$18.4 Million is the total value of Kovack Advisors, Inc.'s 77 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 61.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC COM | $2,176,000 | +19.2% | 3,879 | +1.3% | 11.82% | +26.0% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETF UT SER 1etf ut ser 1 | $1,450,000 | -34.6% | 8,760 | -40.3% | 7.88% | -30.8% |
| PG | Sell | PROCTER AND GAMBLE CO COM | $842,000 | +6.7% | 10,348 | -0.9% | 4.58% | +12.8% |
| T | Buy | AT&T INC COM | $562,000 | +7.3% | 15,975 | +3.1% | 3.05% | +13.4% |
| WMB | Sell | WILLIAMS COS INC DEL COM | $547,000 | +3.2% | 14,172 | -2.7% | 2.97% | +9.1% |
| FVD | New | FIRST TR VALUE LINE DIVID INDX SHS | $535,000 | – | 24,980 | +100.0% | 2.91% | – |
| IVV | Sell | ISHARES TR CORE S&P500 ETFcore s&p500 etf | $452,000 | +9.2% | 2,435 | -0.6% | 2.46% | +15.4% |
| ETN | Sell | EATON CORP PLC SHS | $434,000 | -0.5% | 5,698 | -10.0% | 2.36% | +5.2% |
| FLOT | Buy | ISHARES TR FLTG RATE NT ETFfltg rate nt etf | $422,000 | +9.0% | 8,312 | +8.7% | 2.29% | +15.2% |
| BP | New | BP PLC SPONSORED ADRsponsored adr | $395,000 | – | 8,127 | +100.0% | 2.15% | – |
| XOM | Sell | EXXON MOBIL CORP COM | $388,000 | +6.3% | 3,831 | -9.6% | 2.11% | +12.3% |
| SDY | Buy | SPDR SERIES TRUST S&P DIVID ETFs&p divid etf | $375,000 | +5.6% | 5,159 | +0.3% | 2.04% | +11.7% |
| IJS | New | ISHARES TR SP SMCP600VL ETFsp smcp600vl etf | $361,000 | – | 3,246 | +100.0% | 1.96% | – |
| MSFT | New | MICROSOFT CORP COM | $336,000 | – | 8,971 | +100.0% | 1.83% | – |
| GE | Sell | GENERAL ELECTRIC CO COM | $325,000 | -4.7% | 11,592 | -18.8% | 1.77% | +0.7% |
| IWC | Sell | ISHARES TR MICRO-CAP ETFmicro-cap etf | $317,000 | -61.2% | 4,215 | -64.6% | 1.72% | -59.0% |
| FB | Buy | FACEBOOK INC CL Acl a | $312,000 | +14.3% | 5,715 | +5.1% | 1.70% | +20.7% |
| IJT | New | ISHARES TR S&P SML 600 GWTs&p sml 600 gwt | $311,000 | – | 2,621 | +100.0% | 1.69% | – |
| IJR | New | ISHARES TR CORE S&P SCP ETFcore s&p scp etf | $309,000 | – | 2,835 | +100.0% | 1.68% | – |
| IJK | New | ISHARES TR S&P MC 400GR ETFs&p mc 400gr etf | $305,000 | – | 2,029 | +100.0% | 1.66% | – |
| SCZ | New | ISHARES TR EAFE SML CP ETFeafe sml cp etf | $304,000 | – | 5,960 | +100.0% | 1.65% | – |
| F | Sell | FORD MTR CO DEL COM | $302,000 | -29.9% | 19,566 | -23.4% | 1.64% | -25.9% |
| CVY | CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSETgug multi asset | $281,000 | +4.5% | 11,325 | 0.0% | 1.53% | +10.4% | |
| RFG | Sell | RYDEX ETF TRUST GUG S&P MC400 PGgug s&p mc400 pg | $269,000 | +3.1% | 2,186 | -6.9% | 1.46% | +8.9% |
