$172 Million is the total value of FNY Investment Advisers, LLC's 451 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 144.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IAC | New | IAC INTERACTIVE ORD | $25,952,000 | – | 80,250 | +100.0% | 15.12% | – |
| BABA | New | ALIBABA GROUP HOLDING ADR REP 8 ORDsponsored adr | $8,481,000 | – | 39,319 | +100.0% | 4.94% | – |
| FTAC | Buy | FINTECH ACQUISITION CL A ORD | $6,913,000 | +138160.0% | 619,463 | +106704.0% | 4.03% | +100575.0% |
| LYG | Buy | LLOYDS BANKING GROUP ADR 4 ORDsponsored adr | $4,608,000 | +34.9% | 3,072,020 | +35.8% | 2.68% | +3.3% |
| ABB | Buy | ABB ADR REP 1 ORDsponsored adr | $4,060,000 | +169.2% | 180,000 | +105.9% | 2.36% | +106.2% |
| MRSN | Buy | MERSANA THERAPEUTICS ORD | $3,379,000 | +893.8% | 144,421 | +147.3% | 1.97% | +660.2% |
| SPAQ | Buy | SPARTAN ENERGY ACQUISITION CL A ORD | $3,247,000 | +64840.0% | 302,900 | +60480.0% | 1.89% | +47200.0% |
| WCCPRA | New | WESCO INTERL 1000 DS RP 1 SRS A PRF | $3,089,000 | – | 116,500 | +100.0% | 1.80% | – |
| ERI | New | ELDORADO RESORTS ORD | $2,943,000 | – | 73,482 | +100.0% | 1.72% | – |
| BYRN | Sell | BYRNA TECHNOLOGIES ORD | $2,594,000 | +418.8% | 1,853,093 | -11.7% | 1.51% | +297.6% |
| GRUB | New | GRUBHUB ORD | $2,460,000 | – | 35,000 | +100.0% | 1.43% | – |
| SPWH | Buy | SPORTSMANS WAREHOUSE HOLDINGS ORD | $2,402,000 | +341.5% | 168,602 | +90.7% | 1.40% | +237.9% |
| GMHI | New | GORES METROPOULOS CL A ORD | $2,323,000 | – | 217,326 | +100.0% | 1.35% | – |
| TRNE | Buy | TRINE ACQUISITION CL A ORD | $2,314,000 | +16428.6% | 221,454 | +14663.6% | 1.35% | +12154.5% |
| CCX | New | CHURCHILL CAPITAL CORP II | $2,160,000 | – | 191,225 | +100.0% | 1.26% | – |
| SHLL | New | TORTOISE ACQUISITION CL A ORD | $1,952,000 | – | 71,140 | +100.0% | 1.14% | – |
| RMG | New | RMG ACQUISITION CL A ORD | $1,932,000 | – | 188,923 | +100.0% | 1.13% | – |
| IIPR | New | INNOVATIVE INDUSTRIAL PPTY ORD | $1,892,000 | – | 21,500 | +100.0% | 1.10% | – |
| SONO | Buy | SONOS ORD | $1,757,000 | +728.8% | 120,162 | +380.6% | 1.02% | +536.0% |
| Buy | TRILLIUM THERAPEUTICS ORD | $1,755,000 | +411.7% | 217,000 | +155.3% | 1.02% | +291.6% | |
| NVDA | New | NVIDIA ORD | $1,743,000 | – | 4,590 | +100.0% | 1.02% | – |
| APG | New | API GROUP ORD | $1,737,000 | – | 143,004 | +100.0% | 1.01% | – |
| ACAM | New | ACAMAR PARTNERS ACQUISITION CL A ORD | $1,703,000 | – | 166,229 | +100.0% | 0.99% | – |
| GNLN | Sell | GREENLANE HOLDINGS CL A ORD | $1,658,000 | +85.5% | 416,748 | -19.9% | 0.97% | +42.1% |
| TCEHY | Buy | TENCENT HOLDINGS ADR | $1,616,000 | +453.4% | 25,250 | +324.4% | 0.94% | +323.9% |
| BUD | New | ANHEUSER BUSCH ADR REP 1 ORDsponsored adr | $1,479,000 | – | 30,000 | +100.0% | 0.86% | – |
| NVS | New | NOVARTIS ADR REPSG 1 ORDsponsored adr | $1,476,000 | – | 16,900 | +100.0% | 0.86% | – |
| GXGX | New | GX ACQUISITON CL A ORD | $1,397,000 | – | 137,034 | +100.0% | 0.81% | – |
| LCA | New | LANDCADIA HOLDINGS II CL A ORD | $1,275,000 | – | 78,000 | +100.0% | 0.74% | – |
| BREW | Sell | CRAFT BREW ALLIANCE ORD | $1,248,000 | -29.3% | 81,106 | -31.5% | 0.73% | -45.8% |
| SONY | Sell | SONY ADR REP 1 ORDsponsored adr | $1,202,000 | -44.0% | 17,400 | -52.1% | 0.70% | -57.2% |
| IPOC | New | SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP III | $1,157,000 | – | 103,500 | +100.0% | 0.67% | – |
| UN | Buy | UNILEVER NV | $1,150,000 | +136.1% | 21,600 | +116.0% | 0.67% | +81.1% |
| SQNS | Buy | SEQUANS COMMUNICATIONS ADR REP 4 ORDsponsored adr | $1,135,000 | +93.0% | 184,985 | +59.9% | 0.66% | +47.9% |
| FIVN | Buy | FIVE9 ORD | $1,117,000 | +1369.7% | 10,099 | +909.9% | 0.65% | +1022.4% |
| TRNEU | Sell | TRINE ACQUISITION CL A RED UNT | $1,111,000 | +8.5% | 100,895 | -0.3% | 0.65% | -16.9% |
| NGG | New | NATIONAL GRID ADR REP 5 ORDsponsored adr | $1,104,000 | – | 18,182 | +100.0% | 0.64% | – |
| GTBIF | Buy | GREEN THUMB INDUSTRIES ORD | $1,098,000 | +173.1% | 109,877 | +59.1% | 0.64% | +109.2% |
| EBAY | New | EBAY ORD | $1,075,000 | – | 20,500 | +100.0% | 0.63% | – |
| SKY | Buy | SKYLINE CHAMPION ORD | $1,071,000 | +815.4% | 44,012 | +486.8% | 0.62% | +601.1% |
| NPA | New | NEW PROVIDENCE ACQUISITION CL A ORD | $1,068,000 | – | 106,000 | +100.0% | 0.62% | – |
| WCC | New | WESCO INTL ORD | $1,024,000 | – | 29,188 | +100.0% | 0.60% | – |
| PLAN | New | ANAPLAN ORD | $1,019,000 | – | 22,500 | +100.0% | 0.59% | – |
| NTES | New | NETEASE ADR | $1,005,000 | – | 2,341 | +100.0% | 0.59% | – |
| SAQN | New | SOFTWARE ACQUISITION GROUP CL A ORD | $1,004,000 | – | 100,100 | +100.0% | 0.58% | – |
| SMMC | New | SOUTH MOUNTAIN MERGER CL A ORD | $969,000 | – | 95,164 | +100.0% | 0.56% | – |
| IFRX | Sell | INFLARX ORD | $963,000 | -31.8% | 210,000 | -43.2% | 0.56% | -47.8% |
| HYAC | Buy | HAYMAKER ACQUISITION CL A ORD | $952,000 | +140.4% | 92,042 | +127.3% | 0.56% | +84.4% |
| BBL | Buy | BHP GROUP ADR REP 2 ORDsponsored adr | $920,000 | +73.9% | 22,381 | +28.3% | 0.54% | +33.3% |
| AMD | Buy | ADVANCED MICRO DEVICES ORD | $903,000 | +573.9% | 17,173 | +481.9% | 0.53% | +415.7% |
| MGNI | New | MAGNITE ORD | $849,000 | – | 127,360 | +100.0% | 0.50% | – |
| WORK | Sell | SLACK TECHNOLOGIES CL A ORD | $839,000 | -10.6% | 27,000 | -22.9% | 0.49% | -31.5% |
| PTACU | New | PROPTECH ACQUISITION UNT | $831,000 | – | 78,489 | +100.0% | 0.48% | – |
| AMZN | Sell | AMAZON COM ORD | $827,000 | -52.9% | 300 | -66.7% | 0.48% | -63.9% |
| MBIO | Buy | MUSTANG BIO ORD | $795,000 | +48.3% | 250,000 | +25.0% | 0.46% | +13.5% |
| IRWD | Buy | IRONWOOD PHARMA CL A ORD | $762,000 | +115.9% | 73,918 | +111.2% | 0.44% | +65.1% |
| VNCE | VINCE HOLDING ORD | $749,000 | +43.2% | 135,000 | 0.0% | 0.44% | +9.5% | |
| WSC | New | WILLSCOT MOBILE MINI HOLDIN CL A ORD | $747,000 | – | 60,835 | +100.0% | 0.44% | – |
| INSG | Buy | INSEEGO ORD | $745,000 | +232.6% | 64,235 | +78.4% | 0.43% | +155.3% |
| IHG | Sell | INTERCONTINENTAL HOTEL ADR REP 1 ORDsponsored adr | $722,000 | -45.8% | 16,289 | -48.5% | 0.42% | -58.4% |
| TM | New | TOYOTA MOTOR ADR REP 2 ORDsponsored adr | $716,000 | – | 5,700 | +100.0% | 0.42% | – |
| NFIN | New | NETFIN ACQUISITION CL A ORD | $696,000 | – | 64,800 | +100.0% | 0.40% | – |
| ING | New | ING GROEP ADR REP 1 ORDsponsored adr | $690,000 | – | 100,000 | +100.0% | 0.40% | – |
| GNCA | GENOCEA BIOSCIENCES ORD | $690,000 | +33.7% | 300,000 | 0.0% | 0.40% | +2.6% | |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES ORD | $675,000 | +44.2% | 66,000 | +1.2% | 0.39% | +10.4% |
| HSBC | Buy | HSBC HOLDINGS ADR REP 5 ORDsponsored adr | $674,000 | +179.7% | 28,900 | +235.7% | 0.39% | +114.8% |
| NVRO | New | NEVRO ORD | $657,000 | – | 5,500 | +100.0% | 0.38% | – |
| INOV | New | INOVALON HOLDINGS CL A ORD | $645,000 | – | 33,500 | +100.0% | 0.38% | – |
| TIF | Buy | TIFFANY ORD | $640,000 | +67.1% | 5,250 | +77.4% | 0.37% | +28.2% |
| PAGS | New | PAGSEGURO DIGITAL CL A ORD | $621,000 | – | 17,580 | +100.0% | 0.36% | – |
| RYAAY | Sell | RYANAIR HOLDINGS ORD | $619,000 | -76.0% | 9,339 | -80.8% | 0.36% | -81.6% |
| CPAA | New | CONYERS PARK II ACQUISITION CL A ORD | $603,000 | – | 54,600 | +100.0% | 0.35% | – |
| BLD | New | TOPBUILD ORD | $591,000 | – | 5,200 | +100.0% | 0.34% | – |
| CVCO | Buy | CAVCO INDUSTRIES ORD | $578,000 | +261.2% | 3,000 | +171.7% | 0.34% | +176.2% |
| IMMU | New | IMMUNOMEDICS ORD | $574,000 | – | 16,210 | +100.0% | 0.33% | – |
| ASPS | New | ALTISOURCE PORTFOLIO SOLUTIONS ORD | $571,000 | – | 38,762 | +100.0% | 0.33% | – |
| PRMW | Sell | PRIMO WATER ORD | $570,000 | -45.3% | 41,500 | -63.9% | 0.33% | -58.1% |
| DPHC | New | DIAMONDPEAK HOLDINGS CL A ORD | $542,000 | – | 52,700 | +100.0% | 0.32% | – |
| CRSA | New | CRESCENT ACQUISITION CL A ORD | $536,000 | – | 51,300 | +100.0% | 0.31% | – |
| PLUG | New | PLUG POWER ORD | $534,000 | – | 65,050 | +100.0% | 0.31% | – |
| TCBI | Sell | TEXAS CAPITAL BANCSHARES ORD | $530,000 | +18.6% | 17,200 | -14.9% | 0.31% | -9.1% |
| YUMC | New | YUM CHINA ORD | $528,000 | – | 10,988 | +100.0% | 0.31% | – |
| NPAUU | New | NEW PROVIDENCE ACQUISITION UNT | $527,000 | – | 50,000 | +100.0% | 0.31% | – |
| USAT | New | USA TECHNOLOGIES ORD | $527,000 | – | 75,201 | +100.0% | 0.31% | – |
| FTI | New | TECHNIPFMC ORD | $486,000 | – | 71,100 | +100.0% | 0.28% | – |
| FTACU | New | FINTECH ACQUISITION UNT | $480,000 | – | 37,860 | +100.0% | 0.28% | – |
| FBIO | FORTRESS BIOTECH ORD | $469,000 | +42.1% | 175,000 | 0.0% | 0.27% | +8.8% | |
