.9%	11.98%	+736.0%
QRTEP	New	QURATE RETAIL 8 0 PRF	$8,865,000	–	90,000	+100.0%	3.75%	–
CLSK	New	CLEANSPARK ORD	$6,691,000	–	535,763	+100.0%	2.83%	–
FTAC	Sell	FINTECH ACQUISITION CL A ORD	$5,880,000	-14.9%	570,333	-7.9%	2.48%	-38.3%
HYLN	New	HYLIION HOLDINGS CL A ORD	$5,775,000	–	115,910	+100.0%	2.44%	–
LYG	Buy	LLOYDS BANKING GROUP ADR 4 ORDsponsored adr	$5,293,000	+14.9%	4,072,020	+32.6%	2.24%	-16.7%
GXGX	Buy	GX ACQUISITON CL A ORD	$5,125,000	+266.9%	488,134	+256.2%	2.17%	+166.1%
BYRN	Buy	BYRNA TECHNOLOGIES ORD	$4,887,000	+88.4%	3,054,763	+64.8%	2.06%	+36.7%
GMHI	Buy	GORES METROPOULOS CL A ORD	$4,883,000	+110.2%	427,669	+96.8%	2.06%	+52.5%
BABA	Sell	ALIBABA GROUP HOLDING ADR REP 8 ORDsponsored adr	$3,841,000	-54.7%	13,067	-66.8%	1.62%	-67.2%
IMMU	Buy	IMMUNOMEDICS ORD	$3,818,000	+565.2%	44,908	+177.0%	1.61%	+382.9%
MRSN	Buy	MERSANA THERAPEUTICS ORD	$3,720,000	+10.1%	199,800	+38.3%	1.57%	-20.2%
OAC	New	OAKTREE ACQUISITION CL A ORD	$3,539,000	–	301,256	+100.0%	1.50%	–
EQNR	New	EQUINOR ADR REP ORDsponsored adr	$3,133,000	–	222,898	+100.0%	1.32%	–
TRNE	Buy	TRINE ACQUISITION CL A ORD	$3,053,000	+31.9%	282,710	+27.7%	1.29%	-4.3%
CNX	New	CNX RESOURCES ORD	$2,926,000	–	310,003	+100.0%	1.24%	–
SBE	New	SWITCHBACK ENERGY ACQUISITI CL A ORD	$2,913,000	–	186,731	+100.0%	1.23%	–
IPOB	Buy	SOCIAL CAPITAL HEDOSPH HLD CL A ORD	$2,671,000	+2682.3%	140,674	+1615.5%	1.13%	+1916.1%
INSG	Buy	INSEEGO ORD	$2,648,000	+255.4%	256,614	+299.5%	1.12%	+157.8%
HCCO	New	HEALTHCARE MERGER CL A ORD	$2,345,000	–	231,075	+100.0%	0.99%	–
RMG	Buy	RMG ACQUISITION CL A ORD	$2,302,000	+19.2%	215,396	+14.0%	0.97%	-13.6%
JD	Buy	JD.COM ADR REP 2 CL A ORDsponsored adr	$2,268,000	+496.8%	29,233	+361.8%	0.96%	+333.5%
SPWH	Sell	SPORTSMANS WAREHOUSE HOLDINGS ORD	$2,203,000	-8.3%	154,013	-8.7%	0.93%	-33.5%
ACAM	Buy	ACAMAR PARTNERS ACQUISITION CL A ORD	$2,126,000	+24.8%	208,024	+25.1%	0.90%	-9.5%
TS	New	TENARIS ADR REP 2 ORDsponsored adr	$2,124,000	–	215,700	+100.0%	0.90%	–
BX	New	BLACKSTONE GROUP CL A ORD	$2,061,000	–	39,500	+100.0%	0.87%	–
HMY	New	HARMONY GOLD MNG ADR REP 1 ORDsponsored adr	$1,891,000	–	358,870	+100.0%	0.80%	–
SBSW	New	SIBANYE STILLWATER ADR REP 4 ORDsponsored adr	$1,850,000	–	166,100	+100.0%	0.78%	–
CRM	New	SALESFORCE.COM ORD	$1,825,000	–	7,265	+100.0%	0.77%	–
SONO	Sell	SONOS ORD	$1,819,000	+3.5%	119,879	-0.2%	0.77%	-24.9%
NFIN	Buy	NETFIN ACQUISITION CL A ORD	$1,785,000	+156.5%	172,200	+165.7%	0.75%	+86.2%
LMPX	Buy	LMP AUTOMOTIVE HOLDINGS ORD	$1,769,000	+406.9%	65,194	+82.9%	0.75%	+268.5%
TIGO	Buy	MILLICOM INTERNATIONAL CELLULAR ORD	$1,749,000	+2142.3%	57,783	+1826.1%	0.74%	+1542.2%
GTBIF	Buy	GREEN THUMB INDUSTRIES ORD	$1,717,000	+56.4%	132,596	+20.7%	0.73%	+13.4%
MAXR	New	MAXAR TECHNOLOGIES ORD	$1,709,000	–	68,564	+100.0%	0.72%	–
FCAU	Buy	FIAT CHRYSLER AUTOMOBILES ORD	$1,686,000	+149.8%	137,995	+109.1%	0.71%	+81.2%
DB	New	DEUTSCHE BANK N ORD	$1,680,000	–	200,000	+100.0%	0.71%	–
INSU	Buy	INSURANCE ACQUISITION CL A ORD	$1,643,000	+254.1%	139,149	+288.1%	0.69%	+157.0%
ERIC	New	ERICSSON SPON ADR REP 1 CL B ORDsponsored adr	$1,633,000	–	150,000	+100.0%	0.69%	–
GRFS	New	GRIFOLS ADR REP ONE NON VTG CL B ORDsponsored adr	$1,566,000	–	90,310	+100.0%	0.66%	–
IFRX	Buy	INFLARX ORD	$1,491,000	+54.8%	350,000	+66.7%	0.63%	+12.3%
SQNS	Buy	SEQUANS COMMUNICATIONS ADR REP 4 ORDsponsored adr	$1,462,000	+28.8%	244,985	+32.4%	0.62%	-6.5%
SSL	Buy	SASOL ADR REP 1 ORDsponsored adr	$1,461,000	+219.0%	192,279	+223.6%	0.62%	+131.1%
TCNNF	New	TRULIEVE CANNABIS CORP	$1,458,000	–	78,836	+100.0%	0.62%	–
KRE	New	SPDR S&P REGIONAL BANKING ETF	$1,366,000	–	38,300	+100.0%	0.58%	–
CCXX	Buy	CHURCHILL CAPITAL III CL A ORD	$1,349,000	+564.5%	131,700	+596.8%	0.57%	+383.1%
BUD	Sell	ANHEUSER BUSCH ADR REP 1 ORDsponsored adr	$1,347,000	-8.9%	25,000	-16.7%	0.57%	-34.0%
ALV	New	AUTOLIV ORD	$1,311,000	–	18,000	+100.0%	0.55%	–
FTV	New	FORTIVE ORD	$1,306,000	–	20,500	+100.0%	0.55%	–
MT	New	ARCELORMITTAL ADR	$1,291,000	–	97,500	+100.0%	0.55%	–
NVO	Buy	NOVO NORDISK ADR REPSG 1 ORDsponsored adr	$1,270,000	+208.3%	18,300	+190.5%	0.54%	+123.8%
NVRO	Buy	NEVRO ORD	$1,253,000	+90.7%	9,000	+63.6%	0.53%	+38.1%
SKY	Buy	SKYLINE CHAMPION ORD	$1,245,000	+16.2%	46,512	+5.7%	0.53%	-15.7%
HCAC	Buy	HENNESSY CAPITAL ACQUISITION CORP IV	$1,234,000	+282.0%	110,811	+268.1%	0.52%	+177.1%
SAQN	Buy	SOFTWARE ACQUISITION GROUP CL A ORD	$1,229,000	+22.4%	123,405	+23.3%	0.52%	-11.3%
SPAQ	Sell	SPARTAN ENERGY ACQUISITION CL A ORD	$1,219,000	-62.5%	84,591	-72.1%	0.52%	-72.8%
LOGI	Buy	LOGITECH N ORD	$1,167,000	+662.7%	15,100	+542.3%	0.49%	+453.9%
NPA	Buy	NEW PROVIDENCE ACQUISITION CL A ORD	$1,167,000	+9.3%	115,965	+9.4%	0.49%	-20.7%
MGNI	Buy	MAGNITE ORD	$1,158,000	+36.4%	166,860	+31.0%	0.49%	-1.2%
IOVA	New	IOVANCE BIOTHERAPEUTICS ORD	$1,069,000	–	32,500	+100.0%	0.45%	–
ARYBU	New	ARYA SCIENCES ACQUISITION II UNT	$1,037,000	–	94,300	+100.0%	0.44%	–
GNLN	Buy	GREENLANE HOLDINGS CL A ORD	$1,037,000	-37.5%	463,259	+11.2%	0.44%	-54.7%
VRTU	New	VIRTUSA ORD	$983,000	–	20,000	+100.0%	0.42%	–
CHL	Buy	CHINA MOBILE ADR REPSG 5 ORDsponsored adr	$982,000	+577.2%	30,558	+607.2%	0.42%	+394.0%
EDSA	New	EDESA BIOTECH ORD	$971,000	–	120,407	+100.0%	0.41%	–
AYX	New	ALTERYX CL A ORD	$965,000	–	8,500	+100.0%	0.41%	–
MBIO	Buy	MUSTANG BIO ORD	$945,000	+18.9%	300,000	+20.0%	0.40%	-13.8%
ASPS	Buy	ALTISOURCE PORTFOLIO SOLUTIONS ORD	$934,000	+63.6%	73,793	+90.4%	0.40%	+18.6%
TAK	New	TAKEDA PHARMA ADR REP 0.5 ORDsponsored adr	$913,000	–	51,200	+100.0%	0.39%	–
SRAC	New	STABLE ROAD ACQUISITION CL A ORD	$904,000	–	89,701	+100.0%	0.38%	–
VXX	New	BARCLAYS IPTH SRS B S&P SHRT TRM ETN	$871,000	–	34,999	+100.0%	0.37%	–
CZR	New	CAESARS ENTERTAINMENT ORD	$862,000	–	15,385	+100.0%	0.36%	–
SMMC	Sell	SOUTH MOUNTAIN MERGER CL A ORD	$837,000	-13.6%	80,164	-15.8%	0.35%	-37.3%
IPOC	Sell	SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP III	$829,000	-28.3%	66,600	-35.7%	0.35%	-48.1%
CLNE	New	CLEAN ENERGY FUELS ORD	$799,000	–	322,500	+100.0%	0.34%	–
SSPK	New	SILVER SPIKE ACQUISITION CL A ORD	$773,000	–	76,331	+100.0%	0.33%	–
DDOG	New	DATADOG CL A ORD	$740,000	–	7,250	+100.0%	0.31%	–
PRMW	Buy	PRIMO WATER ORD	$710,000	+24.6%	50,000	+20.5%	0.30%	-9.6%
FIIIU	New	FORUM MERGER III UNT	$679,000	–	65,000	+100.0%	0.29%	–
VNCE	Sell	VINCE HOLDING ORD	$676,000	-9.7%	125,000	-7.4%	0.29%	-34.4%
AZN	New	ASTRAZENECA ADR REP 0.5 ORDsponsored adr	$651,000	–	11,880	+100.0%	0.28%	–
CCX	Sell	CHURCHILL CAPITAL CORP II	$646,000	-70.1%	61,267	-68.0%	0.27%	-78.3%