| MO | Buy | ALTRIA GROUP INC COM | $263,000 | +11.9% | 6,850 | +0.2% | 1.43% | +18.3% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC SPONS ADR Aplc spons adr | $261,000 | +15.0% | 3,665 | +5.8% | 1.42% | +21.5% |
| GOOGL | Sell | GOOGLE INC CL Acl a | $257,000 | +13.2% | 229 | -11.6% | 1.40% | +19.7% |
| XLF | Buy | SELECT SECTOR SPDR TR SBI INT-FINLsbi int-finl | $249,000 | +10.2% | 11,372 | +0.1% | 1.35% | +16.4% |
| MRK | Sell | MERCK & CO INC COM | $241,000 | +0.8% | 4,817 | -3.9% | 1.31% | +6.6% |
| QQQ | Buy | POWERSHARES QQQ TRUST UNIT SER 1unit ser 1 | $240,000 | +17.6% | 2,731 | +5.7% | 1.30% | +24.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS COM | $236,000 | +3.5% | 1,260 | +2.5% | 1.28% | +9.4% |
| SHY | Sell | ISHARES TR 1 3 YR TREAS BD1 3 yr treas bd | $232,000 | -7.9% | 2,749 | -7.9% | 1.26% | -2.7% |
| RAI | New | REYNOLDS AMERICAN INC COM | $231,000 | – | 4,614 | +100.0% | 1.26% | – |
| VZ | Buy | VERIZON COMMUNICATIONS INC COM | $226,000 | +5.1% | 4,608 | +0.3% | 1.23% | +11.1% |
| DVY | New | ISHARES TR SELECT DIVID ETFselect divid etf | $225,000 | – | 3,155 | +100.0% | 1.22% | – |
| BMY | Sell | BRISTOL MYERS SQUIBB CO COM | $224,000 | -21.1% | 4,223 | -31.2% | 1.22% | -16.6% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $219,000 | +5.3% | 2,389 | -0.5% | 1.19% | +11.3% |
| BAC | Sell | BANK AMER CORP COM | $215,000 | +6.4% | 13,840 | -5.3% | 1.17% | +12.4% |
| RPV | Sell | RYDEX ETF TRUST GUG S&P500 PU VAgug s&p500 pu va | $214,000 | +4.9% | 4,299 | -7.7% | 1.16% | +10.9% |
| RZV | Sell | RYDEX ETF TRUST GUG S&P SC600 PVgug s&p sc600 pv | $213,000 | +1.9% | 3,422 | -9.0% | 1.16% | +7.7% |
| RZG | Sell | RYDEX ETF TRUST GUG S&P SC600 PGgug s&p sc600 pg | $212,000 | 0.0% | 2,656 | -10.0% | 1.15% | +5.7% |
| RPG | Sell | RYDEX ETF TRUST GUG S&P500 PU GRgug s&p500 pu gr | $211,000 | +1.4% | 3,007 | -8.1% | 1.15% | +7.3% |
| VOD | New | VODAFONE GROUP PLC NEW SPONS ADR NEWplc new spons adr new | $210,000 | – | 5,330 | +100.0% | 1.14% | – |
| RFV | New | RYDEX ETF TRUST GUG S&P MC400 PVgug s&p mc400 pv | $209,000 | – | 4,119 | +100.0% | 1.14% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L P COM | $208,000 | – | 3,136 | +100.0% | 1.13% | – |
| New | CARTER VALIDUS MISSION CRITICA COM | $193,000 | – | 19,316 | +100.0% | 1.05% | – | |
| CII | Sell | BLACKROCK ENH CAP & INC FD INC COM | $148,000 | 0.0% | 10,844 | -5.1% | 0.80% | +5.7% |
| BUSINESS DEV CORP OF AMER COM | $127,000 | 0.0% | 11,897 | 0.0% | 0.69% | +5.7% | ||
| BRCD | Sell | BROCADE COMMUNICATIONS SYS INC COM NEW | $120,000 | -29.8% | 13,499 | -36.5% | 0.65% | -25.8% |
