$341 Million is the total value of Waterloo Capital, L.P.'s 181 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 48.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES S&P 500 INDEXcore s&p500 etf | $18,275,052 | +3.6% | 42,557 | +7.5% | 5.36% | +3.0% |
| ACIO | Buy | APTUS COLLARED INVESTMENT OPPORTUNITY ETFaptus collrd inv | $16,826,496 | +11.8% | 552,957 | +14.3% | 4.94% | +11.2% |
| Buy | APTUS INTERNATIONAL ENHANCED YIELDaptus en intl yld | $11,049,485 | +122.7% | 577,642 | +131.2% | 3.24% | +121.4% | |
| SPYG | Buy | SPDR PORTFOLIO S&P 500 GROWTH ETFprtflo s&p500 gw | $9,407,588 | +4.4% | 158,698 | +7.5% | 2.76% | +3.8% |
| AAPL | Buy | APPLE INC | $8,276,796 | -10.7% | 48,343 | +1.2% | 2.43% | -11.2% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKETS ETFvan ftse dev mkt | $8,252,928 | +144.0% | 188,768 | +157.8% | 2.42% | +142.7% |
| QQQM | Buy | INVESCO NASDAQ 100 ETFnasdaq 100 etf | $8,037,183 | +11.8% | 54,523 | +15.2% | 2.36% | +11.1% |
| VOO | Buy | VANGUARD S&P 500 ETF | $7,961,711 | +4.1% | 20,274 | +8.0% | 2.34% | +3.5% |
| New | APTUS LARGE CAP ENHANCED YIELD ETFaptus large cap | $7,820,306 | – | 317,102 | +100.0% | 2.30% | – | |
| IWD | Buy | ISHARES RUSSELL 1000 VALUE ETFrus 1000 val etf | $6,796,037 | +0.3% | 44,764 | +4.3% | 1.99% | -0.3% |
| RSP | Buy | INVESCO S&P 500 EQUAL WEIGHT ETFs&p500 eql wgt | $6,113,525 | +7.5% | 43,147 | +13.5% | 1.79% | +6.8% |
| SPLG | Buy | SPDR PORTFOLIO S&P 500 ETFportfolio s&p500 | $5,114,811 | +19.0% | 101,767 | +23.4% | 1.50% | +18.4% |
| MSFT | Buy | MICROSOFT | $4,762,389 | +3.8% | 15,083 | +11.9% | 1.40% | +3.2% |
| GBIL | Buy | GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFacces treasury | $4,759,106 | +29.9% | 47,539 | +29.9% | 1.40% | +29.2% |
| QUAL | Buy | ISHARES MSCI USA QUALITY FACTOR ETFmsci usa qlt fct | $4,558,090 | +154.8% | 34,586 | +160.8% | 1.34% | +153.4% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFftse emr mkt etf | $4,124,894 | +80.6% | 105,200 | +87.4% | 1.21% | +79.7% |
| FLOT | Buy | ISHARES FLOATING RATE BOND ETFfltg rate nt etf | $3,795,545 | +880.6% | 74,583 | +879.2% | 1.11% | +877.2% |
| PEP | Buy | PEPSICO INC COM | $3,761,629 | -8.0% | 22,200 | +0.5% | 1.10% | -8.5% |
| SCHX | Buy | Schwab US Large Cap ETFus lrg cap etf | $3,434,627 | -3.4% | 67,878 | +0.0% | 1.01% | -3.9% |
| USIG | New | ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETFusd inv grde etf | $2,971,495 | – | 61,816 | +100.0% | 0.87% | – |
| SPHY | New | SPDR PORTFOLIO HIGH YIELD BOND ETFportfli high yld | $2,968,969 | – | 132,425 | +100.0% | 0.87% | – |
| XLE | Buy | ENERGY SELECT SECTOR SPDRenergy | $2,878,472 | +1081.5% | 31,845 | +961.1% | 0.84% | +1073.6% |
| DXJ | Buy | WISDOMTREE JAPAN HEDGED EQUITY FUNDjapn hedge eqt | $2,504,077 | +712.5% | 28,375 | +666.5% | 0.74% | +707.7% |
| New | CAPITAL GROUP DIVIDEND VALUE ETF | $2,478,916 | – | 93,650 | +100.0% | 0.73% | – | |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ACTIVE ETFenhan shrt ma ac | $2,436,106 | +253.2% | 24,327 | +251.9% | 0.72% | +250.5% |