MESO	New	MESOBLAST ADR REP 5 ORDsponsored adr	$642,000	–	34,600	+100.0%	0.27%	–
XPER	Buy	XPERI HOLDING ORD	$639,000	+234.6%	55,626	+327.9%	0.27%	+143.2%
APXT	Buy	APEX TECHNOLOGY ACQUISITION CL A ORD	$639,000	+520.4%	60,289	+496.9%	0.27%	+350.0%
KCAC	New	KENSINGTON CAPITAL ACQ CL A ORD	$636,000	–	38,000	+100.0%	0.27%	–
APG	Sell	API GROUP ORD	$620,000	-64.3%	43,593	-69.5%	0.26%	-74.1%
HYAC	Sell	HAYMAKER ACQUISITION CL A ORD	$615,000	-35.4%	61,552	-33.1%	0.26%	-53.2%
BBL	Sell	BHP GROUP ADR REP 2 ORDsponsored adr	$612,000	-33.5%	14,350	-35.9%	0.26%	-51.7%
FRTA	New	FORTERRA ORD	$606,000	–	51,272	+100.0%	0.26%	–
CPAA	Buy	CONYERS PARK II ACQUISITION CL A ORD	$595,000	-1.3%	58,600	+7.3%	0.25%	-28.5%
RDSA	New	ROYAL DUTCH SHELL ADR REP 2 CL A ORDsponsored adr	$594,000	–	23,600	+100.0%	0.25%	–
AMCX	New	AMC NETWORKS CL A ORD	$580,000	–	23,500	+100.0%	0.24%	–
USAT	Sell	USA TECHNOLOGIES ORD	$574,000	+8.9%	65,665	-12.7%	0.24%	-20.8%
GOLD	Buy	BARRICK GOLD ORD	$562,000	+6925.0%	20,000	+6351.6%	0.24%	+4640.0%
THBR	Buy	THUNDER BRIDGE ACQUISITION II LTD	$550,000	+10900.0%	54,000	+10284.6%	0.23%	+7633.3%
E	New	ENI ADR	$543,000	–	35,000	+100.0%	0.23%	–
CVCO		CAVCO INDUSTRIES ORD	$540,000	-6.6%	3,000	0.0%	0.23%	-32.3%
WDC	Buy	WESTERN DIGITAL ORD	$529,000	+1606.5%	14,496	+1910.5%	0.22%	+1144.4%
BAYRY	New	BAYER AKTIENGESELLSCHAFT EACH RE ADR	$523,000	–	35,000	+100.0%	0.22%	–
BOWXU	New	BOWX ACQUISITION UNT	$513,000	–	50,000	+100.0%	0.22%	–
THCB	New	TUSCAN HOLDINGS ORD	$514,000	–	50,550	+100.0%	0.22%	–
PSTH	New	PERSHING SQUARE TONTINE HLD CL A ORD	$509,000	–	22,453	+100.0%	0.22%	–
NUAN	New	NUANCE COMMUNICATIONS ORD	$497,000	–	15,000	+100.0%	0.21%	–
KRYS	New	KRYSTAL BIOTECH ORD	$479,000	–	11,148	+100.0%	0.20%	–
GFI	Buy	GOLD FIELDS ADR REP 1 ORDsponsored adr	$477,000	+85.6%	38,841	+41.8%	0.20%	+34.7%
FMCI	Sell	FORUM MERGER II CL A ORD	$472,000	+5.6%	20,000	-26.4%	0.20%	-23.5%
VST	New	VISTRA ORD	$471,000	–	25,000	+100.0%	0.20%	–
CRLBF	New	CRESCO LABS ORD	$468,000	–	78,089	+100.0%	0.20%	–
MLHR	New	HERMAN MILLER ORD	$467,000	–	15,500	+100.0%	0.20%	–
LAZY	New	LAZYDAYS HOLDINGS ORD	$458,000	–	36,123	+100.0%	0.19%	–
GNCA	Sell	GENOCEA BIOSCIENCES ORD	$458,000	-33.6%	200,000	-33.3%	0.19%	-51.7%
CLDR	New	CLOUDERA ORD	$457,000	–	42,000	+100.0%	0.19%	–
NVS	Sell	NOVARTIS ADR REPSG 1 ORDsponsored adr	$434,000	-70.6%	5,000	-70.4%	0.18%	-78.7%
PSLV	New	SPROTT PHYSICAL SILVER ETV	$422,000	–	51,114	+100.0%	0.18%	–
TGT	New	TARGET ORD	$417,000	–	2,650	+100.0%	0.18%	–
GEFB	Buy	GREIF CL B ORD	$417,000	+10325.0%	10,565	+9504.5%	0.18%	+8700.0%
WCCPRA	Sell	WESCO INTERL 1000 DS RP 1 SRS A PRF	$406,000	-86.9%	14,500	-87.6%	0.17%	-90.4%
PTR	New	PETROCHINA ADR REPSNTG 100 H ORDsponsored adr	$382,000	–	13,000	+100.0%	0.16%	–
ASR	Buy	GRUPO AEROPORTUA ADR REP 10 SR B ORDsponsored adr	$382,000	+241.1%	3,300	+230.0%	0.16%	+147.7%
TWLO	New	TWILIO CL A ORD	$370,000	–	1,500	+100.0%	0.16%	–
BTI	New	BRITISH AMERICAN TOBACCO ADR REP ORDsponsored adr	$361,000	–	10,000	+100.0%	0.15%	–
SFTBY	New	SOFTBANK GROUP UNSPONSORED ADR	$362,000	–	11,800	+100.0%	0.15%	–
VIST	Buy	VISTA OIL GAS ADR REP SRS A ORDsponsored adr	$360,000	+429.4%	160,157	+608.2%	0.15%	+280.0%
CRH	Sell	CRH ADR REPSG 1 ORDsponsored adr	$360,000	-18.6%	10,000	-22.4%	0.15%	-41.1%
CURLF	Sell	CURALEAF HOLDINGS SUB VOT ORD	$354,000	-4.1%	48,800	-19.3%	0.15%	-30.2%
ING	Sell	ING GROEP ADR REP 1 ORDsponsored adr	$354,000	-48.7%	50,000	-50.0%	0.15%	-62.7%
NCLH	New	NORWEGIAN CRUISE LINE HOLDINGS ORD	$342,000	–	20,000	+100.0%	0.14%	–
CGRO	New	COLLECTIVE GROWTH CL A ORD	$342,000	–	34,773	+100.0%	0.14%	–
TKC	New	TURKCELL ILETISIM ADR REP 2.5 ORDsponsored adr	$340,000	–	71,170	+100.0%	0.14%	–
CREE	New	CREE ORD	$329,000	–	5,175	+100.0%	0.14%	–
DMYT	New	DMY TECHNOLOGY GROUP CL A ORD	$321,000	–	25,164	+100.0%	0.14%	–
GLD	Buy	SPDR GOLD SHARES ETFcall	$315,000	+98.1%	1,780	+87.4%	0.13%	+43.0%
HPE	New	HEWLETT PACKARD ENTERPRISE ORD	$313,000	–	33,500	+100.0%	0.13%	–
FCACU	New	FALCON CAPITAL ACQ UNT	$308,000	–	30,000	+100.0%	0.13%	–
BMYRT	Buy	BRISTOL MYERS SQUIBB CONTINGENT RTS	$286,000	-26.7%	127,309	+16.6%	0.12%	-46.7%
JIH	Buy	JUNIPER INDUSTRIAL HOLDINGS CL A ORD	$283,000	+9.3%	27,150	+4.4%	0.12%	-20.5%
	Sell	TRILLIUM THERAPEUTICS ORD	$284,000	-83.8%	20,000	-90.8%	0.12%	-88.3%
MHLA		MAIDEN HOLDINGS LTD	$280,000	+2.9%	14,131	0.0%	0.12%	-25.3%
STM	New	STMICROELECTRONICS ADR	$276,000	–	9,000	+100.0%	0.12%	–
VNET	Buy	21VIANET GROUP ADR REP SIX ORDsponsored adr	$277,000	+92.4%	12,000	+98.2%	0.12%	+39.3%
CCIVU	New	CHURCHILL CAPITAL IV UNT	$273,000	–	27,300	+100.0%	0.12%	–
KSU	New	KANSAS CITY SOUTHERN ORD	$273,000	–	1,510	+100.0%	0.12%	–
PINS	New	PINTEREST CL A ORD	$273,000	–	6,600	+100.0%	0.12%	–
VSTO	New	VISTA OUTDOOR ORD	$265,000	–	13,165	+100.0%	0.11%	–
GMAB	New	GENMAB ADR	$259,000	–	7,089	+100.0%	0.11%	–
ABB	Sell	ABB ADR REP 1 ORDsponsored adr	$254,000	-93.7%	10,000	-94.4%	0.11%	-95.5%
CHPM		CHP MERGER CL A ORD	$254,000	+2.0%	25,000	0.0%	0.11%	-26.2%
CLIIU	New	CLIMATE CHANGE CRISIS REAL UNT	$251,000	–	25,000	+100.0%	0.11%	–
CLRB	Buy	CELLECTAR BIOSCIENCES ORD	$252,000	+53.7%	203,321	+58.4%	0.11%	+10.4%
LFC	New	CHINA LIFE INSURNCE ADR REP 5 H ORDsponsored adr	$249,000	–	22,000	+100.0%	0.10%	–
JPM	Buy	JPMORGAN CHASE ORD	$243,000	+12050.0%	2,530	+8333.3%	0.10%	+10200.0%
ZGNX	New	ZOGENIX ORD	$242,000	–	13,500	+100.0%	0.10%	–
JWS	New	JAWS ACQUISITION CL A ORD	$236,000	–	22,700	+100.0%	0.10%	–
GTX	New	GARRETT MOTION ORD	$232,000	–	67,500	+100.0%	0.10%	–
FRO	Buy	FRONTLINE ORD	$233,000	–	35,968	+35868.0%	0.10%	–
APTV	Buy	APTIV ORD	$215,000	+2050.0%	2,350	+1653.7%	0.09%	+1416.7%
FXI	New	ISHARES CHINA LARGE CAP ETF	$210,000	–	5,000	+100.0%	0.09%	–
GME	New	GAMESTOP CL A ORD	$209,000	–	20,551	+100.0%	0.09%	–
AACQU	New	ARTIUS ACQ UNT	$208,000	–	20,057	+100.0%	0.09%	–
GOOG	New	ALPHABET CL C ORD	$205,000	–	140	+100.0%	0.09%	–
ETSY	New	ETSY ORD	$206,000	–	1,700	+100.0%	0.09%	–
AACQ	New	ARTIUS ACQUISITION CL A ORD	$198,000	–	20,000	+100.0%	0.08%	–
CBFV	Sell	CB FINANCIAL SERVICES ORD	$194,000	-56.2%	10,200	-49.9%	0.08%	-68.2%
NIO	Buy	NIO ADS REP 1 CL A ORD	$190,000	–	9,000	+8900.0%	0.08%	–
NTNX	New	NUTANIX CL A ORD	$190,000	–	8,600	+100.0%	0.08%	–
NTES	Sell	NETEASE ADR	$185,000	-81.6%	2,036	-13.0%	0.08%	-86.7%
FEAC	Buy	FLYING EAGLE ACQUISITION CL A ORD	$185,000	+9150.0%	15,290	+7545.0%	0.08%	+7700.0%
VTRU	New	VITRU ORD	$184,000	–	14,233	+100.0%	0.08%	–