| INSU | New | INSURANCE ACQUISITION CL A ORD | $464,000 | – | 35,850 | +100.0% | 0.27% | – |
| SSL | Sell | SASOL ADR REP 1 ORDsponsored adr | $458,000 | -60.9% | 59,423 | -89.8% | 0.27% | -70.0% |
| FMCI | New | FORUM MERGER II CL A ORD | $447,000 | – | 27,181 | +100.0% | 0.26% | – |
| CRH | New | CRH ADR REPSG 1 ORDsponsored adr | $442,000 | – | 12,890 | +100.0% | 0.26% | – |
| CBFV | New | CB FINANCIAL SERVICES ORD | $443,000 | – | 20,341 | +100.0% | 0.26% | – |
| PFF | Buy | ISHARES PREFERRED INCOME SEC ETF | $419,000 | +13866.7% | 12,100 | +12000.0% | 0.24% | +12100.0% |
| FSCT | Sell | FORESCOUT TECHNOLOGIES ORD | $418,000 | -80.3% | 19,726 | -70.7% | 0.24% | -84.9% |
| NAVB | Sell | NAVIDEA BIOPHARMACEUTICALS ORD | $413,000 | +173.5% | 105,000 | -47.3% | 0.24% | +109.6% |
| NVO | Buy | NOVO NORDISK ADR REPSG 1 ORDsponsored adr | $412,000 | +36.9% | 6,300 | +26.0% | 0.24% | +4.8% |
| OXY | New | OCCIDENTAL PETROLEUM ORD | $411,000 | – | 22,500 | +100.0% | 0.24% | – |
| ALXN | ALEXION PHARMACEUTICALS RTS | $403,000 | +25.2% | 3,597 | 0.0% | 0.24% | -4.1% | |
| XLNX | New | XILINX ORD | $393,000 | – | 4,000 | +100.0% | 0.23% | – |
| WPP | Sell | WPP ADR REP 5 ORDsponsored adr | $391,000 | -42.1% | 10,000 | -50.0% | 0.23% | -55.6% |
| BMYRT | Sell | BRISTOL MYERS SQUIBB CONTINGENT RTS | $390,000 | -49.4% | 109,209 | -46.2% | 0.23% | -61.3% |
| CELH | Buy | CELSIUS HOLDINGS ORD | $388,000 | +189.6% | 33,000 | +3.1% | 0.23% | +121.6% |
| LGC | Buy | LEGACY ACQUISITION CL A ORD | $386,000 | -7.2% | 40,238 | +0.1% | 0.22% | -28.8% |
| JD | New | JD.COM ADR REP 2 CL A ORDsponsored adr | $380,000 | – | 6,330 | +100.0% | 0.22% | – |
| ERII | New | ENERGY RECOVERY ORD | $379,000 | – | 50,007 | +100.0% | 0.22% | – |
| PCG | New | PG&E ORD | $376,000 | – | 42,500 | +100.0% | 0.22% | – |
| CURLF | Buy | CURALEAF HLDGS ORD | $369,000 | +5171.4% | 60,492 | +3260.7% | 0.22% | +4200.0% |
| LTHM | New | LIVENT ORD | $369,000 | – | 60,000 | +100.0% | 0.22% | – |
| VZ | New | VERIZON COMMUNICATIONS ORD | $362,000 | – | 6,573 | +100.0% | 0.21% | – |
| FMX | New | FOMENTO ECON ADR REPRESENTING 10 ORDsponsored adr | $361,000 | – | 5,826 | +100.0% | 0.21% | – |
| LMPX | Sell | LMP AUTOMOTIVE HOLDINGS ORD | $349,000 | +26.4% | 35,648 | -28.4% | 0.20% | -3.3% |
| New | GRAYSCALE BITCOIN ORD | $336,000 | – | 35,000 | +100.0% | 0.20% | – | |
| TAST | Buy | CARROLS RESTAURANT GROUP ORD | $324,000 | +775.7% | 67,136 | +222.8% | 0.19% | +575.0% |
| HCAC | New | HENNESSY CAPITAL ACQUISITION CORP IV | $323,000 | – | 30,105 | +100.0% | 0.19% | – |
| CRWD | Buy | CROWDSTRIKE HOLDINGS CL A ORD | $300,000 | +445.5% | 3,000 | +200.0% | 0.18% | +316.7% |
| CRDB | Sell | CRAWFORD CL B ORD | $283,000 | -0.7% | 40,316 | -9.9% | 0.16% | -24.0% |
| UBS | New | UBS GROUP N ORD | $282,000 | – | 24,500 | +100.0% | 0.16% | – |
| MHLA | Buy | MAIDEN HOLDINGS LTD | $272,000 | +28.3% | 14,131 | +11.9% | 0.16% | -1.9% |
| ASML | Sell | ASML HOLDING ADR REP ORDsponsored adr | $268,000 | -91.0% | 730 | -93.6% | 0.16% | -93.1% |
| BGGSQ | New | BRIGGS AND STRATTON ORD | $262,000 | – | 200,000 | +100.0% | 0.15% | – |
| JIH | New | JUNIPER INDUSTRIAL HOLDINGS CL A ORD | $259,000 | – | 26,000 | +100.0% | 0.15% | – |
| GFI | Sell | GOLD FIELDS ADR REP 1 ORDsponsored adr | $257,000 | -45.1% | 27,400 | -72.2% | 0.15% | -57.9% |
| CHPM | New | CHP MERGER CL A ORD | $249,000 | – | 25,000 | +100.0% | 0.14% | – |
| SPY | Buy | SPDR S&P 500 ETFput | $248,000 | +140.8% | 807 | +101.2% | 0.14% | +84.6% |
| SAMA | New | SCHULTZE SPECIAL PURPOSE ACQUISI ORD | $242,000 | – | 23,746 | +100.0% | 0.14% | – |
| EVRG | New | EVERGY ORD | $237,000 | – | 4,000 | +100.0% | 0.14% | – |
| TSLX | New | SIXTH STREET SPECIALTY LENDING ORD | $226,000 | – | 13,708 | +100.0% | 0.13% | – |
| ARGX | New | ARGENX ADR REP ORDsponsored adr | $225,000 | – | 1,000 | +100.0% | 0.13% | – |
| KC | New | KINGSOFT CLOUD HOLD ADR REP 15 ORDsponsored adr | $223,000 | – | 7,100 | +100.0% | 0.13% | – |
| MOMO | New | MOMO ADR REP 2 CL A ORDsponsored adr | $218,000 | – | 12,500 | +100.0% | 0.13% | – |
| CCXX | New | CHURCHILL CAPITAL III CL A ORD | $203,000 | – | 18,900 | +100.0% | 0.12% | – |
| XPER | New | XPERI HOLDING ORD | $191,000 | – | 13,000 | +100.0% | 0.11% | – |
| PUK | PRUDENTIAL ADR REPSTG 2 ORDsponsored adr | $191,000 | +23.2% | 6,294 | 0.0% | 0.11% | -5.9% | |
| BA | New | BOEING ORD | $185,000 | – | 1,010 | +100.0% | 0.11% | – |
| IPOCU | New | SOCIAL CAPITAL HEDOSOPH RED UNT | $183,000 | – | 15,500 | +100.0% | 0.11% | – |
| GSAHU | New | GS ACQUISITION HOLDINGS UNT | $183,000 | – | 17,500 | +100.0% | 0.11% | – |
| CAG | New | CONAGRA BRANDS ORD | $180,000 | – | 5,119 | +100.0% | 0.10% | – |
| QTNT | Sell | QUOTIENT ORD | $164,000 | -5.2% | 22,200 | -49.3% | 0.10% | -27.3% |
| CLRB | Buy | CELLECTAR BIOSCIENCES ORD | $164,000 | +86.4% | 128,321 | +84.4% | 0.10% | +43.3% |
| WPFU | New | FOLEY TRASIMENE ACQUISI CL A RED UNT | $160,000 | – | 15,000 | +100.0% | 0.09% | – |
| GLD | Buy | SPDR GOLD SHARES ETFcall | $159,000 | +114.9% | 950 | +90.0% | 0.09% | +66.1% |
| JWSU | New | JAWS ACQUISITION UNT | $156,000 | – | 15,000 | +100.0% | 0.09% | – |
| MIC | New | MACQUARIE INFRASTRUCTURE ORD | $153,000 | – | 5,000 | +100.0% | 0.09% | – |
| LOGI | New | LOGITECH N ORD | $153,000 | – | 2,351 | +100.0% | 0.09% | – |
| ON | New | ON SEMICONDUCTOR ORD | $148,000 | – | 7,499 | +100.0% | 0.09% | – |
| GDXJ | New | VANECK VECTOR JUNR GOLD MNRS ETF | $148,000 | – | 3,000 | +100.0% | 0.09% | – |
| ASNAQ | Sell | ASCENA RETAIL GROUP ORD | $146,000 | -29.8% | 100,000 | -33.3% | 0.08% | -46.2% |
| VNET | New | 21VIANET GROUP ADR REP SIX ORDsponsored adr | $144,000 | – | 6,053 | +100.0% | 0.08% | – |
| CHL | Sell | CHINA MOBILE ADR REPSG 5 ORDsponsored adr | $145,000 | -36.4% | 4,321 | -28.8% | 0.08% | -51.4% |
| AKRXQ | New | AKORN ORD | $140,000 | – | 500,000 | +100.0% | 0.08% | – |
| HGV | Buy | HILTON GRAND VACATIONS ORD | $137,000 | +13600.0% | 7,017 | +6917.0% | 0.08% | +7900.0% |
| PDD | New | PINDUODUO ADR REP 4 ORDsponsored adr | $137,000 | – | 1,603 | +100.0% | 0.08% | – |
| FONR | New | FONAR ORD | $136,000 | – | 6,400 | +100.0% | 0.08% | – |
| SOXS | New | DIREXION SEMICONDUCTOR BEAR 3X ETF | $133,000 | – | 25,000 | +100.0% | 0.08% | – |
| BSGM | New | BIOSIG TECHNOLOGIES ORD | $126,000 | – | 17,500 | +100.0% | 0.07% | – |
| IWM | New | ISHARES RUSSELL 2000 ETFput | $125,000 | – | 879 | +100.0% | 0.07% | – |
| NARI | New | INARI MEDICAL ORD | $121,000 | – | 2,500 | +100.0% | 0.07% | – |
| WMT | New | WALMART ORD | $119,000 | – | 1,000 | +100.0% | 0.07% | – |
| AMTBB | New | AMERANT BANCORP CL B ORD | $117,000 | – | 11,175 | +100.0% | 0.07% | – |
| FIT | Sell | FITBIT CL A ORD | $117,000 | -91.7% | 18,200 | -91.4% | 0.07% | -93.6% |
| GRAF | New | GRAF INDUSTRIAL ORD | $114,000 | – | 8,238 | +100.0% | 0.07% | – |
| RUSHB | Buy | RUSH ENTERPRISES CL B ORD | $111,000 | +1010.0% | 3,137 | +817.3% | 0.06% | +712.5% |
| ASR | New | GRUPO AEROPORTUA ADR REP 10 SR B ORDsponsored adr | $112,000 | – | 1,000 | +100.0% | 0.06% | – |
| CHU | New | CHINA UNICOM HNG KNG ADR REP 10 ORDsponsored adr | $109,000 | – | 20,000 | +100.0% | 0.06% | – |
| OVBC | New | OHIO VALLEY BANC ORD | $109,000 | – | 4,867 | +100.0% | 0.06% | – |
| QQQ | Buy | INVSC QQQ TRUST SRS 1 ETFput | $108,000 | +3500.0% | 440 | +2488.2% | 0.06% | +3050.0% |
| AKAM | New | AKAMAI TECHNOLOGIES ORD | $107,000 | – | 1,000 | +100.0% | 0.06% | – |
| APXT | New | APEX TECHNOLOGY ACQUISITION CL A ORD | $103,000 | – | 10,100 | +100.0% | 0.06% | – |
| LENB | Buy | LENNAR CL B ORD | $101,000 | +10000.0% | 2,200 | +3448.4% | 0.06% | +5800.0% |
| LHC | Sell | LEO HOLDINGS CL A ORD | $99,000 | -15.4% | 9,600 | -16.0% | 0.06% | -34.8% |
| CAJ | CANON ADR REP ORDsponsored adr | $99,000 | -8.3% | 5,000 | 0.0% | 0.06% | -29.3% | |
| BFA | Buy | BROWN FORMAN CL A ORD | $97,000 | +1840.0% | 1,700 | +1445.5% | 0.06% | +1325.0% |
| DELL | New | DELL TECHNOLOGIES CL C ORD | $96,000 | – | 1,750 | +100.0% | 0.06% | – |
| EAST | EASTSIDE DISTILLING ORD | $96,000 | +24.7% | 66,396 | 0.0% | 0.06% | -5.1% | |
| IPOB | New | SOCIAL CAPITAL HEDOSPH HLD CL A ORD | $96,000 | – | 8,200 | +100.0% | 0.06% | – |
| ATEX | ANTERIX ORD | $90,000 | -1.1% | 2,000 | 0.0% | 0.05% | -24.6% | |
| DKNG | New | DRAFTKINGS CL A ORD | $90,000 | – | 2,718 | +100.0% | 0.05% | – |
| HYMC | New | HYCROFT MINING HOLDING CL A ORD | $87,000 | – | 9,300 | +100.0% | 0.05% | – |
