$213 Million is the total value of Ken Stern & Associates, Inc.'s 111 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 37.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESS | Sell | ESSEX PPTY TR INC | $42,058,000 | +5.1% | 172,038 | -0.0% | 19.72% | -4.8% |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $14,677,000 | +12.0% | 173,921 | +10.3% | 6.88% | +1.5% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $10,300,000 | +8.9% | 62,534 | +1.8% | 4.83% | -1.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $9,957,000 | +10.5% | 41,565 | +3.8% | 4.67% | +0.2% |
| IEF | Buy | ISHARES TR7-10yr tr bd etf | $9,413,000 | +14.5% | 88,306 | +12.6% | 4.41% | +3.7% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $8,798,000 | -13.3% | 107,889 | -14.1% | 4.13% | -21.4% |
| SHV | New | ISHARES TRshrt trs bd etf | $7,947,000 | – | 72,060 | +100.0% | 3.73% | – |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $7,924,000 | +13.8% | 57,092 | -0.4% | 3.72% | +3.1% |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $7,741,000 | – | 116,692 | +100.0% | 3.63% | – |
| IHI | New | ISHARES TRu.s. med dvc etf | $7,604,000 | – | 48,204 | +100.0% | 3.57% | – |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $7,170,000 | +10.6% | 79,617 | +0.0% | 3.36% | +0.2% |
| MTUM | Buy | ISHARES TRusa momentum fct | $6,420,000 | +13.0% | 75,723 | +1.1% | 3.01% | +2.4% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $6,178,000 | +3.6% | 53,855 | +1.1% | 2.90% | -6.2% |
| PWV | New | POWERSHARES ETF TRUSTdynm lrg cp vl | $5,760,000 | – | 163,323 | +100.0% | 2.70% | – |
| XHB | New | SPDR SERIES TRUSTs&p homebuild | $5,565,000 | – | 147,187 | +100.0% | 2.61% | – |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $3,866,000 | +0.0% | 164,291 | -1.2% | 1.81% | -9.4% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $3,773,000 | – | 49,968 | +100.0% | 1.77% | – |
| VOO | Sell | VANGUARD INDEX FDS | $3,290,000 | -18.8% | 15,049 | -23.7% | 1.54% | -26.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,897,000 | +156.4% | 7,968 | +140.7% | 0.89% | +132.4% |
| AAPL | Sell | APPLE INC | $1,745,000 | +20.0% | 12,147 | -3.3% | 0.82% | +8.6% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,562,000 | +99.5% | 12,736 | +87.5% | 0.73% | +81.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,351,000 | +6.8% | 10,943 | -0.3% | 0.63% | -3.2% |
| BSCK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2020 e | $1,056,000 | +101.1% | 49,287 | +99.1% | 0.50% | +82.0% |
| BSCI | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $1,002,000 | +88.7% | 47,211 | +88.4% | 0.47% | +70.9% |
| GOOGL | ALPHABET INCcap stk cl a | $877,000 | +16.6% | 949 | 0.0% | 0.41% | +5.7% | |
| LDOS | Sell | LEIDOS HLDGS INC | $836,000 | -2.0% | 15,878 | -4.8% | 0.39% | -11.3% |
| QCOM | Sell | QUALCOMM INC | $805,000 | -18.5% | 14,979 | -1.1% | 0.38% | -26.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $755,000 | -12.6% | 16,454 | +1.7% | 0.35% | -20.8% |
| LRCX | Sell | LAM RESEARCH CORP | $737,000 | +35.7% | 5,090 | -0.8% | 0.35% | +23.1% |
| JPM | Buy | JPMORGAN CHASE & CO | $729,000 | +0.8% | 8,378 | +0.0% | 0.34% | -8.6% |
