$144 Million is the total value of Ken Stern & Associates, Inc.'s 78 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 46.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VGT | Buy | VANGUARD WORLD FUNDS INFO TECHetf | $11,266,000 | +119.6% | 103,396 | +118.2% | 7.81% | +127.0% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDS SHRT TRM CORP BDetf | $10,996,000 | -0.5% | 137,398 | -1.8% | 7.62% | +2.8% |
| IEF | New | ISHARES 7-10 YR TR TREASURYetf | $9,601,000 | – | 87,013 | +100.0% | 6.66% | – |
| IVV | Sell | ISHARES TR CORE S&P500etf | $8,533,000 | -0.8% | 41,290 | -1.6% | 5.92% | +2.6% |
| IWO | Buy | ISHARES TR RUSSELL 2000 GRetf | $8,231,000 | +12.8% | 62,066 | +18.5% | 5.71% | +16.6% |
| BND | Buy | VANGUARD BD INDEX FD INC TOTAL BND MRKTetf | $8,125,000 | +9.7% | 98,118 | +7.0% | 5.63% | +13.4% |
| XLP | Buy | SELECT SECTOR SPDR TR SBI CONS STPLS | $7,058,000 | +21.6% | 133,021 | +15.7% | 4.90% | +25.7% |
| VOO | Sell | VANGUARD INDEX FDS S&P 500etf | $6,850,000 | -40.6% | 36,324 | -41.1% | 4.75% | -38.6% |
| XLV | Buy | SPDR SERIES TRUST HEALTHCARE SECTORetf | $6,531,000 | +3.8% | 96,358 | +10.3% | 4.53% | +7.3% |
| XLY | Buy | SELECT SECTOR SPDR TR SBI CONS DISCR | $6,530,000 | +16.3% | 82,554 | +14.9% | 4.53% | +20.2% |
| XLK | Buy | SELECT SECTOR SPDR TR TECHNOLOGY | $5,385,000 | +3.6% | 121,398 | +0.1% | 3.73% | +7.1% |
| IWF | Sell | ISHARES TR RUS 1000 GRWetf | $5,360,000 | +0.0% | 53,719 | -0.3% | 3.72% | +3.4% |
| BIV | Sell | VANGUARD BD INDEX FDS INTERMEDIATEetf | $5,162,000 | -10.0% | 59,833 | -13.3% | 3.58% | -6.9% |
| VNQ | New | VANGUARD INDEX FDS REITetf | $4,698,000 | – | 56,057 | +100.0% | 3.26% | – |
| DVY | New | ISHARES DOW JONES SELECTEDetf | $4,611,000 | – | 56,454 | +100.0% | 3.20% | – |
| USMV | New | ISHARES MSCI USA MIN VOLetf | $4,526,000 | – | 103,036 | +100.0% | 3.14% | – |
| PFF | Buy | ISHARES TR S&P US PREFERREDetf | $1,476,000 | +13.4% | 37,810 | +12.8% | 1.02% | +17.2% |
| IWB | Sell | ISHARES TR RUS 1000etf | $1,417,000 | -23.8% | 12,418 | -24.3% | 0.98% | -21.2% |
| AAPL | Buy | APPLE INC | $1,195,000 | +12.6% | 10,965 | +8.8% | 0.83% | +16.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,084,000 | +14.2% | 10,020 | +8.4% | 0.75% | +18.1% |
| CB | New | CHUBB CORP | $980,000 | – | 8,225 | +100.0% | 0.68% | – |
| BIL | Sell | SPDR SER TR BRCLYS 1-3MT ETF | $967,000 | -30.8% | 21,172 | -30.8% | 0.67% | -28.4% |
| INTC | Buy | INTEL CORP | $935,000 | +9.6% | 28,903 | +16.7% | 0.65% | +13.3% |
