$420 Million is the total value of Cliffwater LLC's 24 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $90,344,000 | +2.8% | 1,839,620 | -1.2% | 21.52% | +13.5% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $84,345,000 | -44.8% | 408,075 | -48.0% | 20.09% | -39.1% |
| NMFC | Buy | NEW MTN FIN CORP | $22,384,000 | +17.4% | 1,805,195 | +7.6% | 5.33% | +29.6% |
| TCPC | Sell | BLACKROCK TCP CAPITAL CORP | $21,869,000 | +21.6% | 1,581,293 | -1.2% | 5.21% | +34.2% |
| ARCC | Sell | ARES CAPITAL CORP | $20,929,000 | +5.3% | 1,118,612 | -5.0% | 4.98% | +16.2% |
| GBDC | Sell | GOLUB CAP BDC INC | $20,541,000 | +2.1% | 1,404,966 | -1.3% | 4.89% | +12.7% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $20,211,000 | +17.1% | 1,467,754 | +7.6% | 4.81% | +29.2% |
| TSLX | Sell | SIXTH STREET SPECIALTY LENDN | $19,548,000 | -3.5% | 929,516 | -4.8% | 4.66% | +6.5% |
| VTHR | Sell | VANGUARD SCOTTSDALE FDSvng rus3000idx | $18,958,000 | +6.5% | 97,718 | -4.5% | 4.52% | +17.5% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $15,970,000 | -0.9% | 193,294 | -0.1% | 3.80% | +9.4% |
| BBDC | Buy | BARINGS BDC INC | $12,774,000 | +59.6% | 1,279,964 | +47.1% | 3.04% | +76.2% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $11,231,000 | -22.7% | 211,990 | -26.8% | 2.68% | -14.6% |
| GSBD | Buy | GOLDMAN SACHS BDC INC | $9,080,000 | +12.9% | 469,718 | +11.7% | 2.16% | +24.6% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CORP | $8,078,000 | +28.7% | 1,302,859 | +15.6% | 1.92% | +42.0% |
| SLRC | Buy | SLR INVESTMENT CORP | $7,926,000 | +9.3% | 446,281 | +7.7% | 1.89% | +20.6% |
| CCAP | Buy | CRESCENT CAP BDC INC | $7,362,000 | +48.4% | 428,549 | +25.9% | 1.75% | +63.9% |
| MRCC | Buy | MONROE CAP CORP | $6,753,000 | +33.0% | 672,574 | +6.4% | 1.61% | +46.7% |
| CVBF | Buy | CVB FINL CORP | $6,432,000 | +13.3% | 303,253 | +4.1% | 1.53% | +25.1% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $5,440,000 | -1.4% | 59,224 | -8.9% | 1.30% | +8.8% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $4,837,000 | +0.6% | 12,204 | -5.1% | 1.15% | +11.1% |
| SCM | Buy | STELLUS CAP INVT CORP | $3,433,000 | +31.4% | 257,380 | +7.2% | 0.82% | +45.0% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $939,000 | -14.2% | 17,606 | -16.9% | 0.22% | -5.1% |
| IWM | ISHARES TRrussell 2000 etf | $382,000 | +12.7% | 1,729 | 0.0% | 0.09% | +24.7% | |
| IEFA | Sell | ISHARES TRcore msci eafe | $75,000 | +4.2% | 1,004 | -3.1% | 0.02% | +12.5% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 24 | Q3 2023 | 33.0% |
| VANGUARD TAX-MANAGED INTL FD | 24 | Q3 2023 | 27.8% |
| GOLUB CAP BDC INC | 24 | Q3 2023 | 8.6% |
| ARES CAPITAL CORP | 24 | Q3 2023 | 5.6% |
| VANGUARD SCOTTSDALE FDS | 24 | Q3 2023 | 8.4% |
| NEW MTN FIN CORP | 24 | Q3 2023 | 5.3% |
| VANGUARD INTL EQUITY INDEX F | 24 | Q3 2023 | 3.3% |
| SPDR S&P 500 ETF TR | 24 | Q3 2023 | 6.1% |
| VANGUARD INDEX FDS | 24 | Q3 2023 | 2.2% |
| GOLDMAN SACHS BDC INC | 24 | Q3 2023 | 2.7% |
View Cliffwater LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Silver Point Specialty Lending Fund | February 10, 2023 | 213,542,827 | 5.8% |
| Barings Private Credit Corp | May 24, 2022 | 44,235,355,216 | 88.0% |
| CVB FINANCIAL CORP | February 12, 2020 | 830,344 | 0.6% |
View Cliffwater LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-02-14 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-10 |
| SC 13G | 2023-02-10 |
| SC 13G | 2023-01-10 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-12 |
View Cliffwater LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.