| CVX | Sell | CHEVRON CORP NEW | $701,000 | -14.6% | 6,567 | -5.8% | 0.33% | -22.6% |
| JPS | Sell | NUVEEN PREFERRED SECURITIES | $674,000 | -5.3% | 68,244 | -10.8% | 0.32% | -14.4% |
| BSCJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $643,000 | +23.4% | 30,304 | +23.0% | 0.30% | +11.9% |
| AMZN | AMAZON COM INC | $645,000 | +23.3% | 697 | 0.0% | 0.30% | +11.4% | |
| PRF | Sell | POWERSHARES ETF TRUSTftse rafi 1000 | $620,000 | -27.1% | 6,043 | -29.3% | 0.29% | -33.9% |
| HON | Sell | HONEYWELL INTL INC | $619,000 | +12.1% | 4,723 | -0.8% | 0.29% | +1.4% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $580,000 | +6.6% | 6,538 | +2.8% | 0.27% | -3.5% |
| INTC | Sell | INTEL CORP | $581,000 | -2.0% | 16,067 | -1.8% | 0.27% | -11.4% |
| PPL | Buy | PPL CORP | $576,000 | +12.1% | 15,112 | +0.1% | 0.27% | +1.5% |
| SAIC | Sell | SCIENCE APPLICATNS INTL CP N | $574,000 | -21.7% | 7,865 | -9.0% | 0.27% | -29.0% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $539,000 | +14.7% | 10,053 | +2.6% | 0.25% | +4.1% |
| PG | Buy | PROCTER AND GAMBLE CO | $536,000 | +3.9% | 6,139 | +0.0% | 0.25% | -6.0% |
| CPT | Buy | CAMDEN PPTY TRsh ben int | $533,000 | +5.5% | 6,480 | +7.9% | 0.25% | -4.2% |
| GLW | Buy | CORNING INC | $534,000 | +18.7% | 18,524 | +0.0% | 0.25% | +7.3% |
| BSCH | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $532,000 | +9.2% | 23,530 | +9.2% | 0.25% | -1.2% |
| PFE | Buy | PFIZER INC | $527,000 | +12.1% | 15,543 | +7.5% | 0.25% | +1.6% |
| XOM | Sell | EXXON MOBIL CORP | $520,000 | -9.9% | 6,371 | -0.4% | 0.24% | -18.4% |
| PEP | Buy | PEPSICO INC | $507,000 | +8.3% | 4,472 | +0.0% | 0.24% | -1.7% |
| WFC | Buy | WELLS FARGO & CO NEW | $499,000 | -2.2% | 9,260 | +0.0% | 0.23% | -11.4% |
| IGV | ISHARES TRna tec-sftwr etf | $499,000 | +20.0% | 3,820 | 0.0% | 0.23% | +8.8% | |
| CSCO | Buy | CISCO SYS INC | $494,000 | +12.8% | 14,513 | +0.1% | 0.23% | +2.2% |
| AET | Sell | AETNA INC NEW | $479,000 | +7.9% | 3,550 | -0.8% | 0.22% | -2.2% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $478,000 | +16.3% | 2,893 | -0.7% | 0.22% | +5.2% |
| ABBV | Sell | ABBVIE INC | $475,000 | +4.4% | 7,202 | -0.8% | 0.22% | -5.5% |
| SDOG | Buy | ALPS ETF TRsectr div dogs | $475,000 | +89.2% | 11,139 | +87.0% | 0.22% | +71.5% |
| ITW | ILLINOIS TOOL WKS INC | $472,000 | +12.9% | 3,416 | 0.0% | 0.22% | +2.3% | |
| LH | Sell | LABORATORY CORP AMER HLDGS | $470,000 | +8.3% | 3,355 | -0.8% | 0.22% | -2.2% |
| VDC | Buy | VANGUARD WORLD FDSconsum stp etf | $460,000 | +14.7% | 3,234 | +7.9% | 0.22% | +3.8% |
| MU | Sell | MICRON TECHNOLOGY INC | $457,000 | +25.2% | 16,523 | -0.9% | 0.21% | +13.2% |
| XAR | SPDR SERIES TRUSTaerospace def | $454,000 | +8.4% | 6,610 | 0.0% | 0.21% | -1.8% | |
| KIE | SPDR SERIES TRUSTs&p ins etf | $440,000 | +4.0% | 5,096 | 0.0% | 0.21% | -5.9% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $427,000 | -7.6% | 9,397 | +0.0% | 0.20% | -16.3% |
| V | New | VISA INC | $427,000 | – | 4,684 | +100.0% | 0.20% | – |
| CTXS | Sell | CITRIX SYS INC | $419,000 | -22.4% | 5,174 | -14.5% | 0.20% | -30.0% |
| COF | Sell | CAPITAL ONE FINL CORP | $419,000 | -20.0% | 5,212 | -13.3% | 0.20% | -27.7% |