| GSLC | New | GOLDMAN SACHS ACTVBETA | $826,000 | – | 19,682 | +100.0% | 0.57% | – |
| CVX | Sell | CHEVRON CORP NEW | $795,000 | -1.2% | 8,338 | -6.9% | 0.55% | +2.0% |
| VTI | Buy | VANGUARD INDEX FDS TOTAL STK MKTetf | $713,000 | +4.7% | 6,806 | +4.2% | 0.49% | +8.1% |
| GOOGL | Buy | ALPHABET INC CLASS A | $698,000 | +12.2% | 915 | +14.4% | 0.48% | +16.1% |
| CTXS | Sell | CITRIX SYS INC | $683,000 | -23.4% | 8,697 | -26.2% | 0.47% | -20.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $670,000 | +13.2% | 12,395 | -3.2% | 0.46% | +17.1% |
| QCOM | Sell | QUALCOMM INC | $635,000 | -15.1% | 12,409 | -17.0% | 0.44% | -12.4% |
| RTN | Buy | RAYTHEON CO | $633,000 | +18.5% | 5,160 | +20.3% | 0.44% | +22.6% |
| JPS | Buy | NUVEEN QUALITY PFD INCOME FD | $629,000 | +10.0% | 69,952 | +11.5% | 0.44% | +13.5% |
| COF | Sell | CAPITAL ONE FINL CORP | $593,000 | -28.9% | 8,549 | -26.0% | 0.41% | -26.6% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $588,000 | +33.0% | 5,741 | +20.4% | 0.41% | +37.4% |
| MYL | New | MYLAN LABORATORIES INC | $587,000 | – | 12,661 | +100.0% | 0.41% | – |
| PPL | Buy | PPL CORP | $558,000 | +33.8% | 14,661 | +20.0% | 0.39% | +38.2% |
| PG | Buy | PROCTOR & GAMBLE CO | $495,000 | +33.1% | 6,014 | +28.5% | 0.34% | +37.2% |
| SDY | Sell | SPDR SERIES TRUST S&P DIVID ETFetf | $488,000 | +8.0% | 6,104 | -0.5% | 0.34% | +11.6% |
| UPS | Buy | UNITED PARCEL SERVICE INC CL B | $474,000 | +25.7% | 4,496 | +14.7% | 0.33% | +30.0% |
| JPM | Buy | JPMORGAN CHASE & CO | $472,000 | +0.6% | 7,975 | +12.3% | 0.33% | +3.8% |
| DAL | Buy | DELTA AIR LINES INC DEL | $452,000 | +13.9% | 9,275 | +18.5% | 0.31% | +17.7% |
| XOM | Buy | EXXON MOBIL CORP | $452,000 | +25.2% | 5,404 | +16.6% | 0.31% | +29.3% |
| PEP | Buy | PEPSICO INC | $436,000 | +16.9% | 4,251 | +13.8% | 0.30% | +20.8% |
| LRCX | Buy | LAM RESEARCH CORP | $418,000 | +22.9% | 5,066 | +18.5% | 0.29% | +27.2% |
| WFC | Buy | WELLS FARGO & CO | $417,000 | -1.7% | 8,628 | +10.5% | 0.29% | +1.8% |
| ABBV | Buy | ABBVIE INC | $412,000 | +18.4% | 7,217 | +23.0% | 0.29% | +22.7% |
| CVS | Buy | CVS CORP | $412,000 | +25.6% | 3,974 | +18.4% | 0.29% | +30.0% |
| SPY | STANDARD & POORS | $412,000 | +0.7% | 2,005 | 0.0% | 0.29% | +4.4% | |
| New | AMAZON.COM | $410,000 | – | 690 | +100.0% | 0.28% | – | |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $407,000 | +19.0% | 2,872 | +19.2% | 0.28% | +23.1% |
| LH | Buy | LABORATORY CORP AMER HLDGS | $393,000 | +12.3% | 3,352 | +18.4% | 0.27% | +16.2% |
| AET | Buy | AETNA INC NEW | $391,000 | +30.3% | 3,479 | +25.3% | 0.27% | +34.8% |