PUK		PRUDENTIAL ADR REPSTG 2 ORDsponsored adr	$179,000	-6.3%	6,294	0.0%	0.08%	-31.5%
CCL	New	CARNIVAL ORD	$177,000	–	11,700	+100.0%	0.08%	–
CRSA	Sell	CRESCENT ACQUISITION CL A ORD	$176,000	-67.2%	17,584	-65.7%	0.07%	-76.3%
	New	TERRASCEND ORD	$172,000	–	40,000	+100.0%	0.07%	–
DOCU	New	DOCUSIGN ORD	$172,000	–	800	+100.0%	0.07%	–
BMRG	Buy	B RILEY PRINCIPAL MERGER CL A ORD	$173,000	+8550.0%	17,300	+8550.0%	0.07%	+7200.0%
WPFU		FOLEY TRASIMENE ACQUISI CL A RED UNT	$169,000	+5.6%	15,000	0.0%	0.07%	-23.7%
JWSU		JAWS ACQUISITION UNT	$166,000	+6.4%	15,000	0.0%	0.07%	-23.1%
CRDB	Sell	CRAWFORD CL B ORD	$166,000	-41.3%	25,857	-35.9%	0.07%	-57.6%
FLDM	Buy	FLUIDIGM ORD	$163,000	+307.5%	22,000	+120.0%	0.07%	+200.0%
GV	Buy	GOLDFIELD ORD	$164,000	+107.6%	38,913	+81.7%	0.07%	+50.0%
SNGX	New	SOLIGENIX ORD	$160,000	–	89,500	+100.0%	0.07%	–
CSTM	New	CONSTELLIUM SE CL A ORD	$157,000	–	20,000	+100.0%	0.07%	–
FMCKM	New	FEDERL HOME LOAN MRTG 5.57 PERP PRF	$157,000	–	22,359	+100.0%	0.07%	–
DAL	New	DELTA AIR LINES ORD	$155,000	–	5,078	+100.0%	0.06%	–
SAP	New	SAP ADR REP 1 ORDsponsored adr	$152,000	–	976	+100.0%	0.06%	–
RUSHB	Buy	RUSH ENTERPRISES CL B ORD	$148,000	+33.3%	3,357	+7.0%	0.06%	-3.1%
BMY	New	BRISTOL MYERS SQUIBB ORD	$150,000	–	2,500	+100.0%	0.06%	–
LHSIF	New	LIBERTY HEALTH SCIENCES ORD	$146,000	–	400,000	+100.0%	0.06%	–
LCA	Sell	LANDCADIA HOLDINGS II CL A ORD	$144,000	-88.7%	10,070	-87.1%	0.06%	-91.8%
SRL	New	SCULLY ROYALTY ORD	$145,000	–	29,613	+100.0%	0.06%	–
BILI	New	BILIBILI ADS	$145,000	–	3,501	+100.0%	0.06%	–
AMTB	New	AMERANT BANCORP CL A ORD	$140,000	–	15,100	+100.0%	0.06%	–
QTNT	Buy	QUOTIENT ORD	$137,000	-16.5%	26,700	+20.3%	0.06%	-39.6%
PDD	Buy	PINDUODUO ADR REP 4 ORDsponsored adr	$137,000	0.0%	1,852	+15.5%	0.06%	-27.5%
CRWD	Sell	CROWDSTRIKE HOLDINGS CL A ORD	$137,000	-54.3%	1,000	-66.7%	0.06%	-66.9%
MIC		MACQUARIE INFRASTRUCTURE ORD	$134,000	-12.4%	5,000	0.0%	0.06%	-36.0%
KR	New	KROGER ORD	$135,000	–	4,000	+100.0%	0.06%	–
IMKTA	New	INGLES MARKETS CL A ORD	$133,000	–	3,500	+100.0%	0.06%	–
FFNTF	New	4FRONT VENTURES ORD	$130,000	–	229,555	+100.0%	0.06%	–
BFA	Buy	BROWN FORMAN CL A ORD	$129,000	+33.0%	1,880	+10.6%	0.06%	-3.5%
HECCU	New	HUDSON EXECUTIVE INVESTMENT UNT	$129,000	–	12,500	+100.0%	0.06%	–
ENPCU	New	EXECUTIVE NETWORK PARTNERING UNT	$123,000	–	4,900	+100.0%	0.05%	–
KLR	New	KALEYRA ORD	$124,000	–	16,458	+100.0%	0.05%	–
XOM	New	EXXON MOBIL ORD	$120,000	–	3,500	+100.0%	0.05%	–
LEN	New	LENNAR CL A ORD	$115,000	–	1,410	+100.0%	0.05%	–
PIC	New	PIVOTAL INVESTMENT CL A ORD	$115,000	–	10,000	+100.0%	0.05%	–
ASAN	New	ASANA CL A ORD	$115,000	–	4,018	+100.0%	0.05%	–
	Sell	GRAYSCALE BITCOIN ORD	$117,000	-65.2%	10,700	-69.4%	0.05%	-75.0%
NBSE	New	NEUBASE THERAPEUTICS ORD	$113,000	–	15,000	+100.0%	0.05%	–
ALXN	Sell	ALEXION PHARMACEUTICALS ORD	$114,000	-71.7%	1,000	-72.2%	0.05%	-79.6%
SQ	New	SQUARE CL A ORD	$108,000	–	670	+100.0%	0.05%	–
WPF	New	FOLEY TRASIMENE ACQ CL A ORD	$106,000	–	10,300	+100.0%	0.04%	–
HGV	Sell	HILTON GRAND VACATIONS ORD	$104,000	-24.1%	5,000	-28.7%	0.04%	-45.0%
IPOCU	Sell	SOCIAL CAPITAL HEDOSOPH RED UNT	$103,000	-43.7%	7,500	-51.6%	0.04%	-58.9%
BYND	New	BEYOND MEAT ORD	$99,000	–	600	+100.0%	0.04%	–
ORPH	New	ORPHAZYME A S ADR	$96,000	–	9,300	+100.0%	0.04%	–
QQQ	Sell	INVSC QQQ TRUST SRS 1 ETFput	$98,000	-9.3%	356	-19.1%	0.04%	-34.9%
GDX	Buy	VANECK VECTORS GOLD MINERS ETF	$98,000	–	2,521	+16706.7%	0.04%	–
FVAC	New	FORTRESS VALUE ACQUISITION CL A ORD	$96,000	–	7,100	+100.0%	0.04%	–
CMCSA	New	COMCAST CL A ORD	$94,000	–	2,050	+100.0%	0.04%	–
UBA	New	URSTADT BIDDLE CL A REIT ORD	$92,000	–	10,000	+100.0%	0.04%	–
XLE	New	ENERGY SELECT SECTOR SPDR ETF	$89,000	–	3,000	+100.0%	0.04%	–
XPEV	New	XPENG ADR	$90,000	–	4,500	+100.0%	0.04%	–
PCPL	New	CC NEUBERGER PRNCPL HLD I CL A ORD	$88,000	–	8,550	+100.0%	0.04%	–
ALT	New	ALTIMMUNE ORD	$85,000	–	6,500	+100.0%	0.04%	–
CURR	New	CURE PHARMACEUTICAL HOLDING ORD	$81,000	–	57,500	+100.0%	0.03%	–
RPLAU		REPLAY ACQUISITION UNT	$75,000	+5.6%	7,100	0.0%	0.03%	-22.0%
UAL	New	UNITED AIRLINES HOLDINGS ORD	$73,000	–	2,115	+100.0%	0.03%	–
SPY	Sell	SPDR S&P 500 ETFput	$74,000	-70.2%	222	-72.5%	0.03%	-78.5%
FSLY	New	FASTLY CL A ORD	$74,000	–	800	+100.0%	0.03%	–
APHA	Buy	APHRIA ORD	$72,000	+75.6%	16,393	+71.0%	0.03%	+25.0%
IMMR	New	IMMERSION ORD	$70,000	–	10,000	+100.0%	0.03%	–
VFF	Buy	VILLAGE FARMS INTERNATIONAL ORD	$69,000	+430.8%	15,175	+439.7%	0.03%	+262.5%
FTI	Sell	TECHNIPFMC ORD	$66,000	-86.4%	10,600	-85.1%	0.03%	-90.1%
ONEM	New	1LIFE HEALTHCARE ORD	$62,000	–	2,200	+100.0%	0.03%	–
AGCO	New	AGCO ORD	$58,000	–	788	+100.0%	0.02%	–
NOVA	New	SUNNOVA ENERGY INTERNATIONAL ORD	$60,000	–	2,000	+100.0%	0.02%	–
GHIV	New	GORES HOLDINGS IV CL A ORD	$59,000	–	5,790	+100.0%	0.02%	–
LOGC	New	LOGICBIO THERAPEUTICS ORD	$56,000	–	6,200	+100.0%	0.02%	–
CENTA	Buy	CENTRAL GARDEN AND PET CL A ORD	$57,000	+54.1%	1,600	+43.5%	0.02%	+9.1%
SSYS	Buy	STRATASYS ORD	$56,000	+143.5%	4,554	+203.6%	0.02%	+84.6%
TRTNPRD		TRITON INTL 6 875 SRS D RED PRP PRF	$55,000	+10.0%	2,300	0.0%	0.02%	-20.7%
VBIV	Buy	VBI VACCINES ORD	$54,000	+25.6%	19,000	+35.6%	0.02%	-8.0%
CZR	New	CAESARS ENTERTAINMENT ORDcall	$54,000	–	967	+100.0%	0.02%	–
CS	Buy	CREDIT SUISSE GRP ADR REPTG ONE ORDsponsored adr	$53,000	+1225.0%	5,387	+1170.5%	0.02%	+1000.0%
ARYB	New	ARYA SCIENCES ACQU CL A ORD	$53,000	–	5,166	+100.0%	0.02%	–
DBVT	New	DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr	$53,000	–	30,944	+100.0%	0.02%	–
EXPC	New	EXPERIENCE INVESTMENT CL A ORD	$51,000	–	5,169	+100.0%	0.02%	–
GIX	New	GIGCAPITAL2 ORD	$50,000	–	5,000	+100.0%	0.02%	–
	New	ALDER BIOPHARMACEUTICALS CVR	$50,000	–	57,600	+100.0%	0.02%	–
WMT	Sell	WALMART ORD	$48,000	-59.7%	350	-65.0%	0.02%	-71.0%
KL	New	KIRKLAND LAKE GOLD ORD	$48,000	–	1,000	+100.0%	0.02%	–
TNPPRF		TSAKOS ENRG NVGT CM RD PRP SRS F PRF	$48,000	0.0%	2,439	0.0%	0.02%	-28.6%
MSFT	New	MICROSOFT ORD	$45,000	–	215	+100.0%	0.02%	–
NTTYY	New	NIPPON TELEGRPH SPON ADR REP ORDsponsored adr	$44,000	–	2,177	+100.0%	0.02%	–
DKNG	New	DRAFTKINGS CL A ORDput	$44,000	–	760	+100.0%	0.02%	–
LENB	Sell	LENNAR CL B ORD	$43,000	-57.4%	660	-70.0%	0.02%	-69.5%
TRMB	New	TRIMBLE ORD	$43,000	–	888	+100.0%	0.02%	–
XP	New	XP CL A ORD	$41,000	–	1,000	+100.0%	0.02%	–
NK	New	NANTKWEST ORD	$41,000	–	6,000	+100.0%	0.02%	–
INMB	Buy	INMUNE BIO ORD	$37,000	+640.0%	3,600	+260.0%	0.02%	+433.3%
AMCI	Buy	AMCI ACQUISITION CL A ORD	$37,000	+184.6%	3,600	+176.9%	0.02%	+100.0%
VRAY	New	VIEWRAY ORD	$35,000	–	10,000	+100.0%	0.02%	–
