$29.2 Million is the total value of Kovack Advisors, Inc.'s 87 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 63.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC COM | $3,697,000 | +69.9% | 7,385 | +90.4% | 12.64% | +6.9% |
| VIG | New | VANGUARD GROUP DIV APP ETFdiv app etf | $1,456,000 | – | 20,369 | +100.0% | 4.98% | – |
| VCSH | New | VANGUARD SCOTTSDALE FDS SHRT TRM CORP BDshrt trm corp bd | $1,424,000 | – | 17,763 | +100.0% | 4.87% | – |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETF UT SER 1etf ut ser 1 | $1,391,000 | -4.1% | 8,876 | +1.3% | 4.76% | -39.6% |
| SPY | New | SPDR S&P 500 ETF TR TR UNITtr tr unit | $1,263,000 | – | 7,087 | +100.0% | 4.32% | – |
| SDY | Buy | SPDR SERIES TRUST S&P DIVID ETFs&p divid etf | $1,185,000 | +216.0% | 16,822 | +226.1% | 4.05% | +98.9% |
| SH | New | PROSHARES TR PSHS SHRT S&P500 | $1,028,000 | – | 39,374 | +100.0% | 3.52% | – |
| CVY | Buy | CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSETgug multi asset | $889,000 | +216.4% | 36,658 | +223.7% | 3.04% | +99.1% |
| AMLP | New | ALPS ETF TR ALERIAN MLPalerian mlp | $796,000 | – | 44,730 | +100.0% | 2.72% | – |
| PG | Sell | PROCTER AND GAMBLE CO COM | $792,000 | -5.9% | 10,340 | -0.1% | 2.71% | -40.8% |
| RSP | New | RYDEX ETF TRUST GUG S&P500 EQ WTgug s&p500 eq wt | $681,000 | – | 9,855 | +100.0% | 2.33% | – |
| T | Buy | AT&T INC COM | $544,000 | -3.2% | 16,326 | +2.2% | 1.86% | -39.1% |
| FVD | Buy | FIRST TR VALUE LINE DIVID INDX SHS | $520,000 | -2.8% | 25,080 | +0.4% | 1.78% | -38.8% |
| XLP | New | SELECT SECTOR SPDR TR SBI CONS STPLSsbi cons stpls | $490,000 | – | 12,017 | +100.0% | 1.68% | – |
| IVV | Buy | ISHARES TR CORE S&P500 ETFs&p500 etf | $462,000 | +2.2% | 2,580 | +6.0% | 1.58% | -35.7% |
| WMB | Sell | WILLIAMS COS INC DEL COM | $460,000 | -15.9% | 11,372 | -19.8% | 1.57% | -47.1% |
| FLOT | Sell | ISHARES TR FLTG RATE NT ETFfltg rate nt etf | $416,000 | -1.4% | 8,205 | -1.3% | 1.42% | -37.9% |
| FB | Buy | FACEBOOK INC CL Acl a | $397,000 | +27.2% | 6,350 | +11.1% | 1.36% | -19.9% |
| IYF | New | ISHARES TR U.S. FINLS ETFu.s. finls etf | $396,000 | – | 5,125 | +100.0% | 1.35% | – |
| XLY | New | SELECT SECTOR SPDR TR SBI CONS DISCRsbi cons discr | $395,000 | – | 6,295 | +100.0% | 1.35% | – |
| ETN | Sell | EATON CORP PLC SHS | $384,000 | -11.5% | 5,248 | -7.9% | 1.31% | -44.3% |
| IJS | Buy | ISHARES TR SP SMCP600VL ETFsp smcp600vl etf | $374,000 | +3.6% | 3,482 | +7.3% | 1.28% | -34.8% |
| XOM | Buy | EXXON MOBIL CORP COM | $363,000 | -6.4% | 3,941 | +2.9% | 1.24% | -41.1% |
| IJK | Buy | ISHARES TR S&P MC 400GR ETFs&p mc 400gr etf | $350,000 | +14.8% | 2,393 | +17.9% | 1.20% | -27.8% |
| XOP | New | SPDR SERIES TRUST S&P OILGAS EXPs&p oilgas exp | $344,000 | – | 5,238 | +100.0% | 1.18% | – |