| XLC | Buy | COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | $2,432,437 | +214.3% | 37,097 | +211.9% | 0.71% | +213.2% |
| IJH | Buy | ISHARES CORE S&P MID CAP ETFcore s&p mcp etf | $2,371,018 | +1.9% | 9,509 | +6.9% | 0.70% | +1.3% |
| GOOGL | Buy | ALPHABET INC CAP STK CL Acap stk cl a | $2,272,445 | +23.2% | 17,365 | +12.7% | 0.67% | +22.4% |
| INDA | Buy | ISHARES MSCI INDIA ETFmsci india etf | $2,213,123 | +839.2% | 50,048 | +828.2% | 0.65% | +827.1% |
| SCHA | Buy | SCHWAB ETFS- US SMALL-CAP ETFus sml cap etf | $1,880,214 | +3.5% | 45,394 | +9.5% | 0.55% | +3.0% |
| BKAG | New | BNY MELLON CORE BOND ETFcore bond etf | $1,812,026 | – | 44,969 | +100.0% | 0.53% | – |
| V | Buy | VISA INC | $1,648,786 | +0.4% | 7,168 | +3.6% | 0.48% | -0.2% |
| JPM | Buy | JPMORGAN CHASE & CO COM | $1,592,995 | +10.4% | 10,985 | +10.8% | 0.47% | +9.6% |
| AVGO | Buy | BROADCOM INC COM | $1,529,133 | +2.9% | 1,841 | +7.4% | 0.45% | +2.3% |
| BKLN | New | INVESCO SENIOR LOAN ETFsr ln etf | $1,500,115 | – | 71,468 | +100.0% | 0.44% | – |
| SPTI | New | SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETFportfli intrmdit | $1,487,171 | – | 54,020 | +100.0% | 0.44% | – |
| VWOB | New | VANGUARD EMERGING MARKETS GOVERNMENT BOND ETFem mk gov bd etf | $1,461,607 | – | 24,706 | +100.0% | 0.43% | – |
| ADBE | Buy | ADOBE SYS INC | $1,430,779 | +8.9% | 2,806 | +4.5% | 0.42% | +8.2% |
| UNH | Buy | UNITEDHEALTH GROUP | $1,394,139 | +18.4% | 2,765 | +12.9% | 0.41% | +17.9% |
| PXD | Buy | PIONEER NATURAL RESOURCES CO | $1,389,514 | +29.6% | 6,053 | +17.0% | 0.41% | +29.1% |
| LMBS | New | FIRST TRUST LOW DURATION OPPORTUNITIES ETFfst low oppt eft | $1,348,938 | – | 28,555 | +100.0% | 0.40% | – |
| PGR | Buy | PROGRESSIVE CORP COM | $1,311,231 | +41.4% | 9,413 | +34.4% | 0.38% | +40.5% |
| BR | Buy | BROADRIDGE FINL SOLUTIONS INC COM | $1,290,125 | +13.2% | 7,205 | +4.7% | 0.38% | +12.8% |
| TSLA | Buy | TESLA MOTORS INC | $1,253,582 | +80.0% | 5,010 | +88.3% | 0.37% | +78.6% |
| XLK | Buy | TECHNOLOGY SELECT SECTOR SPDR FUNDtechnology | $1,253,052 | +4.2% | 7,644 | +10.6% | 0.37% | +3.7% |
| FTA | New | FIRST TRUST LARGE CAP VALUE ALPHADEX FUND | $1,240,731 | – | 19,153 | +100.0% | 0.36% | – |
| ROP | Buy | ROPER INDUSTRIES INC | $1,232,632 | +6.9% | 2,545 | +6.1% | 0.36% | +6.5% |
| CPRT | Buy | COPART INC | $1,190,965 | -23.8% | 27,639 | +61.3% | 0.35% | -24.1% |
| WMT | New | WALMART INC COM | $1,190,503 | – | 7,444 | +100.0% | 0.35% | – |
| CHE | Buy | CHEMED CORP NEW COM | $1,157,302 | +13.3% | 2,227 | +18.1% | 0.34% | +12.6% |
| JPST | Buy | JPMORGAN ULTRA-SHORT INCOME ETFultra shrt inc | $1,098,311 | +160.0% | 21,887 | +159.8% | 0.32% | +157.6% |
| JEPI | Buy | JPMORGAN EQUITY PREMIUM INCOME ETFequity premium | $1,005,590 | +16.8% | 18,775 | +20.7% | 0.30% | +16.1% |
| FDT | New | FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUNDdev mrk ex us | $970,185 | – | 19,311 | +100.0% | 0.28% | – |