| GLW | Buy | CORNING INC | $384,000 | +40.1% | 18,366 | +22.4% | 0.27% | +44.6% |
| BX | New | BLACKSTONE GRP LP UNIT LTD | $384,000 | – | 13,700 | +100.0% | 0.27% | – |
| JWN | Buy | NORDSTORM INC | $362,000 | +60.2% | 6,324 | +39.5% | 0.25% | +65.1% |
| IJT | Sell | ISHARES TR S&P SMALLCAP 6etf | $336,000 | -76.7% | 2,705 | -76.7% | 0.23% | -75.9% |
| PCAR | Buy | PACCAR INC | $331,000 | +58.4% | 6,056 | +37.3% | 0.23% | +64.3% |
| DIS | Sell | DISNEY WALT CO | $330,000 | -42.9% | 3,320 | -39.7% | 0.23% | -41.0% |
| SHOO | Buy | STEVE MADDEN LTD | $312,000 | +56.0% | 8,412 | +27.0% | 0.22% | +61.2% |
| BSCK | New | CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 Eetf | $311,000 | – | 14,535 | +100.0% | 0.22% | – |
| BSCI | New | CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 Eetf | $301,000 | – | 14,233 | +100.0% | 0.21% | – |
| BSCH | New | CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017etf | $300,000 | – | 13,257 | +100.0% | 0.21% | – |
| BWX | Sell | SPDR SERIES TRUST LEHMAN INTL TREASURYetf | $297,000 | -70.4% | 5,333 | -72.6% | 0.21% | -69.4% |
| BSCJ | New | CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 Eetf | $294,000 | – | 13,852 | +100.0% | 0.20% | – |
| AOR | Buy | ISHARES TR GRWT ALLOCATetf | $284,000 | +12.7% | 7,207 | +11.2% | 0.20% | +16.6% |
| HAL | Buy | HALLIBURTON CO | $283,000 | +41.5% | 7,912 | +34.5% | 0.20% | +46.3% |
| AL | Buy | AIR LEASE CORP | $272,000 | +14.3% | 8,458 | +19.0% | 0.19% | +18.1% |
| PRF | Sell | POWERSHARES ETF EXCH TRAD FD TRetf | $272,000 | -49.2% | 3,080 | -50.0% | 0.19% | -47.4% |
| Sell | ISHARES TR LEHMAN AGGREGATEetf | $254,000 | -64.4% | 2,295 | -65.2% | 0.18% | -63.2% | |
| SCHD | New | SCHWAB STRATEGIC TR US | $243,000 | – | 6,053 | +100.0% | 0.17% | – |
| MTUM | New | ISHARES MSCI USA MOMENTUMetf | $244,000 | – | 3,337 | +100.0% | 0.17% | – |
| IVW | Sell | ISHARES TR S&P 500/BARRAetf | $244,000 | -83.3% | 2,107 | -83.3% | 0.17% | -82.8% |
| IJS | Sell | ISHARES TR S&P SM CAP 600 BAetf | $230,000 | -80.4% | 2,030 | -81.3% | 0.16% | -79.8% |
| ETP | New | ENERGY TRANSFER PARTNERSunit ltd partn | $225,000 | – | 6,968 | +100.0% | 0.16% | – |
| HST | Buy | HOST HOTELS & RESORT INC | $224,000 | +41.8% | 13,433 | +30.2% | 0.16% | +46.2% |
| IEI | ISHARES TR 3-7 YR BONDetf | $218,000 | +2.8% | 1,732 | 0.0% | 0.15% | +6.3% | |
| New | BAXTER INTERNATIONAL | $200,000 | – | 4,873 | +100.0% | 0.14% | – | |
| MHRCQ | New | MAGNUM HUNTER RESOURCES | $0 | – | 18,000 | +100.0% | 0.00% | – |
