$212 Million is the total value of Birch Grove Capital LP's 52 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 34.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KAMAN CORPnote 3.250% 5/0 | $19,131,000 | -4.5% | 18,830,000 | 0.0% | 9.02% | -7.4% | ||
| FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $17,845,000 | -1.8% | 20,150,000 | 0.0% | 8.41% | -4.8% | ||
| JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $16,335,000 | -7.9% | 16,100,000 | 0.0% | 7.70% | -10.7% | ||
| Buy | HERBALIFE LTDnote 2.625% 3/1 | $14,653,000 | +29.8% | 14,360,000 | +38.6% | 6.91% | +25.8% | |
| Buy | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $11,191,000 | +45.7% | 13,377,000 | +78.4% | 5.28% | +41.3% | |
| SPLUNK INCnote 1.125% 6/1 | $10,988,000 | +2.0% | 11,054,000 | 0.0% | 5.18% | -1.0% | ||
| New | NUVASIVE INCnote 0.375% 3/1 | $8,190,000 | – | 8,000,000 | +100.0% | 3.86% | – | |
| New | NUVASIVE INCnote 1.000% 6/0 | $7,800,000 | – | 8,000,000 | +100.0% | 3.68% | – | |
| SPLUNK INCnote 1.125% 9/1 | $7,335,000 | +1.3% | 6,000,000 | 0.0% | 3.46% | -1.8% | ||
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $6,685,000 | +0.1% | 6,623,000 | 0.0% | 3.15% | -2.9% | ||
| New | STRIDE INCnote 1.125% 9/0 | $6,368,000 | – | 6,350,000 | +100.0% | 3.00% | – | |
| RADIUS HEALTH INCnote 3.000% 9/0 | $5,935,000 | -1.4% | 6,500,000 | 0.0% | 2.80% | -4.3% | ||
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $5,792,000 | -0.3% | 5,700,000 | 0.0% | 2.73% | -3.3% | ||
| Sell | EVOLENT HEALTH INCnote 1.500% 10/1 | $5,174,000 | -2.7% | 4,500,000 | -18.2% | 2.44% | -5.6% | |
| TELADOC HEALTH INCnote 1.250% 6/0 | $4,042,000 | -10.1% | 4,000,000 | 0.0% | 1.90% | -12.8% | ||
| CCVIU | CHURCHILL CAPITAL CORP VIunit 99/99/9999 | $4,016,000 | -0.8% | 400,000 | 0.0% | 1.89% | -3.8% | |
| CVIIU | CHURCHILL CAPITAL CORP VIIunit 99/99/9999 | $3,952,000 | -1.3% | 400,000 | 0.0% | 1.86% | -4.3% | |
| CCV | CHURCHILL CAPITAL CORP V | $3,912,000 | -2.9% | 400,000 | 0.0% | 1.84% | -5.8% | |
| New | RINGCENTRAL INCnote 3/1 | $3,751,000 | – | 4,000,000 | +100.0% | 1.77% | – | |
| NUTANIX INCnote 1/1 | $3,169,000 | -0.3% | 3,000,000 | 0.0% | 1.49% | -3.2% | ||
| SPR | Buy | SPIRIT AEROSYSTEMS HLDGS INC | $2,904,000 | +36.4% | 65,720 | +45.7% | 1.37% | +32.3% |
| 8X8 INC NEWnote 0.500% 2/0 | $2,823,000 | -9.4% | 2,500,000 | 0.0% | 1.33% | -12.1% | ||
| New | ALTERYX INCnote 1.000% 8/0 | $2,777,000 | – | 3,000,000 | +100.0% | 1.31% | – | |
| DIS | DISNEY WALT CO | $2,648,000 | -3.7% | 15,650 | 0.0% | 1.25% | -6.7% | |
| IWM | New | ISHARES TRrussell 2000 etf | $2,625,000 | – | 12,000 | +100.0% | 1.24% | – |
| New | GRANITE PT MTG TR INCnote 6.375% 10/1 | $2,525,000 | – | 2,500,000 | +100.0% | 1.19% | – | |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL INC | $2,384,000 | -19.2% | 30,850 | -12.7% | 1.12% | -21.6% |
| New | ZYNGA INCnote 0.250% 6/0 | $2,283,000 | – | 2,000,000 | +100.0% | 1.08% | – | |
| SLQT | Buy | SELECTQUOTE INC | $2,208,000 | -10.6% | 170,731 | +33.1% | 1.04% | -13.2% |
| BCO | Sell | BRINKS CO | $2,188,000 | -31.1% | 34,573 | -16.3% | 1.03% | -33.2% |
| OI | Sell | O-I GLASS INC | $2,129,000 | -22.4% | 149,200 | -11.2% | 1.00% | -24.8% |
