$577 Million is the total value of McGowan Group Asset Management, Inc.'s 117 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 15.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GENERAL MNY MKT FUNDmoney market | $84,350,000 | -25.0% | 84,349,839 | -25.0% | 14.63% | -22.4% | |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $37,910,000 | -4.5% | 4,269,141 | +5.0% | 6.58% | -1.2% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $36,441,000 | -5.8% | 3,457,354 | +3.5% | 6.32% | -2.5% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $35,757,000 | -7.4% | 3,310,863 | +4.0% | 6.20% | -4.1% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE FD INC COM | $29,582,000 | -8.1% | 1,272,906 | +0.1% | 5.13% | -4.9% |
| HYT | Buy | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $22,835,000 | +8.6% | 2,670,728 | +21.1% | 3.96% | +12.5% |
| PXD | Buy | PIONEER NAT RES CO COM | $20,176,000 | -0.5% | 93,178 | +2.5% | 3.50% | +3.0% |
| MLPA | Buy | GLOBAL X FDS MLP ETFglbl x mlp etf | $18,059,000 | +8.7% | 457,879 | +1.6% | 3.13% | +12.5% |
| ABBV | Buy | ABBVIE INC | $17,973,000 | -11.1% | 133,916 | +1.4% | 3.12% | -8.0% |
| ARCC | Buy | ARES CAP CORP COM | $17,696,000 | -5.6% | 1,048,358 | +0.3% | 3.07% | -2.3% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $17,061,000 | -7.1% | 239,991 | +0.6% | 2.96% | -3.9% |
| UNM | Sell | UNUM GROUP | $16,527,000 | +13.6% | 425,963 | -0.4% | 2.87% | +17.6% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $16,319,000 | -5.3% | 652,493 | -10.6% | 2.83% | -1.9% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $15,857,000 | +33.2% | 729,045 | +46.2% | 2.75% | +37.9% |
| MRK | Buy | MERCK & CO INC NEW COM | $14,881,000 | -5.3% | 172,799 | +0.3% | 2.58% | -1.9% |
| CQP | Buy | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $12,758,000 | +19.0% | 239,089 | +0.0% | 2.21% | +23.1% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $11,134,000 | +2.1% | 373,618 | -1.6% | 1.93% | +5.7% |
| AY | Sell | ATLANTICA YIELD PLC | $11,133,000 | -18.5% | 423,312 | -0.0% | 1.93% | -15.6% |
| LIT | Sell | GLOBAL X LITHIUM AND BATTERY ETFlithium btry etf | $9,362,000 | -9.9% | 141,652 | -1.0% | 1.62% | -6.7% |
| ET | Buy | ENERGY TRANSFER LP COM UNITS | $9,213,000 | +10.6% | 835,265 | +0.1% | 1.60% | +14.5% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $8,783,000 | -2.2% | 369,340 | +0.3% | 1.52% | +1.3% |
| LLY | Sell | ELI LILLY & CO COM | $7,189,000 | -2.9% | 22,233 | -2.6% | 1.25% | +0.6% |
| ETG | Buy | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $6,903,000 | +187.5% | 457,484 | +206.9% | 1.20% | +197.8% |
| NAD | Buy | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | $6,859,000 | +196.4% | 623,525 | +236.1% | 1.19% | +206.7% |