| SLV | Buy | ISHARES SILVER TRUST ETF | $85,000 | +4150.0% | 5,000 | +2400.0% | 0.05% | +2400.0% |
| AHCO | New | ADAPTHEALTH CL A ORD | $80,000 | – | 5,000 | +100.0% | 0.05% | – |
| GV | New | GOLDFIELD ORD | $79,000 | – | 21,413 | +100.0% | 0.05% | – |
| CYBE | New | CYBEROPTICS ORD | $77,000 | – | 2,400 | +100.0% | 0.04% | – |
| TIGO | New | MILLICOM INTERNATIONAL CELLULAR ORD | $78,000 | – | 3,000 | +100.0% | 0.04% | – |
| FOUR | New | SHIFT4 PAYMENTS CL A ORD | $77,000 | – | 2,190 | +100.0% | 0.04% | – |
| WMG | New | WARNER MUSIC GROUP CL A ORD | $73,000 | – | 2,500 | +100.0% | 0.04% | – |
| BA | New | BOEING ORDput | $73,000 | – | 400 | +100.0% | 0.04% | – |
| RPLAU | Sell | REPLAY ACQUISITION UNT | $71,000 | +1.4% | 7,100 | -1.4% | 0.04% | -22.6% |
| VIST | New | VISTA OIL GAS ADR REP SRS A ORDsponsored adr | $68,000 | – | 22,615 | +100.0% | 0.04% | – |
| PASS | New | DIREXION DLY CNSMR DSCR BR 3X SH ETF | $69,000 | – | 10,000 | +100.0% | 0.04% | – |
| CHGG | New | CHEGG ORD | $67,000 | – | 1,001 | +100.0% | 0.04% | – |
| CME | New | CME GROUP CL A ORD | $65,000 | – | 401 | +100.0% | 0.04% | – |
| TTWO | New | TAKE TWO INTERACTIVE SOFTWARE ORD | $66,000 | – | 476 | +100.0% | 0.04% | – |
| Buy | SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 | $66,000 | -4.3% | 110,400 | +4.0% | 0.04% | -26.9% | |
| VIAC | Sell | VIACOMCBS CL B ORD | $64,000 | -43.4% | 2,772 | -65.7% | 0.04% | -57.0% |
| NFLX | Sell | NETFLIX ORD | $56,000 | -69.4% | 125 | -74.4% | 0.03% | -76.3% |
| ONTX | New | ONCONOVA THERAPEUTICS ORD | $56,000 | – | 100,000 | +100.0% | 0.03% | – |
| WDAY | New | WORKDAY CL A ORD | $56,000 | – | 300 | +100.0% | 0.03% | – |
| GSUM | Sell | GRIDSUM HOLDING ADR | $57,000 | +1.8% | 80,103 | -2.9% | 0.03% | -23.3% |
| GPN | New | GLOBAL PAYMENTS ORD | $55,000 | – | 325 | +100.0% | 0.03% | – |
| LCAHU | Sell | LANDCADIA HOLDINGS II UNT | $53,000 | -5.4% | 3,100 | -45.8% | 0.03% | -27.9% |
| SFM | New | SPROUTS FARMERS MARKET ORD | $53,000 | – | 2,100 | +100.0% | 0.03% | – |
| Buy | SUBVERSIVE REAL EST ACQN REIT RTS | $51,000 | -17.7% | 102,100 | +2.1% | 0.03% | -36.2% | |
| RILYM | Sell | B. RILEY FINCL | $52,000 | -36.6% | 2,500 | -44.4% | 0.03% | -51.6% |
| CUK | New | CARNIVAL ADR REP 1ORDsponsored adr | $50,000 | – | 4,050 | +100.0% | 0.03% | – |
| TRTNPRD | TRITON INTL 6 875 SRS D RED PRP PRF | $50,000 | +35.1% | 2,300 | 0.0% | 0.03% | +3.6% | |
| LSXMK | Buy | LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | $48,000 | +26.3% | 1,414 | +16.9% | 0.03% | -3.4% |
| TNPPRF | TSAKOS ENRG NVGT CM RD PRP SRS F PRF | $48,000 | +9.1% | 2,439 | 0.0% | 0.03% | -15.2% | |
| BBVA | Sell | BANCO BILBAO VIZCAYA ARGENTARIA ADR | $46,000 | -90.8% | 13,550 | -91.7% | 0.03% | -92.9% |
| LKNCY | Buy | LUCKIN COFFEE ADR REP 8 ORDsponsored adr | $46,000 | -87.0% | 20,100 | +54.6% | 0.03% | -90.0% |
| DADA | New | DADA NEXUS 1 ADS REP 4 ORD | $46,000 | – | 2,100 | +100.0% | 0.03% | – |
| TELA | New | TELA BIO ORD | $47,000 | – | 3,700 | +100.0% | 0.03% | – |
| CETXP | New | CEMTREX SERIES 1 PRF | $44,000 | – | 21,034 | +100.0% | 0.03% | – |
| TCO | Sell | TAUBMAN CNTR REIT ORD | $44,000 | -96.2% | 1,180 | -95.8% | 0.03% | -97.1% |
| VBIV | New | VBI VACCINES ORD | $43,000 | – | 14,009 | +100.0% | 0.02% | – |
| AMTD | Buy | TD AMERITRADE HOLDING ORD | $43,000 | +115.0% | 1,208 | +101.3% | 0.02% | +66.7% |
| APHA | Buy | APHRIA ORD | $41,000 | +241.7% | 9,586 | +133.0% | 0.02% | +166.7% |
| RCII | Sell | RENT-A-CENTER ORD | $42,000 | -80.4% | 1,511 | -90.0% | 0.02% | -85.3% |
| RDSB | Buy | ROYAL DUTCH SHELL ADR REP 2 CL B ORDsponsored adr | $39,000 | +21.9% | 1,300 | +30.0% | 0.02% | -4.2% |
| RILYZ | Sell | B RILEY FINANCIAL 7.50 SNR NTS | $39,000 | -54.1% | 1,715 | -62.1% | 0.02% | -64.6% |
| MCY | MERCURY GENERAL ORD | $40,000 | 0.0% | 1,000 | 0.0% | 0.02% | -23.3% | |
| FLDM | New | FLUIDIGM ORD | $40,000 | – | 10,000 | +100.0% | 0.02% | – |
| MRCY | New | MERCURY SYSTEMS ORD | $39,000 | – | 501 | +100.0% | 0.02% | – |
| DISH | New | DISH NETWORK CL A ORD | $38,000 | – | 1,115 | +100.0% | 0.02% | – |
| CENTA | Sell | CENTRAL GARDEN AND PET CL A ORD | $37,000 | +12.1% | 1,115 | -13.9% | 0.02% | -12.0% |
| RTX | Sell | RAYTHEON TECHNOLOGIES ORD | $37,000 | -98.4% | 602 | -98.6% | 0.02% | -98.8% |
| REFR | New | RESEARCH FRONTIERS ORD | $38,000 | – | 9,476 | +100.0% | 0.02% | – |
| USL | Buy | UNITED STATES 12 MONTH OIL ETF | $36,000 | +50.0% | 2,500 | +25.0% | 0.02% | +16.7% |
| MDT | Sell | MEDTRONIC ORD | $36,000 | -97.4% | 400 | -97.4% | 0.02% | -98.0% |
| MBINO | New | MERCHANTS BANCORP REP 1 4 SRS B DRC | $33,000 | – | 1,500 | +100.0% | 0.02% | – |
| DE | New | DEERE ORDcall | $32,000 | – | 206 | +100.0% | 0.02% | – |
| CWENA | Buy | CLEARWAY ENERGY CL A ORD | $33,000 | +26.9% | 1,600 | +2.6% | 0.02% | -5.0% |
| AFG | New | AMERICAN FINANCIAL GROUP ORD | $31,000 | – | 501 | +100.0% | 0.02% | – |
| WDC | Buy | WESTERN DIGITAL ORD | $31,000 | – | 721 | +72000.0% | 0.02% | – |
| PYPD | New | POLYPID ORD | $30,000 | – | 1,700 | +100.0% | 0.02% | – |
| LM | Sell | LEGG MASON ORD | $29,000 | -80.1% | 600 | -80.0% | 0.02% | -84.7% |
| SNDL | SUNDIAL GROWERS ORD | $30,000 | +25.0% | 38,000 | 0.0% | 0.02% | -5.6% | |
| X | New | US STEEL ORD | $28,000 | – | 4,000 | +100.0% | 0.02% | – |
| ZEN | New | ZENDESK ORD | $28,000 | – | 325 | +100.0% | 0.02% | – |
| SLQT | New | SELECTQUOTE ORD | $27,000 | – | 1,100 | +100.0% | 0.02% | – |
| GCAP | Sell | GAIN CAPITAL HOLDINGS ORD | $25,000 | -63.2% | 4,200 | -65.9% | 0.02% | -71.2% |
| BWLA | Sell | BOWL AMERICA CL A ORD | $26,000 | -70.5% | 2,771 | -72.8% | 0.02% | -77.6% |
| BABA | New | ALIBABA GROUP HOLDING ADR REP 8 ORDcall | $26,000 | – | 125 | +100.0% | 0.02% | – |
| KWEB | New | KRANESHARES CSI CHINA INTERNET ETF (PSE)put | $24,000 | – | 400 | +100.0% | 0.01% | – |
| ACI | New | ALBERTSONS COMPANIES CL A ORD | $23,000 | – | 1,500 | +100.0% | 0.01% | – |
| SSYS | New | STRATASYS ORD | $23,000 | – | 1,500 | +100.0% | 0.01% | – |
| LEGN | New | LEGEND BIOTECH 2 ADR REP ORDsponsored adr | $21,000 | – | 500 | +100.0% | 0.01% | – |
| ULTA | New | ULTA BEAUTY ORD | $20,000 | – | 101 | +100.0% | 0.01% | – |
| C | Buy | CITIGROUP ORD | $20,000 | +150.0% | 401 | +100.5% | 0.01% | +100.0% |
| KSS | New | KOHL'S ORD | $20,000 | – | 1,000 | +100.0% | 0.01% | – |
| UCBIO | New | UNITED COM BK 1000 DS RP 1 SRS I PRF | $19,000 | – | 800 | +100.0% | 0.01% | – |
| CCXXU | Buy | CHURCHILL CAPITAL CL A RED UNT | $18,000 | +1700.0% | 1,670 | +1570.0% | 0.01% | +900.0% |
| GGBXF | GREEN GROWTH BRANDS ORD | $17,000 | -79.3% | 1,000,000 | 0.0% | 0.01% | -83.9% | |
| ABUS | ARBUTUS BIOPHARMA ORD | $18,000 | +100.0% | 9,900 | 0.0% | 0.01% | +42.9% | |
| CARR | New | CARRIER GLOBAL ORD | $15,000 | – | 700 | +100.0% | 0.01% | – |
| TCRD | Sell | THL CREDIT ORD | $16,000 | -30.4% | 5,000 | -43.2% | 0.01% | -47.1% |
| GXGXU | Buy | GX ACQUISITON UNT | $16,000 | +166.7% | 1,600 | +135.3% | 0.01% | +80.0% |
| CBB | New | CINCINNATI BELL ORD | $16,000 | – | 1,100 | +100.0% | 0.01% | – |
| BNR | New | BURNING ROCK BIOTECH ADR REP ORDsponsored adr | $16,000 | – | 600 | +100.0% | 0.01% | – |
| WFC | New | WELLS FARGO ORD | $16,000 | – | 651 | +100.0% | 0.01% | – |
| GSPRA | Sell | GOLDMAN SACHS DS RPT 1/1000 SR A PRF | $16,000 | -5.9% | 800 | -11.1% | 0.01% | -30.8% |
| VFF | New | VILLAGE FARMS INTERNATIONAL ORD | $13,000 | – | 2,812 | +100.0% | 0.01% | – |
| SOACU | New | SUSTAINABLE OPPORTUNITI UNT | $14,000 | – | 1,450 | +100.0% | 0.01% | – |
| AMCI | New | AMCI ACQUISITION CL A ORD | $13,000 | – | 1,300 | +100.0% | 0.01% | – |
| RNA | New | AVIDITY BIOSCIENCES ORD | $14,000 | – | 500 | +100.0% | 0.01% | – |
| MSM | Buy | MSC INDUSTRIAL CL A ORD | $13,000 | +62.5% | 190 | +26.7% | 0.01% | +33.3% |
| NXPI | Buy | NXP SEMICONDUCTORS ORD | $13,000 | +44.4% | 121 | +0.8% | 0.01% | +14.3% |
| FB | New | FACEBOOK CL A ORDcall | $13,000 | – | 60 | +100.0% | 0.01% | – |
| New | DIFFUSION PHARMACEUTICALS ORD | $13,000 | – | 13,955 | +100.0% | 0.01% | – | |
| CALT | New | CALLIDITAS THERAP ADR REP 2 ORDsponsored adr | $14,000 | – | 625 | +100.0% | 0.01% | – |
| BELFB | Buy | BEL FUSE CL B ORD | $13,000 | +1200.0% | 1,245 | +551.8% | 0.01% | +700.0% |
| FIZZ | New | NATIONAL BEVERAGE ORD | $12,000 | – | 200 | +100.0% | 0.01% | – |
| XOGAQ | New | EXTRACTION OIL GAS ORD | $11,000 | – | 91,000 | +100.0% | 0.01% | – |
