$221 Million is the total value of Birch Grove Capital LP's 47 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 40.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $23,536,000 | +110.3% | 28,377,000 | +112.1% | 10.65% | +102.0% | |
| Sell | KAMAN CORPnote 3.250% 5/0 | $17,664,000 | -7.7% | 17,030,000 | -9.6% | 8.00% | -11.3% | |
| Buy | HERBALIFE LTDnote 2.625% 3/1 | $16,576,000 | +13.1% | 16,538,000 | +15.2% | 7.50% | +8.7% | |
| JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $16,097,000 | -1.5% | 16,100,000 | 0.0% | 7.29% | -5.4% | ||
| New | UBER TECHNOLOGIES INCnote 12/1 | $15,291,000 | – | 15,500,000 | +100.0% | 6.92% | – | |
| NOTV | New | INOTIV INC | $12,457,000 | – | 296,097 | +100.0% | 5.64% | – |
| Buy | SPLUNK INCnote 1.125% 6/1 | $12,192,000 | +11.0% | 13,054,000 | +18.1% | 5.52% | +6.6% | |
| NUVASIVE INCnote 1.000% 6/0 | $8,040,000 | +3.1% | 8,000,000 | 0.0% | 3.64% | -1.0% | ||
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $7,879,000 | +32.8% | 8,202,000 | +26.2% | 3.57% | +27.5% | |
| NUVASIVE INCnote 0.375% 3/1 | $7,650,000 | -6.6% | 8,000,000 | 0.0% | 3.46% | -10.3% | ||
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $6,673,000 | -0.2% | 6,623,000 | 0.0% | 3.02% | -4.1% | ||
| SPLUNK INCnote 1.125% 9/1 | $6,623,000 | -9.7% | 6,000,000 | 0.0% | 3.00% | -13.3% | ||
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $5,744,000 | -0.8% | 5,700,000 | 0.0% | 2.60% | -4.8% | ||
| Buy | RINGCENTRAL INCnote 3/1 | $5,364,000 | +43.0% | 6,000,000 | +50.0% | 2.43% | +37.3% | |
| New | KARYOPHARM THERAPEUTICS INCnote 3.000% 10/1 | $4,088,000 | – | 5,000,000 | +100.0% | 1.85% | – | |
| CVIIU | CHURCHILL CAPITAL CORP VIIunit 99/99/9999 | $4,008,000 | +1.4% | 400,000 | 0.0% | 1.81% | -2.6% | |
| CCVIU | CHURCHILL CAPITAL CORP VIunit 99/99/9999 | $3,984,000 | -0.8% | 400,000 | 0.0% | 1.80% | -4.7% | |
| CCV | CHURCHILL CAPITAL CORP V | $3,936,000 | +0.6% | 400,000 | 0.0% | 1.78% | -3.4% | |
| TELADOC HEALTH INCnote 1.250% 6/0 | $3,661,000 | -9.4% | 4,000,000 | 0.0% | 1.66% | -13.0% | ||
| SPR | Buy | SPIRIT AEROSYSTEMS HLDGS INC | $3,026,000 | +4.2% | 70,220 | +6.8% | 1.37% | +0.1% |
| NUTANIX INCnote 1/1 | $3,020,000 | -4.7% | 3,000,000 | 0.0% | 1.37% | -8.5% | ||
| New | ZYNGA INCnote 12/1 | $2,753,000 | – | 3,000,000 | +100.0% | 1.25% | – | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $2,726,000 | +14.3% | 30,850 | 0.0% | 1.23% | +9.8% | |
| ALTERYX INCnote 1.000% 8/0 | $2,686,000 | -3.3% | 3,000,000 | 0.0% | 1.22% | -7.1% | ||
| GRANITE PT MTG TR INCnote 6.375% 10/1 | $2,553,000 | +1.1% | 2,500,000 | 0.0% | 1.16% | -2.9% | ||
| BCO | Buy | BRINKS CO | $2,483,000 | +13.5% | 37,873 | +9.5% | 1.12% | +9.0% |
| ZYNGA INCnote 0.250% 6/0 | $2,163,000 | -5.3% | 2,000,000 | 0.0% | 0.98% | -9.0% | ||
| OI | Buy | O-I GLASS INC | $2,014,000 | -5.4% | 167,450 | +12.2% | 0.91% | -9.1% |
| ALTERYX INCnote 0.500% 8/0 | $1,891,000 | -0.6% | 2,000,000 | 0.0% | 0.86% | -4.5% | ||
| DHT | Buy | DHT HOLDINGS INC | $1,808,000 | -13.9% | 348,278 | +8.4% | 0.82% | -17.3% |
| KAMN | New | KAMAN CORP | $1,751,000 | – | 40,574 | +100.0% | 0.79% | – |
| EVOLENT HEALTH INCnote 3.500% 10/1 | $1,729,000 | -9.1% | 1,050,000 | 0.0% | 0.78% | -12.6% | ||
| SLQT | SELECTQUOTE INC | $1,547,000 | -29.9% | 170,731 | 0.0% | 0.70% | -32.8% | |