| NLY | Sell | ANNALY CAP MGMT INC COM | $113,000 | -21.5% | 11,343 | -8.7% | 0.61% | -17.0% |
| HTA | New | HEALTHCARE TR AMER INC CL Acl a | $103,000 | – | 10,268 | +100.0% | 0.56% | – |
| VVR | INVESCO SR INCOME TR COM | $86,000 | -3.4% | 16,987 | 0.0% | 0.47% | +2.0% | |
| CHOP | New | CHINA GERUI ADV MAT GR LTD SHS | $60,000 | – | 47,691 | +100.0% | 0.33% | – |
| PPR | ING PRIME RATE TR SH BEN INTtr sh ben int | $58,000 | -4.9% | 10,000 | 0.0% | 0.32% | +0.3% | |
| AT | Buy | ATLANTIC PWR CORP COM NEW | $58,000 | +1.8% | 16,662 | +25.1% | 0.32% | +7.5% |
| ARR | ARMOUR RESIDENTIAL REIT INC COM | $50,000 | -5.7% | 12,500 | 0.0% | 0.27% | 0.0% | |
| NWBO | Sell | NORTHWEST BIOTHERAPEUTICS INC COM PAR | $45,000 | +4.7% | 11,978 | -5.8% | 0.24% | +10.9% |
| FNMA | New | FEDERAL NATL MTG ASSN COM | $36,000 | – | 12,000 | +100.0% | 0.20% | – |
| APPY | New | VENAXIS INC COM | $28,000 | – | 12,900 | +100.0% | 0.15% | – |
| AAPL | Sell | APPLE INC PUT FEB00615000put | $24,000 | -51.0% | 5 | -16.7% | 0.13% | -48.4% |
| AAPL | APPLE INC CALL MAR00450000call | $11,000 | +175.0% | 1 | 0.0% | 0.06% | +185.7% | |
| WMB | Sell | WILLIAMS COS INC DEL CALL FEB00039000call | $10,000 | -9.1% | 64 | -23.8% | 0.05% | -5.3% |
| ETN | Sell | EATON CORP PLC CALL APR00075000call | $9,000 | -30.8% | 12 | -33.3% | 0.05% | -26.9% |
| MSFT | New | MICROSOFT CORP CALL APR00034000call | $6,000 | – | 20 | +100.0% | 0.03% | – |
| BMY | Sell | BRISTOL-MYERS SQUIBB CALL JAN00057500call | $2,000 | -71.4% | 6 | -76.0% | 0.01% | -69.4% |
| XOM | EXXON MOBIL CORP CALL JAN00097500call | $2,000 | – | 4 | 0.0% | 0.01% | – | |
| UEEC | UNITED HEALTH PRODS INC COM | $2,000 | +100.0% | 10,049 | 0.0% | 0.01% | +120.0% | |
| IBM | Buy | INTERNATIONAL BUS MACH PUT JAN00190000put | $2,000 | -50.0% | 5 | +25.0% | 0.01% | -47.6% |
| FB | New | FACEBOOK INC CALL MAR00040000call | $1,000 | – | 1 | +100.0% | 0.01% | – |
| MRK | Sell | MERCK & CO INC CALL JAN00049000call | $1,000 | 0.0% | 5 | -28.6% | 0.01% | 0.0% |
| KBLB | KRAIG BIOCRAFT LABORATORIES IN COM | $1,000 | 0.0% | 23,500 | 0.0% | 0.01% | 0.0% | |
| F | Sell | FORD MOTOR CO CALL JAN00016000call | $1,000 | -87.5% | 52 | -18.8% | 0.01% | -87.8% |
| XLU | Exit | SECTOR SPDR-UTILITIES CALL JAN00041000call | $0 | – | -32 | -100.0% | 0.00% | – |
| GE | Sell | GENERAL ELECTRIC CO CALL MAR00027000call | $0 | -100.0% | 1 | -97.9% | 0.00% | -100.0% |
| MO | New | ALTRIA GROUP INC CALL JAN00039000call | $0 | – | 2 | +100.0% | 0.00% | – |
| T | Buy | AT&T INC CALL APR00035000call | $0 | – | 3 | +50.0% | 0.00% | – |