| ERI | New | ELDORADO RESORTS ORDput | $10,000 | – | 250 | +100.0% | 0.01% | – |
| APTV | New | APTIV ORD | $10,000 | – | 134 | +100.0% | 0.01% | – |
| GMHIU | GORES METROPOULOS UNT | $10,000 | +11.1% | 933 | 0.0% | 0.01% | -14.3% | |
| CVSI | Buy | CV SCIENCES ORD | $10,000 | +900.0% | 16,850 | +574.0% | 0.01% | +500.0% |
| AYRO | New | AYRO ORD | $11,000 | – | 4,250 | +100.0% | 0.01% | – |
| NKLA | New | NIKOLA ORDput | $10,000 | – | 161 | +100.0% | 0.01% | – |
| AVB | Buy | AVALONBAY COMMUNITIES REIT ORD | $10,000 | +25.0% | 68 | +23.6% | 0.01% | 0.0% |
| OVV | Buy | OVINTIV ORDcall | $10,000 | +400.0% | 1,125 | +11.1% | 0.01% | +200.0% |
| PASG | New | PASSAGE BIO ORD | $10,000 | – | 384 | +100.0% | 0.01% | – |
| PBR | Sell | PETROLEO BRASILEIRO ADR REPSTG 2 ORDsponsored adr | $10,000 | +11.1% | 1,300 | -27.8% | 0.01% | -14.3% |
| QURE | UNIQURE ORD | $9,000 | 0.0% | 200 | 0.0% | 0.01% | -28.6% | |
| CLVS | New | CLOVIS ONCOLOGY ORD | $8,000 | – | 1,300 | +100.0% | 0.01% | – |
| RPTX | New | REPARE THERAPEUTICS ORD | $9,000 | – | 300 | +100.0% | 0.01% | – |
| ASX | New | ASE INDUSTRIAL HOLDIN ADR REP 2 ORDsponsored adr | $8,000 | – | 1,892 | +100.0% | 0.01% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS CL A ORD | $9,000 | – | 593 | +100.0% | 0.01% | – |
| CSSE | New | CHICKEN SOUP FOR SOUL ENTR CL A ORD | $9,000 | – | 1,395 | +100.0% | 0.01% | – |
| New | ELIXINOL GLOBAL ORD | $9,000 | – | 78,600 | +100.0% | 0.01% | – | |
| HEXO | New | HEXO ORD | $8,000 | – | 11,000 | +100.0% | 0.01% | – |
| New | Match Group Incput | $9,000 | – | 1,500 | +100.0% | 0.01% | – | |
| GOLD | New | BARRICK GOLD ORD | $8,000 | – | 310 | +100.0% | 0.01% | – |
| OTIS | New | OTIS WORLDWIDE ORD | $8,000 | – | 150 | +100.0% | 0.01% | – |
| Z | New | ZILLOW GROUP CL C ORD | $8,000 | – | 150 | +100.0% | 0.01% | – |
| ASG | New | LIBERTY ALL STAR GROWTH CF | $9,000 | – | 1,472 | +100.0% | 0.01% | – |
| UBER | New | UBER TECHNOLOGIES INC | $9,000 | – | 300 | +100.0% | 0.01% | – |
| MEET | Buy | THE MEET GROUP ORD | $7,000 | +16.7% | 1,180 | +4.4% | 0.00% | -20.0% |
| OFED | New | OCONEE FEDERAL FINANCIAL ORD | $7,000 | – | 305 | +100.0% | 0.00% | – |
| GDXJ | New | VANECK VECTOR JUNR GOLD MNRS ETFput | $7,000 | – | 150 | +100.0% | 0.00% | – |
| ALXN | New | ALEXION PHARMACEUTICALS ORD (NMS)call | $7,000 | – | 65 | +100.0% | 0.00% | – |
| FNMAM | FANNIE MAE NON CUMULATIVE H PFD | $7,000 | +40.0% | 600 | 0.0% | 0.00% | 0.0% | |
| ISEE | New | IVERIC BIO ORD | $7,000 | – | 1,500 | +100.0% | 0.00% | – |
| TSCAP | New | TRSTAT CTL HLG DS REP 1 40 SRS A PRF | $7,000 | – | 342 | +100.0% | 0.00% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINES ORD | $7,000 | 0.0% | 62 | -13.9% | 0.00% | -20.0% |
| ADTX | New | ADITX THERAPEUTICS INC | $7,000 | – | 1,500 | +100.0% | 0.00% | – |
| EWH | New | ISHARES MSCI HONG KONG ETF | $6,000 | – | 300 | +100.0% | 0.00% | – |
| CIND | CHINA INDUSTRIAL GROUP ORD | $6,000 | +50.0% | 1,397,637 | 0.0% | 0.00% | 0.0% | |
| V | New | VISA CL A ORD | $5,000 | – | 27 | +100.0% | 0.00% | – |
| New | CANSORTIUM INC | $6,000 | – | 19,720 | +100.0% | 0.00% | – | |
| BE | New | BLOOM ENERGY CL A ORD | $6,000 | – | 600 | +100.0% | 0.00% | – |
| INMB | New | INMUNE BIO ORD | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| FTNW | FTE NETWORKS ORD | $5,000 | 0.0% | 4,000 | 0.0% | 0.00% | -25.0% | |
| ARGGY | New | ASTON MRTN LGNDA GLB HLD ADR REP ORDsponsored adr | $6,000 | – | 10,233 | +100.0% | 0.00% | – |
| CL | New | COLGATE PALMOLIVE ORD (NYS)call | $5,000 | – | 70 | +100.0% | 0.00% | – |
| 3106PS | Buy | DELPHI TECHNOLOGIES ORD | $5,000 | +400.0% | 400 | +102.0% | 0.00% | +200.0% |
| XOP | Sell | SPDR S&P OIL & GAS EXPL & PROD ETFcall | $5,000 | +25.0% | 101 | -32.7% | 0.00% | 0.0% |
| SNY | New | SANOFI ADR REP 1 1/2 ORDcall | $6,000 | – | 130 | +100.0% | 0.00% | – |
| NKLA | New | NIKOLA ORDcall | $5,000 | – | 79 | +100.0% | 0.00% | – |
| TERP | Sell | TERRAFORM POWER CL A ORD | $5,000 | -80.8% | 300 | -82.4% | 0.00% | -85.0% |
| SSPKU | Sell | SILVER SPIKE ACQUISITION UNT | $6,000 | 0.0% | 600 | -14.3% | 0.00% | -40.0% |
| GSPRC | Sell | GLDMN SCH DS RP 1/1000 SRS C CM PRF | $6,000 | -14.3% | 300 | -25.0% | 0.00% | -40.0% |
| GNW | Sell | GENWORTH FINANCIAL CL A ORD | $5,000 | -97.4% | 2,500 | -95.7% | 0.00% | -98.0% |
| MLCO | New | MELCO RESORTS ENTERTAINMENT ADR | $6,000 | – | 400 | +100.0% | 0.00% | – |
| FCEL | New | FUELCELL ENERGY ORD | $5,000 | – | 2,500 | +100.0% | 0.00% | – |
| FOXA | Buy | FOX CL A ORD | $5,000 | +150.0% | 200 | +100.0% | 0.00% | +50.0% |
| THBR | New | THUNDER BRIDGE ACQUISITION II LTD | $5,000 | – | 520 | +100.0% | 0.00% | – |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS CL A ORDput | $6,000 | +500.0% | 25 | +150.0% | 0.00% | +200.0% |
| AVYA | Sell | AVAYA HOLDINGS ORD | $6,000 | -64.7% | 500 | -76.9% | 0.00% | -76.9% |
| CHWY | New | CHEWY CL A ORD | $6,000 | – | 150 | +100.0% | 0.00% | – |
| SVXY | Sell | PROSHARES SHORT VIX SHORT TERM ETF | $6,000 | -73.9% | 200 | -73.3% | 0.00% | -82.4% |
| DLTR | Sell | DOLLAR TREE ORD | $5,000 | 0.0% | 55 | -30.4% | 0.00% | -25.0% |
| SMH | New | VANECK VECTORS SEMICONDUCTOR ETFput | $4,000 | – | 30 | +100.0% | 0.00% | – |
| ADSW | New | ADVANCED DISPOSAL SERVICES ORD | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ATHE | New | ALTERITY THERAPEUTICS ADR | $4,000 | – | 3,847 | +100.0% | 0.00% | – |
| AMBC | Sell | AMBAC FINANCIAL GROUP ORD (NYS)call | $3,000 | 0.0% | 248 | -0.8% | 0.00% | 0.0% |
| BFYT | New | BENEFYTT TECHNOLOGIES CL A ORD (NMS)call | $4,000 | – | 236 | +100.0% | 0.00% | – |
| CDRPRC | New | CEDAR RLTY SRS C PRF | $3,000 | – | 200 | +100.0% | 0.00% | – |
| SNP | CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr | $4,000 | 0.0% | 99 | 0.0% | 0.00% | -33.3% | |
| CS | Sell | CREDIT SUISSE GRP ADR REPTG ONE ORDsponsored adr | $4,000 | -99.4% | 424 | -99.5% | 0.00% | -99.6% |
| CYDY | Sell | CYTODYN ORD | $3,000 | 0.0% | 600 | -50.0% | 0.00% | 0.0% |
| DXC | Sell | DXC TECHNOLOGY ORD | $3,000 | -84.2% | 200 | -86.7% | 0.00% | -85.7% |
| DIS | New | WALT DISNEY ORD | $3,000 | – | 30 | +100.0% | 0.00% | – |
| FDX | New | FEDEX ORDcall | $4,000 | – | 30 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER ORD | $3,000 | – | 400 | +100.0% | 0.00% | – |
| GNUS | New | GENIUS BRANDS INTERNATIONAL ORD | $4,000 | – | 2,000 | +100.0% | 0.00% | – |
| GEFB | New | GREIF CL B ORD | $4,000 | – | 110 | +100.0% | 0.00% | – |
| IWM | Sell | ISHARES RUSSELL 2000 ETFcall | $3,000 | -82.4% | 25 | -83.3% | 0.00% | -84.6% |
| DFNSU | LGL SYSTEMS ACQUISITION UNT | $4,000 | 0.0% | 450 | 0.0% | 0.00% | -33.3% | |
| LVS | New | LAS VEGAS SANDS ORD | $4,000 | – | 100 | +100.0% | 0.00% | – |
| NEM | New | NEWMONT ORD | $3,000 | – | 50 | +100.0% | 0.00% | – |
| SOHU | New | SOHU.COM ADR REP ORDsponsored adr | $3,000 | – | 400 | +100.0% | 0.00% | – |
| TMUSR | New | T MOBILE US SUBSRTS | $4,000 | – | 25,000 | +100.0% | 0.00% | – |
| THCA | New | TUSCAN HOLDINGS CORP II | $3,000 | – | 362 | +100.0% | 0.00% | – |
| VNET | New | 21VIANET GROUP ADR REP SIX ORDput | $3,000 | – | 142 | +100.0% | 0.00% | – |
| WTRH | New | WAITR HOLDINGS ORD | $3,000 | – | 1,500 | +100.0% | 0.00% | – |
| WDC | Buy | WESTERN DIGITAL ORDcall | $3,000 | +200.0% | 80 | +166.7% | 0.00% | +100.0% |
| WSC | New | WILLSCOT MOBILE MINI HOLDIN CL A ORDcall | $3,000 | – | 250 | +100.0% | 0.00% | – |
| LULU | New | LULULEMON ATHLETICA ORDput | $2,000 | – | 7 | +100.0% | 0.00% | – |
| WW | New | WW INTERNATIONAL ORD | $1,000 | – | 50 | +100.0% | 0.00% | – |
| SPAQU | Sell | SPARTAN ENERGY ACQUISITION CL A UNT | $2,000 | -71.4% | 268 | -59.9% | 0.00% | -80.0% |
| FSLY | New | FASTLY CL A ORDput | $2,000 | – | 30 | +100.0% | 0.00% | – |
| PCG | Buy | PG&E ORDcall | $1,000 | – | 210 | +20900.0% | 0.00% | – |
| ERJ | Sell | EMBRAER ADR REP FOUR ORD (NYS)call | $1,000 | -90.9% | 300 | -79.9% | 0.00% | -87.5% |
| ELAN | ELANCO ANIMAL HEALTH CVR | $2,000 | 0.0% | 100 | 0.0% | 0.00% | -50.0% | |
| JNPR | New | JUNIPER NETWORKS ORD (NYS)call | $1,000 | – | 50 | +100.0% | 0.00% | – |
| EVV | EATON VANCE LIMITED DURATION INCM CF | $2,000 | 0.0% | 200 | 0.0% | 0.00% | -50.0% | |
| VKTX | VIKING THERAPEUTICS ORD | $1,000 | 0.0% | 220 | 0.0% | 0.00% | 0.0% | |
| MJ | Buy | ETFMG ALTERNATIVE HARVEST ETFput | $2,000 | – | 218 | +225.4% | 0.00% | – |
| DKNG | New | DRAFTKINGS CL A ORDcall | $2,000 | – | 75 | +100.0% | 0.00% | – |
| DIS | Sell | WALT DISNEY ORDcall | $1,000 | -50.0% | 10 | -63.0% | 0.00% | -50.0% |