RELX	New	RELX ADR REP ORDsponsored adr	$36,000	–	1,622	+100.0%	0.02%	–
X	Buy	US STEEL ORD	$32,000	+14.3%	4,400	+10.0%	0.01%	-12.5%
	Sell	SUBVERSIVE REAL EST ACQN REIT RTS	$32,000	-37.3%	50,500	-50.5%	0.01%	-53.3%
LVGO	New	LIVONGO HEALTH ORD	$33,000	–	240	+100.0%	0.01%	–
HEI	New	HEICO ORD	$33,000	–	321	+100.0%	0.01%	–
GWPH	New	GW PHARMACEUTICALS ADR REP 12 ORDsponsored adr	$33,000	–	346	+100.0%	0.01%	–
CAJ	Sell	CANON ADR REP ORDsponsored adr	$33,000	-66.7%	2,000	-60.0%	0.01%	-75.9%
CWENA	Sell	CLEARWAY ENERGY CL A ORD	$34,000	+3.0%	1,400	-12.5%	0.01%	-26.3%
WORK	Sell	SLACK TECHNOLOGIES CL A ORD	$32,000	-96.2%	1,200	-95.6%	0.01%	-97.1%
CSCO	Buy	CISCO SYSTEMS ORD	$31,000	–	800	+79900.0%	0.01%	–
	Sell	SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024	$30,000	-54.5%	50,000	-54.7%	0.01%	-65.8%
AIMT	New	AIMMUNE THERAPEUTICS ORD	$31,000	–	900	+100.0%	0.01%	–
EURN	New	EURONAV NV	$30,000	–	3,500	+100.0%	0.01%	–
CLDX	New	CELLDEX THERAPEUTICS ORD	$29,000	–	2,000	+100.0%	0.01%	–
GSHHY	New	GUANGSHEN RAIL ADR REP 50 CL H ORDsponsored adr	$29,000	–	3,520	+100.0%	0.01%	–
XOP	Buy	SPDR S&P OIL & GAS EXPL & PROD ETFcall	$29,000	+480.0%	701	+594.1%	0.01%	+300.0%
NTRP	New	NEUROTROPE ORD	$27,000	–	25,000	+100.0%	0.01%	–
EMP	New	ENTERGY MISSISSIPP MRTGAG 4.9 BONDS	$25,000	–	1,000	+100.0%	0.01%	–
MRVL	New	MARVELL TECHNOLOGY GROUP ORD	$27,000	–	701	+100.0%	0.01%	–
VAR	New	VARIAN MEDICAL SYSTEMS ORD	$27,000	–	160	+100.0%	0.01%	–
AA	New	ALCOA ORD	$25,000	–	2,200	+100.0%	0.01%	–
NFLX	Sell	NETFLIX ORD	$27,000	-51.8%	55	-56.0%	0.01%	-66.7%
HYLN	New	HYLIION HOLDINGS CL A ORDput	$24,000	–	500	+100.0%	0.01%	–
TRNEU	Sell	TRINE ACQUISITION CL A RED UNT	$23,000	-97.9%	1,970	-98.0%	0.01%	-98.5%
FB	Buy	FACEBOOK CL A ORDcall	$23,000	+76.9%	88	+46.7%	0.01%	+25.0%
GGBXF	Sell	GREEN GROWTH BRANDS ORD	$24,000	+41.2%	997,000	-0.3%	0.01%	0.0%
ANET	Buy	ARISTA NETWORKS ORD	$23,000	–	115	+11400.0%	0.01%	–
LSXMK	Sell	LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD	$24,000	-50.0%	750	-47.0%	0.01%	-64.3%
AJX	New	GREAT AJAX ORD	$21,000	–	2,600	+100.0%	0.01%	–
SPLK	New	SPLUNK ORD	$22,000	–	120	+100.0%	0.01%	–
TWTR	New	TWITTER ORD	$22,000	–	501	+100.0%	0.01%	–
ONDK	New	ON DECK CAPITAL ORD	$22,000	–	14,000	+100.0%	0.01%	–
LEVI	Buy	LEVI STRAUSS CL A ORD	$21,000	–	1,600	+159900.0%	0.01%	–
LRCX	New	LAM RESEARCH ORD	$19,000	–	60	+100.0%	0.01%	–
TSM	New	TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORDsponsored adr	$20,000	–	250	+100.0%	0.01%	–
IPHI	New	INPHI ORD	$19,000	–	175	+100.0%	0.01%	–
RPLA	New	REPLAY ACQUISITION ORD	$20,000	–	2,008	+100.0%	0.01%	–
MELI	New	MERCADOLIBRE ORD	$20,000	–	19	+100.0%	0.01%	–
EBAY	Sell	EBAY ORD	$18,000	-98.3%	350	-98.3%	0.01%	-98.7%
QRVO	Buy	QORVO ORD	$20,000	–	160	+15900.0%	0.01%	–
AMAT	New	APPLIED MATERIAL ORD	$17,000	–	301	+100.0%	0.01%	–
CD	New	CHINDATA GROUP HOLDING ADR REP 2 ORDsponsored adr	$16,000	–	1,000	+100.0%	0.01%	–
SBLK	New	STAR BULK CARRIERS ORD	$17,000	–	2,500	+100.0%	0.01%	–
RDSB	Sell	ROYAL DUTCH SHELL ADR REP 2 CL B ORDsponsored adr	$16,000	-59.0%	700	-46.2%	0.01%	-69.6%
GLD	New	SPDR GOLD SHARES ETF	$17,000	–	100	+100.0%	0.01%	–
FWONA	New	LIBERTY MEDIA FORMULA ONE SRS A ORD	$16,000	–	500	+100.0%	0.01%	–
Z		ZILLOW GROUP CL C ORD	$15,000	+87.5%	150	0.0%	0.01%	+20.0%
GXGXU	Sell	GX ACQUISITON UNT	$15,000	-6.2%	1,420	-11.2%	0.01%	-33.3%
NXPI	Sell	NXP SEMICONDUCTORS ORD	$14,000	+7.7%	120	-0.8%	0.01%	-25.0%
BABA	Sell	ALIBABA GROUP HOLDING ADR REP 8 ORDcall	$14,000	-46.2%	50	-60.0%	0.01%	-60.0%
BELFB	Buy	BEL FUSE CL B ORD	$14,000	+7.7%	1,340	+7.6%	0.01%	-25.0%
EOG	New	EOG RESOURCES ORD	$14,000	–	400	+100.0%	0.01%	–
GDDY	New	GODADDY CL A ORD	$15,000	–	200	+100.0%	0.01%	–
SUMO	New	SUMO LOGIC ORD	$14,000	–	688	+100.0%	0.01%	–
ANDA	New	ANDINA ACQUISITION ORD	$12,000	–	1,225	+100.0%	0.01%	–
CBB	Sell	CINCINNATI BELL ORD	$13,000	-18.8%	900	-18.2%	0.01%	-44.4%
DLTR	Buy	DOLLAR TREE ORD	$12,000	+140.0%	135	+145.5%	0.01%	+66.7%
FIT	Sell	FITBIT CL A ORD	$12,000	-89.7%	1,800	-90.1%	0.01%	-92.6%
GSAHU	Sell	GS ACQUISITION HOLDINGS UNT	$12,000	-93.4%	1,125	-93.6%	0.01%	-95.3%
GOL	New	GOL LINHAS AAREAS INT ADS REP 02 PRF	$12,000	–	2,000	+100.0%	0.01%	–
FXI	New	ISHARES CHINA LARGE CAP ETFcall	$12,000	–	300	+100.0%	0.01%	–
JMIA	New	JUMIA TECHNOLOGIES ADR REP 2 ORDsponsored adr	$11,000	–	1,500	+100.0%	0.01%	–
LCAHU	Sell	LANDCADIA HOLDINGS II UNT	$12,000	-77.4%	800	-74.2%	0.01%	-83.9%
MSM	Sell	MSC INDUSTRIAL CL A ORD	$11,000	-15.4%	180	-5.3%	0.01%	-37.5%
ALLO	New	ALLOGENE THERAPEUTICS ORD	$11,000	–	300	+100.0%	0.01%	–
USO	New	UNITED STATES OIL ETF (PSE)call	$12,000	–	450	+100.0%	0.01%	–
PBR		PETROLEO BRASILEIRO ADR REPSTG 2 ORDsponsored adr	$9,000	-10.0%	1,300	0.0%	0.00%	-33.3%
CVX	New	CHEVRON ORD	$10,000	–	150	+100.0%	0.00%	–
RMD	New	RESMED ORD	$10,000	–	64	+100.0%	0.00%	–
SNDL		SUNDIAL GROWERS ORD	$9,000	-70.0%	38,000	0.0%	0.00%	-76.5%
V	Buy	VISA CL A ORD	$10,000	+100.0%	55	+103.7%	0.00%	+33.3%
FTV	New	FORTIVE ORDcall	$9,000	–	150	+100.0%	0.00%	–
CCXXWS	New	CHURCHILL CAPITAL CORP III-A WRT 03/01/2027	$10,000	–	5,282	+100.0%	0.00%	–
SPCE	Sell	VIRGIN GALACTIC HOLDINGS CL A ORD	$9,000	0.0%	500	-15.7%	0.00%	-20.0%
SOACU	Sell	SUSTAINABLE OPPORTUNITI UNT	$7,000	-50.0%	700	-51.7%	0.00%	-62.5%
BDX	New	BECTON DICKINSON ORD	$6,000	–	30	+100.0%	0.00%	–
GNW	Sell	GENWORTH FINANCIAL CL A ORD	$8,000	+60.0%	2,400	-4.0%	0.00%	0.0%
SBEU	New	SWITCHBACK ENERGY ACQUISITI UNT	$8,000	–	505	+100.0%	0.00%	–
TPB	New	TURNING POINT BRANDS ORD	$8,000	–	309	+100.0%	0.00%	–
DDD	Buy	3D SYSTEMS ORDcall	$6,000	+200.0%	1,402	+250.5%	0.00%	+200.0%
IBM		INTERNATIONAL BUSINESS MACHINES ORD	$7,000	0.0%	62	0.0%	0.00%	-25.0%
ALXN	Sell	ALEXION PHARMACEUTICALS ORDcall	$6,000	-14.3%	55	-15.4%	0.00%	-25.0%
FOXA	Buy	FOX CL A ORD	$8,000	+60.0%	300	+50.0%	0.00%	0.0%
SMH	Buy	VANECK VECTORS SEMICONDUCTOR ETFput	$8,000	+100.0%	50	+66.7%	0.00%	+50.0%
FSLR	New	FIRST SOLAR ORD	$6,000	–	100	+100.0%	0.00%	–
FTACU	Sell	FINTECH ACQUISITION UNT	$8,000	-98.3%	800	-97.9%	0.00%	-98.9%
FNMAM		FANNIE MAE NON CUMULATIVE H PFD	$8,000	+14.3%	600	0.0%	0.00%	-25.0%
HOV	New	HOVNANIAN ENTERPRISES CL A ORD	$6,000	–	200	+100.0%	0.00%	–
SUPV	New	GRUPO SUPERVIELLE ADR REP 5 CL B ORDsponsored adr	$8,000	–	4,900	+100.0%	0.00%	–
RAVN	New	RAVEN INDUSTRIES ORD	$6,000	–	288	+100.0%	0.00%	–
ESS	New	ESSEX PROPERTY REIT ORD	$6,000	–	30	+100.0%	0.00%	–
GRNV	New	GREENVISION ACQUISITION ORD	$6,000	–	600	+100.0%	0.00%	–