| GPXM | GOLDEN PHOENIX MINERALS INC COM | $0 | – | 36,000 | 0.0% | 0.00% | – | |
| T | AT&T INC PUT SEP00032000put | $0 | – | 2 | 0.0% | 0.00% | – | |
| LO | Exit | LORILLARD INC CALL DEC00045000call | $0 | – | -18 | -100.0% | -0.01% | – |
| INTC | Exit | INTEL CORP CALL APR00026000call | $0 | – | -79 | -100.0% | -0.02% | – |
| GOOGL | Exit | GOOGLE INC PUT DEC00850000put | $0 | – | -3 | -100.0% | -0.06% | – |
| OXY | Exit | OCCIDENTAL PETE CORP CALL JAN00087500call | $0 | – | -23 | -100.0% | -0.07% | – |
| UEC | Exit | URANIUM ENERGY CORP COM | $0 | – | -17,500 | -100.0% | -0.20% | – |
| RFMD | Exit | RF MICRODEVICES INC COM | $0 | – | -21,692 | -100.0% | -0.63% | – |
| KMI | Exit | KINDER MORGAN INC DEL COM | $0 | – | -5,870 | -100.0% | -1.07% | – |
| LO | Exit | LORILLARD INC COM | $0 | – | -4,700 | -100.0% | -1.08% | – |
| TBF | Exit | PROSHARES TR SHRT 20 YR TREtr shrt 20 yr tre | $0 | – | -6,991 | -100.0% | -1.15% | – |
| OXY | Exit | OCCIDENTAL PETE CORP COM | $0 | – | -3,292 | -100.0% | -1.58% | – |
| XLU | Exit | SELECT SECTOR SPDR TR SBI INT-UTILSsbi int-utils | $0 | – | -8,812 | -100.0% | -1.69% | – |
| INTC | Exit | INTEL CORP COM | $0 | – | -17,980 | -100.0% | -2.12% | – |
| SPLV | Exit | POWERSHARES ETF TR II S&P500 LOW VOLii s&p500 low vol | $0 | – | -17,204 | -100.0% | -2.76% | – |
| SH | Exit | PROSHARES TR PSHS SHRT S&P500 | $0 | – | -19,480 | -100.0% | -2.81% | – |
| ITOT | Exit | ISHARES TR CORE S&P TTL STKcore s&p ttl stk | $0 | – | -10,535 | -100.0% | -4.18% | – |
| SLV | Exit | ISHARES SILVER TRUST ISHARESsilver trust ishares | $0 | – | -41,333 | -100.0% | -4.44% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-03-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE ORD | 45 | Q3 2023 | 12.9% |
| ISHARES TR CORE S&P500 ETF | 45 | Q3 2023 | 9.6% |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 45 | Q3 2023 | 15.2% |
| PROCTER & GAMBLE ORD | 45 | Q3 2023 | 5.2% |
| AT&T ORD | 45 | Q3 2023 | 3.4% |
| EXXON MOBIL ORD | 45 | Q3 2023 | 3.5% |
| SPDR S&P DIVIDEND ETF | 45 | Q3 2023 | 4.1% |
| FORD MTR CO DEL COM PAR $0.01 | 45 | Q3 2023 | 2.4% |
| INTERNATIONAL BUSINESS MACHS COM | 45 | Q3 2023 | 1.5% |
| BANK OF AMERICA ORD | 45 | Q3 2023 | 1.2% |
View Kovack Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-19 |
| 13F-HR | 2024-02-02 |
| 13F-HR | 2023-10-19 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-21 |
| 13F-HR | 2023-02-22 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-01-18 |
View Kovack Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.