| PCAR | PACCAR INC | $410,000 | +4.6% | 6,137 | 0.0% | 0.19% | -5.4% | |
| ALXN | ALEXION PHARMACEUTICALS INC | $409,000 | +4.3% | 3,200 | 0.0% | 0.19% | -5.4% | |
| IWB | Sell | ISHARES TRrus 1000 etf | $406,000 | -36.5% | 3,063 | -40.3% | 0.19% | -42.6% |
| DIS | DISNEY WALT CO | $391,000 | +10.8% | 3,386 | 0.0% | 0.18% | 0.0% | |
| FITB | FIFTH THIRD BANCORP | $371,000 | -9.3% | 15,181 | 0.0% | 0.17% | -17.9% | |
| HAL | Buy | HALLIBURTON CO | $372,000 | -15.1% | 8,098 | +0.0% | 0.17% | -23.3% |
| USBPRO | Buy | U.S. BANCORP PRFD | $365,000 | +17.0% | 13,984 | +8.7% | 0.17% | +5.6% |
| ETN | EATON CORP PLC | $362,000 | +12.8% | 4,791 | 0.0% | 0.17% | +2.4% | |
| O | REALTY INCOME CORP | $361,000 | +1.7% | 6,181 | 0.0% | 0.17% | -8.2% | |
| WFCPRN | Buy | WELLS FARGO & COMPANY DEP | $355,000 | +16.4% | 14,346 | +8.8% | 0.17% | +5.1% |
| IGF | Buy | ISHARES TRglb infrastr etf | $352,000 | +18.5% | 8,198 | +7.9% | 0.16% | +7.1% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $339,000 | +8.0% | 26,918 | +7.9% | 0.16% | -2.5% |
| SBUX | Buy | STARBUCKS CORP | $339,000 | +13.8% | 5,639 | +5.0% | 0.16% | +3.2% |
| CVS | Buy | CVS HEALTH CORP | $327,000 | +35.1% | 3,969 | +29.2% | 0.15% | +22.4% |
| IBB | Sell | ISHARES TRnasdq biotec etf | $318,000 | +7.8% | 1,067 | -4.0% | 0.15% | -2.6% |
| LYB | LYONDELLBASELL INDUSTRIES N | $309,000 | -1.3% | 3,646 | 0.0% | 0.14% | -10.5% | |
| JWN | Buy | NORDSTROM INC | $297,000 | +3.5% | 6,155 | +2.7% | 0.14% | -6.7% |
| DUK | Sell | DUKE ENERGY CORP NEW | $297,000 | -43.1% | 3,605 | -46.4% | 0.14% | -48.5% |
| IJT | Sell | ISHARES TRsp smcp600gr etf | $295,000 | -18.5% | 1,900 | -21.2% | 0.14% | -26.2% |
| SO | Sell | SOUTHERN CO | $294,000 | -42.1% | 5,902 | -42.9% | 0.14% | -47.5% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $289,000 | -45.5% | 2,687 | -41.9% | 0.14% | -50.4% |
| VRP | New | POWERSHARES ETF TR IIvar rate pfd por | $289,000 | – | 11,238 | +100.0% | 0.14% | – |
| BIL | Sell | SPDR SERIES TRUSTblmbrg br 1 3 mt | $289,000 | -28.1% | 6,322 | -28.2% | 0.14% | -34.6% |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $287,000 | – | 12,319 | +100.0% | 0.14% | – |
| PHB | New | POWERSHARES ETF TR IIfdm hg yld rafi | $279,000 | – | 14,698 | +100.0% | 0.13% | – |
| BSCL | New | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $278,000 | – | 13,077 | +100.0% | 0.13% | – |
| MDIV | Buy | FIRST TR EXCHANGE TRADED FDmulti asset di | $276,000 | +12.7% | 14,100 | +10.1% | 0.13% | +1.6% |
| AOR | Sell | ISHARESgrwt allocat etf | $267,000 | -36.0% | 6,230 | -39.4% | 0.12% | -42.1% |
| GSLC | Sell | GOLDMAN SACHS ETF TRequity etf | $244,000 | -64.4% | 5,158 | -66.6% | 0.11% | -67.9% |
| HST | Sell | HOST HOTELS & RESORTS INC | $242,000 | -5.5% | 13,497 | -0.9% | 0.11% | -15.0% |
| MYL | New | MYLAN N V | $237,000 | – | 6,332 | +100.0% | 0.11% | – |
| COST | COSTCO WHSL CORP NEW | $236,000 | +10.8% | 1,329 | 0.0% | 0.11% | +0.9% | |
| BLK | New | BLACKROCK INC | $237,000 | – | 617 | +100.0% | 0.11% | – |
| RCD | New | RYDEX ETF TRUSTgug s&p sc500 eq | $234,000 | – | 2,503 | +100.0% | 0.11% | – |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $229,000 | -18.5% | 1,645 | -18.2% | 0.11% | -26.2% |