MLACU	New	MALACCA STRAITS ACQUISITION COMP UNT	$8,000	–	900	+100.0%	0.00%	–
KERN	New	AKERNA ORD	$6,000	–	1,890	+100.0%	0.00%	–
DUK	New	DUKE ENERGY ORD	$8,000	–	100	+100.0%	0.00%	–
GSPRA	Sell	GOLDMAN SACHS DS RPT 1/1000 SR A PRF	$6,000	-62.5%	300	-62.5%	0.00%	-66.7%
PIAIU	New	PRIME IMPACT ACQUISITION I UNT	$6,000	–	600	+100.0%	0.00%	–
CRON	Buy	CRONOS GROUP ORD	$7,000	+600.0%	1,400	+600.0%	0.00%	+200.0%
CXO	New	CONCHO RESOURCES ORD	$6,000	–	150	+100.0%	0.00%	–
C	New	CITIGROUP ORDcall	$8,000	–	200	+100.0%	0.00%	–
SNY	Buy	SANOFI ADR REP 1 1/2 ORDcall	$8,000	+33.3%	165	+26.9%	0.00%	0.0%
GLUU	New	GLU MOBILE ORD	$7,000	–	1,000	+100.0%	0.00%	–
CIND		CHINA INDUSTRIAL GROUP ORD	$6,000	0.0%	1,397,637	0.0%	0.00%	0.0%
		ELIXINOL GLOBAL ORD	$8,000	-11.1%	78,600	0.0%	0.00%	-40.0%
SSPKU		SILVER SPIKE ACQUISITION UNT	$6,000	0.0%	600	0.0%	0.00%	0.0%
		CANSORTIUM INC	$6,000	0.0%	19,720	0.0%	0.00%	0.0%
CNX	New	CNX RESOURCES ORDcall	$7,000	–	830	+100.0%	0.00%	–
DTLAPR	New	BROOKFIELD DTLA SRS A CUM RED PRF	$6,000	–	500	+100.0%	0.00%	–
MNTA	New	MOMENTA PHARMACEUTICALS ORD (NMS)call	$5,000	–	100	+100.0%	0.00%	–
MGM	New	MGM RESORTS INTERNATIONAL ORD	$4,000	–	200	+100.0%	0.00%	–
EEM	New	ISHARES MSCI EMERGING MARKETS ETFput	$4,000	–	100	+100.0%	0.00%	–
QQQ	New	INVSC QQQ TRUST SRS 1 ETFcall	$5,000	–	20	+100.0%	0.00%	–
LUKOY	New	PJSC LUKOIL SPONSORED ADR	$5,000	–	100	+100.0%	0.00%	–
GM	New	GENERAL MOTORS ORDcall	$5,000	–	190	+100.0%	0.00%	–
GTHX	New	G1 THERAPEUTICS ORD	$4,000	–	400	+100.0%	0.00%	–
CRHCU	New	COHN ROBBINS HOLDINGS UNT	$4,000	–	400	+100.0%	0.00%	–
FB	New	FACEBOOK CL A ORD	$5,000	–	20	+100.0%	0.00%	–
FTNW		FTE NETWORKS ORD	$5,000	0.0%	4,000	0.0%	0.00%	-33.3%
AMD	New	ADVANCED MICRO DEVICES ORDcall	$4,000	–	50	+100.0%	0.00%	–
ERESU	New	EAST RESOURCES ACQUISITION COMPA UNT	$5,000	–	500	+100.0%	0.00%	–
DDOG	New	DATADOG CL A ORDcall	$4,000	–	40	+100.0%	0.00%	–
CHU	Sell	CHINA UNICOM HNG KNG ADR REP 10 ORDsponsored adr	$5,000	-95.4%	800	-96.0%	0.00%	-96.9%
SNP		CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr	$4,000	0.0%	99	0.0%	0.00%	0.0%
GOLD	New	BARRICK GOLD ORDput	$4,000	–	150	+100.0%	0.00%	–
BLDP	New	BALLARD POWER SYSTEMS ORD	$4,000	–	300	+100.0%	0.00%	–
AVYA	Sell	AVAYA HOLDINGS ORD	$4,000	-33.3%	300	-40.0%	0.00%	-33.3%
TLRY	Buy	TILRAY CL 2 ORD	$4,000	+300.0%	1,000	+400.0%	0.00%	+100.0%
TLSNY	New	TELIA COMPANY ADR	$4,000	–	554	+100.0%	0.00%	–
THCBU	New	TUSCAN HOLDINGS UNT	$5,000	–	500	+100.0%	0.00%	–
TCO	Sell	TAUBMAN CNTR REIT ORD	$5,000	-88.6%	180	-84.7%	0.00%	-92.3%
MTCR	New	METACRINE ORD	$4,000	–	400	+100.0%	0.00%	–
YALA	New	YALLA GROUP ADR REP CL A ORDsponsored adr	$3,000	–	500	+100.0%	0.00%	–
T	Buy	AT&T ORD	$2,000	+100.0%	100	+100.0%	0.00%	0.0%
AMD	Sell	ADVANCED MICRO DEVICES ORD	$2,000	-99.8%	31	-99.8%	0.00%	-99.8%
ADSW		ADVANCED DISPOSAL SERVICES ORD	$3,000	0.0%	100	0.0%	0.00%	-50.0%
AAPL	New	APPLE ORD	$2,000	–	20	+100.0%	0.00%	–
BSY	New	BENTLEY SYSTEMS CL B ORD	$3,000	–	100	+100.0%	0.00%	–
BA	Sell	BOEING ORD	$3,000	-98.4%	20	-98.0%	0.00%	-99.1%
BPR	New	BROOKFIELD PROPERTY REIT CL A ORD	$3,000	–	300	+100.0%	0.00%	–
CDRPRC		CEDAR RLTY SRS C PRF	$3,000	0.0%	200	0.0%	0.00%	-50.0%
CYDY	Buy	CYTODYN ORD	$2,000	-33.3%	1,000	+66.7%	0.00%	-50.0%
DVA	New	DAVITA ORD	$2,000	–	29	+100.0%	0.00%	–
	New	ELANCO ANIMAL HEALTH CVR	$2,000	–	100	+100.0%	0.00%	–
EQDU	New	EQUITY DISTRIBUTION ACQUISITION UNT	$3,000	–	330	+100.0%	0.00%	–
FSRV	New	FINSERV ACQUISITION CL A ORD	$2,000	–	276	+100.0%	0.00%	–
GGB	New	GERDAU SA ADR REPSG 1 PRFsponsored adr	$2,000	–	600	+100.0%	0.00%	–
GHIVU	New	GORES HOLDINGS IV UNT	$2,000	–	200	+100.0%	0.00%	–
	New	GRAYSCALE ETHEREUM CLASSIC ORD	$2,000	–	400	+100.0%	0.00%	–
HYMC	Sell	HYCROFT MINING HOLDING CL A ORD	$3,000	-96.6%	350	-96.2%	0.00%	-98.0%
DFNSU	Sell	LGL SYSTEMS ACQUISITION UNT	$2,000	-50.0%	276	-38.7%	0.00%	-50.0%
NNN	New	NATIONAL RETAIL PROPERTIES REIT ORD	$3,000	–	112	+100.0%	0.00%	–
NPAUU	Sell	NEW PROVIDENCE ACQUISITION UNT	$3,000	-99.4%	332	-99.3%	0.00%	-99.7%
OXY	Sell	OCCIDENTAL PETROLEUM ORD	$3,000	-99.3%	300	-98.7%	0.00%	-99.6%
OXY	New	OCCIDENTAL PETROLEUM ORDcall	$2,000	–	250	+100.0%	0.00%	–
ORSN	New	ORISUN ACQUISITION ORD	$3,000	–	297	+100.0%	0.00%	–
PMVCU	New	PMV CONSUMER ACQUISITION UNT	$3,000	–	400	+100.0%	0.00%	–
PFE	New	PFIZER ORDcall	$2,000	–	62	+100.0%	0.00%	–
PTAC	New	PROPTECH ACQUISITION CL A ORD	$2,000	–	200	+100.0%	0.00%	–
THCA		TUSCAN HOLDINGS CORP II	$3,000	0.0%	362	0.0%	0.00%	-50.0%
VSPRU	New	VESPER HEALTHCARE ACQ UNT	$2,000	–	200	+100.0%	0.00%	–
WBA	New	WALGREEN BOOTS ALLIANCE ORD	$3,000	–	100	+100.0%	0.00%	–
FREE		WHOLE EARTH BRANDS CL A ORD	$2,000	+100.0%	240	0.0%	0.00%	0.0%
ACTCU	New	ARCLIGHT CLEAN TRANSITION UNT	$2,000	–	200	+100.0%	0.00%	–
BRLIR	New	BRILLIANT ACQUISITION RTS	$2,000	–	11,000	+100.0%	0.00%	–
OACU	New	OAKTREE ACQUISITION CL A RED UNT	$2,000	–	200	+100.0%	0.00%	–
SOAC	New	SUSTAINABLE OPPORT ACQ CL A ORD	$3,000	–	300	+100.0%	0.00%	–
SNPRU	New	TORTOISE ACQUISITION II UNT	$2,000	–	200	+100.0%	0.00%	–
RCL	New	ROYAL CARIBBEAN GROUP ORDput	$3,000	–	55	+100.0%	0.00%	–
EHTH	Exit	EHEALTH ORD	$0	–	-1	-100.0%	0.00%	–
TSN	Exit	TYSON FOODS CL A ORD	$0	–	-1	-100.0%	0.00%	–
TCO	Exit	TAUBMAN CNTR REIT ORDput	$0	–	-5	-100.0%	0.00%	–
MANH	Exit	MANHATTAN ASSOCIATES ORD	$0	–	-1	-100.0%	0.00%	–
AGEN	Exit	AGENUS INC (NMS)call	$0	–	-10	-100.0%	0.00%	–
TTM	Buy	TATA MOTORS ADR REPSG 5 ORD (NYS)put	$1,000	–	200	+100.0%	0.00%	–
UXIN	Exit	UXIN ADR REP 3 ORD (NMS)call	$0	–	-150	-100.0%	0.00%	–
CAR	Exit	AVIS BUDGET GROUP ORD	$0	–	-1	-100.0%	0.00%	–
AMRS	Exit	AMYRIS ORD (NMS)call	$0	–	-104	-100.0%	0.00%	–
LITE	Exit	LUMENTUM HOLDINGS ORD	$0	–	-1	-100.0%	0.00%	–
MGI		MONEYGRAM INTERNATIONAL ORD	$0	–	200	0.0%	0.00%	–
TGNA		TEGNA ORD	$1,000	0.0%	160	0.0%	0.00%	-100.0%
LKNCY	Sell	LUCKIN COFFEE ADR REP 8 ORDsponsored adr	$1,000	-97.8%	400	-98.0%	0.00%	-100.0%
VKTX		VIKING THERAPEUTICS ORD	$1,000	0.0%	220	0.0%	0.00%	-100.0%
LPIH		LONGWEI PETROLEUM INVEST HOLDING ORD	$0	–	5,000	0.0%	0.00%	–
VFF	New	VILLAGE FARMS INTERNATIONAL ORDcall	$0	–	34	+100.0%	0.00%	–
LTHM	Sell	LIVENT ORD	$0	-100.0%	97	-99.8%	0.00%	-100.0%
LGC	Sell	LEGACY ACQUISITION CL A ORD	$1,000	-99.7%	130	-99.7%	0.00%	-100.0%
DFNS	New	LGL SYSTEMS ACQUISITION CL A ORD	$0	–	10	+100.0%	0.00%	–
KTOS	New	KRATOS DEFENSE AND SECURITY SOLS ORD (NMS)call	$1,000	–	75	+100.0%	0.00%	–
JENGQ	New	JUST ENERGY GROUP ORD	$0	–	100	+100.0%	0.00%	–
SLV	Sell	ISHARES SILVER TRUST ETFcall	$1,000	0.0%	60	-40.0%	0.00%	-100.0%