| New | DERMTECH INC | $1,000 | – | 2,500 | +100.0% | 0.00% | – | |
| DDOG | New | DATADOG CL A ORDput | $1,000 | – | 20 | +100.0% | 0.00% | – |
| CRIS | CURIS ORD | $2,000 | +100.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| CRWD | New | CROWDSTRIKE HOLDINGS CL A ORDcall | $1,000 | – | 10 | +100.0% | 0.00% | – |
| JBLU | New | JETBLUE AIRWAYS ORD | $1,000 | – | 100 | +100.0% | 0.00% | – |
| CRON | New | CRONOS GROUP ORD | $1,000 | – | 200 | +100.0% | 0.00% | – |
| JPM | Buy | JPMORGAN CHASE ORD | $2,000 | – | 30 | +2900.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUST ETFcall | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS CL A ORDcall | $1,000 | – | 100 | +100.0% | 0.00% | – |
| IQ | New | IQIYI ADS REP 7 CL A ORD | $1,000 | – | 50 | +100.0% | 0.00% | – |
| BOX | New | BOX CL A ORD (NYS)call | $1,000 | – | 75 | +100.0% | 0.00% | – |
| BFYT | New | BENEFYTT TECHNOLOGIES CL A ORD (NMS)put | $1,000 | – | 75 | +100.0% | 0.00% | – |
| BMRG | New | B RILEY PRINCIPAL MERGER CL A ORD | $2,000 | – | 200 | +100.0% | 0.00% | – |
| DDD | 3D SYSTEMS ORD (NYS)call | $2,000 | -33.3% | 400 | 0.0% | 0.00% | -50.0% | |
| ACB | New | AURORA CANNABIS ORDcall | $2,000 | – | 209 | +100.0% | 0.00% | – |
| SRNE | New | SORRENTO THERAPEUTICS ORD | $1,000 | – | 300 | +100.0% | 0.00% | – |
| TSLA | New | TESLA ORDcall | $1,000 | – | 1 | +100.0% | 0.00% | – |
| TSN | New | TYSON FOODS CL A ORDcall | $1,000 | – | 30 | +100.0% | 0.00% | – |
| ON | New | ON SEMICONDUCTOR ORDcall | $2,000 | – | 150 | +100.0% | 0.00% | – |
| SIGM | SIGMA DESIGNS ORD | $1,000 | 0.0% | 5,300 | 0.0% | 0.00% | 0.0% | |
| GDX | New | VANECK VECTORS GOLD MINERS ETFcall | $1,000 | – | 40 | +100.0% | 0.00% | – |
| TLRY | Buy | TILRAY CL 2 ORD | $1,000 | 0.0% | 200 | +33.3% | 0.00% | 0.0% |
| FEAC | New | FLYING EAGLE ACQUISITION CL A ORD | $2,000 | – | 200 | +100.0% | 0.00% | – |
| ATI | New | ALLEGHENY TECHNOLOGIES ORD | $1,000 | – | 100 | +100.0% | 0.00% | – |
| TGNA | TEGNA ORD | $1,000 | 0.0% | 160 | 0.0% | 0.00% | 0.0% | |
| FREE | New | WHOLE EARTH BRANDS CL A ORD | $1,000 | – | 240 | +100.0% | 0.00% | – |
| ALRN | New | AILERON THERAPEUTICS ORD | $2,000 | – | 2,500 | +100.0% | 0.00% | – |
| FIT | Buy | FITBIT CL A ORDput | $1,000 | 0.0% | 250 | +18.5% | 0.00% | 0.0% |
| T | New | AT&T ORD | $1,000 | – | 50 | +100.0% | 0.00% | – |
| AMRS | New | AMYRIS ORD (NMS)call | $0 | – | 104 | +100.0% | 0.00% | – |
| AMX | New | AMERICA MOVIL ADR REP 20 SR L ORDsponsored adr | $0 | – | 1 | +100.0% | 0.00% | – |
| RWLK | REWALK ROBOTICS LTD | $0 | – | 120 | 0.0% | 0.00% | – | |
| AMRN | Sell | AMARIN ADR REP 1 ORDsponsored adr | $0 | -100.0% | 50 | -99.2% | 0.00% | -100.0% |
| NPCUF | ALLON THERAPEUTICS ORD | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| ALDX | ALDEYRA THERAPEUTICS ORD | $0 | – | 100 | 0.0% | 0.00% | – | |
| MYL | New | MYLAN ORD | $0 | – | 50 | +100.0% | 0.00% | – |
| AGEN | New | AGENUS INC (NMS)call | $0 | – | 10 | +100.0% | 0.00% | – |
| OSWWF | ONESPAWORLD HOLDINGS LTD | $0 | – | 300 | 0.0% | 0.00% | – | |
| TIDE | TIDELANDS OIL AND GAS ORD | $0 | – | 526,323 | 0.0% | 0.00% | – | |
| TTM | TATA MOTORS ADR REPSG 5 ORD (NYS)put | $0 | – | 100 | 0.0% | 0.00% | – | |
| SYY | New | SYSCO ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| TTP | New | TORTOISE PIPELINE AND ENERGY CF | $0 | – | 1 | +100.0% | 0.00% | – |
| LUV | New | SOUTHWEST AIRLINES ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| SMMCU | Sell | SOUTH MOUNTAIN MERGER UNT | $0 | -100.0% | 17 | -94.3% | 0.00% | -100.0% |
| QRVO | New | QORVO ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| FTV | Exit | FORTIVE ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| TSN | Sell | TYSON FOODS CL A ORD | $0 | -100.0% | 1 | -100.0% | 0.00% | -100.0% |
| NSCO | NESCO HOLDINGS ORD | $0 | – | 100 | 0.0% | 0.00% | – | |
| NNDM | New | NANO DIMENSION 1 ADR REP ORDsponsored adr | $0 | – | 100 | +100.0% | 0.00% | – |
| NXCN | NXCHAIN ORD | $0 | – | 800 | 0.0% | 0.00% | – | |
| NIO | New | NIO ADS REP 1 CL A ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| MOTS | Sell | MOTUS GI HOLDINGS ORD | $0 | – | 300 | -40.0% | 0.00% | – |
| MGI | MONEYGRAM INTERNATIONAL ORD | $0 | – | 200 | 0.0% | 0.00% | – | |
| UXIN | New | UXIN ADR REP 3 ORD (NMS)call | $0 | – | 150 | +100.0% | 0.00% | – |
| MANH | New | MANHATTAN ASSOCIATES ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| GDX | Sell | VANECK VECTORS GOLD MINERS ETF | $0 | -100.0% | 15 | -70.0% | 0.00% | -100.0% |
| LITE | New | LUMENTUM HOLDINGS ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| LPIH | LONGWEI PETROLEUM INVEST HOLDING ORD | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| LEVI | New | LEVI STRAUSS CL A ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| INPC | INPHONIC ORD (OTC) | $0 | – | 14,472 | 0.0% | 0.00% | – | |
| HON | New | HONEYWELL INTERNATIONAL ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| HXL | New | HEXCEL ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| HEIA | New | HEICO CL A ORD | $0 | – | 8 | +100.0% | 0.00% | – |
| GNPR | GENIUS PRODUCTS ORD | $0 | – | 122 | 0.0% | 0.00% | – | |
| GPS | New | GAP ORDcall | $0 | – | 60 | +100.0% | 0.00% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| FNBCQ | FIRST NBC BANK HOLDING ORD | $0 | – | 8,519 | 0.0% | 0.00% | – | |
| FNMA | New | FEDERAL NATIONAL MORTGAGE ORD | $0 | – | 400 | +100.0% | 0.00% | – |
| ETCK | ENERTECK ORD | $0 | – | 7,500 | 0.0% | 0.00% | – | |
| EHTH | New | EHEALTH ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| FRO | New | FRONTLINE ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| QTNT | New | QUOTIENT ORDcall | $0 | – | 45 | +100.0% | 0.00% | – |
| CRSAU | Sell | CRESCENT ACQUISITION UNT | $0 | -100.0% | 20 | -80.0% | 0.00% | -100.0% |
| CSCO | New | CISCO SYSTEMS ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| CDR | CEDAR REALTY REIT ORD | $0 | – | 300 | 0.0% | 0.00% | – | |
| CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | $0 | – | 39,000 | 0.0% | 0.00% | – | ||
| CAR | New | AVIS BUDGET GROUP ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| ASRT | New | ASSERTIO HOLDINGS ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| ANET | New | ARISTA NETWORKS ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| APHA | Buy | APHRIA ORDcall | $0 | – | 190 | +61.0% | 0.00% | – |
| IBN | Exit | ICICI BANK ADR REP 2 ORDsponsored adr | $0 | – | -50 | -100.0% | 0.00% | – |
| ASRT | Exit | ASSERTIO THERAPEUTICS ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| NAVB | Exit | NAVIDEA BIOPHARMACEUTICALS ORDcall | $0 | – | -525 | -100.0% | 0.00% | – |
| VICR | Exit | VICOR ORD (NMS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| DEAC | Exit | DIAMOND EAGLE ACQUISITION CL A ORD (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| ACIA | Exit | ACACIA COMMUNICATIONS ORD (NMS)put | $0 | – | -1 | -100.0% | 0.00% | – |
| KAR | Exit | KAR AUCTION SERVICES ORD (NYS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| CNHI | Exit | CNH INDUSTRIAL ORD | $0 | – | -3 | -100.0% | 0.00% | – |
| AMRN | Exit | AMARIN ADR REP 1 ORDcall | $0 | – | -69 | -100.0% | 0.00% | – |
| NLOK | Exit | NORTONLIFELOCK ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| ODP | Exit | OFFICE DEPOT ORD | $0 | – | -500 | -100.0% | 0.00% | – |
| PKDC | Exit | PARKER DRILLING ORD | $0 | – | -99 | -100.0% | 0.00% | – |
| X | Exit | US STEEL ORDcall | $0 | – | -35 | -100.0% | 0.00% | – |
| AQMS | Exit | AQUA METALS ORD | $0 | – | -440 | -100.0% | 0.00% | – |
| AZN | Exit | ASTRAZENECA ADR REP 1.5 ORDsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| MLM | Exit | MARTIN MARIETTA MATERIALS ORD | $0 | – | -5 | -100.0% | 0.00% | – |
| HMNY | Exit | HELIOS AND MATHESON ANALYTICS ORD | $0 | – | -1,002 | -100.0% | 0.00% | – |
| CRM | Exit | SALESFORCE.COM ORD | $0 | – | -2 | -100.0% | 0.00% | – |
| SLB | Exit | SCHLUMBERGER ORD | $0 | – | -50 | -100.0% | 0.00% | – |
| QEP | Exit | QEP RESOURCES ORD (NYS)call | $0 | – | -16 | -100.0% | 0.00% | – |
| TWLO | Exit | TWILIO CL A ORDput | $0 | – | -2 | -100.0% | 0.00% | – |
| APA | Exit | APACHE ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| NLOK | Exit | NORTONLIFELOCK ORDput | $0 | – | -10 | -100.0% | 0.00% | – |
| IP | Exit | INTERNATIONAL PAPER ORD | $0 | – | -30 | -100.0% | 0.00% | – |
| UBP | Exit | URSTADT BIDDLE REIT ORD | $0 | – | -35 | -100.0% | 0.00% | – |