| QQQ | Buy | POWERSHARES QQQ TRunit ser 1 | $938,667 | +4.3% | 2,620 | +7.6% | 0.28% | +3.4% |
| AMT | Buy | AMERICAN TOWER CORP | $852,170 | +14.3% | 5,182 | +34.8% | 0.25% | +13.6% |
| New | FIRST TRUST LIMITED DURATION INVESTMENT GRADE CORPORATE ETFlimited duration | $844,064 | – | 45,898 | +100.0% | 0.25% | – | |
| FTC | New | FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND | $841,909 | – | 8,701 | +100.0% | 0.25% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $830,912 | +80.4% | 2,372 | +75.6% | 0.24% | +79.4% |
| TOTL | New | SPDR DOUBLELINE TOTAL RETURN TACTICAL ETFspdr tr tactic | $816,211 | – | 21,118 | +100.0% | 0.24% | – |
| IBDP | Buy | ISHARES IBONDS DEC 2024 TERM CORPORATE ETFibonds dec24 etf | $777,338 | +94.4% | 31,433 | +93.5% | 0.23% | +93.2% |
| XLV | Buy | HEALTH CARE SELECT SECTOR SPDR FUNDsbi healthcare | $756,209 | +2.4% | 5,874 | +5.6% | 0.22% | +1.8% |
| VB | Buy | VANGUARD SMALL-CAP ETFsmall cp etf | $738,311 | -1.2% | 3,905 | +3.9% | 0.22% | -1.8% |
| XOM | Buy | EXXON MOBIL CORP COM | $708,010 | +65.7% | 6,022 | +51.2% | 0.21% | +65.1% |
| GOVT | Buy | ISHARES U.S. TREASURY BOND ETFus treas bd etf | $663,025 | +50.7% | 30,083 | +56.6% | 0.20% | +50.0% |
| AOR | Buy | ISHARES CORE GROWTH ALLOCATION ETFgrwt allocat etf | $650,137 | +26.4% | 13,158 | +31.7% | 0.19% | +25.7% |
| VO | Buy | VANGUARD MID-CAP ETFmid cap etf | $647,595 | +15.8% | 3,110 | +22.4% | 0.19% | +15.2% |
| GOOG | Buy | ALPHABET INC CAP STK CL Ccap stk cl c | $648,051 | +49.8% | 4,915 | +37.5% | 0.19% | +48.4% |
| TIP | Buy | ISHARES TIPS BOND ETFtips bd etf | $630,807 | +18.9% | 6,082 | +23.3% | 0.18% | +17.8% |
| FNX | New | FIRST TRUST MID CAP CORE ALPHADEX FUND | $605,558 | – | 6,575 | +100.0% | 0.18% | – |
| PG | Buy | PROCTER AND GAMBLE CO COM | $597,299 | +2.6% | 4,095 | +6.8% | 0.18% | +1.7% |
| FTCS | New | FIRST TRUST CAPITAL STRENGTH ETFcap strength etf | $585,432 | – | 7,951 | +100.0% | 0.17% | – |
| FVD | New | FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | $571,431 | – | 15,283 | +100.0% | 0.17% | – |
| CVX | Buy | CHEVRON CORP NEW COM | $555,831 | +89.4% | 3,296 | +76.7% | 0.16% | +87.4% |
| GLD | Buy | SPDR GOLD ETF | $516,922 | +58.1% | 3,015 | +64.4% | 0.15% | +56.7% |
| FTSM | New | FIRST TRUST ENHANCED SHORT MATURITY ETFfirst tr enh new | $514,399 | – | 8,657 | +100.0% | 0.15% | – |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETFtotal stk mkt | $496,346 | +74.1% | 2,337 | +80.6% | 0.15% | +73.8% |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR FUNDfinancial | $492,589 | +13.5% | 14,850 | +15.3% | 0.14% | +13.3% |
| HYLS | New | FIRST TRUST TACTICAL HIGH YIELD ETFfirst tr ta hiyl | $489,002 | – | 12,465 | +100.0% | 0.14% | – |
| SHY | New | ISHARES 1-3 YEAR TREASURY BOND ETF1 3 yr treas bd | $490,759 | – | 6,061 | +100.0% | 0.14% | – |
| BILS | Buy | SPDR BLOOMBERG 3-12 MONTH T-BILL ETFbloomberg 3-12 m | $476,071 | +123.9% | 4,788 | +123.9% | 0.14% | +122.2% |
| COP | Buy | CONOCOPHILLIPS COM | $469,799 | +66.9% | 3,922 | +44.4% | 0.14% | +66.3% |