| F | Buy | FORD MTR CO DEL COM PAR $0.01 | $338,000 | +11.9% | 22,566 | +15.3% | 1.16% | -29.6% |
| GE | Buy | GENERAL ELECTRIC CO COM | $331,000 | +1.8% | 13,185 | +13.7% | 1.13% | -35.9% |
| IWC | Buy | ISHARES TR MICRO-CAP ETFmicro-cap etf | $327,000 | +3.2% | 4,372 | +3.7% | 1.12% | -35.1% |
| MOO | New | MARKET VECTORS ETF TR AGRIBUS ETFagribus etf | $327,000 | – | 6,444 | +100.0% | 1.12% | – |
| IVW | New | ISHARES TR S&P 500 GRWT ETFs&p 500 grwt etf | $322,000 | – | 3,357 | +100.0% | 1.10% | – |
| IJT | Buy | ISHARES TR S&P SML 600 GWTs&p sml 600 gwt | $319,000 | +2.6% | 2,799 | +6.8% | 1.09% | -35.4% |
| IJR | Buy | ISHARES TR CORE S&P SCP ETFs&p scp etf | $319,000 | +3.2% | 3,034 | +7.0% | 1.09% | -35.0% |
| BP | Sell | BP PLC SPONSORED ADRspons adr | $310,000 | -21.5% | 6,611 | -18.7% | 1.06% | -50.6% |
| XLF | Buy | SELECT SECTOR SPDR TR SBI INT-FINLsbi int-finl | $297,000 | +19.3% | 14,104 | +24.0% | 1.02% | -24.9% |
| MSFT | Sell | MICROSOFT CORP COM | $283,000 | -15.8% | 7,471 | -16.7% | 0.97% | -47.0% |
| EVV | New | EATON VANCE LTD DUR INCOME FD COM | $264,000 | – | 17,395 | +100.0% | 0.90% | – |
| RFG | Buy | RYDEX ETF TRUST GUG S&P MC400 PGgug s&p mc400 pg | $262,000 | -2.6% | 2,216 | +1.4% | 0.90% | -38.7% |
| DVY | Buy | ISHARES TR SELECT DIVID ETFselect divid etf | $255,000 | +13.3% | 3,666 | +16.2% | 0.87% | -28.7% |
| BAC | Buy | BANK AMER CORP COM | $249,000 | +15.8% | 14,851 | +7.3% | 0.85% | -27.1% |
| QQQ | Buy | POWERSHARES QQQ TRUST UNIT SER 1trust unit ser 1 | $249,000 | +3.8% | 2,885 | +5.6% | 0.85% | -34.7% |
| MO | Buy | ALTRIA GROUP INC COM | $242,000 | -8.0% | 6,864 | +0.2% | 0.83% | -42.1% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $229,000 | +2.2% | 4,573 | +8.3% | 0.78% | -35.7% |
| IBM | INTERNATIONAL BUSINESS MACHS COM | $223,000 | -5.5% | 1,260 | 0.0% | 0.76% | -40.5% | |
| GOOGL | Sell | GOOGLE INC CL Acl a | $216,000 | -16.0% | 183 | -20.1% | 0.74% | -47.1% |
| VZ | Sell | VERIZON COMMUNICATIONS INC COM | $216,000 | -4.4% | 4,508 | -2.2% | 0.74% | -39.8% |
| MRK | Sell | MERCK & CO INC COM | $213,000 | -11.6% | 4,022 | -16.5% | 0.73% | -44.4% |
| RPG | Buy | RYDEX ETF TRUST GUG S&P500 PU GRgug s&p500 pu gr | $210,000 | -0.5% | 3,009 | +0.1% | 0.72% | -37.4% |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | $208,000 | 0.0% | 3,136 | 0.0% | 0.71% | -37.1% | |
| RPV | Buy | RYDEX ETF TRUST GUG S&P500 PU VAgug s&p500 pu va | $205,000 | -4.2% | 4,302 | +0.1% | 0.70% | -39.7% |
| TBF | New | PROSHARES TR SHRT 20 YR TREshrt 20 yr tre | $203,000 | – | 6,579 | +100.0% | 0.69% | – |
| RZV | Buy | RYDEX ETF TRUST GUG S&P SC600 PVgug s&p sc600 pv | $203,000 | -4.7% | 3,423 | +0.0% | 0.69% | -40.0% |
| TKR | New | TIMKEN CO COM | $202,000 | – | 3,590 | +100.0% | 0.69% | – |
| RFV | Sell | RYDEX ETF TRUST GUG S&P MC400 PVgug s&p mc400 pv | $202,000 | -3.3% | 4,116 | -0.1% | 0.69% | -39.2% |