| NEA | Buy | NUVEEN INSURED TAX FREE ADVANTAGE | $6,856,000 | +250.9% | 646,837 | +288.9% | 1.19% | +263.6% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $6,580,000 | +385.3% | 526,397 | +409.1% | 1.14% | +402.6% |
| HTGC | Buy | HERCULES TECHNOLOGY GROWTH CAP INC | $4,909,000 | -13.6% | 423,951 | +0.7% | 0.85% | -10.6% |
| TXN | Buy | TEXAS INSTRUMENTS INC | $4,304,000 | +0.8% | 27,805 | +0.0% | 0.75% | +4.5% |
| V | Sell | VISA INC COM CL A | $3,870,000 | -10.9% | 21,784 | -1.3% | 0.67% | -7.8% |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $3,161,000 | -5.2% | 5,210,000 | -0.5% | 0.55% | -2.0% | |
| KMF | Buy | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | $2,985,000 | -5.7% | 422,231 | +0.2% | 0.52% | -2.3% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $2,952,000 | -8.2% | 3,270,000 | -3.0% | 0.51% | -5.0% | |
| AAPL | Buy | APPLE INC COM | $2,816,000 | +1.6% | 20,376 | +0.4% | 0.49% | +4.9% |
| IIPR | INNOVATIVE INDL PPTYS INC | $2,639,000 | -19.5% | 29,823 | 0.0% | 0.46% | -16.6% | |
| XOM | Buy | EXXON MOBIL CORP COM | $2,610,000 | +3.7% | 29,899 | +1.7% | 0.45% | +7.3% |
| BE | Sell | BLOOM ENERGY CORP CL A | $2,262,000 | +20.1% | 113,149 | -0.8% | 0.39% | +24.4% |
| AMZN | Sell | AMAZON COM INC | $2,227,000 | +1.6% | 19,712 | -4.5% | 0.39% | +5.2% |
| XLV | Sell | SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare | $2,101,000 | -9.6% | 17,352 | -4.2% | 0.36% | -6.4% |
| LNG | Sell | CHENIERE ENERGY INC COM NEW | $1,762,000 | -5.7% | 10,620 | -24.4% | 0.31% | -2.2% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME FD | $1,689,000 | -1.8% | 98,143 | +5.2% | 0.29% | +1.7% |
| PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,609,000 | -1.8% | 1,600,000 | 0.0% | 0.28% | +1.5% | ||
| ENPH | Buy | ENPHASE ENERGY INC | $1,557,000 | +53.6% | 5,613 | +8.0% | 0.27% | +58.8% |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,315,000 | -3.3% | 1,280,000 | -1.9% | 0.23% | 0.0% | |
| PG | Sell | PROCTER & GAMBLE CO COM | $1,281,000 | -13.2% | 10,147 | -1.1% | 0.22% | -10.1% |
| MSFT | Buy | MICROSOFT CORP COM | $1,274,000 | -8.5% | 5,468 | +0.8% | 0.22% | -5.2% |
| Sell | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,134,000 | -5.7% | 1,775,000 | -1.4% | 0.20% | -2.5% | |
| New | NUSCALE PWR CORP | $991,000 | – | 84,868 | +100.0% | 0.17% | – | |
| THQ | Sell | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $956,000 | -9.8% | 52,775 | -0.7% | 0.17% | -6.7% |
| DHR | Sell | DANAHER CORP COM | $933,000 | +1.3% | 3,611 | -0.6% | 0.16% | +5.2% |
| III | Buy | INFORMATION SERVICES GRP | $881,000 | -1.7% | 185,140 | +39.7% | 0.15% | +2.0% |
| CVX | Buy | CHEVRON CORP NEW COM | $814,000 | +3.7% | 5,663 | +4.4% | 0.14% | +6.8% |
| DE | Sell | DEERE & CO | $752,000 | +11.1% | 2,253 | -0.4% | 0.13% | +15.0% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $736,000 | -0.1% | 6,107 | +0.4% | 0.13% | +4.1% |