IBM	New	INTERNATIONAL BUSINESS MACHINES ORDcall	$0	–	1	+100.0%	0.00%	–
INO	New	INOVIO PHARMACEUTICALS ORD	$1,000	–	90	+100.0%	0.00%	–
VNET	New	21VIANET GROUP ADR REP SIX ORDcall	$0	–	10	+100.0%	0.00%	–
INPC		INPHONIC ORD (OTC)	$0	–	14,472	0.0%	0.00%	–
HYACU	New	HAYMAKER ACQUISITION UNT	$1,000	–	100	+100.0%	0.00%	–
WDC	Sell	WESTERN DIGITAL ORDcall	$0	-100.0%	14	-82.5%	0.00%	-100.0%
WBK	New	WESTPAC BANKING ADR REP 1 ORDsponsored adr	$0	–	3	+100.0%	0.00%	–
TWTR	New	TWITTER ORDcall	$0	–	4	+100.0%	0.00%	–
DXJ	New	WISDOMTREE JAPAN HEDGED EQUITY ETFput	$1,000	–	40	+100.0%	0.00%	–
GMHIU	Sell	GORES METROPOULOS UNT	$1,000	-90.0%	100	-89.3%	0.00%	-100.0%
XRX	New	XEROX HOLDINGS ORD	$1,000	–	100	+100.0%	0.00%	–
GRSVU	New	GORES HOLDINGS V UNT	$1,000	–	100	+100.0%	0.00%	–
GOL	New	GOL LINHAS AAREAS INT ADS REP 02 PRFput	$0	–	90	+100.0%	0.00%	–
GNUS	Sell	GENIUS BRANDS INTERNATIONAL ORD	$1,000	-75.0%	1,100	-45.0%	0.00%	-100.0%
GNPR		GENIUS PRODUCTS ORD	$0	–	122	0.0%	0.00%	–
GE	New	GENERAL ELECTRIC ORD	$0	–	100	+100.0%	0.00%	–
GD	New	GENERAL DYNAMICS ORD	$1,000	–	10	+100.0%	0.00%	–
GTYH		GTY TECHNOLOGY HOLDINGS ORD	$0	–	100	0.0%	0.00%	–
ANDAR	New	ANDINA ACQUISITION RTS	$0	–	2,500	+100.0%	0.00%	–
SSSS	New	SURO CAPITAL ORDcall	$0	–	84	+100.0%	0.00%	–
SMMCU		SOUTH MOUNTAIN MERGER UNT	$0	–	17	0.0%	0.00%	–
PCPLU	New	CC NEUBERGER PRINCIPAL RED UNT	$0	–	20	+100.0%	0.00%	–
FCEL	Sell	FUELCELL ENERGY ORD	$1,000	-80.0%	800	-68.0%	0.00%	-100.0%
FOXF	New	FOX FACTORY HOLDING ORDcall	$0	–	12	+100.0%	0.00%	–
FIVN	Sell	FIVE9 ORD	$1,000	-99.9%	10	-99.9%	0.00%	-100.0%
FNBCQ		FIRST NBC BANK HOLDING ORD	$0	–	8,519	0.0%	0.00%	–
PRPBU	New	CC NEUBERGER PRINCIPAL HLDG UNT	$1,000	–	100	+100.0%	0.00%	–
FNMA	Sell	FEDERAL NATIONAL MORTGAGE ORD	$0	–	200	-50.0%	0.00%	–
FTOCU	New	FTAC OLYMPUS ACQUISITION UNT	$1,000	–	100	+100.0%	0.00%	–
ETCK		ENERTECK ORD	$0	–	7,500	0.0%	0.00%	–
SOLO	New	ELECTRAMECCANICA VEHS ORD	$0	–	300	+100.0%	0.00%	–
EIX	New	EDISON INTERNATIONAL ORDput	$0	–	2	+100.0%	0.00%	–
BRZU	New	DIREXION BRAZIL BULL 2X SHARES ETF	$0	–	5	+100.0%	0.00%	–
		DERMTECH INC	$1,000	0.0%	2,500	0.0%	0.00%	-100.0%
DXC	Sell	DXC TECHNOLOGY ORD	$0	-100.0%	20	-90.0%	0.00%	-100.0%
CRON	New	CRONOS GROUP ORDcall	$0	–	108	+100.0%	0.00%	–
CRSAU	Buy	CRESCENT ACQUISITION UNT	$1,000	–	100	+400.0%	0.00%	–
CPAAU	New	CONYERS PARK II ACQUISITION UNT	$1,000	–	100	+100.0%	0.00%	–
GPS	Exit	GAP ORDcall	$0	–	-60	-100.0%	0.00%	–
STZ	New	CONSTELLATION BRANDS CL A ORDcall	$0	–	2	+100.0%	0.00%	–
RTPU	New	REINVENT TECHNOLOGY PARTNERS UNT	$1,000	–	100	+100.0%	0.00%	–
CLCT	New	COLLECTORS UNIVERSE ORD (NMS)call	$0	–	10	+100.0%	0.00%	–
CLVS	Sell	CLOVIS ONCOLOGY ORD	$0	-100.0%	100	-92.3%	0.00%	-100.0%
C	Sell	CITIGROUP ORD	$0	-100.0%	1	-99.8%	0.00%	-100.0%
CCIV	New	CHURCHILL CAPITAL IV CORP	$0	–	100	+100.0%	0.00%	–
CDR		CEDAR REALTY REIT ORD	$0	–	300	0.0%	0.00%	–
		CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF	$0	–	39,000	0.0%	0.00%	–
CGC	New	CANOPY GROWTH ORDcall	$0	–	14	+100.0%	0.00%	–
CAMP	New	CALAMP ORD (NMS)call	$0	–	100	+100.0%	0.00%	–
HQL	New	TEKLA LIFE SCIENCES INVESTORS CF	$0	–	6	+100.0%	0.00%	–
BWA	New	BORGWARNER ORD	$1,000	–	43	+100.0%	0.00%	–
WIFI	New	BOINGO WIRELESS ORD (NMS)call	$0	–	50	+100.0%	0.00%	–
BBBY	New	BED BATH AND BEYOND ORDcall	$1,000	–	120	+100.0%	0.00%	–
SONY	Sell	SONY ADR REP 1 ORDsponsored adr	$0	-100.0%	1	-100.0%	0.00%	-100.0%
ACB	Sell	AURORA CANNABIS ORDcall	$0	-100.0%	26	-87.6%	0.00%	-100.0%
ASRT		ASSERTIO HOLDINGS ORD	$0	–	100	0.0%	0.00%	–
APHA	Sell	APHRIA ORDcall	$0	–	124	-34.7%	0.00%	–
AAL	New	AMERICAN AIRLINES GROUP ORDput	$1,000	–	100	+100.0%	0.00%	–
AMX		AMERICA MOVIL ADR REP 20 SR L ORDsponsored adr	$0	–	1	0.0%	0.00%	–
AMRN		AMARIN ADR REP 1 ORDsponsored adr	$0	–	50	0.0%	0.00%	–
NPCUF		ALLON THERAPEUTICS ORD	$0	–	30,000	0.0%	0.00%	–
RWLK		REWALK ROBOTICS LTD	$0	–	120	0.0%	0.00%	–
ATI	Buy	ALLEGHENY TECHNOLOGIES ORD	$1,000	0.0%	200	+100.0%	0.00%	-100.0%
ALDX		ALDEYRA THERAPEUTICS ORD	$0	–	100	0.0%	0.00%	–
AKCA	New	AKCEA THERAPEUTICS ORD	$0	–	5	+100.0%	0.00%	–
AEG	New	AEGON ADR	$0	–	90	+100.0%	0.00%	–
YOLO	New	AdvisorShares Pure Cannabis ETFcall	$1,000	–	144	+100.0%	0.00%	–
OSWWF		ONESPAWORLD HOLDINGS LTD	$0	–	300	0.0%	0.00%	–
ACAMU	New	ACAMAR PARTNERS ACQUISITION UNT	$0	–	2	+100.0%	0.00%	–
SPY	New	SPDR S&P 500 ETFcall	$0	–	1	+100.0%	0.00%	–
ADMA	New	ADMA BIOLOGICS ORD	$0	–	75	+100.0%	0.00%	–
TWCTU	New	TWC TECH HLDG II UNT	$1,000	–	100	+100.0%	0.00%	–
TDOC	New	TELADOC HEALTH ORDcall	$0	–	3	+100.0%	0.00%	–
TIPS	New	TIANRONG INTERNET PRODUCTS SER ORD	$0	–	200	+100.0%	0.00%	–
TIDE		TIDELANDS OIL AND GAS ORD	$0	–	526,323	0.0%	0.00%	–
HON	Exit	HONEYWELL INTERNATIONAL ORD	$0	–	-1	-100.0%	0.00%	–
NKLA	New	NIKOLA ORD	$1,000	–	50	+100.0%	0.00%	–
NSCO		NESCO HOLDINGS ORD	$0	–	100	0.0%	0.00%	–
QTNT	Exit	QUOTIENT ORDcall	$0	–	-45	-100.0%	0.00%	–
TLRY	New	TILRAY CL 2 ORDcall	$0	–	70	+100.0%	0.00%	–
TTP		TORTOISE PIPELINE AND ENERGY CF	$0	–	1	0.0%	0.00%	–
SYY	Exit	SYSCO ORD	$0	–	-1	-100.0%	0.00%	–
NXCN	Exit	NXCHAIN ORD	$0	–	-800	-100.0%	0.00%	–
HXL	Exit	HEXCEL ORD	$0	–	-1	-100.0%	0.00%	–
NNDM		NANO DIMENSION 1 ADR REP ORDsponsored adr	$0	–	100	0.0%	0.00%	–
HEIA	Exit	HEICO CL A ORD	$0	–	-8	-100.0%	0.00%	–
LUV	Exit	SOUTHWEST AIRLINES ORD	$0	–	-1	-100.0%	0.00%	–
TEVA	Exit	TEVA PHARMA IND ADR REP 1 ORDsponsored adr	$0	–	-50	-100.0%	0.00%	–
MOTS		MOTUS GI HOLDINGS ORD	$0	–	300	0.0%	0.00%	–
MYL	Exit	MYLAN ORD	$0	–	-50	-100.0%	0.00%	–
DDOG	Exit	DATADOG CL A ORDput	$0	–	-20	-100.0%	-0.00%	–
JBLU	Exit	JETBLUE AIRWAYS ORD	$0	–	-100	-100.0%	-0.00%	–
WW	Exit	WW INTERNATIONAL ORD	$0	–	-50	-100.0%	-0.00%	–
FIT	Exit	FITBIT CL A ORDput	$0	–	-250	-100.0%	-0.00%	–
CRIS	Exit	CURIS ORD	$0	–	-2,000	-100.0%	-0.00%	–
ALRN	Exit	AILERON THERAPEUTICS ORD	$0	–	-2,500	-100.0%	-0.00%	–
CRWD	Exit	CROWDSTRIKE HOLDINGS CL A ORDcall	$0	–	-10	-100.0%	-0.00%	–
FSLY	Exit	FASTLY CL A ORDput	$0	–	-30	-100.0%	-0.00%	–
JNPR	Exit	JUNIPER NETWORKS ORD (NYS)call	$0	–	-50	-100.0%	-0.00%	–
IQ	Exit	IQIYI ADS REP 7 CL A ORD	$0	–	-50	-100.0%	-0.00%	–
SIGM	Exit	SIGMA DESIGNS ORD	$0	–	-5,300	-100.0%	-0.00%	–
PCG	Exit	PG&E ORDcall	$0	–	-210	-100.0%	-0.00%	–
ELAN	Exit	ELANCO ANIMAL HEALTH CVR	$0	–	-100	-100.0%	-0.00%	–
TSN	Exit	TYSON FOODS CL A ORDcall	$0	–	-30	-100.0%	-0.00%	–
GDX	Exit	VANECK VECTORS GOLD MINERS ETFcall	$0	–	-40	-100.0%	-0.00%	–
MJ	Exit	ETFMG ALTERNATIVE HARVEST ETFput	$0	–	-218	-100.0%	-0.00%	–