| RZG | Buy | RYDEX ETF TRUST GUG S&P SC600 PGgug s&p sc600 pg | $201,000 | -5.2% | 2,658 | +0.1% | 0.69% | -40.4% |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC COM | $165,000 | – | 11,951 | +100.0% | 0.56% | – |
| CII | Sell | BLACKROCK ENH CAP & INC FD INC COM | $142,000 | -4.1% | 10,585 | -2.4% | 0.49% | -39.6% |
| BUSINESS DEV CORP OF AMER COM | $127,000 | 0.0% | 11,897 | 0.0% | 0.43% | -37.1% | ||
| BRCD | BROCADE COMMUNICATIONS SYS INC COM NEW | $126,000 | +5.0% | 13,499 | 0.0% | 0.43% | -33.9% | |
| RFMD | New | RF MICRODEVICES INC COM | $116,000 | – | 21,730 | +100.0% | 0.40% | – |
| ONVO | New | ORGANOVO HLDGS INC COM | $113,000 | – | 11,927 | +100.0% | 0.39% | – |
| NLY | Sell | ANNALY CAP MGMT INC COM | $109,000 | -3.5% | 10,084 | -11.1% | 0.37% | -39.3% |
| VVR | INVESCO SR INCOME TR COM | $86,000 | 0.0% | 16,987 | 0.0% | 0.29% | -37.0% | |
| AAPL | Buy | APPLE INC PUT FEB00615000put | $85,000 | +254.2% | 9 | +80.0% | 0.29% | +123.8% |
| CHOP | CHINA GERUI ADV MAT GR LTD SHS | $52,000 | -13.3% | 47,691 | 0.0% | 0.18% | -45.4% | |
| ARR | ARMOUR RESIDENTIAL REIT INC COM | $51,000 | +2.0% | 12,500 | 0.0% | 0.17% | -36.0% | |
| URZ | New | URANERZ ENERGY CORP COM | $27,000 | – | 17,400 | +100.0% | 0.09% | – |
| BAC | New | BANK OF AMERICA CORP PUT JAN00022000put | $25,000 | – | 45 | +100.0% | 0.08% | – |
| UEC | New | URANIUM ENERGY CORP COM | $24,000 | – | 13,614 | +100.0% | 0.08% | – |
| URG | New | UR ENERGY INC COM | $17,000 | – | 12,200 | +100.0% | 0.06% | – |
| IBM | Buy | INTERNATIONAL BUS MACH PUT JUN00190000put | $10,000 | +400.0% | 6 | +20.0% | 0.03% | +209.1% |
| WMB | Sell | WILLIAMS COS INC DEL CALL AUG00041000call | $9,000 | -10.0% | 38 | -40.6% | 0.03% | -42.6% |
| T104PS | New | AMERICAN RLTY CAP PPTY CALL APR00012500call | $8,000 | – | 28 | +100.0% | 0.03% | – |
| AAPL | APPLE INC CALL MAR00450000call | $5,000 | -54.5% | 1 | 0.0% | 0.02% | -71.7% | |
| MSFT | Sell | MICROSOFT CORP CALL APR00034000call | $4,000 | -33.3% | 15 | -25.0% | 0.01% | -57.6% |
| TKR | New | TIMKEN CO CALL JUN00055000call | $4,000 | – | 16 | +100.0% | 0.01% | – |
| ETN | Sell | EATON CORP PLC CALL APR00075000call | $3,000 | -66.7% | 8 | -33.3% | 0.01% | -79.6% |
| UEEC | UNITED HEALTH PRODS INC COM | $2,000 | 0.0% | 10,049 | 0.0% | 0.01% | -36.4% | |
| BMY | Buy | BRISTOL-MYERS SQUIBB CALL JAN00057500call | $2,000 | 0.0% | 10 | +66.7% | 0.01% | -36.4% |
| FB | FACEBOOK INC CALL MAR00040000call | $2,000 | +100.0% | 1 | 0.0% | 0.01% | +40.0% | |
| PG | New | PROCTER & GAMBLE CO CALL FEB00075000call | $1,000 | – | 3 | +100.0% | 0.00% | – |
| F | Buy | FORD MOTOR CO CALL JUN00016000call | $1,000 | 0.0% | 91 | +75.0% | 0.00% | -40.0% |
| KBLB | KRAIG BIOCRAFT LABORATORIES IN COM | $1,000 | 0.0% | 23,500 | 0.0% | 0.00% | -40.0% | |