| AMLP | Buy | ALPS ETF TR ALERIAN MLP ETFalerian mlp | $733,000 | +6.1% | 20,055 | +0.0% | 0.13% | +9.5% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $718,000 | -27.1% | 4,396 | -20.8% | 0.12% | -24.2% |
| TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLBmunicipal bond | $711,000 | -0.4% | 770,000 | 0.0% | 0.12% | +2.5% | ||
| SHY | New | ISHARES TR 1-3 YR TREAS BD ETF1 3 yr treas bd | $706,000 | – | 8,694 | +100.0% | 0.12% | – |
| UNITED STATES TREAS NTS 1.500 03/31/23 B/E DTD 03/31/16treasury note | $692,000 | -0.1% | 700,000 | 0.0% | 0.12% | +3.4% | ||
| MA | Sell | MASTERCARD INC CL Acl a | $687,000 | -11.7% | 2,415 | -2.1% | 0.12% | -8.5% |
| VOC | Buy | VOC ENERGY TR TR UNITtr unit | $674,000 | +8.4% | 99,575 | +4.0% | 0.12% | +12.5% |
| New | UNITED STATES TREAS NTS 2.750 02/15/24 B/E DTD 02/15/14treasury note | $587,000 | – | 600,000 | +100.0% | 0.10% | – | |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $581,000 | -2.2% | 2,174 | 0.0% | 0.10% | +1.0% | |
| PM | Buy | PHILIP MORRIS INTL INC COM | $525,000 | -15.9% | 6,322 | +0.0% | 0.09% | -13.3% |
| APH | Sell | AMPHENOL CORP NEW CL Acl a | $496,000 | +3.3% | 7,406 | -0.8% | 0.09% | +7.5% |
| F | Buy | FORD MOTOR CO DEL COM PAR | $489,000 | +2.9% | 43,702 | +2.4% | 0.08% | +6.2% |
| PVL | Buy | PERMIANVILLE RTY TR TR UNITtr unit | $477,000 | +5.1% | 143,643 | +5.2% | 0.08% | +9.2% |
| UNITED STATES TREAS NTS 2.000 06/30/24 B/E DTD 06/30/17treasury note | $481,000 | -2.0% | 500,000 | 0.0% | 0.08% | +1.2% | ||
| ACN | ACCENTURE PLC IRELAND CLASS SHS | $467,000 | -7.3% | 1,815 | 0.0% | 0.08% | -3.6% | |
| FSLR | Sell | FIRST SOLAR INC COM | $466,000 | +90.2% | 3,522 | -2.1% | 0.08% | +97.6% |
| CI | Sell | CIGNA CORP | $455,000 | +2.9% | 1,638 | -2.3% | 0.08% | +6.8% |
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $442,000 | -1.3% | 430,000 | 0.0% | 0.08% | +2.7% | ||
| VZ | Buy | VERIZON COMMUNICATIONS COM | $436,000 | -24.4% | 11,494 | +1.1% | 0.08% | -21.6% |
| PEP | Buy | PEPSICO INC COM | $425,000 | +4.4% | 2,602 | +6.4% | 0.07% | +8.8% |
| New | PROSHARES TRUST ULTRA PRO SHORT QQQultrapro sht qqq | $426,000 | – | 6,948 | +100.0% | 0.07% | – | |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $429,000 | -13.5% | 475,000 | -8.7% | 0.07% | -10.8% | |
| MO | Buy | ALTRIA GROUP INC | $421,000 | +5.8% | 10,437 | +9.6% | 0.07% | +9.0% |
| MTR | Buy | MESA RTY TR UNIT BEN INTunit ben int | $414,000 | +16.6% | 32,829 | +0.8% | 0.07% | +22.0% |
| XLU | Buy | SECTOR SPDR TR AMEX UTILITIES SELECTsbi int-utils | $394,000 | +20.1% | 6,020 | +28.6% | 0.07% | +23.6% |
| UNITED STATES TREAS NTS 2.000 05/31/24 B/E DTD 05/31/17treasury note | $385,000 | -2.0% | 400,000 | 0.0% | 0.07% | +1.5% | ||
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $368,000 | 0.0% | 729 | +1.8% | 0.06% | +3.2% |
| GDO | Buy | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $363,000 | -16.9% | 32,541 | +1.0% | 0.06% | -13.7% |