ERJ	Exit	EMBRAER ADR REP FOUR ORD (NYS)call	$0	–	-300	-100.0%	-0.00%	–
SRNE	Exit	SORRENTO THERAPEUTICS ORD	$0	–	-300	-100.0%	-0.00%	–
ON	Exit	ON SEMICONDUCTOR ORDcall	$0	–	-150	-100.0%	-0.00%	–
TSLA	Exit	TESLA ORDcall	$0	–	-1	-100.0%	-0.00%	–
LULU	Exit	LULULEMON ATHLETICA ORDput	$0	–	-7	-100.0%	-0.00%	–
BOX	Exit	BOX CL A ORD (NYS)call	$0	–	-75	-100.0%	-0.00%	–
SPCE	Exit	VIRGIN GALACTIC HOLDINGS CL A ORDcall	$0	–	-100	-100.0%	-0.00%	–
DIS	Exit	WALT DISNEY ORDcall	$0	–	-10	-100.0%	-0.00%	–
BFYT	Exit	BENEFYTT TECHNOLOGIES CL A ORD (NMS)put	$0	–	-75	-100.0%	-0.00%	–
SPAQU	Exit	SPARTAN ENERGY ACQUISITION CL A UNT	$0	–	-268	-100.0%	-0.00%	–
DKNG	Exit	DRAFTKINGS CL A ORDcall	$0	–	-75	-100.0%	-0.00%	–
EVV	Exit	EATON VANCE LIMITED DURATION INCM CF	$0	–	-200	-100.0%	-0.00%	–
IWM	Exit	ISHARES RUSSELL 2000 ETFcall	$0	–	-25	-100.0%	-0.00%	–
ATHE	Exit	ALTERITY THERAPEUTICS ADR	$0	–	-3,847	-100.0%	-0.00%	–
AG	Exit	FIRST MAJESTIC SILVER ORD	$0	–	-400	-100.0%	-0.00%	–
BFYT	Exit	BENEFYTT TECHNOLOGIES CL A ORD (NMS)call	$0	–	-236	-100.0%	-0.00%	–
LVS	Exit	LAS VEGAS SANDS ORD	$0	–	-100	-100.0%	-0.00%	–
TMUSR	Exit	T MOBILE US SUBSRTS	$0	–	-25,000	-100.0%	-0.00%	–
NEM	Exit	NEWMONT ORD	$0	–	-50	-100.0%	-0.00%	–
DIS	Exit	WALT DISNEY ORD	$0	–	-30	-100.0%	-0.00%	–
WSC	Exit	WILLSCOT MOBILE MINI HOLDIN CL A ORDcall	$0	–	-250	-100.0%	-0.00%	–
FDX	Exit	FEDEX ORDcall	$0	–	-30	-100.0%	-0.00%	–
WTRH	Exit	WAITR HOLDINGS ORD	$0	–	-1,500	-100.0%	-0.00%	–
AMBC	Exit	AMBAC FINANCIAL GROUP ORD (NYS)call	$0	–	-248	-100.0%	-0.00%	–
VNET	Exit	21VIANET GROUP ADR REP SIX ORDput	$0	–	-142	-100.0%	-0.00%	–
SOHU	Exit	SOHU.COM ADR REP ORDsponsored adr	$0	–	-400	-100.0%	-0.00%	–
ARGGY	Exit	ASTON MRTN LGNDA GLB HLD ADR REP ORDsponsored adr	$0	–	-10,233	-100.0%	-0.00%	–
NKLA	Exit	NIKOLA ORDcall	$0	–	-79	-100.0%	-0.00%	–
BE	Exit	BLOOM ENERGY CL A ORD	$0	–	-600	-100.0%	-0.00%	–
3106PS	Exit	DELPHI TECHNOLOGIES ORD	$0	–	-400	-100.0%	-0.00%	–
CHWY	Exit	CHEWY CL A ORD	$0	–	-150	-100.0%	-0.00%	–
SVXY	Exit	PROSHARES SHORT VIX SHORT TERM ETF	$0	–	-200	-100.0%	-0.00%	–
ZM	Exit	ZOOM VIDEO COMMUNICATIONS CL A ORDput	$0	–	-25	-100.0%	-0.00%	–
GSPRC	Exit	GLDMN SCH DS RP 1/1000 SRS C CM PRF	$0	–	-300	-100.0%	-0.00%	–
CL	Exit	COLGATE PALMOLIVE ORD (NYS)call	$0	–	-70	-100.0%	-0.00%	–
MLCO	Exit	MELCO RESORTS ENTERTAINMENT ADR	$0	–	-400	-100.0%	-0.00%	–
TERP	Exit	TERRAFORM POWER CL A ORD	$0	–	-300	-100.0%	-0.00%	–
EWH	Exit	ISHARES MSCI HONG KONG ETF	$0	–	-300	-100.0%	-0.00%	–
MEET	Exit	THE MEET GROUP ORD	$0	–	-1,180	-100.0%	-0.00%	–
ISEE	Exit	IVERIC BIO ORD	$0	–	-1,500	-100.0%	-0.00%	–
TSCAP	Exit	TRSTAT CTL HLG DS REP 1 40 SRS A PRF	$0	–	-342	-100.0%	-0.00%	–
ADTX	Exit	ADITX THERAPEUTICS INC	$0	–	-1,500	-100.0%	-0.00%	–
GDXJ	Exit	VANECK VECTOR JUNR GOLD MNRS ETFput	$0	–	-150	-100.0%	-0.00%	–
OFED	Exit	OCONEE FEDERAL FINANCIAL ORD	$0	–	-305	-100.0%	-0.00%	–
RPTX	Exit	REPARE THERAPEUTICS ORD	$0	–	-300	-100.0%	-0.01%	–
ASX	Exit	ASE INDUSTRIAL HOLDIN ADR REP 2 ORDsponsored adr	$0	–	-1,892	-100.0%	-0.01%	–
HEXO	Exit	HEXO ORD	$0	–	-11,000	-100.0%	-0.01%	–
CSSE	Exit	CHICKEN SOUP FOR SOUL ENTR CL A ORD	$0	–	-1,395	-100.0%	-0.01%	–
	Exit	Match Group Incput	$0	–	-1,500	-100.0%	-0.01%	–
UBER	Exit	UBER TECHNOLOGIES INC	$0	–	-300	-100.0%	-0.01%	–
QURE	Exit	UNIQURE ORD	$0	–	-200	-100.0%	-0.01%	–
ASG	Exit	LIBERTY ALL STAR GROWTH CF	$0	–	-1,472	-100.0%	-0.01%	–
OTIS	Exit	OTIS WORLDWIDE ORD	$0	–	-150	-100.0%	-0.01%	–
AYRO	Exit	AYRO ORD	$0	–	-4,250	-100.0%	-0.01%	–
NKLA	Exit	NIKOLA ORDput	$0	–	-161	-100.0%	-0.01%	–
CVSI	Exit	CV SCIENCES ORD	$0	–	-16,850	-100.0%	-0.01%	–
ERI	Exit	ELDORADO RESORTS ORDput	$0	–	-250	-100.0%	-0.01%	–
AVB	Exit	AVALONBAY COMMUNITIES REIT ORD	$0	–	-68	-100.0%	-0.01%	–
XOGAQ	Exit	EXTRACTION OIL GAS ORD	$0	–	-91,000	-100.0%	-0.01%	–
PASG	Exit	PASSAGE BIO ORD	$0	–	-384	-100.0%	-0.01%	–
OVV	Exit	OVINTIV ORDcall	$0	–	-1,125	-100.0%	-0.01%	–
FIZZ	Exit	NATIONAL BEVERAGE ORD	$0	–	-200	-100.0%	-0.01%	–
CALT	Exit	CALLIDITAS THERAP ADR REP 2 ORDsponsored adr	$0	–	-625	-100.0%	-0.01%	–
RNA	Exit	AVIDITY BIOSCIENCES ORD	$0	–	-500	-100.0%	-0.01%	–
	Exit	DIFFUSION PHARMACEUTICALS ORD	$0	–	-13,955	-100.0%	-0.01%	–
BNR	Exit	BURNING ROCK BIOTECH ADR REP ORDsponsored adr	$0	–	-600	-100.0%	-0.01%	–
WFC	Exit	WELLS FARGO ORD	$0	–	-651	-100.0%	-0.01%	–
TCRD	Exit	THL CREDIT ORD	$0	–	-5,000	-100.0%	-0.01%	–
CARR	Exit	CARRIER GLOBAL ORD	$0	–	-700	-100.0%	-0.01%	–
ABUS	Exit	ARBUTUS BIOPHARMA ORD	$0	–	-9,900	-100.0%	-0.01%	–
CCXXU	Exit	CHURCHILL CAPITAL CL A RED UNT	$0	–	-1,670	-100.0%	-0.01%	–
UCBIO	Exit	UNITED COM BK 1000 DS RP 1 SRS I PRF	$0	–	-800	-100.0%	-0.01%	–
KSS	Exit	KOHL'S ORD	$0	–	-1,000	-100.0%	-0.01%	–
ULTA	Exit	ULTA BEAUTY ORD	$0	–	-101	-100.0%	-0.01%	–
LEGN	Exit	LEGEND BIOTECH 2 ADR REP ORDsponsored adr	$0	–	-500	-100.0%	-0.01%	–
ACI	Exit	ALBERTSONS COMPANIES CL A ORD	$0	–	-1,500	-100.0%	-0.01%	–
KWEB	Exit	KRANESHARES CSI CHINA INTERNET ETF (PSE)put	$0	–	-400	-100.0%	-0.01%	–
GCAP	Exit	GAIN CAPITAL HOLDINGS ORD	$0	–	-4,200	-100.0%	-0.02%	–
BWLA	Exit	BOWL AMERICA CL A ORD	$0	–	-2,771	-100.0%	-0.02%	–
SLQT	Exit	SELECTQUOTE ORD	$0	–	-1,100	-100.0%	-0.02%	–
ZEN	Exit	ZENDESK ORD	$0	–	-325	-100.0%	-0.02%	–
PYPD	Exit	POLYPID ORD	$0	–	-1,700	-100.0%	-0.02%	–
LM	Exit	LEGG MASON ORD	$0	–	-600	-100.0%	-0.02%	–
AFG	Exit	AMERICAN FINANCIAL GROUP ORD	$0	–	-501	-100.0%	-0.02%	–
MBINO	Exit	MERCHANTS BANCORP REP 1 4 SRS B DRC	$0	–	-1,500	-100.0%	-0.02%	–
DE	Exit	DEERE ORDcall	$0	–	-206	-100.0%	-0.02%	–
USL	Exit	UNITED STATES 12 MONTH OIL ETF	$0	–	-2,500	-100.0%	-0.02%	–
MDT	Exit	MEDTRONIC ORD	$0	–	-400	-100.0%	-0.02%	–
RTX	Exit	RAYTHEON TECHNOLOGIES ORD	$0	–	-602	-100.0%	-0.02%	–
REFR	Exit	RESEARCH FRONTIERS ORD	$0	–	-9,476	-100.0%	-0.02%	–
DISH	Exit	DISH NETWORK CL A ORD	$0	–	-1,115	-100.0%	-0.02%	–
MRCY	Exit	MERCURY SYSTEMS ORD	$0	–	-501	-100.0%	-0.02%	–
MCY	Exit	MERCURY GENERAL ORD	$0	–	-1,000	-100.0%	-0.02%	–
RILYZ	Exit	B RILEY FINANCIAL 7.50 SNR NTS	$0	–	-1,715	-100.0%	-0.02%	–
RCII	Exit	RENT-A-CENTER ORD	$0	–	-1,511	-100.0%	-0.02%	–
AMTD	Exit	TD AMERITRADE HOLDING ORD	$0	–	-1,208	-100.0%	-0.02%	–
CETXP	Exit	CEMTREX SERIES 1 PRF	$0	–	-21,034	-100.0%	-0.03%	–
TELA	Exit	TELA BIO ORD	$0	–	-3,700	-100.0%	-0.03%	–
BBVA	Exit	BANCO BILBAO VIZCAYA ARGENTARIA ADR	$0	–	-13,550	-100.0%	-0.03%	–
DADA	Exit	DADA NEXUS 1 ADS REP 4 ORD	$0	–	-2,100	-100.0%	-0.03%	–
CUK	Exit	CARNIVAL ADR REP 1ORDsponsored adr	$0	–	-4,050	-100.0%	-0.03%	–
RILYM	Exit	B. RILEY FINCL	$0	–	-2,500	-100.0%	-0.03%	–