| AGZ | Exit | ISHARES TR BARCLAYS AGENCY Betf | $0 | – | -1,653 | -100.0% | -0.12% | – |
| AMG | Exit | AFFILIATED MANAGERS GROUP | $0 | – | -1,280 | -100.0% | -0.14% | – |
| VEA | Exit | VANGUARD INDEX FDS EUROPE PACIFICetf | $0 | – | -5,602 | -100.0% | -0.14% | – |
| VGK | Exit | VANGUARD INDEX FDS EUROPEANetf | $0 | – | -5,546 | -100.0% | -0.19% | – |
| Exit | BLACKSTONE GRP LP UNIT LTD | $0 | – | -9,890 | -100.0% | -0.19% | – | |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -8,057 | -100.0% | -0.31% | – |
| EFA | Exit | ISHARES TR MSCI EAFE INDEXetf | $0 | – | -9,646 | -100.0% | -0.38% | – |
| VTR | Exit | VENTAS INC | $0 | – | -10,479 | -100.0% | -0.40% | – |
| MU | Exit | MYLAN LABORATORIES INC | $0 | – | -22,265 | -100.0% | -0.47% | – |
| ACE | Exit | ACE LTD-ORD | $0 | – | -6,826 | -100.0% | -0.54% | – |
| VWO | Exit | VANGUARD INDEX FDS EMERGING MARKETetf | $0 | – | -24,900 | -100.0% | -0.55% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -5,737 | -100.0% | -0.57% | – |
| Exit | UNITED HEALTHCARE CORP | $0 | – | -9,020 | -100.0% | -0.71% | – | |
| IVE | Exit | ISHARES TR S&P 500 VALUEetf | $0 | – | -16,601 | -100.0% | -0.99% | – |
| AKRXQ | Exit | GOLDMAN SACHS ACTVBETA | $0 | – | -75,256 | -100.0% | -2.08% | – |
| XHB | Exit | SPDR SERIES TRUST S&P HOMEBUILDetf | $0 | – | -114,637 | -100.0% | -2.63% | – |
| VB | Exit | VANGUARD INDEX FDS SMALL CAPetf | $0 | – | -38,778 | -100.0% | -2.88% | – |
| PJP | Exit | POWERSHARES ETF TRUST DYN PHARM PORTetf | $0 | – | -67,334 | -100.0% | -3.16% | – |
| RFG | Exit | RYDEX ETF TRUST GUG S&P MC400 PGetf | $0 | – | -83,848 | -100.0% | -7.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-06-07
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS S&P 500 | 16 | Q3 2018 | 14.0% |
| APPLE INC | 16 | Q3 2018 | 1.2% |
| JOHNSON & JOHNSON | 16 | Q3 2018 | 1.0% |
| QUALCOMM INC | 16 | Q3 2018 | 1.1% |
| CHEVRON CORP NEW | 16 | Q3 2018 | 1.1% |
| VERIZON COMMUNICATIONS INC | 16 | Q3 2018 | 0.7% |
| INTEL CORP | 16 | Q3 2018 | 0.6% |
| J P MORGAN & CO | 16 | Q3 2018 | 0.4% |
| AETNA INC NEW | 16 | Q3 2018 | 0.5% |
| ILLINOIS TOOL WKS INC | 16 | Q3 2018 | 0.5% |
View Ken Stern & Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-11-13 |
| 13F-HR | 2018-08-08 |
| 13F-HR | 2018-05-21 |
| 13F-HR | 2018-02-08 |
| 13F-HR | 2017-11-01 |
| 13F-HR | 2017-08-11 |
| 13F-HR | 2017-05-11 |
| 13F-HR | 2017-02-09 |
| 13F-HR | 2016-11-15 |
| 13F-HR | 2016-07-21 |
View Ken Stern & Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.