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REFmunicipal bond | $360,000 | -5.0% | 590,000 | 0.0% | 0.06% | -1.6% | ||
| SBR | Buy | SABINE ROYALTY TRUST UNIT BENEFICIAL INTunit ben int | $346,000 | +20.6% | 4,861 | +3.0% | 0.06% | +25.0% |
| WMT | Sell | WAL MART STORES INC COM | $333,000 | -0.6% | 2,566 | -7.0% | 0.06% | +3.6% |
| CG | Sell | CARLYLE GROUP INC COM | $329,000 | -19.8% | 12,731 | -1.8% | 0.06% | -17.4% |
| BHP | Sell | BHP GROUP LTD SPONSORED ADRsponsored ads | $331,000 | -11.5% | 6,605 | -0.7% | 0.06% | -9.5% |
| COP | CONOCOPHILLIPS COM | $324,000 | +14.1% | 3,162 | 0.0% | 0.06% | +16.7% | |
| UNITED STATES TREAS NTS 1.375 08/31/23 B/E DTD 08/31/16treasury note | $318,000 | -0.6% | 326,000 | 0.0% | 0.06% | +1.9% | ||
| RIO | Buy | RIO TINTO PLC SPONSORED ADRsponsored adr | $309,000 | -8.3% | 5,611 | +1.5% | 0.05% | -3.6% |
| SO | Buy | SOUTHERN CO COM | $299,000 | -3.9% | 4,394 | +0.8% | 0.05% | 0.0% |
| PFE | Buy | PFIZER INC COM | $288,000 | -16.0% | 6,578 | +0.6% | 0.05% | -12.3% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $286,000 | -16.1% | 3,494 | -1.6% | 0.05% | -12.3% |
| KLAC | KLA CORP | $284,000 | -5.3% | 940 | 0.0% | 0.05% | -2.0% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS CORP COM | $274,000 | -4.5% | 2,307 | +13.4% | 0.05% | 0.0% |
| QCOM | Buy | QUALCOMM INC | $277,000 | -11.8% | 2,456 | +0.0% | 0.05% | -9.4% |
| RQI | Buy | COHEN & STEERS QUALITY INCOME RLTY FD INC | $269,000 | -13.2% | 23,940 | +4.8% | 0.05% | -9.6% |
| ICLN | Buy | ISHARES TR GLOBAL CLEAN ENERGY ETFgl clean ene etf | $259,000 | +14.1% | 13,553 | +13.8% | 0.04% | +18.4% |
| New | UNITED STATES TREAS NTS 1.750 01/31/23 B/E DTD 01/31/16treasury note | $248,000 | – | 250,000 | +100.0% | 0.04% | – | |
| NKE | Sell | NIKE INC CLASS Bcl b | $247,000 | -21.1% | 2,975 | -2.9% | 0.04% | -17.3% |
| New | UNITED STATES TREAS NTS 2.250 10/31/24 B/E DTD 10/31/17treasury note | $240,000 | – | 250,000 | +100.0% | 0.04% | – | |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $240,000 | +0.8% | 19,231 | +1.1% | 0.04% | +5.0% |
| SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPRECmunicipal bond | $244,000 | -9.0% | 3,500,000 | 0.0% | 0.04% | -6.7% | ||
| DUK | Sell | DUKE ENERGY CORP NEW COM | $228,000 | -74.4% | 2,450 | -70.4% | 0.04% | -73.2% |
| MMM | Sell | 3M CO COM | $232,000 | -20.5% | 2,103 | -6.8% | 0.04% | -18.4% |
| SEDG | Sell | SOLAREDGE TECHNOLOGIES INC | $225,000 | -51.5% | 971 | -42.8% | 0.04% | -50.0% |
| OGE | Buy | OGE ENERGY CORP | $222,000 | -4.3% | 6,083 | +1.0% | 0.04% | 0.0% |
| MDLZ | MONDELEZ INTL INC CL Acl a | $224,000 | -11.8% | 4,085 | 0.0% | 0.04% | -9.3% | |
| CSIQ | New | CANADIAN SOLAR INC | $219,000 | – | 5,890 | +100.0% | 0.04% | – |
| UNITED STATES TREAS NTS 2.125 07/31/24 B/EDTD 07/31/17treasury note | $217,000 | -2.3% | 226,000 | 0.0% | 0.04% | +2.7% | ||