| ACIA | Exit | ACACIA COMMUNICATIONS ORD (NMS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| BYND | Exit | BEYOND MEAT ORD | $0 | – | -5 | -100.0% | 0.00% | – |
| ACB | Exit | AURORA CANNABIS ORD | $0 | – | -500 | -100.0% | 0.00% | – |
| TGE | Exit | TALLGRASS ENERGY CL A ORDcall | $0 | – | -20 | -100.0% | 0.00% | – |
| GDS | Exit | GDS HOLDINGS LIMITED ADR (NMS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| SQ | Exit | SQUARE CL A ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| WIFI | Exit | BOINGO WIRELESS ORD (NMS)call | $0 | – | -50 | -100.0% | 0.00% | – |
| SPG | Exit | SIMON PROP GRP REIT ORDput | $0 | – | -15 | -100.0% | 0.00% | – |
| GS | Exit | GOLDMAN SACHS GROUP ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| SHAK | Exit | SHAKE SHACK CL A ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| NAV | Exit | NAVISTAR INTERNATIONAL ORD (NYS)put | $0 | – | -40 | -100.0% | 0.00% | – |
| AA | Exit | ALCOA ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| FISV | Exit | FISERV ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| KSS | Exit | KOHL'S ORDput | $0 | – | -30 | -100.0% | 0.00% | – |
| RARX | Exit | RA PHARMACEUTICALS ORD (NMS)call | $0 | – | -11 | -100.0% | 0.00% | – |
| ATROB | Exit | ASTRONICS CL B ORD | $0 | – | -67 | -100.0% | 0.00% | – |
| PHD | Exit | PIONEER FLOATING RATE CF | $0 | – | -100 | -100.0% | 0.00% | – |
| AMRQQ | Exit | ALTA MESA RESOURCES CL A ORD | $0 | – | -2,500 | -100.0% | 0.00% | – |
| MDB | Exit | MONGODB CL A ORDput | $0 | – | -7 | -100.0% | 0.00% | – |
| VYGR | Exit | VOYAGER THERAPEUTICS ORD (NMS)call | $0 | – | -12 | -100.0% | 0.00% | – |
| TWTR | Exit | TWITTER ORDcall | $0 | – | -13 | -100.0% | 0.00% | – |
| ALGRR | Exit | ALLEGRO MERGER RTS | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TNK | Exit | TEEKAY TANKERS CL A ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| AGN | Exit | ALLERGAN ORDput | $0 | – | -1 | -100.0% | 0.00% | – |
| SPXL | Exit | DIREXION DAILY S&P 500 BULL 3X ETF | $0 | – | -1 | -100.0% | 0.00% | – |
| NLSN | Exit | NIELSEN HOLDINGS ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| PHUN | Exit | PHUNWARE ORD | $0 | – | -400 | -100.0% | 0.00% | – |
| CTON | Exit | SECOND STREET CAPITAL ORD | $0 | – | -20 | -100.0% | 0.00% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB ORDcall | $0 | – | -3 | -100.0% | 0.00% | – |
| AER | Exit | AERCAP HOLDINGS ORDput | $0 | – | -3 | -100.0% | 0.00% | – |
| CLR | Exit | CONTINENTAL RESOURCES ORD (NYS)call | $0 | – | -110 | -100.0% | 0.00% | – |
| PD | Exit | PAGERDUTY ORD (NYS)call | $0 | – | -2 | -100.0% | 0.00% | – |
| NAV | Exit | NAVISTAR INTERNATIONAL ORD (NYS)call | $0 | – | -30 | -100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMA IND ADR REP 1 ORDsponsored adr | $0 | – | 50 | +100.0% | 0.00% | – |
| TCO | New | TAUBMAN CNTR REIT ORDput | $0 | – | 5 | +100.0% | 0.00% | – |
| SAMAU | Exit | SCHULTZE SPECIAL PURPOSE ACQUISI UNT | $0 | – | -100 | -100.0% | -0.00% | – |
| USB | Exit | US BANCORP ORD | $0 | – | -50 | -100.0% | -0.00% | – |
| DD | Exit | DUPONT DE NEMOURS ORD | $0 | – | -30 | -100.0% | -0.00% | – |
| MPC | Exit | MARATHON PETROLEUM ORD | $0 | – | -50 | -100.0% | -0.00% | – |
| MAN | Exit | MANPOWERGROUP ORD | $0 | – | -30 | -100.0% | -0.00% | – |
| GS | Exit | GOLDMAN SACHS GROUP ORDcall | $0 | – | -10 | -100.0% | -0.00% | – |
| HPQ | Exit | HP ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| SFTWU | Exit | OSPREY TECHNOLOGY ACQUI CL A RED UNT | $0 | – | -110 | -100.0% | -0.00% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL ORDput | $0 | – | -100 | -100.0% | -0.00% | – |
| TECD | Exit | TECHNOLOGY DATA ORDput | $0 | – | -10 | -100.0% | -0.00% | – |
| RARX | Exit | RA PHARMACEUTICALS ORD (NMS)put | $0 | – | -35 | -100.0% | -0.00% | – |
| GNW | Exit | GENWORTH FINANCIAL CL A ORDcall | $0 | – | -421 | -100.0% | -0.00% | – |
| XLE | Exit | ENERGY SELECT SECTOR SPDR ETF | $0 | – | -50 | -100.0% | -0.00% | – |
| PTON | Exit | PELOTON INTERACTIVE ORDcall | $0 | – | -50 | -100.0% | -0.00% | – |
| RILYO | Exit | B RILEY FINANCIAL 6 75 SNR NTS | $0 | – | -200 | -100.0% | -0.00% | – |
| MOS | Exit | MOSAIC ORD | $0 | – | -360 | -100.0% | -0.00% | – |
| AAPL | Exit | APPLE ORDput | $0 | – | -15 | -100.0% | -0.00% | – |
| CAT | Exit | CATERPILLAR ORDcall | $0 | – | -20 | -100.0% | -0.00% | – |
| GRAFU | Exit | GRAF INDUSTRIAL RED UNT | $0 | – | -300 | -100.0% | -0.00% | – |
| ZIONO | Exit | ZIONS BANCOR DS REP 1 40TH SRS G PRF | $0 | – | -100 | -100.0% | -0.00% | – |
| HD | Exit | HOME DEPOT ORDput | $0 | – | -15 | -100.0% | -0.00% | – |
| CZR | Exit | CAESARS ENTERTAINMENT ORD | $0 | – | -420 | -100.0% | -0.00% | – |
| ZIONL | Exit | ZIONS 6 95 FIX TO FLO RATE SUB NTS | $0 | – | -100 | -100.0% | -0.00% | – |
| BAF | Exit | BLACKROCK MUNICIP INC INV QUALITY CF | $0 | – | -186 | -100.0% | -0.00% | – |
| HEI | Exit | HEICO ORD | $0 | – | -50 | -100.0% | -0.00% | – |
| CARV | Exit | CARVER BANCORP ORD | $0 | – | -1,500 | -100.0% | -0.00% | – |
| HYACU | Exit | HAYMAKER ACQUISITION UNT | $0 | – | -200 | -100.0% | -0.00% | – |
| HWM | Exit | HOWMET AEROSPACE ORDcall | $0 | – | -235 | -100.0% | -0.00% | – |
| HIMX | Exit | HIMAX TECHNOLOGIES ADR REP 2 ORDcall | $0 | – | -1,050 | -100.0% | -0.00% | – |
| FDX | Exit | FEDEX ORD | $0 | – | -22 | -100.0% | -0.00% | – |
| MA | Exit | MASTERCARD CL A ORD | $0 | – | -12 | -100.0% | -0.00% | – |
| ACTTU | Exit | ACT II GLOBAL ACQUISITION UNT | $0 | – | -300 | -100.0% | -0.00% | – |
| WFCPRQ | Exit | WLS DS REP 1/1000 CL A SRS Q PRP PRF | $0 | – | -100 | -100.0% | -0.00% | – |
| TRTNPRC | Exit | TRITON INTERN CUM RED SRS C PERP PRF | $0 | – | -185 | -100.0% | -0.00% | – |
| JPM | Exit | JPMORGAN CHASE ORDcall | $0 | – | -30 | -100.0% | -0.00% | – |
| Exit | SPRINT CORPORATIONcall | $0 | – | -1,250 | -100.0% | -0.00% | – | |
| STNG | Exit | SCORPIO TANKERS ORDcall | $0 | – | -122 | -100.0% | -0.00% | – |
| DISCB | Exit | DISCOVERY SRS B ORD | $0 | – | -133 | -100.0% | -0.00% | – |
| OR | Exit | OSISKO GOLD ROYALTIES ORD (NYS)call | $0 | – | -303 | -100.0% | -0.00% | – |
| MSPRE | Exit | MORGAN STANL DS REP 1/1000 SRS E PRF | $0 | – | -100 | -100.0% | -0.00% | – |
| IOVA | Exit | IOVANCE BIOTHERAPEUTICS ORD (NMS)call | $0 | – | -155 | -100.0% | -0.00% | – |
| DBVT | Exit | DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr | $0 | – | -1,199 | -100.0% | -0.00% | – |
| JD | Exit | JD.COM ADR REP 2 CL A ORDput | $0 | – | -110 | -100.0% | -0.00% | – |
| SDC | Exit | SMILEDIRECTCLUB CL A ORD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| RILYI | Exit | B RILEY FINANCIAL 6.875 SNR NTS | $0 | – | -209 | -100.0% | -0.00% | – |
| WCC | Exit | WESCO INTL ORD (NYS)call | $0 | – | -200 | -100.0% | -0.00% | – |
| EURN | Exit | EURONAV NVcall | $0 | – | -440 | -100.0% | -0.00% | – |
| CHNG | Exit | CHANGE HEALTHCARE ORD | $0 | – | -442 | -100.0% | -0.00% | – |
| HOFSQ | Exit | HERMITAGE OFFSHORE SERVICES ORD | $0 | – | -8,286 | -100.0% | -0.00% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE ORD | $0 | – | -586 | -100.0% | -0.00% | – |
| CHNG | Exit | CHANGE HEALTHCARE ORDcall | $0 | – | -530 | -100.0% | -0.00% | – |
| HIO | Exit | WESTRN ASST HIGH INCM OPPORTUNITY CF | $0 | – | -1,812 | -100.0% | -0.01% | – |
| UBER | Exit | UBER TECHNOLOGIES INCput | $0 | – | -220 | -100.0% | -0.01% | – |
| BABA | Exit | ALIBABA GROUP HOLDING ADR REP 8 ORDput | $0 | – | -40 | -100.0% | -0.01% | – |
| ETPPRD | Exit | ENRGY TRNSFR OPERT SRS D CUM RED PRF | $0 | – | -500 | -100.0% | -0.01% | – |
| VIAC | Exit | VIACOMCBS CL B ORDcall | $0 | – | -450 | -100.0% | -0.01% | – |
| RTN | Exit | RAYTHEON ORDput | $0 | – | -50 | -100.0% | -0.01% | – |
| NEV | Exit | NUVEEN ENHANCED MUNICIPAL VALUE CF | $0 | – | -500 | -100.0% | -0.01% | – |
| DHT | Exit | DHT HOLDINGS ORDcall | $0 | – | -923 | -100.0% | -0.01% | – |
| RILYG | Exit | B RILEY FINANCIAL SNR NTS | $0 | – | -400 | -100.0% | -0.01% | – |
| MOHO | Exit | ECMOHO ADS | $0 | – | -1,200 | -100.0% | -0.01% | – |
| FWP | Exit | FORWARD PHARMA ADR REP 14 ORDsponsored adr | $0 | – | -1,118 | -100.0% | -0.01% | – |
| KELYB | Exit | KELLY SERVICES CL B ORD | $0 | – | -706 | -100.0% | -0.01% | – |
| APA | Exit | APACHE ORDcall | $0 | – | -2,104 | -100.0% | -0.01% | – |
| EXAS | Exit | EXACT SCIENCES ORD (NMS)call | $0 | – | -150 | -100.0% | -0.01% | – |
| LOGM | Exit | LOGMEIN ORD | $0 | – | -100 | -100.0% | -0.01% | – |