| T104PS | New | AMERICAN RLTY CAP PPTY PUT APR00012500put | $1,000 | – | 25 | +100.0% | 0.00% | – |
| T | AT&T INC PUT SEP00032000put | $0 | – | 2 | 0.0% | 0.00% | – | |
| GE | Buy | GENERAL ELECTRIC CO CALL JUN00027000call | $0 | – | 2 | +100.0% | 0.00% | – |
| GPXM | GOLDEN PHOENIX MINERALS INC COM | $0 | – | 36,000 | 0.0% | 0.00% | – | |
| T | Sell | AT&T INC CALL APR00035000call | $0 | – | 1 | -66.7% | 0.00% | – |
| MO | Exit | ALTRIA GROUP INC CALL JAN00039000call | $0 | – | -2 | -100.0% | 0.00% | – |
| MRK | Exit | MERCK & CO INC CALL JAN00049000call | $0 | – | -5 | -100.0% | -0.01% | – |
| XOM | Exit | EXXON MOBIL CORP CALL JAN00097500call | $0 | – | -4 | -100.0% | -0.01% | – |
| APPY | Exit | VENAXIS INC COM | $0 | – | -12,900 | -100.0% | -0.15% | – |
| FNMA | Exit | FEDERAL NATL MTG ASSN COM | $0 | – | -12,000 | -100.0% | -0.20% | – |
| NWBO | Exit | NORTHWEST BIOTHERAPEUTICS INC COM PAR | $0 | – | -11,978 | -100.0% | -0.24% | – |
| PPR | Exit | ING PRIME RATE TR SH BEN INTtr sh ben int | $0 | – | -10,000 | -100.0% | -0.32% | – |
| AT | Exit | ATLANTIC PWR CORP COM NEW | $0 | – | -16,662 | -100.0% | -0.32% | – |
| HTA | Exit | HEALTHCARE TR AMER INC CL Acl a | $0 | – | -10,268 | -100.0% | -0.56% | – |
| Exit | CARTER VALIDUS MISSION CRITICA COM | $0 | – | -19,316 | -100.0% | -1.05% | – | |
| VOD | Exit | VODAFONE GROUP PLC NEW SPONS ADR NEWplc new spons adr new | $0 | – | -5,330 | -100.0% | -1.14% | – |
| JNJ | Exit | JOHNSON & JOHNSON COM | $0 | – | -2,389 | -100.0% | -1.19% | – |
| RAI | Exit | REYNOLDS AMERICAN INC COM | $0 | – | -4,614 | -100.0% | -1.26% | – |
| SHY | Exit | ISHARES TR 1 3 YR TREAS BD1 3 yr treas bd | $0 | – | -2,749 | -100.0% | -1.26% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLC SPONS ADR Aplc spons adr | $0 | – | -3,665 | -100.0% | -1.42% | – |
| SCZ | Exit | ISHARES TR EAFE SML CP ETFeafe sml cp etf | $0 | – | -5,960 | -100.0% | -1.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE ORD | 45 | Q3 2023 | 12.9% |
| ISHARES TR CORE S&P500 ETF | 45 | Q3 2023 | 9.6% |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 45 | Q3 2023 | 15.2% |
| PROCTER & GAMBLE ORD | 45 | Q3 2023 | 5.2% |
| AT&T ORD | 45 | Q3 2023 | 3.4% |
| EXXON MOBIL ORD | 45 | Q3 2023 | 3.5% |
| SPDR S&P DIVIDEND ETF | 45 | Q3 2023 | 4.1% |
| FORD MTR CO DEL COM PAR $0.01 | 45 | Q3 2023 | 2.4% |
| INTERNATIONAL BUSINESS MACHS COM | 45 | Q3 2023 | 1.5% |
| BANK OF AMERICA ORD | 45 | Q3 2023 | 1.2% |
View Kovack Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-19 |
| 13F-HR | 2024-02-02 |
| 13F-HR | 2023-10-19 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-21 |
| 13F-HR | 2023-02-22 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-01-18 |
View Kovack Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.