| IUSV | Buy | ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu | $221,000 | -6.0% | 3,535 | +0.7% | 0.04% | -2.6% |
| WMB | New | WILLIAMS COS INC COM | $218,000 | – | 7,631 | +100.0% | 0.04% | – |
| AMAT | APPLIED MATERIALS INC | $214,000 | -10.1% | 2,618 | 0.0% | 0.04% | -7.5% | |
| ADBE | Sell | ADOBE SYS INC COM | $206,000 | -25.4% | 749 | -0.8% | 0.04% | -21.7% |
| ORCL | Buy | ORACLE CORP COM | $208,000 | +2.5% | 3,401 | +17.3% | 0.04% | +5.9% |
| LPI | Sell | LAREDO PETE INC | $207,000 | -9.6% | 3,288 | -1.1% | 0.04% | -5.3% |
| CVS | Sell | CVS CAREMARK CORP | $204,000 | +1.5% | 2,135 | -1.2% | 0.04% | +2.9% |
| XLP | Sell | SECTOR SPDR TR AMEX CONSUMER STAPLES FDsbi cons stpls | $204,000 | -13.6% | 3,058 | -6.7% | 0.04% | -12.5% |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -2,000 | -100.0% | -0.03% | – |
| BEP | Exit | BROOKFIELD RENEWABLE PARTNERS LPpartnership unit | $0 | – | -6,105 | -100.0% | -0.04% | – |
| Exit | TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER Cmunicipal bond | $0 | – | -830,000 | -100.0% | -0.04% | – | |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -20,404 | -100.0% | -0.04% | – |
| FB | Exit | META PLATFORMS INCcl a | $0 | – | -1,400 | -100.0% | -0.04% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -5,466 | -100.0% | -0.04% | – |
| AMT | Exit | AMERICAN TOWER CORP CL A | $0 | – | -902 | -100.0% | -0.04% | – |
| Exit | FEDERATED INSTITUTIONAL TAX- FREE CASHmunicipal bond | $0 | – | -305,723 | -100.0% | -0.05% | – | |
| FM | Exit | ISHARES INC MSCI FRONTIER & SELECT EM ETFmsci frontier | $0 | – | -15,396 | -100.0% | -0.07% | – |
| FIVG | Exit | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVYdefiance next | $0 | – | -18,806 | -100.0% | -0.10% | – |
| GLD | Exit | SPDR GOLD TR GOLD SHS | $0 | – | -3,873 | -100.0% | -0.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GENERAL MNY MKT FUND | 36 | Q3 2023 | 28.9% |
| DOUBLELINE INCOME SOLUTIONS FD | 36 | Q3 2023 | 8.4% |
| COHEN & STEERS INFRASTRUCTURE FD INC COM | 36 | Q3 2023 | 5.4% |
| ARES CAP CORP COM | 36 | Q3 2023 | 3.9% |
| TEXAS INSTRUMENTS INC | 36 | Q3 2023 | 0.9% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 36 | Q3 2023 | 1.0% |
| ELI LILLY & CO COM | 36 | Q3 2023 | 1.9% |
| MERCK & CO INC NEW COM | 36 | Q3 2023 | 3.1% |
| VISA INC COM CL A | 36 | Q3 2023 | 0.9% |
| APPLE INC COM | 36 | Q3 2023 | 0.7% |
View McGowan Group Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc. | February 16, 2021 | 803,021 | 5.6% |
| Nuveen Global High Income Fund | February 16, 2021 | 2,857,226 | 12.3% |
| TEMPLETON EMERGING MARKETS INCOME FUND | February 16, 2021 | 3,328,772 | 6.9% |
View McGowan Group Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View McGowan Group Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.