This page lists the SEC filings reported by Cliffwater LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2024-02-14 | - | - | - | - | EDGAR |
| SC 13G | 2023-02-10 | Cliffwater LLC | Silver Point Specialty Lending Fund | 213,542,827 | 5.8% | EDGAR |
| SC 13G | 2023-01-10 | Cliffwater LLC | ARES STRATEGIC INCOME FUND | 800,000 | 13.5% | EDGAR |
| SC 13D | 2022-07-11 | Cliffwater LLC | AGTB Private BDC | 1,743,000 | 24.9% | EDGAR |
| SC 13D/A | 2022-05-24 | Cliffwater LLC | Barings Private Credit Corp | 44,235,355,216 | 88.0% | EDGAR |
| SC 13D/A | 2022-02-11 | Cliffwater LLC | Barings Private Credit Corp | 34,693,370,483 | 85.6% | EDGAR |
| SC 13D | 2021-09-08 | Cliffwater LLC | Barings Private Credit Corp | 30,995,145,631 | 100.0% | EDGAR |
| SC 13G | 2020-02-12 | Cliffwater LLC | CVB FINANCIAL CORP | 830,344 | 0.6% | EDGAR |
| SC 13G | 2019-02-08 | Cliffwater LLC | CVB FINANCIAL CORP | 8,038,386 | 5.7% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.