| DHT | Buy | DHT HOLDINGS INC | $2,099,000 | +5.2% | 321,380 | +4.6% | 0.99% | +2.1% |
| HHC | Buy | HOWARD HUGHES CORP | $1,926,000 | +13.7% | 21,935 | +26.2% | 0.91% | +10.3% |
| New | ALTERYX INCnote 0.500% 8/0 | $1,902,000 | – | 2,000,000 | +100.0% | 0.90% | – | |
| New | EVOLENT HEALTH INCnote 3.500% 10/1 | $1,902,000 | – | 1,050,000 | +100.0% | 0.90% | – | |
| LIBERTY MEDIA CORP DELdeb 2.250% 9/3 | $1,747,000 | -3.0% | 3,860,000 | 0.0% | 0.82% | -5.9% | ||
| GOCO | GOHEALTH INC | $1,573,000 | -55.1% | 312,709 | 0.0% | 0.74% | -56.5% | |
| LVS | LAS VEGAS SANDS CORP | $1,491,000 | -30.6% | 40,750 | 0.0% | 0.70% | -32.6% | |
| IWM | Buy | ISHARES TRput | $1,213,000 | +181.4% | 172,300 | +71.1% | 0.57% | +173.7% |
| RDUS | Buy | RADIUS HEALTH INC | $1,068,000 | -21.4% | 86,032 | +15.4% | 0.50% | -23.8% |
| MPLN | Sell | MULTIPLAN CORPORATION | $1,031,000 | -53.3% | 183,115 | -21.0% | 0.49% | -54.7% |
| QQQ | Sell | INVESCO QQQ TRput | $664,000 | +98.8% | 61,200 | -32.2% | 0.31% | +93.2% |
| EHTH | EHEALTH INC | $394,000 | -30.8% | 9,737 | 0.0% | 0.19% | -32.6% | |
| APOLLO COML REAL EST FIN INCnote 5.375% 10/1 | $379,000 | -0.5% | 375,000 | 0.0% | 0.18% | -3.2% | ||
| FLXN | FLEXION THERAPEUTICS INC | $378,000 | -25.9% | 62,000 | 0.0% | 0.18% | -28.2% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $323,000 | -10.3% | 39,000 | -57.4% | 0.15% | -13.1% |
| CCVWS | CHURCHILL CAPITAL CORP V*w exp 10/29/202 | $130,000 | -36.9% | 100,000 | 0.0% | 0.06% | -39.0% | |
| SKILWS | SKILLSOFT CORP*w exp 06/11/202 | $92,000 | +9.5% | 33,332 | 0.0% | 0.04% | +4.9% | |
| MPLNWS | MULTIPLAN CORPORATION*w exp 02/13/202 | $89,000 | -47.6% | 75,000 | 0.0% | 0.04% | -49.4% | |
| LRN | Buy | STRIDE INCput | $8,000 | -80.5% | 22,000 | +9.5% | 0.00% | -80.0% |
| MGNI | New | MAGNITE INCput | $1,000 | – | 10,000 | +100.0% | 0.00% | – |
| UBER | UBER TECHNOLOGIES INCput | $1,000 | -90.9% | 19,000 | 0.0% | 0.00% | -100.0% | |
| PTON | Exit | PELOTON INTERACTIVE INCput | $0 | – | -6,800 | -100.0% | -0.00% | – |
| WSC | Exit | WILLSCOT MOBIL MINI HLDNG CO | $0 | – | -98,050 | -100.0% | -1.33% | – |
| NMRK | Exit | NEWMARK GROUP INCcl a | $0 | – | -304,600 | -100.0% | -1.78% | – |
| Exit | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $0 | – | -9,000,000 | -100.0% | -5.95% | – | |
| Exit | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $0 | – | -15,003,000 | -100.0% | -6.56% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST | 13 | Q3 2023 | 1.3% |
| GOLAR LNG LTD | 12 | Q4 2020 | 11.3% |
| MULTIPLAN CORPORATION | 12 | Q3 2023 | 0.3% |
| TABULA RASA HEALTHCARE INC | 11 | Q3 2023 | 43.7% |
| JAZZ INVESTMENTS I LTD | 11 | Q3 2023 | 22.4% |
| KAMAN CORP | 11 | Q1 2023 | 9.7% |
| VECTOR GROUP LTD | 10 | Q1 2018 | 28.5% |
| NUANCE COMMUNICATIONS INC | 10 | Q4 2019 | 18.7% |
| JAZZ INVESTMENTS I LTD | 10 | Q1 2020 | 20.9% |
| ALLSCRIPTS HEALTHCARE SOLUTN | 10 | Q3 2019 | 10.8% |
View Birch Grove Capital LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Independence Contract Drilling, Inc. | April 17, 2020 | ? | ? |
| Easterly Acquisition Corp. | September 29, 2016 | ? | ? |
View Birch Grove Capital LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
View Birch Grove Capital LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.