| PFXF | New | VANECK VECTORS ETF TRpfd secs ex finl | $228,000 | – | 11,308 | +100.0% | 0.11% | – |
| RYT | New | RYDEX ETF TRUSTgug s&p500eqwtte | $227,000 | – | 1,850 | +100.0% | 0.11% | – |
| FDRR | New | FIDELITYdivid etf risi | $223,000 | – | 7,982 | +100.0% | 0.10% | – |
| APLE | New | APPLE HOSPITALITY REIT INC | $224,000 | – | 11,959 | +100.0% | 0.10% | – |
| RYF | New | RYDEX ETF TRUSTgug s&p500eqwtfi | $216,000 | – | 5,754 | +100.0% | 0.10% | – |
| FDX | New | FEDEX CORP | $210,000 | – | 1,107 | +100.0% | 0.10% | – |
| GE | Sell | GENERAL ELECTRIC CO | $210,000 | -10.6% | 7,246 | -2.5% | 0.10% | -19.7% |
| GOOG | New | ALPHABET INCcap stk cl c | $206,000 | – | 227 | +100.0% | 0.10% | – |
| RGI | New | RYDEX ETF TRUSTgug s&p500 eq wt | $206,000 | – | 1,961 | +100.0% | 0.10% | – |
| MCD | New | MCDONALDS CORP | $201,000 | – | 1,436 | +100.0% | 0.09% | – |
| USO | UNITED STATES OIL FUND LPunits | $123,000 | -12.8% | 12,016 | 0.0% | 0.06% | -20.5% | |
| NYF | Exit | ISHARES TRnew york mun etf | $0 | – | -1,833 | -100.0% | -0.10% | – |
| IGIB | Exit | ISHARES TRinterm cr bd etf | $0 | – | -2,141 | -100.0% | -0.12% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -2,691 | -100.0% | -0.12% | – |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -4,517 | -100.0% | -0.12% | – |
| RNRPRE | Exit | RENAISSANCE PRFD | $0 | – | -12,431 | -100.0% | -0.14% | – |
| AL | Exit | AIR LEASE CORPcl a | $0 | – | -8,654 | -100.0% | -0.15% | – |
| MSPRI | Exit | MORGAN STANLEY PRFD | $0 | – | -12,298 | -100.0% | -0.16% | – |
| JPMPRG | Exit | JPMORGAN CHASE PRFD | $0 | – | -12,718 | -100.0% | -0.17% | – |
| CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -2,937 | -100.0% | -0.18% | – |
| BWX | Exit | SPDR SERIES TRUSTbrclys intl etf | $0 | – | -14,458 | -100.0% | -0.20% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -13,009 | -100.0% | -0.73% | – |
| XLB | Exit | SELECT SECTOR SPDR TRsbi materials | $0 | – | -70,547 | -100.0% | -1.82% | – |
| VNQ | Exit | VANGUARD INDEX FDSreit etf | $0 | – | -59,868 | -100.0% | -2.56% | – |
| SCHD | Exit | SCHWAB STRATEGIC TRIus dividend eq | $0 | – | -123,357 | -100.0% | -2.78% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -66,342 | -100.0% | -3.52% | – |
| Exit | SELECT SECTOR SPDR TRsbi int-inds | $0 | – | -118,316 | -100.0% | -3.81% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS S&P 500 | 16 | Q3 2018 | 14.0% |
| APPLE INC | 16 | Q3 2018 | 1.2% |
| JOHNSON & JOHNSON | 16 | Q3 2018 | 1.0% |
| QUALCOMM INC | 16 | Q3 2018 | 1.1% |
| CHEVRON CORP NEW | 16 | Q3 2018 | 1.1% |
| VERIZON COMMUNICATIONS INC | 16 | Q3 2018 | 0.7% |
| INTEL CORP | 16 | Q3 2018 | 0.6% |
| J P MORGAN & CO | 16 | Q3 2018 | 0.4% |
| AETNA INC NEW | 16 | Q3 2018 | 0.5% |
| ILLINOIS TOOL WKS INC | 16 | Q3 2018 | 0.5% |
View Ken Stern & Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-11-13 |
| 13F-HR | 2018-08-08 |
| 13F-HR | 2018-05-21 |
| 13F-HR | 2018-02-08 |
| 13F-HR | 2017-11-01 |
| 13F-HR | 2017-08-11 |
| 13F-HR | 2017-05-11 |
| 13F-HR | 2017-02-09 |
| 13F-HR | 2016-11-15 |
| 13F-HR | 2016-07-21 |
View Ken Stern & Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.