SFM	Exit	SPROUTS FARMERS MARKET ORD	$0	–	-2,100	-100.0%	-0.03%	–
GPN	Exit	GLOBAL PAYMENTS ORD	$0	–	-325	-100.0%	-0.03%	–
ONTX	Exit	ONCONOVA THERAPEUTICS ORD	$0	–	-100,000	-100.0%	-0.03%	–
GSUM	Exit	GRIDSUM HOLDING ADR	$0	–	-80,103	-100.0%	-0.03%	–
WDAY	Exit	WORKDAY CL A ORD	$0	–	-300	-100.0%	-0.03%	–
VIAC	Exit	VIACOMCBS CL B ORD	$0	–	-2,772	-100.0%	-0.04%	–
CME	Exit	CME GROUP CL A ORD	$0	–	-401	-100.0%	-0.04%	–
TTWO	Exit	TAKE TWO INTERACTIVE SOFTWARE ORD	$0	–	-476	-100.0%	-0.04%	–
CHGG	Exit	CHEGG ORD	$0	–	-1,001	-100.0%	-0.04%	–
PASS	Exit	DIREXION DLY CNSMR DSCR BR 3X SH ETF	$0	–	-10,000	-100.0%	-0.04%	–
BA	Exit	BOEING ORDput	$0	–	-400	-100.0%	-0.04%	–
WMG	Exit	WARNER MUSIC GROUP CL A ORD	$0	–	-2,500	-100.0%	-0.04%	–
FOUR	Exit	SHIFT4 PAYMENTS CL A ORD	$0	–	-2,190	-100.0%	-0.04%	–
CYBE	Exit	CYBEROPTICS ORD	$0	–	-2,400	-100.0%	-0.04%	–
AHCO	Exit	ADAPTHEALTH CL A ORD	$0	–	-5,000	-100.0%	-0.05%	–
SLV	Exit	ISHARES SILVER TRUST ETF	$0	–	-5,000	-100.0%	-0.05%	–
DKNG	Exit	DRAFTKINGS CL A ORD	$0	–	-2,718	-100.0%	-0.05%	–
ATEX	Exit	ANTERIX ORD	$0	–	-2,000	-100.0%	-0.05%	–
DELL	Exit	DELL TECHNOLOGIES CL C ORD	$0	–	-1,750	-100.0%	-0.06%	–
EAST	Exit	EASTSIDE DISTILLING ORD	$0	–	-66,396	-100.0%	-0.06%	–
LHC	Exit	LEO HOLDINGS CL A ORD	$0	–	-9,600	-100.0%	-0.06%	–
AKAM	Exit	AKAMAI TECHNOLOGIES ORD	$0	–	-1,000	-100.0%	-0.06%	–
OVBC	Exit	OHIO VALLEY BANC ORD	$0	–	-4,867	-100.0%	-0.06%	–
GRAF	Exit	GRAF INDUSTRIAL ORD	$0	–	-8,238	-100.0%	-0.07%	–
AMTBB	Exit	AMERANT BANCORP CL B ORD	$0	–	-11,175	-100.0%	-0.07%	–
NARI	Exit	INARI MEDICAL ORD	$0	–	-2,500	-100.0%	-0.07%	–
IWM	Exit	ISHARES RUSSELL 2000 ETFput	$0	–	-879	-100.0%	-0.07%	–
BSGM	Exit	BIOSIG TECHNOLOGIES ORD	$0	–	-17,500	-100.0%	-0.07%	–
SOXS	Exit	DIREXION SEMICONDUCTOR BEAR 3X ETF	$0	–	-25,000	-100.0%	-0.08%	–
FONR	Exit	FONAR ORD	$0	–	-6,400	-100.0%	-0.08%	–
AKRXQ	Exit	AKORN ORD	$0	–	-500,000	-100.0%	-0.08%	–
ASNAQ	Exit	ASCENA RETAIL GROUP ORD	$0	–	-100,000	-100.0%	-0.08%	–
GDXJ	Exit	VANECK VECTOR JUNR GOLD MNRS ETF	$0	–	-3,000	-100.0%	-0.09%	–
ON	Exit	ON SEMICONDUCTOR ORD	$0	–	-7,499	-100.0%	-0.09%	–
CAG	Exit	CONAGRA BRANDS ORD	$0	–	-5,119	-100.0%	-0.10%	–
MOMO	Exit	MOMO ADR REP 2 CL A ORDsponsored adr	$0	–	-12,500	-100.0%	-0.13%	–
KC	Exit	KINGSOFT CLOUD HOLD ADR REP 15 ORDsponsored adr	$0	–	-7,100	-100.0%	-0.13%	–
ARGX	Exit	ARGENX ADR REP ORDsponsored adr	$0	–	-1,000	-100.0%	-0.13%	–
TSLX	Exit	SIXTH STREET SPECIALTY LENDING ORD	$0	–	-13,708	-100.0%	-0.13%	–
EVRG	Exit	EVERGY ORD	$0	–	-4,000	-100.0%	-0.14%	–
SAMA	Exit	SCHULTZE SPECIAL PURPOSE ACQUISI ORD	$0	–	-23,746	-100.0%	-0.14%	–
BGGSQ	Exit	BRIGGS AND STRATTON ORD	$0	–	-200,000	-100.0%	-0.15%	–
ASML	Exit	ASML HOLDING ADR REP ORDsponsored adr	$0	–	-730	-100.0%	-0.16%	–
UBS	Exit	UBS GROUP N ORD	$0	–	-24,500	-100.0%	-0.16%	–
TAST	Exit	CARROLS RESTAURANT GROUP ORD	$0	–	-67,136	-100.0%	-0.19%	–
FMX	Exit	FOMENTO ECON ADR REPRESENTING 10 ORDsponsored adr	$0	–	-5,826	-100.0%	-0.21%	–
VZ	Exit	VERIZON COMMUNICATIONS ORD	$0	–	-6,573	-100.0%	-0.21%	–
PCG	Exit	PG&E ORD	$0	–	-42,500	-100.0%	-0.22%	–
ERII	Exit	ENERGY RECOVERY ORD	$0	–	-50,007	-100.0%	-0.22%	–
CELH	Exit	CELSIUS HOLDINGS ORD	$0	–	-33,000	-100.0%	-0.23%	–
WPP	Exit	WPP ADR REP 5 ORDsponsored adr	$0	–	-10,000	-100.0%	-0.23%	–
XLNX	Exit	XILINX ORD	$0	–	-4,000	-100.0%	-0.23%	–
NAVB	Exit	NAVIDEA BIOPHARMACEUTICALS ORD	$0	–	-105,000	-100.0%	-0.24%	–
FSCT	Exit	FORESCOUT TECHNOLOGIES ORD	$0	–	-19,726	-100.0%	-0.24%	–
PFF	Exit	ISHARES PREFERRED INCOME SEC ETF	$0	–	-12,100	-100.0%	-0.24%	–
FBIO	Exit	FORTRESS BIOTECH ORD	$0	–	-175,000	-100.0%	-0.27%	–
YUMC	Exit	YUM CHINA ORD	$0	–	-10,988	-100.0%	-0.31%	–
TCBI	Exit	TEXAS CAPITAL BANCSHARES ORD	$0	–	-17,200	-100.0%	-0.31%	–
PLUG	Exit	PLUG POWER ORD	$0	–	-65,050	-100.0%	-0.31%	–
DPHC	Exit	DIAMONDPEAK HOLDINGS CL A ORD	$0	–	-52,700	-100.0%	-0.32%	–
BLD	Exit	TOPBUILD ORD	$0	–	-5,200	-100.0%	-0.34%	–
RYAAY	Exit	RYANAIR HOLDINGS ORD	$0	–	-9,339	-100.0%	-0.36%	–
PAGS	Exit	PAGSEGURO DIGITAL CL A ORD	$0	–	-17,580	-100.0%	-0.36%	–
TIF	Exit	TIFFANY ORD	$0	–	-5,250	-100.0%	-0.37%	–
INOV	Exit	INOVALON HOLDINGS CL A ORD	$0	–	-33,500	-100.0%	-0.38%	–
HSBC	Exit	HSBC HOLDINGS ADR REP 5 ORDsponsored adr	$0	–	-28,900	-100.0%	-0.39%	–
TM	Exit	TOYOTA MOTOR ADR REP 2 ORDsponsored adr	$0	–	-5,700	-100.0%	-0.42%	–
IHG	Exit	INTERCONTINENTAL HOTEL ADR REP 1 ORDsponsored adr	$0	–	-16,289	-100.0%	-0.42%	–
WSC	Exit	WILLSCOT MOBILE MINI HOLDIN CL A ORD	$0	–	-60,835	-100.0%	-0.44%	–
IRWD	Exit	IRONWOOD PHARMA CL A ORD	$0	–	-73,918	-100.0%	-0.44%	–
AMZN	Exit	AMAZON COM ORD	$0	–	-300	-100.0%	-0.48%	–
PTACU	Exit	PROPTECH ACQUISITION UNT	$0	–	-78,489	-100.0%	-0.48%	–
PLAN	Exit	ANAPLAN ORD	$0	–	-22,500	-100.0%	-0.59%	–
WCC	Exit	WESCO INTL ORD	$0	–	-29,188	-100.0%	-0.60%	–
NGG	Exit	NATIONAL GRID ADR REP 5 ORDsponsored adr	$0	–	-18,182	-100.0%	-0.64%	–
UN	Exit	UNILEVER NV	$0	–	-21,600	-100.0%	-0.67%	–
BREW	Exit	CRAFT BREW ALLIANCE ORD	$0	–	-81,106	-100.0%	-0.73%	–
TCEHY	Exit	TENCENT HOLDINGS ADR	$0	–	-25,250	-100.0%	-0.94%	–
NVDA	Exit	NVIDIA ORD	$0	–	-4,590	-100.0%	-1.02%	–
IIPR	Exit	INNOVATIVE INDUSTRIAL PPTY ORD	$0	–	-21,500	-100.0%	-1.10%	–
SHLL	Exit	TORTOISE ACQUISITION CL A ORD	$0	–	-71,140	-100.0%	-1.14%	–
ERI	Exit	ELDORADO RESORTS ORD	$0	–	-73,482	-100.0%	-1.72%	–
IAC	Exit	IAC INTERACTIVE ORD	$0	–	-80,250	-100.0%	-15.12%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

MYDA Advisors LLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-10-09

Signatures

The EDGAR filing(s) were signed by:

Shawn Fischman — General Counsel & CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
CENTRAL GARDEN AND PET CL A ORD	22	Q3 2023	0.1%
ENERTECK ORD (PNK)	22	Q3 2023	0.0%
GENIUS PRODUCTS ORD	22	Q3 2023	0.0%
INPHONIC ORD (OTC)	22	Q3 2023	0.0%
SPDR S&P 500 ETF	21	Q3 2023	0.5%
CHINA INDUSTRIAL GROUP ORD (PNK)	21	Q3 2023	0.0%
MONEYGRAM INTERNATIONAL ORD	20	Q1 2023	3.2%
INTERNATIONAL BUSINESS MACHINES ORD	20	Q3 2023	0.9%
INVSC QQQ TRUST SRS 1 ETF	20	Q3 2023	0.1%
MSC INDUSTRIAL CL A ORD	20	Q3 2023	0.0%

View FNY Investment Advisers, LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-01-12
13F-HR	2023-10-10
13F-HR	2023-07-11
13F-HR	2023-04-12
13F-HR	2023-01-10
13F-HR	2022-10-19
13F-HR	2022-07-12
13F-HR	2022-04-25
13F-HR/A	2022-02-01
13F-HR	2022-01-10

View FNY Investment Advisers, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (236901000.0 != 236652000.0)

Export FNY Investment Advisers, LLC's holdings