| SYFPRA | Exit | SYNCHRONY FINL 40 DS REP SRS A PRF | $0 | – | -500 | -100.0% | -0.01% | – |
| GFNCP | Exit | GENERAL FIN SRS C CUM RED PERP PRF | $0 | – | -100 | -100.0% | -0.01% | – |
| GOTU | Exit | GSX TECHEDU 3 ADR REP 2 CL A ORDsponsored adr | $0 | – | -200 | -100.0% | -0.01% | – |
| SOXL | Exit | DIREXION SEMICONDUCTOR BULL 3X ETF | $0 | – | -126 | -100.0% | -0.01% | – |
| FRO | Exit | FRONTLINE ORDcall | $0 | – | -1,111 | -100.0% | -0.01% | – |
| Exit | ORGANIGRAM HOLDINGS ORD | $0 | – | -5,160 | -100.0% | -0.01% | – | |
| EE | Exit | EL PASO ELECTRIC ORD | $0 | – | -200 | -100.0% | -0.01% | – |
| GEF | Exit | GREIF CL A ORD | $0 | – | -445 | -100.0% | -0.01% | – |
| HYD | Exit | VANECK VECTR HG YLD MCPL INDX ETF | $0 | – | -300 | -100.0% | -0.01% | – |
| MCK | Exit | MCKESSON ORD | $0 | – | -117 | -100.0% | -0.01% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES ORDcall | $0 | – | -255 | -100.0% | -0.01% | – |
| DHT | Exit | DHT HOLDINGS ORD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES ORDput | $0 | – | -265 | -100.0% | -0.01% | – |
| AKTS | Exit | AKOUSTIS TECHNOLOGIE ORD | $0 | – | -2,633 | -100.0% | -0.01% | – |
| MFACU | Exit | MEGALITH FINANCIAL ACQUISITION UNT | $0 | – | -1,860 | -100.0% | -0.01% | – |
| HTGM | Exit | HTG MOLECULAR DIAGNOSTICS ORD | $0 | – | -56,500 | -100.0% | -0.01% | – |
| RTN | Exit | RAYTHEON ORDcall | $0 | – | -150 | -100.0% | -0.01% | – |
| NAN | Exit | NUVEEN NEW YORK QLTY MNCPL INCM CF | $0 | – | -1,600 | -100.0% | -0.02% | – |
| SPY | Exit | SPDR S&P 500 ETFcall | $0 | – | -92 | -100.0% | -0.02% | – |
| PMO | Exit | PUTNAM MUNICIPAL OPPORTUNITIES CF | $0 | – | -2,000 | -100.0% | -0.02% | – |
| Exit | GARRISON CAPITAL ORD | $0 | – | -14,500 | -100.0% | -0.02% | – | |
| HIMX | Exit | HIMAX TECHNOLOGIES ADR REP 2 ORDsponsored adr | $0 | – | -9,850 | -100.0% | -0.02% | – |
| EVM | Exit | EATON VANCE CALIF MUNICIPAL BOND CF | $0 | – | -2,700 | -100.0% | -0.02% | – |
| NK | Exit | NANTKWEST ORD | $0 | – | -10,000 | -100.0% | -0.02% | – |
| NNGRY | Exit | NN GROUP NV UNSPONSORED NETHERLA ADR | $0 | – | -2,000 | -100.0% | -0.02% | – |
| ARCB | Exit | ARCBEST ORD | $0 | – | -1,700 | -100.0% | -0.02% | – |
| ERJ | Exit | EMBRAER ADR REP FOUR ORDsponsored adr | $0 | – | -4,000 | -100.0% | -0.02% | – |
| BRZU | Exit | DIREXION BRAZIL BULL 2X SHARES ETF | $0 | – | -20,000 | -100.0% | -0.02% | – |
| NLOK | Exit | NORTONLIFELOCK ORD | $0 | – | -1,680 | -100.0% | -0.02% | – |
| PCQ | Exit | PIMCO CALIFORNIA MUNICIPAL INCOME CF | $0 | – | -2,009 | -100.0% | -0.02% | – |
| MFL | Exit | BLACKOCK MUNIHOLDINGS INV QUALITY CF | $0 | – | -2,500 | -100.0% | -0.02% | – |
| TPC | Exit | TUTOR PERINI ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| FCX | Exit | FREEPORT MCMORAN ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| MGPI | Exit | MGP INGREDIENTS ORD | $0 | – | -1,273 | -100.0% | -0.03% | – |
| MDRIQ | Exit | MCDERMOTT INTERNATIONAL ORD | $0 | – | -600,000 | -100.0% | -0.03% | – |
| RILYN | Exit | B RILEY FINANCIAL 6 50 SNR NTS | $0 | – | -2,000 | -100.0% | -0.03% | – |
| AFINP | Exit | AMERICAN FIN CUM RED PERP SRS A PRF | $0 | – | -2,000 | -100.0% | -0.03% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL ORD | $0 | – | -3,200 | -100.0% | -0.03% | – |
| MRKR | Exit | MARKER THERAPEUTICS ORD | $0 | – | -20,000 | -100.0% | -0.03% | – |
| RMM | Exit | RIVERNORTH MANAGED DRTN MUNI NAV CF | $0 | – | -2,300 | -100.0% | -0.03% | – |
| NHA | Exit | NUVEEN MUNICIPAL 2021 TARGET TERM CF | $0 | – | -4,535 | -100.0% | -0.03% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED CF | $0 | – | -4,000 | -100.0% | -0.03% | – |
| Exit | TCS GROUP HOLDING REG S GDR | $0 | – | -3,660 | -100.0% | -0.03% | – | |
| PNNT | Exit | PENNANTPARK INVESTMENT ORD | $0 | – | -18,000 | -100.0% | -0.04% | – |
| TTM | Exit | TATA MOTORS ADR REPSG 5 ORDsponsored adr | $0 | – | -10,000 | -100.0% | -0.04% | – |
| MQY | Exit | BLACKROCK MUNIYLD QUALITY FUND CF | $0 | – | -3,357 | -100.0% | -0.04% | – |
| EFF | Exit | EATON VANCE FLTNG RATE INC PLUS CF | $0 | – | -4,173 | -100.0% | -0.04% | – |
| VMO | Exit | INVESCO MUNICIPAL OPPORTUNITY CF | $0 | – | -4,329 | -100.0% | -0.04% | – |
| EHI | Exit | WESTERN ASST GLBAL HIGH INCOME CF | $0 | – | -6,659 | -100.0% | -0.04% | – |
| BLE | Exit | BLACKROCK MUNICIPAL INCOME II CF | $0 | – | -4,000 | -100.0% | -0.04% | – |
| EFCPRA | Exit | ELLINGTON FINANCIAL INC | $0 | – | -4,900 | -100.0% | -0.04% | – |
| ETX | Exit | EATON VANCE MUNICIPAL INCOME TRM CF | $0 | – | -2,637 | -100.0% | -0.04% | – |
| CEMI | Exit | CHEMBIO DIAGNOSTICS ORD | $0 | – | -10,829 | -100.0% | -0.04% | – |
| MQT | Exit | BLACKROCK MUNIYLD QUALITY FUND II CF | $0 | – | -4,500 | -100.0% | -0.04% | – |
| RPAYW | Exit | REPAY HOLDINGS CORP | $0 | – | -44,200 | -100.0% | -0.04% | – |
| MT | Exit | ARCELORMITTAL ADR | $0 | – | -6,010 | -100.0% | -0.04% | – |
| CCJ | Exit | CAMECO ORD | $0 | – | -7,500 | -100.0% | -0.04% | – |
| BKT | Exit | BLACKROCK INCOME CF | $0 | – | -9,867 | -100.0% | -0.04% | – |
| VCV | Exit | INVESCO CALIFORNIA VALUE MUNCIPAL CF | $0 | – | -5,000 | -100.0% | -0.04% | – |
| LEO | Exit | BNY MELLON STRATEGIC MUNICPLS NAV CF | $0 | – | -7,795 | -100.0% | -0.04% | – |
| BBN | Exit | BLACKROCK TAXABL MUNI BND CF | $0 | – | -2,701 | -100.0% | -0.04% | – |
| RBS | Exit | ROYAL BANK SCOTLAND ADS REP 2 ORD | $0 | – | -21,700 | -100.0% | -0.04% | – |
| NTRP | Exit | NEUROTROPE ORD | $0 | – | -75,300 | -100.0% | -0.05% | – |
| ASC | Exit | ARDMORE SHIPPING ORD | $0 | – | -11,951 | -100.0% | -0.05% | – |
| IPB | Exit | MERRILL LYNCH DEPOSITOR INC INDEXPLUS TRUST SERIES 2003-1 | $0 | – | -2,495 | -100.0% | -0.05% | – |
| HRVSF | Exit | HARVEST HEALTH AND RECREATION ORD | $0 | – | -71,300 | -100.0% | -0.05% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD STRATGS CF | $0 | – | -7,829 | -100.0% | -0.05% | – |
| PCK | Exit | PIMCO CALIFORNIA MUNICI INCOME II CF | $0 | – | -8,000 | -100.0% | -0.05% | – |
| NKX | Exit | NUVEN CALIFOR AMT FREE QLT MNCPL CF | $0 | – | -5,000 | -100.0% | -0.05% | – |
| VBF | Exit | INVESCO BOND CF | $0 | – | -4,000 | -100.0% | -0.05% | – |
| ZG | Exit | ZILLOW GROUP CL A ORD | $0 | – | -2,300 | -100.0% | -0.06% | – |
| BKK | Exit | BLACKROCK MUNICIPAL 2020 TERM CF | $0 | – | -5,400 | -100.0% | -0.06% | – |
| SU | Exit | SUNCOR ENERGY ORD | $0 | – | -5,000 | -100.0% | -0.06% | – |
| XME | Exit | SPDR S&P METALS & MINING ETF | $0 | – | -5,000 | -100.0% | -0.06% | – |
| NBSE | Exit | NEUBASE THERAPEUTICS ORD | $0 | – | -11,270 | -100.0% | -0.06% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QUALITY III CF | $0 | – | -6,488 | -100.0% | -0.06% | – |
| NET | Exit | CLOUDFLARE CL A ORD | $0 | – | -3,500 | -100.0% | -0.06% | – |
| TPB | Exit | TURNING POINT BRANDS ORD | $0 | – | -4,000 | -100.0% | -0.06% | – |
| DMB | Exit | BNY MELLON MNCPL BND INFRSTR NAV CF | $0 | – | -6,900 | -100.0% | -0.06% | – |
| USO | Exit | UNITED STATES OIL ETF | $0 | – | -20,500 | -100.0% | -0.06% | – |
| IOTS | Exit | ADESTO TECHNOLOGIES ORD | $0 | – | -8,000 | -100.0% | -0.07% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP ORD | $0 | – | -4,000 | -100.0% | -0.07% | – |
| MHI | Exit | PIONEER MUNICIPAL HIGH INCOME CF | $0 | – | -8,078 | -100.0% | -0.07% | – |
| PAE | Exit | PAE CL A ORD | $0 | – | -14,300 | -100.0% | -0.07% | – |
| NNY | Exit | NUVEEN NEW YORK MUNICIPAL VALUE CF | $0 | – | -10,000 | -100.0% | -0.07% | – |
| DDOG | Exit | DATADOG CL A ORD | $0 | – | -2,600 | -100.0% | -0.07% | – |
| MUA | Exit | BLACKROCK MUNIASSETS CF | $0 | – | -7,170 | -100.0% | -0.07% | – |
| BFZ | Exit | BLACKROCK CALIFORNIA MUNICPL INCM CF | $0 | – | -7,728 | -100.0% | -0.08% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMENT ORD | $0 | – | -44,550 | -100.0% | -0.08% | – |
| VVR | Exit | INVESCO SNR INCOME CF | $0 | – | -32,000 | -100.0% | -0.08% | – |
| PMF | Exit | PIMCO MUNICIPAL INCOME CF | $0 | – | -8,200 | -100.0% | -0.08% | – |
| NUV | Exit | NUVEEN MUNICIPAL VALUE CF | $0 | – | -10,500 | -100.0% | -0.08% | – |
| MAV | Exit | PIONEER MUNICIPAL HIGH INCOME ADV CF | $0 | – | -10,043 | -100.0% | -0.08% | – |
| OIA | Exit | INVESCO MUNICPL INCM OPPOR CL COM CF | $0 | – | -15,285 | -100.0% | -0.08% | – |
| AL | Exit | AIR LEASE CL A ORD | $0 | – | -4,750 | -100.0% | -0.08% | – |
| DUC | Exit | DUFF & PHELPS UTILITY & CORP BOND CF | $0 | – | -12,681 | -100.0% | -0.08% | – |
| CKHUY | Exit | CK HUTCHISON HOLDINGS ADR | $0 | – | -16,000 | -100.0% | -0.08% | – |