| IEFA | Buy | ISHARES CORE MSCI EAFE ETFcore msci eafe | $471,275 | +2.8% | 7,324 | +7.8% | 0.14% | +2.2% |
| FXH | New | FIRST TRUST HEALTH CARE ALPHADEX FUNDhlth care alph | $450,628 | – | 4,638 | +100.0% | 0.13% | – |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC COM | $447,024 | +5.6% | 883 | +8.9% | 0.13% | +4.8% |
| OVL | Buy | OVERLAY SHARES LARGE CAP EQUITY ETFshares lag cap | $437,661 | -3.9% | 12,888 | +1.6% | 0.13% | -4.5% |
| SPAB | Buy | SPDR PORTFOLIO AGGREGATE BOND ETFportfolio agrgte | $435,787 | +105.9% | 17,904 | +114.6% | 0.13% | +106.5% |
| VLO | Buy | VALERO ENERGY CORP | $437,261 | +22.5% | 3,086 | +1.4% | 0.13% | +21.9% |
| MTUM | Buy | ISHARES MSCI USA MOMENTUM FACTOR ETFmsci usa mmentm | $423,323 | +2.7% | 3,030 | +6.0% | 0.12% | +1.6% |
| BKNG | New | BOOKING HOLDINGS INC COM | $416,333 | – | 135 | +100.0% | 0.12% | – |
| INTU | Buy | INTUIT INC | $412,416 | +21.0% | 807 | +8.5% | 0.12% | +19.8% |
| JNJ | Buy | JOHNSON & JOHNSON COM | $393,590 | +0.0% | 2,527 | +6.3% | 0.12% | 0.0% |
| MLPA | Buy | GLOBAL X MLP ETFglbl x mlp etf | $388,334 | +10.8% | 8,709 | +6.6% | 0.11% | +10.7% |
| TDIV | New | FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUNDnasd tech div | $383,487 | – | 6,837 | +100.0% | 0.11% | – |
| NOBL | Buy | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETFs&p 500 dv arist | $383,795 | -5.2% | 4,334 | +1.0% | 0.11% | -5.0% |
| UCON | New | FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETFtcw unconstrai | $382,304 | – | 15,996 | +100.0% | 0.11% | – |
| IMTM | Buy | ISHARES MSCI INTL MOMENTUM FACTOR ETFmsci intl moment | $379,743 | -1.1% | 12,063 | +4.3% | 0.11% | -1.8% |
| VLUE | Buy | ISHARES MSCI USA VALUE FACTOR ETFmsci usa value | $377,082 | -1.2% | 4,157 | +2.1% | 0.11% | -1.8% |
| MDYV | New | SPDR SER TR S&P 400 MID CAP VALUE ETFs&p 400 mdcp val | $365,561 | – | 5,636 | +100.0% | 0.11% | – |
| SCHV | Buy | SCHWAB US LARGE CAP VALUE ETFus lcap va etf | $362,270 | -3.4% | 5,620 | +0.6% | 0.11% | -4.5% |
| BAB | Buy | INVESCO TAXABLE MUNICIPAL BOND ETFtaxable mun bd | $359,143 | +67.3% | 14,201 | +75.6% | 0.10% | +66.7% |
| FEP | New | FIRST TRUST EUROPE ALPHADEX FUNDeurope alphadex | $354,164 | – | 10,729 | +100.0% | 0.10% | – |
| ORCL | Buy | ORACLE CORPORATION | $345,064 | +31.0% | 3,258 | +47.4% | 0.10% | +29.5% |
| ACN | Buy | ACCENTURE LTD BERMUDA CL Acl a | $339,805 | +66.9% | 1,106 | +67.6% | 0.10% | +66.7% |
| FEM | New | FIRST TRUST EMERGING MARKETS ALPHADEX FUNDemerg mkt alph | $339,805 | – | 16,282 | +100.0% | 0.10% | – |
| FDN | New | FIRST TRUST DOW JONES INTERNET INDEX FUNDdj internt idx | $324,647 | – | 2,034 | +100.0% | 0.10% | – |
| FXN | New | FIRST TRUST ENERGY ALPHADEX FUNDenergy alphadx | $312,550 | – | 17,942 | +100.0% | 0.09% | – |
| IGHG | Buy | PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGEDinvt int rt hg | $307,903 | +2.3% | 4,158 | +0.6% | 0.09% | +1.1% |
| VIGI | Buy | VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFintl dvd etf | $296,661 | +19.5% | 4,159 | +25.8% | 0.09% | +19.2% |