| LVS | LAS VEGAS SANDS CORP | $1,534,000 | +2.9% | 40,750 | 0.0% | 0.69% | -1.3% | |
| CHX | New | CHAMPIONX CORPORATION | $1,189,000 | – | 58,850 | +100.0% | 0.54% | – |
| GOCO | GOHEALTH INC | $1,185,000 | -24.7% | 312,709 | 0.0% | 0.54% | -27.7% | |
| IWM | Buy | ISHARES TRput | $922,000 | -24.0% | 197,800 | +14.8% | 0.42% | -27.1% |
| MPLN | Sell | MULTIPLAN CORPORATION | $709,000 | -31.2% | 160,115 | -12.6% | 0.32% | -34.0% |
| APOLLO COML REAL EST FIN INCnote 5.375% 10/1 | $379,000 | 0.0% | 375,000 | 0.0% | 0.17% | -3.9% | ||
| RDUS | Sell | RADIUS HEALTH INC | $350,000 | -67.2% | 50,532 | -41.3% | 0.16% | -68.6% |
| EHTH | EHEALTH INC | $248,000 | -37.1% | 9,737 | 0.0% | 0.11% | -39.8% | |
| New | LULUS FASHION LOUNGE HOLDING | $246,000 | – | 24,000 | +100.0% | 0.11% | – | |
| QQQ | Buy | INVESCO QQQ TRput | $189,000 | -71.5% | 91,500 | +49.5% | 0.09% | -72.5% |
| CCVWS | CHURCHILL CAPITAL CORP V*w exp 10/29/202 | $98,000 | -24.6% | 100,000 | 0.0% | 0.04% | -27.9% | |
| MPLNWS | MULTIPLAN CORPORATION*w exp 02/13/202 | $96,000 | +7.9% | 75,000 | 0.0% | 0.04% | +2.4% | |
| HYG | New | ISHARES TRput | $81,000 | – | 405,500 | +100.0% | 0.04% | – |
| SKILWS | SKILLSOFT CORP*w exp 06/11/202 | $63,000 | -31.5% | 33,332 | 0.0% | 0.03% | -32.6% | |
| UBER | Exit | UBER TECHNOLOGIES INCput | $0 | – | -19,000 | -100.0% | 0.00% | – |
| MGNI | Exit | MAGNITE INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| LRN | Exit | STRIDE INCput | $0 | – | -22,000 | -100.0% | -0.00% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -39,000 | -100.0% | -0.15% | – |
| FLXN | Exit | FLEXION THERAPEUTICS INC | $0 | – | -62,000 | -100.0% | -0.18% | – |
| Exit | LIBERTY MEDIA CORP DELdeb 2.250% 9/3 | $0 | – | -3,860,000 | -100.0% | -0.82% | – | |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -21,935 | -100.0% | -0.91% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -12,000 | -100.0% | -1.24% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -15,650 | -100.0% | -1.25% | – |
| Exit | 8X8 INC NEWnote 0.500% 2/0 | $0 | – | -2,500,000 | -100.0% | -1.33% | – | |
| Exit | EVOLENT HEALTH INCnote 1.500% 10/1 | $0 | – | -4,500,000 | -100.0% | -2.44% | – | |
| Exit | STRIDE INCnote 1.125% 9/0 | $0 | – | -6,350,000 | -100.0% | -3.00% | – | |
| Exit | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $0 | – | -20,150,000 | -100.0% | -8.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST | 13 | Q3 2023 | 1.3% |
| GOLAR LNG LTD | 12 | Q4 2020 | 11.3% |
| MULTIPLAN CORPORATION | 12 | Q3 2023 | 0.3% |
| TABULA RASA HEALTHCARE INC | 11 | Q3 2023 | 43.7% |
| JAZZ INVESTMENTS I LTD | 11 | Q3 2023 | 22.4% |
| KAMAN CORP | 11 | Q1 2023 | 9.7% |
| VECTOR GROUP LTD | 10 | Q1 2018 | 28.5% |
| NUANCE COMMUNICATIONS INC | 10 | Q4 2019 | 18.7% |
| JAZZ INVESTMENTS I LTD | 10 | Q1 2020 | 20.9% |
| ALLSCRIPTS HEALTHCARE SOLUTN | 10 | Q3 2019 | 10.8% |
View Birch Grove Capital LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Independence Contract Drilling, Inc. | April 17, 2020 | ? | ? |
| Easterly Acquisition Corp. | September 29, 2016 | ? | ? |
View Birch Grove Capital LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
View Birch Grove Capital LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.