$341 Million is the total value of Waterloo Capital, L.P.'s 181 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | APTUS LARGE CAP ENHANCED YIELD ETFaptus large cap | $7,820,306 | – | 317,102 | +100.0% | 2.30% | – | |
| USIG | New | ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETFusd inv grde etf | $2,971,495 | – | 61,816 | +100.0% | 0.87% | – |
| SPHY | New | SPDR PORTFOLIO HIGH YIELD BOND ETFportfli high yld | $2,968,969 | – | 132,425 | +100.0% | 0.87% | – |
| New | CAPITAL GROUP DIVIDEND VALUE ETF | $2,478,916 | – | 93,650 | +100.0% | 0.73% | – | |
| BKAG | New | BNY MELLON CORE BOND ETFcore bond etf | $1,812,026 | – | 44,969 | +100.0% | 0.53% | – |
| BKLN | New | INVESCO SENIOR LOAN ETFsr ln etf | $1,500,115 | – | 71,468 | +100.0% | 0.44% | – |
| SPTI | New | SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETFportfli intrmdit | $1,487,171 | – | 54,020 | +100.0% | 0.44% | – |
| VWOB | New | VANGUARD EMERGING MARKETS GOVERNMENT BOND ETFem mk gov bd etf | $1,461,607 | – | 24,706 | +100.0% | 0.43% | – |
| LMBS | New | FIRST TRUST LOW DURATION OPPORTUNITIES ETFfst low oppt eft | $1,348,938 | – | 28,555 | +100.0% | 0.40% | – |
| FTA | New | FIRST TRUST LARGE CAP VALUE ALPHADEX FUND | $1,240,731 | – | 19,153 | +100.0% | 0.36% | – |
| WMT | New | WALMART INC COM | $1,190,503 | – | 7,444 | +100.0% | 0.35% | – |
| FDT | New | FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUNDdev mrk ex us | $970,185 | – | 19,311 | +100.0% | 0.28% | – |
| New | FIRST TRUST LIMITED DURATION INVESTMENT GRADE CORPORATE ETFlimited duration | $844,064 | – | 45,898 | +100.0% | 0.25% | – | |
| FTC | New | FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND | $841,909 | – | 8,701 | +100.0% | 0.25% | – |
| TOTL | New | SPDR DOUBLELINE TOTAL RETURN TACTICAL ETFspdr tr tactic | $816,211 | – | 21,118 | +100.0% | 0.24% | – |
| FNX | New | FIRST TRUST MID CAP CORE ALPHADEX FUND | $605,558 | – | 6,575 | +100.0% | 0.18% | – |
| FTCS | New | FIRST TRUST CAPITAL STRENGTH ETFcap strength etf | $585,432 | – | 7,951 | +100.0% | 0.17% | – |
| FVD | New | FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | $571,431 | – | 15,283 | +100.0% | 0.17% | – |
| FTSM | New | FIRST TRUST ENHANCED SHORT MATURITY ETFfirst tr enh new | $514,399 | – | 8,657 | +100.0% | 0.15% | – |
| HYLS | New | FIRST TRUST TACTICAL HIGH YIELD ETFfirst tr ta hiyl | $489,002 | – | 12,465 | +100.0% | 0.14% | – |
| SHY | New | ISHARES 1-3 YEAR TREASURY BOND ETF1 3 yr treas bd | $490,759 | – | 6,061 | +100.0% | 0.14% | – |
| FXH | New | FIRST TRUST HEALTH CARE ALPHADEX FUNDhlth care alph | $450,628 | – | 4,638 | +100.0% | 0.13% | – |
| BKNG | New | BOOKING HOLDINGS INC COM | $416,333 | – | 135 | +100.0% | 0.12% | – |
| TDIV | New | FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUNDnasd tech div | $383,487 | – | 6,837 | +100.0% | 0.11% | – |
| UCON | New | FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETFtcw unconstrai | $382,304 | – | 15,996 | +100.0% | 0.11% | – |
| MDYV | New | SPDR SER TR S&P 400 MID CAP VALUE ETFs&p 400 mdcp val | $365,561 | – | 5,636 | +100.0% | 0.11% | – |
| FEP | New | FIRST TRUST EUROPE ALPHADEX FUNDeurope alphadex | $354,164 | – | 10,729 | +100.0% | 0.10% | – |
| FEM | New | FIRST TRUST EMERGING MARKETS ALPHADEX FUNDemerg mkt alph | $339,805 | – | 16,282 | +100.0% | 0.10% | – |
| FDN | New | FIRST TRUST DOW JONES INTERNET INDEX FUNDdj internt idx | $324,647 | – | 2,034 | +100.0% | 0.10% | – |
| FXN | New | FIRST TRUST ENERGY ALPHADEX FUNDenergy alphadx | $312,550 | – | 17,942 | +100.0% | 0.09% | – |
| SPYV | New | SPDR PORTFOLIO S&P 500 VALUE ETFprtflo s&p500 vl | $271,471 | – | 6,580 | +100.0% | 0.08% | – |
| ABBV | New | ABBVIE INC COM | $269,612 | – | 1,809 | +100.0% | 0.08% | – |
| VYM | New | VANGUARD HIGH DIVIDEND YIELD INDEX ETFhigh div yld | $263,879 | – | 2,554 | +100.0% | 0.08% | – |
| New | CAPITAL GROUP GLOBAL GROWTH EQUITY ETF | $263,465 | – | 11,495 | +100.0% | 0.08% | – | |
| RY | New | ROYAL BK CDA COM | $250,166 | – | 2,861 | +100.0% | 0.07% | – |
| XLB | New | MATERIALS SELECT SECTOR SPDR FUNDsbi materials | $246,342 | – | 3,136 | +100.0% | 0.07% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INC COM | $245,151 | – | 1,019 | +100.0% | 0.07% | – |
| FTXO | New | FIRST TRUST NASDAQ BANK ETFnasdaq bk etf | $244,940 | – | 11,850 | +100.0% | 0.07% | – |
| PDBC | New | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFoptimum yield | $223,951 | – | 14,980 | +100.0% | 0.07% | – |
| NFRA | New | FLEXSHARES STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FUNDstoxx globr inf | $206,661 | – | 4,267 | +100.0% | 0.06% | – |
| MHLD | New | MAIDEN HOLDINGS LTD SHS | $119,680 | – | 68,000 | +100.0% | 0.04% | – |
| CURI | New | CURIOSITYSTREAM INC COM CL A | $10,569 | – | 14,900 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APTUS DEFINED RISK ETF | 4 | Q3 2023 | 9.9% |
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF | 4 | Q3 2023 | 5.4% |
| ISHARES S&P AGGRESSIVE ALLOCATION FUND | 4 | Q3 2023 | 6.1% |
| ISHARES S&P 500 INDEX | 4 | Q3 2023 | 5.4% |
| APTUS DRAWDOWN MANAGED EQUITY ETF | 4 | Q3 2023 | 6.0% |
| OPUS SMALL CAP VALUE ETF | 4 | Q3 2023 | 3.4% |
| ISHARES AGGREGATE BOND ETF | 4 | Q3 2023 | 5.0% |
| APPLE INC | 4 | Q3 2023 | 2.7% |
| VANGUARD S&P 500 ETF | 4 | Q3 2023 | 2.3% |
| ISHARES RUSSELL 1000 VALUE ETF | 4 | Q3 2023 | 2.4% |
View Waterloo Capital, L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2020-06-01 |
View Waterloo Capital, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.