| FANG | Buy | DIAMONDBACK ENERGY INC COM | $295,171 | +35.2% | 1,906 | +14.7% | 0.09% | +35.9% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P | $285,841 | +5.2% | 10,444 | +1.3% | 0.08% | +5.0% |
| AOK | Buy | ISHARES CORE CONSERVATIVE ALLOCATION ETFconser alloc etf | $280,756 | +3.1% | 8,267 | +7.0% | 0.08% | +2.5% |
| SPYV | New | SPDR PORTFOLIO S&P 500 VALUE ETFprtflo s&p500 vl | $271,471 | – | 6,580 | +100.0% | 0.08% | – |
| ABBV | New | ABBVIE INC COM | $269,612 | – | 1,809 | +100.0% | 0.08% | – |
| SCHO | Buy | SCHWAB SHORT-TERM US TREASURY ETFsht tm us tres | $267,944 | -0.3% | 5,595 | +0.0% | 0.08% | 0.0% |
| VYM | New | VANGUARD HIGH DIVIDEND YIELD INDEX ETFhigh div yld | $263,879 | – | 2,554 | +100.0% | 0.08% | – |
| New | CAPITAL GROUP GLOBAL GROWTH EQUITY ETF | $263,465 | – | 11,495 | +100.0% | 0.08% | – | |
| XLY | Buy | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDsbi cons discr | $248,311 | +17.5% | 1,542 | +24.0% | 0.07% | +17.7% |
| RY | New | ROYAL BK CDA COM | $250,166 | – | 2,861 | +100.0% | 0.07% | – |
| XLP | Buy | CONSUMER STAPLES SELECT SECTOR SPDRsbi cons stpls | $247,023 | -3.1% | 3,590 | +4.5% | 0.07% | -4.0% |
| XLB | New | MATERIALS SELECT SECTOR SPDR FUNDsbi materials | $246,342 | – | 3,136 | +100.0% | 0.07% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INC COM | $245,151 | – | 1,019 | +100.0% | 0.07% | – |
| FTXO | New | FIRST TRUST NASDAQ BANK ETFnasdaq bk etf | $244,940 | – | 11,850 | +100.0% | 0.07% | – |
| ODFL | Buy | OLD DOMINION FREIGHT LINE INC COM | $233,619 | +12.6% | 571 | +1.8% | 0.07% | +13.1% |
| PDBC | New | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFoptimum yield | $223,951 | – | 14,980 | +100.0% | 0.07% | – |
| NFRA | New | FLEXSHARES STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FUNDstoxx globr inf | $206,661 | – | 4,267 | +100.0% | 0.06% | – |
| ET | Buy | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | $191,274 | +11.1% | 13,633 | +0.5% | 0.06% | +9.8% |
| KYN | Buy | KAYNE ANDERSON MLP INVT COmlp invt co | $138,345 | +3.9% | 16,450 | +0.6% | 0.04% | +5.1% |
| MHLD | New | MAIDEN HOLDINGS LTD SHS | $119,680 | – | 68,000 | +100.0% | 0.04% | – |
| CURI | New | CURIOSITYSTREAM INC COM CL A | $10,569 | – | 14,900 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APTUS DEFINED RISK ETF | 4 | Q3 2023 | 9.9% |
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF | 4 | Q3 2023 | 5.4% |
| ISHARES S&P AGGRESSIVE ALLOCATION FUND | 4 | Q3 2023 | 6.1% |
| ISHARES S&P 500 INDEX | 4 | Q3 2023 | 5.4% |
| APTUS DRAWDOWN MANAGED EQUITY ETF | 4 | Q3 2023 | 6.0% |
| OPUS SMALL CAP VALUE ETF | 4 | Q3 2023 | 3.4% |
| ISHARES AGGREGATE BOND ETF | 4 | Q3 2023 | 5.0% |
| APPLE INC | 4 | Q3 2023 | 2.7% |
| VANGUARD S&P 500 ETF | 4 | Q3 2023 | 2.3% |
| ISHARES RUSSELL 1000 VALUE ETF | 4 | Q3 2023 | 2.4% |
View Waterloo Capital, L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2020-06-01 |
View Waterloo Capital, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.