| HMC | Exit | HONDA MOTOR ADR REP 1 ORDsponsored adr | $0 | – | -5,000 | -100.0% | -0.08% | – |
| VGM | Exit | INVESCO GRADE MUN CF | $0 | – | -9,841 | -100.0% | -0.09% | – |
| VRNT | Exit | VERINT SYSTEMS ORD | $0 | – | -2,768 | -100.0% | -0.09% | – |
| NAD | Exit | NUVEEN QUALITY MUNICIPAL INCM CF | $0 | – | -8,700 | -100.0% | -0.09% | – |
| BBF | Exit | BLACKROCK MUNICIPAL INCOME INV CF | $0 | – | -10,193 | -100.0% | -0.09% | – |
| ADC | Exit | AGREE REALTY REIT ORD | $0 | – | -2,000 | -100.0% | -0.09% | – |
| DXR | Exit | DAXOR ORD | $0 | – | -10,000 | -100.0% | -0.10% | – |
| PPR | Exit | VOYA PRIME RATE CF | $0 | – | -36,200 | -100.0% | -0.10% | – |
| PPT | Exit | PUTNAM PREMIER INCOME CF | $0 | – | -30,013 | -100.0% | -0.10% | – |
| FEYE | Exit | FIREEYE ORD | $0 | – | -12,792 | -100.0% | -0.10% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HOLDINGS ORD | $0 | – | -12,500 | -100.0% | -0.10% | – |
| WEIN | Exit | WEST END INDIANA BANCSHARES ORD | $0 | – | -4,141 | -100.0% | -0.10% | – |
| KTF | Exit | DWS MUNICIPAL INCOME CF | $0 | – | -13,180 | -100.0% | -0.11% | – |
| EIM | Exit | EATON VANCE MUNICIPAL BND CF | $0 | – | -11,440 | -100.0% | -0.11% | – |
| BTT | Exit | BLACKROCK MUNCPL 2030 TARGET TERM CF | $0 | – | -6,341 | -100.0% | -0.11% | – |
| VRT | Exit | VERTIV HOLDINGS CL A ORD | $0 | – | -16,607 | -100.0% | -0.11% | – |
| RMI | Exit | RIVERNORTH OPPORTUNI MUN INC NAV CF | $0 | – | -7,300 | -100.0% | -0.11% | – |
| TBT | Exit | PROSHRES ULTRASHT 20 PLS YR TRSY ETF | $0 | – | -9,300 | -100.0% | -0.11% | – |
| SMG | Exit | SCOTTS MIRACLE GRO ORD | $0 | – | -1,500 | -100.0% | -0.12% | – |
| PMX | Exit | PIMCO MUNICIPAL INCOME III CF | $0 | – | -14,917 | -100.0% | -0.12% | – |
| EVN | Exit | EATON VANCE MUNICIPAL INCOME CF | $0 | – | -13,373 | -100.0% | -0.12% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MNCPL INCM CF | $0 | – | -12,000 | -100.0% | -0.12% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA CL C ORD | $0 | – | -16,000 | -100.0% | -0.12% | – |
| GBAB | Exit | GUGNHM TXBL MUN MNG DUR CF | $0 | – | -7,466 | -100.0% | -0.12% | – |
| IIM | Exit | INVESCO VALUE MUNICIPAL INCOME CF | $0 | – | -11,738 | -100.0% | -0.13% | – |
| PML | Exit | PIMCO MUNICIPAL INCOME II CF | $0 | – | -13,295 | -100.0% | -0.13% | – |
| MED | Exit | MEDIFAST ORD | $0 | – | -2,730 | -100.0% | -0.13% | – |
| NAC | Exit | NUVEEN CLIFORNIA QULTY MNCPL INCM CF | $0 | – | -12,626 | -100.0% | -0.13% | – |
| NMZ | Exit | NUVEEN MUNI HIGH INC OPPORTUNITY CF | $0 | – | -14,570 | -100.0% | -0.14% | – |
| TECD | Exit | TECHNOLOGY DATA ORD | $0 | – | -1,398 | -100.0% | -0.14% | – |
| SNGX | Exit | SOLIGENIX ORD | $0 | – | -110,000 | -100.0% | -0.14% | – |
| AU | Exit | ANGLOGOLD ASHANTI ADR REP 1 ORDsponsored adr | $0 | – | -11,100 | -100.0% | -0.14% | – |
| TPRE | Exit | THIRD POINT REINSURANCE ORD | $0 | – | -25,000 | -100.0% | -0.14% | – |
| TKC | Exit | TURKCELL ILETISIM ADR REP 2.5 ORDsponsored adr | $0 | – | -42,279 | -100.0% | -0.15% | – |
| JQC | Exit | NUVEEN CREDIT STRATEGIES INCOME CF | $0 | – | -35,000 | -100.0% | -0.15% | – |
| CRNC | Exit | CERENCE ORD | $0 | – | -12,900 | -100.0% | -0.15% | – |
| WMGI | Exit | WRIGHT MEDICAL GROUP ORD | $0 | – | -7,000 | -100.0% | -0.15% | – |
| NRK | Exit | NUVEEN NY AMT FREE QLT MNCPL INCM CF | $0 | – | -16,660 | -100.0% | -0.16% | – |
| NBB | Exit | NUVEEN TAXABLE MUNICIPAL INCM NAV CF | $0 | – | -10,900 | -100.0% | -0.16% | – |
| M | Exit | MACYS ORD | $0 | – | -43,000 | -100.0% | -0.16% | – |
| TNP | Exit | TSAKOS ENERGY NAVIGATION ORD | $0 | – | -65,000 | -100.0% | -0.16% | – |
| BAC | Exit | BANK OF AMERICA ORD | $0 | – | -10,050 | -100.0% | -0.16% | – |
| LIN | Exit | LINDE ORD | $0 | – | -1,250 | -100.0% | -0.16% | – |
| FG | Exit | FGL ORD | $0 | – | -22,500 | -100.0% | -0.17% | – |
| EURN | Exit | EURONAV NV | $0 | – | -19,665 | -100.0% | -0.17% | – |
| MTT | Exit | WESTERN ASSET MUNICIPAL DFND OPPR CF | $0 | – | -12,795 | -100.0% | -0.18% | – |
| TNK | Exit | TEEKAY TANKERS CL A ORD | $0 | – | -11,000 | -100.0% | -0.19% | – |
| AEG | Exit | AEGON ADR | $0 | – | -99,200 | -100.0% | -0.19% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INCOME CF | $0 | – | -17,729 | -100.0% | -0.19% | – |
| ALC | Exit | ALCON AG | $0 | – | -5,000 | -100.0% | -0.19% | – |
| TAK | Exit | TAKEDA PHARMA ADR REP 0.5 ORDsponsored adr | $0 | – | -18,000 | -100.0% | -0.21% | – |
| UNH | Exit | UNITEDHEALTH GRP ORD | $0 | – | -1,125 | -100.0% | -0.21% | – |
| AYX | Exit | ALTERYX CL A ORD | $0 | – | -3,000 | -100.0% | -0.22% | – |
| EAT | Exit | BRINKER INTERNATIONAL ORD | $0 | – | -25,000 | -100.0% | -0.23% | – |
| NVG | Exit | NUVEEN AMT FREE MNCPL CRDT INCM CF | $0 | – | -20,661 | -100.0% | -0.23% | – |
| FMS | Exit | FRESENIUS MEDICAL ADR REPTG 0.5 ORDsponsored adr | $0 | – | -10,001 | -100.0% | -0.25% | – |
| ADI | Exit | ANALOG DEVICES ORD | $0 | – | -3,700 | -100.0% | -0.25% | – |
| ACTT | Exit | ACT II GLOBAL ACQUISITION CL A ORD | $0 | – | -34,000 | -100.0% | -0.26% | – |
| TWTR | Exit | TWITTER ORD | $0 | – | -14,001 | -100.0% | -0.26% | – |
| RUBI | Exit | THE RUBICON PROJECT ORD | $0 | – | -62,500 | -100.0% | -0.26% | – |
| VNE | Exit | VEONEER ORD | $0 | – | -50,000 | -100.0% | -0.28% | – |
| VOD | Exit | VODAFONE GROUP ADR REP 10 ORDsponsored adr | $0 | – | -29,000 | -100.0% | -0.30% | – |
| BCS | Exit | BARCLAYS ADR REP 4 ORDsponsored adr | $0 | – | -96,601 | -100.0% | -0.33% | – |
| QQQ | Exit | INVSC QQQ TRUST SRS 1 ETF | $0 | – | -2,500 | -100.0% | -0.36% | – |
| CARO | Exit | CAROLINA FINANCIAL ORD | $0 | – | -20,000 | -100.0% | -0.39% | – |
| VRS | Exit | VERSO CL A ORD | $0 | – | -47,782 | -100.0% | -0.41% | – |
| Y | Exit | ALLEGHANY ORD | $0 | – | -1,000 | -100.0% | -0.42% | – |
| STNG | Exit | SCORPIO TANKERS ORD | $0 | – | -29,100 | -100.0% | -0.42% | – |
| MRNA | Exit | MODERNA ORD | $0 | – | -18,675 | -100.0% | -0.42% | – |
| TS | Exit | TENARIS ADR REP 2 ORDsponsored adr | $0 | – | -50,000 | -100.0% | -0.46% | – |
| GLPG | Exit | GALAPAGOS ADR REP ORDsponsored adr | $0 | – | -3,100 | -100.0% | -0.46% | – |
| EQNR | Exit | EQUINOR ADR REP ORDsponsored adr | $0 | – | -56,400 | -100.0% | -0.52% | – |
| NOK | Exit | NOKIA ADR REPSG 1 SER A ORDsponsored adr | $0 | – | -229,597 | -100.0% | -0.54% | – |
| HWM | Exit | HOWMET AEROSPACE ORD | $0 | – | -60,000 | -100.0% | -0.59% | – |
| XBI | Exit | SPDR S&P BIOTECH ETF | $0 | – | -10,000 | -100.0% | -0.59% | – |
| TGE | Exit | TALLGRASS ENERGY CL A ORD | $0 | – | -49,813 | -100.0% | -0.62% | – |
| BFYT | Exit | BENEFYTT TECHNOLOGIES CL A ORD | $0 | – | -37,000 | -100.0% | -0.63% | – |
| SQQQ | Exit | PROSHARES ULTRAPRO SHORT QQQ ETF | $0 | – | -44,200 | -100.0% | -0.65% | – |
| KT | Exit | KT ADR REP 1/2 ORDsponsored adr | $0 | – | -110,967 | -100.0% | -0.66% | – |
| IYR | Exit | ISHARES US REAL ESTATE ETF | $0 | – | -13,200 | -100.0% | -0.70% | – |
| WEC | Exit | WEC ENERGY GROUP ORD | $0 | – | -10,570 | -100.0% | -0.71% | – |
| AVGO | Exit | BROADCOM ORD | $0 | – | -4,200 | -100.0% | -0.76% | – |
| MAA | Exit | MID AMERICA APT COMMUNITI REIT ORD | $0 | – | -10,000 | -100.0% | -0.78% | – |
| LQD | Exit | ISHARES IBOXX INVT GRADE BOND ETF | $0 | – | -8,350 | -100.0% | -0.78% | – |
| ACGL | Exit | ARCH CAPITAL GROUP ORD | $0 | – | -41,750 | -100.0% | -0.90% | – |
| Exit | API GROUP ORD | $0 | – | -193,700 | -100.0% | -1.03% | – | |
| SAP | Exit | SAP ADR REP 1 ORDsponsored adr | $0 | – | -13,000 | -100.0% | -1.09% | – |
| FTSV | Exit | FORTY SEVEN ORD | $0 | – | -22,205 | -100.0% | -1.61% | – |
| VTIQ | Exit | VECTOIQ ACQUISITION ORD | $0 | – | -208,903 | -100.0% | -1.69% | – |
| RDSA | Exit | ROYAL DUTCH SHELL ADR REP 2 CL A ORDsponsored adr | $0 | – | -73,651 | -100.0% | -1.95% | – |
| GOOGL | Exit | ALPHABET CL A ORD | $0 | – | -2,301 | -100.0% | -2.03% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR ORD | $0 | – | -118,250 | -100.0% | -2.10% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES ORD | $0 | – | -24,212 | -100.0% | -2.23% | – |
| BP | Exit | BP ADR EACH REPSTNG SIX ORDsponsored adr | $0 | – | -121,900 | -100.0% | -2.26% | – |
| WBC | Exit | WABCO HOLDINGS ORD | $0 | – | -37,036 | -100.0% | -3.80% | – |
| AGN | Exit | ALLERGAN ORD | $0 | – | -103,984 | -100.0% | -14.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-07-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
| 13F-HR | 2022-01-10 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.